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1988 Rules & RegsCITY OF NEW HOPE, MINNESOTA PERSONNEL RULES AND REGULATIONS Revision Dates: December 15, 1986 July 25, 1988 (Retroactive to January 4, 1988) TABLE OF CONTENTS Chapter I II III PERSONNEL BOARD ................. GENERAL PROVISIONS ................ PURPOSE AND AMENDMENT OF RULES ADMINISTRATION Paqe 1 2 4 IV DEFINITIONS ~ V RECRUITMENT, SELECTION AND PLACEMENTs. ...... 7 VI THE cLAssIFICATION PLAN ............. 12 VII THE PAY PLAN ................... 13 VIII PROBATIONARY PERIOD ............... 16 IX PHYSICAL EXAMINATIONS AND WORKER'S COMPENSATION ................. 17 X OUTSIDE EMPLOYMENT, LEGAL RESIDENCE, CONTRACTUAL SERVICE & POLITICAL ACTIVITY ................... 18 XI ATTENDANCE AND LEAVES .............. 21 XII DISCIPLINARY ACTION, LAy OFF AND RES IGNATI ON .................. 27 XIII RETIREMENT .................... 31 XIV GENERAL PROVISIONS AND PROHIBITIONS ....... 32 XV PROCEDURE FOR SUGGESTIONS, COMPLAINTS AND APPEALS .................. 33 XVI SEXUAL HARASSMENT POLICY ............. 36 I PERSONNEL BOARD Personnel Board. A City Personnel Board is hereby established in accordance with the provisions of the Civil Service Personnel System Ordinance. The Board shall consist of three (3) members. Meetinqs of the Board. Meetings may be called by the Chairperson or by any two (2) Board members. All meetings of the Board shall be held in the City Hall and shall be open to the public. Two (2) members shall constitute a quorum for the transaction of business at any meeting and the concurrence of two (2) members shall be necessary to make any action effective. An annual meeting of the Board shall be held on the second Wednesday of March of each year. Minutes. The minutes of the Board meetings shall be prepared and maintained on behalf of and subject to the approval of the Board. Any person may examine the minutes under such reasonable conditions as the Board may prescribe. Duties and Powers. The power and duties of the Board shall be those prescribed by Minnesota Statutes, Chapter 44, as amended, the Civil Service Personnel Ordinance, and these rules. 1 II GENERAL PROVISIONS It is hereby declared personnel policy of the City of New Hope that: Employment in the service of the City shall be based on merit and fitness, free of personal consideration. Just and equitable conditions of employment shall be established and maintained to promote efficiency and economy in the operation of the City government. Positions having similar duties and responsibilities shall be classified and compensated on a uniform basis. Appointments, promotions and other actions of the Board shall be based on systematic tests and evaluations. St Tenure of employees covered by the attached rules shall be subject to good behavior, the satisfactory performance of work, necessity for the performance of work and the availability of funds. e Ail employment practices shall be nondiscriminatory in compliance with federal laws, state statutes and local ordinances. No individual shall, on the basis of race, color, creed, religious or political affiliation or belief, national origin, sex, age, marital status, disability or status with regard to public assistance be excluded from employment or be subjected to discrimination in any terms and conditions of employment by the City of New Hope. No person who advocates or is a member or an affiliate of any organization which advocates the overthrow of the Government of the United States or of the State of Minnesota by force or violence shall be hired, promoted or retained in employment. The personnel rules and regulations adopted herein shall apply to all City employees, whether or not covered by the classified service, unless there is specific law or labor agreement to the contrary. Where there is a labor agreement in effect the provisions of the labor agreement shall apply. For matters on which the labor agreement is silent the City personnel policies shall apply. 2 The personnel policies contained herein are subject to the laws of the United States, the State of Minnesota and the City of New Hope ordinances. In the event any personnel policy shall be held to be contrary to law by a court of competent jurisdiction from whose final judgment or decree no appeal has been taken within the time provided, such personnel policy shall be voided. All other personnel policies shall continue in full force and effect. 10. Sexual harassment by City officials and employees toward any member of the public or any other City official or employee is prohibited. III PURPOSE AND AMENDMENT OF RULES ADMINISTRATION Purpose of Rules. Service: These rules establish for employees in the City (a) A system of personnel administration based on merit principles and designed to secure efficient administration and employee understanding, and (b) The general City personnel policy on hours of work and other terms and conditions of employment. Administration. These personnel rules and regulations shall be administered by the City Manager as the chief administrative officer of the City. Any questions concerning the applicability of these rules shall be interpreted and resolved by the Personnel Board. Appeals from the application of these rules shall be made in the manner specified in Chapter XV of these rules. IV DEFINITIONS As used in these rules, the following words and terms, unless the context clearly requires otherwise, shall have the meaning indicated below: 1. Allocation means the assignment of an individual position to an appropriate class on the basis of the kind, difficulty and responsibility of the work actually performed in the position. 2. Appointing Authority means the City Manager. 3. Board means the Personnel Board of the City of New Hope. 4. Class means one unique position, or two or more positions sufficiently similar in respect to duties, responsibilities, and authority that they may be designated by a single descriptive title and to which the same minimum scale of pay can, under substantially the same employment conditions, be reasonably and fairly applied. 5. Classified Service means the positions covered by the merit system. 6. Class Specification means the written description of a class containing a title, a definition, examples of duties, and the desirable qualifications that are necessary for the satisfactory performance of the duties of the class. 7. Class Title means the title assigned to any particular class and used for reference for that class. 8. Employee shall include every officer, employee or other holder of a position in the City except those excluded by an Ordinance pro- viding for Civil Service Personnel System in the City of New Hope. 9. Holiday means the period between 12:01 a.m. and 12:00 midnight or the date on which the holiday falls. 10. Immediate Family means spouse, children, mother, father, brother, sister, grandmother, grandfather, mother-in-law, father-in-law, or other relative living in the same household related by blood, marriage or adoption. 11. Merit System means the method provided by Minnesota Statutes, this ordinance, and rules adopted thereunder for the employment, promotion, dismissal and discipline of municipal employees. 5 12. Part-time Employment means employment which is scheduled for less than the total number of hours in a normal work week for the work unit. 13. Probationary Period means a working test period during which an employee is required to demonstrate fitness, by actual performance of job duties, for the position to which the employee is appointed. 14. Promotion means a reassignment of an employee from a position in one class to a position in another class having a higher maximum salary range. 15. Provisional Employment means employments for not more than ninety (90) days when necessary due to the lack of eligible persons on the eligible list. 16. Seasonal Employment means employment regularly engaged in on a scheduled, full-time work week basis, for less than seven (7) months in any given calendar year. 17. Temporary Employment means employment temporarily of persons on the eligible list, without regard to rank thereon, for a period not to exceed ninety (90) days in emergencies. 18. Vacation means paid time off from work, earned by the employee through the accrual of years of service, and provided for the purpose of rest and relaxation. 19. Veteran's Preference means that preference granted to veterans as defined by the State of Minnesota in accordance with M.S. 197.455 through 197.481, as amended. 20. Sexual Harassment is defined as behavior such as, but not limited to, unwelcome sexual advances, request for sexual favors, sexually motivated physical contact, and other verbal or physical conduct or communication of a sexual nature. V RECRUITMENT, SELECTION, AND PLACEMENT 1. Recruitment Policy. Recruitment of employees for positions in the service of the City shall be the responsibility of the Personnel Board with the assistance of the City Manager. The Board and City Manager may solicit assistance from department heads and other employees in the recruitment of qualified applicants for available openings. Qualified applicants will be considered for employment without discrimination on the basis of race, color, creed, religious or political affiliation or belief, national origin, sex, age, marital status, disability or status with regard to public assistance. Department heads shall notify the City Manager as far in advance as possible of any requirements for additional or replacement personnel, setting forth such items as the number of employees desired; and job-relevant qualifications. Upon receipt of the request, the City Manager will review the request for feasibility of filling the vacancy. If the position for which a new employee is being requested is not provided for in the City's annual operating budget, the employee shall not be hired until the City Council has approved the position. Upon determination that the position has been provided for, the City Manager shall notify the Board of the vacancy. The Board shall then provide for recruitment consistent with the City's equal opportunity policy. Advertisements will indicate that the City is an equal employment opportunity employer. Notices of job openings, other than those for provisional or temporary employment, shall be posted prominently on all bulletin boards in order to encourage employees to apply for positions for which they meet the job-relevant qualifications. The posting period shall be determined by the Board with the assistance of the City Manager. 2. Types of Appointment. Whenever a vacancy in the classified service exists it shall be filled: by reduction, by transfer, by re-employment, by promotion or by original entrance. It shall be the policy of the City to fill vacancies whenever possible in the preceding order. In the absence of persons eligible for appointment in these ways, a temporary or provisional appointment may be made in accordance with these rules. Employment of seasonal employees, unskilled or semi-skilled temporary labor hired on an hourly or weekly basis and other employees excluded from the classified service shall be made by the City Manager only, and these rules and regulations shall not apply or govern such appointment. 7 3. Notice of Examination. At least ten (10) calendar days before an examination, notice of the time and place of the examination shall be published once in the official newspaper, and posted at the City Hall and at two other places in the City. Written notice shall also be mailed in advance of the examination to each person who has previously submitted their application for the position to the board. 4. Application Forms. The application form will request only that information which is relevant for employment consideration. It will be revised periodically by the Board to comply with federal and state statutes and regulations regarding equal employment opportunity and data privacy. An application for employment must be filed on the form provided within the time specified in the notice of job opening. The Board may allow an applicant, upon their request, to amend or complete a defective application which has already been filed. Such request must be made to the Board by the applicant, within fourteen (14) calendar days following the receipt by the Board of the application. The Board may require an applicant to provide additional job relevant information regarding health, character and qualifications. Falsification or misrepresentation of information on the application form or additional information provided by the applicant shall be grounds for rejection or dismissal. Ail applications and additional information shall be retained by the Board until the expiration of the eligible list of three (3) years, following the date of receipt of the application, whichever is the longer period of time. 5. Rejection of applicants. The Board may reject an applicant for any of the following reasons: (a) Failure to meet the job-relevant qualifications, (b) Inability to perform job duties of the position, (c) Previous criminal conviction or disgraceful conduct*, (d) Falsification or misrepresentation of information, (e) Previous dismissal from public or private service because of delinquency or misconduct*. *Arrest records will not be considered by the Board in making employment decisions. An applicant will not be rejected solely on the basis of previous criminal convictions or disgraceful conduct, or previous dismissal from public or private service because of delinquency or misconduct. In each case the nature, recency, job- relevancy and number of offenses will be considered, along with evidence of rehabilitation. 6. Examination. Examinations for positions in the classified service shall be competitive and may be of any form and content 8 which, in the judgment of the Board, will best serve to determine the relative fitness and ability of the applicants to perform the duties of the position. Medical and physical tests may be either competitive or qualifying, as prescribed by the Board in its official announcement of position opening. All examinations shall be uniformly administered. 7. Scoring of Examinations. For all examinations the Board may set a minimal passing score and shall determine the standards and procedure by which placement on the eligible list, by rank order of score attained, may be achieved. Standard for scoring examinations shall be uniformly applied. 8. Notification of Examination Results. The Board shall notify each candidate of their test score and the passing score. If the candidate has passed the test, notification shall also include the candidate's relative ranking among those who have passed and the right to exercise veteran's preference if qualified. In case an error has been made in scoring an examination, the Board shall correct the error, but such correction shall not invalidate a certification or appointment previously made. The candidate's correct score shall then be placed in the proper rank order on the eligible list. 9. Promotion From Within the City Service. Insofar as practical and consistent with the City's standards of merit and ability, positions open in a higher classification will be filled by promotion from among employees in lower classifications within the same department. The factors in determining promotions may include results of competitive examinations, efficiency of service, promise of continued development, job-relevant education and experience, and length of service. The purpose of this practice is to encourage employees and the public to regard service with the City as a career, to recognize efficiency and ability, and to minimize turnover. It shall be the policy of the Board to require competitive examinations, unless there are at least two (2) employees in the classified service who meet the job relevant qualifications for the position opening. Length of service shall be the determining factor in promotion only if all other job-relevant qualifications are equal, in the judgment of the Board. 10. Transfers. The transfer of an employee from a position in one class to another position in the same class may be made by the City Manager with the approval of the Board. In case of transfer the employee's length of service shall continue to be calculated from the date of employment. A transferred employee may be required by the City Manager to serve a six (6) month's probationary period to commence on the 9 date of the transfer. The City Manager may, given discretionary consideration, waive the probationary period. If the City Manager waives the probationary period for transfer, a transferred employee who had not completed the probationary period in their preceding position will continue on probationary status until completion of the initial probationary period. 11. Eligible Lists. An eligible list shall be established for each classification for which the Board has given an examination (s). The Board shall place the name of each candidate who passes all examinations given on an eligible list, ranked according to the candidate's total weighted score. Veteran's preference shall be exercised as provided by Minnesota Statutes 197.455 through 197.481, as amended. After veteran's preference points have been added, where applicable, if two (2) or more candidates have the same total weighted score, these candidates will be placed on the eligible list in order of date of receipt by the Board of their applications forms. Eligible lists shall expire in one (1) year from the date of posting. 12. Re-employment List. A re-employment list shall contain the names and classifications of all employees laid off and the names and classifications of former employees in whose written application, made within one (1) year of separation in good standing, are approved by the Board. The Board shall consider the recommendation of the City Manager before approving or rejecting applications of former employees. Names shall be placed on a re- employment list in order of consideration by the Board of merit, ability, efficiency of previous service and length of service. 13. Certification of Eligibles. If appointment is to be made from an eligible list, the Board shall certify to the City Manager the three (3) names highest on the list. If more than one (1) vacancy is to be filled, the names of one additional eligible candidate for each additional vacancy shall be certified. The City Manager shall make the appointment from the eligible list and notify the Board of the person appointed. 14. Temporary Appointment. When necessary to prevent inconvenience to the public and to continue public services, the City Manager may make temporary appointments. These appointments shall be made from an appropriate eligible list. 15. Provisional Appointments. Upon receipt of a request for certification to a position for which there is no eligible list, the Board may authorize the appointing authority to fill such position by a provisional appointment. Such provisional appointment shall remain in force not longer than thirty (30) days after certification is made from an appropriate list. Within sixty (60) days after granting permission for the appointment, the 10 Board shall hold an examination for such position. In no case shall any provisional appointment remain in force longer than ninety (90) days, and successive provisional appointments to the same position shall not exceed a total of ninety (90) days in any calendar year. Employees who have served in a provisional employment status are subject to the same requirements as other applicants in applying for employment in a non-provisional status. 16. Veteran's Preference. Preference granted to veterans in hiring or promotion shall be in accordance with M.S. 197.455 through 197.481, as amended. 11 VI THE CLASSIFICATION PLAN Preparation of Plan. There shall be a written class specification for each class of position covered in the merit system.. All specifications shall consist of a title, a definition, examples of duties, a list of the desirable knowledges, abilities, skills, experience and training; and other pertinent information relative to the preparation and abilities necessary for the performance of the duties of positions in the class. The complete list of class specifications is a part of these rules. Allocation of Positions to Classes. Ail positions shall be grouped in classes having a definite range of difficulty and responsibility. When a new position is created, or the duties of a position change, the position shall be allocated to a class according to the duties and responsibilities of the position, if an appropriate class exists. Amendment of the Classification Plan. When a new position is created for which no appropriate class exists, or when duties of an existing position have sufficiently changed so that no appropriate class exists, the Board shall create a new class and shall cause an appropriate class specification to be written. The new position shall not be filled until the classification plan has been amended to provide for it. Abolition of Classes. When, in the opinion of the City Manager, a class exists for which there is no appropriate position in the City service, the Manager may abolish the class, subject to approval of the Board. Use of Class Titles. The titles assigned to positions by their allocation to classes established by the classification plan shall be used in all personnel, accounting, budget, appropriation, financial and official records of the City. Interpretation of Class Specifications. Specifications will be interpreted in their entirety and in relation to others in the classification plan. Particular phrases or examples will not be isolated and treated as full definitions of a class. Specifications shall be deemed only as descriptive and explanatory of the kind of work required in positions in the several classes, but not necessarily inclusive of all duties to be performed. 12 VII THE PAY PLaiN Preparation. (a) By City Manaqer. The City Manager shall be responsible for developing a uniform and equitable pay plan which shall include minimum and maximum rates of pay for each class of positions. (b) Factors Determininq Salaries. Salary ranges shall be linked directly to the position classification plan and shall be determined with regard to ranges of pay for other classes, requisite qualifications, prevailing rates of pay for comparable work in other public and private employment in the area, cost of living factors, suggestions of department heads, the financial policy of the City, and other economic considerations, including union negotiations. Adoption. The proposed pay plan, as recommended by the City Manager, shall be submitted to the City Council for adoption. After adoption of the pay plan no position shall be assigned a salary higher than the maximum or lower than the minimum salary provided for the class of position, unless the salary schedule for the class is amended. Initial Effect. Upon adoption of the pay plan, the current salary rates of all City employees within the classified service shall be made to conform to the nearest rate in the pay plan for their class, except that no employee shall be required to take a pay cut when the new plan is installed. Amendments. The City Manager may recommend to the City Council amendment of the salary plan when, in the judgment of the Manager, the rate of pay for any class is too high, or too low, because of changes in responsibilities or work of classes, living costs, recruiting experience, prevailing rates of pay, the City's financial condition and policies, or other pertinent conditions. All amendments to the pay plan shall be made by resolution of the City Council. 5. Administration. (a) Appointment Rate. The minimum rate of pay for a class shall normally be paid upon appointment to the class. Appointment rates above the minimum rate may be paid, at the discretion of the City Manager, in recognition of exceptional qualifications of an applicant, or for lack of available applicants at the minimum rate. If a former employee is re- employed in a class in which the employee was previously 13 (b) (c) (d) employed, the City Manager may make an appointment at the same rate of pay which the employee had been receiving at the termination of service. Pay Increases. Salary adjustments within an established range shall not be automatic except that upon satisfactory completion of the probationary period for initial appointments, a minimum increase of three percent (3%) of salary or ten (10) cents per hour, whichever is greater, shall be given. Additional within range increases shall be made by the City Manager on the basis of merit, except that in no case shall an individual employee be given more than two (2) merit increases or more than a total fifteen percent (15%) increase in any one (1) calendar year without Council approval. Pay for Part-time Work. Whenever an employee in the classified service works for a period less than the regularly established number of hours a day, days a week, or weeks a month, the amount paid shall be proportionate to the time actually employed. Effect of Promotion and Demotion. Employees who are promoted to a higher position having a higher minimum rate than the rate paid the employee shall enter the new position at that minimum rate. Employees who are demoted may receive a reduction in salary at the discretion of the City Manager, the extent of the reduction to depend upon the reason for the demotion. (e) Overtime Payment. Non-Supervisory Permanent Employee~. Authorized overtime work by non-supervisory employees normally shall be compensated for by allowing the employee equivalent time off, to be taken within ninety (90) days of the overtime worked when deemed appropriate. The City Manager may give monetary compensation for authorized overtime. All authorized overtime shall be compensated at one and one half times (1 1/2 x) regular rates. Supervisory Employees. Supervisory employees will ordinarily receive no compensation in cash payment for over-time work. Extended periods of overtime work by supervisors on a scheduled basis may be compensated for by allowing the employee Compensatory time off as approved by the City Manager. Part-time and Temporary Employment. Part-time and temporary employees shall receive overtime pay at the rate of one and one half (1 1/2 x) regular rate for 14 authorized work in exCess of forty-eight (48) hours per week. (f) Gratuities. No fee, reward, gift, tip, or other form of remuneration shall be accepted by employees from any source for the performance of their duties. e Pay Days and Pay DeductioD~. Salaries shall be paid every other Thursday. Pay checks will be distributed during the normal work day in accordance with a schedule established by the City Manager. Travel and Other Expense~. The prescribed minimum and maximum rates of pay do not include allowances for official travel or other expenses incurred in conducting City business or allowances made to employees for the use of personally owned automotive equipment. Employees shall be reimbursed for such expenses as specified in the Administrative Regulation for travel expense allowances. Lonqevity Pay. Longevity pay shall be provided after five (5) years of service. Longevity pay shall equal one-half (1/2) of one percent (1%) of $5,000 salary for each full year of service completed as of January 1 of each new fiscal year, up to a maximum of twenty (20) years. Longevity pay shall not be paid to employees at the department head level. 15 VIII PROBATIONARY PERIOD Objective. The probationary or working test period shall be utilized for closely observing the employee's work, for securing the most effective adjustment of a new employee to their position, and for rejecting any employee whose performance does not meet required performance standards. Duration. Every person appointed to a regular position shall be required to successfully complete a working test during a probationary period of six (6) months to enable the City Manager and supervisor to observe the employee's ability to perform the various principal duties pertaining to the position. The working test may be terminated before the end of the six (6) month period if, in the opinion of the City Manager and supervisor, it is evident that the probationary employee cannot perform the required duties. 3. Evaluation of Performance. (a) Report by City Manager. At least ten (10) days prior to the expiration of an employee's probationary period, the City Manager and department head shall file a performance report in the employee's personnel records. This report shall include: their observations of the employee's willingness and ability to perform job duties satisfactorily, their comments regarding the employee's work habits and the dependability, and a statement indicating whether the employee should continue to be employed in the position. (b) Discussion with Employee. The performance report shall be discussed with the employee and the employee shall be requested to sign a statement indicating that such discussion has taken place. If the employee is to continue to be employed in the position, the employee shall have regular employment status upon completion of the probationary period. (c) Copy to Board. A copy of such report shall be given to each member of the Board. 16 IX PHYSICAL EXAMINATIONS AND WORKERS' COMPENSATION 1. Physical Examinations. (a) First Examination Required. Candidates for employment shall be required to undergo a physical examination. A candidate must satisfactorily pass the physical examination before appointment will be made. (b) Second Examination Optional. Appointees to the Police, Public Works, and Fire Departments shall serve a probationary period after which they may be required to undergo a second physical examination by a physician designated by the City at City expense. If the results of the second examination indicate that the employee is physically not fit for employment, the employee may be released from the City's employ. 2. Workers' Compensation. (a) Immediate Report of Injury. Employees who are injured while on duty for the City must make an immediate report of such injury to their supervisor. All injuries, however slight they may appear to be, must be reported within eight (8) hours. (b) Treatment by Physician. If the employee is injured to such an extent that medical attention is required, the employee shall immediately go to a physician designated by the City for treatment. (c) Notification by Department Heads. Department heads shall be responsible for notifying the administrative office of all injuries reported by employees under their supervision and shall make certain that the proper written reports are made to the insurance company and to the Safety Committee. 17 X OUTSIDE EMPLOYMENT, LEGAL RESIDENCE, CONTRACTUAL RESIDENCE, CONTRACTUAL SERVICE AND POLITICAL ACTIVITY 1. Outside Employment Permitted. City employees may be permitted to work at outside jobs if, in the opinion of the City Manager, there is no conflict with working hours, the employee's efficiency in performing city work, or conflict with the interests of the City. Upon determination by the City Manager than no conflict exists, the City Manager, or Department Head with permission of the Manager, must give written permission before the employee can accept the outside job. 2. Outside Residence Permitted. City employees may maintain residence outside the City, but such residency shall comply with the rules specified below as a condition of continued employment. The City is deemed to have an ongoing interest in the availability of emergency personnel for potentially perilous, hazardous or disruptive situations which may arise in their respective fields of essential services to the City of New Hope. (a) Emergency personnel of the City are defined as those employees in the classified service whose duties are of a nature which could require their presence, on duty, during other than scheduled hours, to protect the safety, lives, property or general welfare of the citizenry of the City of New Hope, or those other communities to whom the City has similar obligation by contract or otherwise. (b) Ail full-time employees in the Police, Fire and Public Works Departments by the nature of their duties and the potential need for responding to emergency conditions are designated as emergency personnel, and must reside within 25 miles of the City Hall, as measured by use of the nearest traveled and dedicated public roads, and within 40 minutes driving time from the City Hall, operating at applicable, legal speed limits under normal atmospheric and traffic conditions. (c) Residence shall mean the location where the person intends to and actually, physically resides and maintains a principal dwelling place, except for vacation periods or authorized leaves of absence. No employee shall have more than one residence for purposes of this rule. (d) Each emergency employee shall provide telephone service at their residence in order to maximize availability in the event of an emergency. 18 (e) Ail newly hired personnel shall have six (6) months from the completion of the probationary period as determined by City payroll records, to fulfill the residence requirements as stated above. (f) Ail employees shall inform the City Manager of their residence upon beginning employment, and immediately notify the City Manager of any changes in residence and telephone numbers. Contractual Services Prohibited. No employee may enter into contract or agreement with an individual or organization for performance of personal services while on City time, or while using City equipment, without the approval of the City Manager. Political Activity. The Board's policy regarding the restriction of political activities of City employees shall be in conformance with the Federal Hatch Political Activities Act, as amended, and Minnesota Statutes 43.28, subd. 1, as amended. Federal and state statutes include prohibited and permitted employee activities as follows: (a) Prohibited Activities. A City employee may not: (1) Use official authority or influence for the purpose of interfering with or affecting the result of an election or nomination for office. (2) During working hours solicit or receive funds for political purposes. (3) At any time use their official authority or influence to compel any officer or employee in the classified service to: apply for membership in or become a member of any political organization; or pay, promise to pay or lend any assessment, subscription, or contribution for political activity. (4) Be a candidate for elective office in a public partisan election. Any employee who violates these provisions is guilty of a misdemeanor and, if found guilty, is automatically separated from employment with the City. (b) Permitted Activities. A City employee may: (1) Express opinion on political subjects and candidates. 19 (2) Take an active part in political management and political campaigns. (3) Hold membership or office in a political party, organization or club. (4) Attend a political convention and participate in the deliberations of proceedings of the convention or any of its committees. (5) Be a candidate for office or serve as a delegate at a convention as long as such candidacy does not involve a public partisan election. (6) Engage in volunteer work for a partisan candidate, campaign, committee, political party or nominating convention of a political party. (7) Sign nominating petitions for candidates in a partisan election for public office and originate or circulate such petitions. (8) Make a financial contribution to a political party or organization and solicit and collect voluntary political contributions. The City may grant, upon request, an unpaid leave of absence to an employee who becomes a candidate for or assumes a federal, state or local government office. If the needs of the municipal service so require, the vacancy subsequently created by the leave of absence may be filled and the services of the employee on unpaid leave of absence may be terminated. A City employee who becomes a candidate for or assumes a federal, state or local government office and does not elect to request an unpaid leave of absence shall not conduct the business of such candidacy or public office during hours when the employee is scheduled to work. 20 XI ATTENDANCE AND LEAVES Hours of Work. The hours of work shall be those established by the City for the efficient conduct of City business. The regular work day shall be eight (8) hours of work plus a lunch period. The regular work week shall be forty (40) hours, Monday through Friday. When a different schedule is required to meet the needs of the City, employees shall work according to schedules prepared by the supervising official and approved by the City Manager. 2. Attendance and Punctuality. (a) Employees shall be in attendance at their place or work in accordance with these rules and general or departmental regulations. Prompt appearance for work at the specified hour is required of all employees. Each department may set up such requirements as it sees fit to enforce this rule. (b) During severe weather conditions non-emergency personnel unable to report to work may elect to use floating holiday, vacation or compensatory time. Office Hours. The general City office shall be open from 8:00 a.m. to 4:30 p.m. Monday through Friday and will be closed on Saturdays and Sundays, except when required to be open by the City Manager or the City Council. The City office will be closed on legal holidays. 4. Holidays. (a) Number of Days. There are eleven (11) days or eighty-eight (88) hours of holiday time provided within a calendar year. The following days are designated as holidays: New Year's Day Martin Luther King Day Washington's Birthday Memorial Day Independence Day Labor Day Veteran's Day Thanksgiving Day Day after Thanksgiving Christmas Day One (1) Floating Holiday (b) Procedure for Taking Holidays. Holidays are to be taken as a paid eight (8) hours off whenever they occur except where otherwise provided for in labor agreements or when the need for providing City services necessitates the scheduling of work on a holiday. When the department head has scheduled an employee to work on a holiday, the employee shall be given credit for the holiday 21 in one of the following three (3) alternatives, at the discretion of the department head: (1) Receiving an additional day off within ninety (90) days. (2) Receiving an additional days' pay at the regular base rate of pay, or (3) Receiving an extra day added to accrued annual leave, except that in no case shall more than three (3) days be accumulated to be added to annual leave. There will be no carry over of holidays except where provided in alternatives (1) and (3). The floating holiday must be scheduled in advance with the permission of the employee's immediate supervisor and must be used by the end of each calendar year, or it will be lost. An employee who resigns or is discharged before using the floating holiday will not receive pay for it, unless the employee has been employed for at least six months of the calendar year. An employee who is being laid off will receive eight (8) hours pay for an unused floating holiday. Whenever a holiday falls on a Saturday, the preceding Friday shall be taken as a holiday. Whenever a holiday falls on a Sunday, the following Monday shall be taken as a holiday. (c) Part-time and Temporary Employees. Part-time permanent employees will take holiday time off and will be paid for the holiday on a pro-rated basis consistent with the number of hours for which they are regularly scheduled to work. Temporary full-time employees will take holiday time off and will be paid for eight (8) hours. Temporary part-time employees will receive holiday time off but will not be paid for the holiday. 5. Annual Leave. (a) Number of Days Earned. Vacation shall be accrued by each probationary and regular full-time employees in accordance with the following schedule: Years of Service Days Earned Per Year 0 - 5 years 10 days 6 - 10 year 15 days 11 - 20 years An additional one (1) day per year to a maximum of twenty (20) days. 22 21 - 25 years An additional one (1) day per year to a maximum of twenty five (25) days per year. Vacation time shall be earned, beginning the date of employment, for each month, or portion thereof, during which an employee receives pay. (b) Probationary Period. No vacation shall be granted during the original probationary period, but if a regular appointment is received, vacation time will be allowed for time served during probationary status. (c) Vacation Units. Vacation shall be charged against employees is not less than one (1) hour units. (d) Separation. Regular full-time employees who are separated from City service in good standing shall be compensated for vacation accrued up to the date of separation at their regular rate of pay, not to exceed payment for 160 hours. (e) Vacation Year. The vacation year for each employee shall begin on the date of the employment with the City. Time on lay off, suspension, or other leave of absence without pay shall not be counted in determining the date of completion of a full months' service. (f) Accumulation. Vacation leave should normally be taken within one (1) year of the time the vacation has been earned. However, earned vacation may be accumulated without restriction upon the recommendation of the Department Head and with the consent of the City Manager, with no more than 160 hours accumulated vacation being carried over to a new calendar year. (g) When Taken. The time at which an employee shall take vacation shall be determined by the department head with due consideration of the wishes of the employee and priority given to the need for continuation of City services. (h) Waiving Vacation. Vacation leave is granted to employees for a period of recreation; an employee shall not be permitted to waive such leave for the purpose of receiving double pay. 6. Sick Leave. (a) Number of Days Earned. Sick leave with pay shall be credited to regular full-time employees at the rate of one (1) work day for each full month of service and shall be accumulated to a maximum of 960 hours. Probationary employees shall 23 accumulate sick leave from the date of their appointment but cannot use it during their probationary period. (b) Not a Privilege. Sick leave shall not be considered a privilege which an employee may use at will, but shall be allowed only in case of necessity and actual sickness or disability of the employee; or because of illness, birth or death in the immediate family; or to meet dental appointments, take physical or eye examinations, or take other illness prevention measures. Dental appointments and physical or eye examinations are to be taken at the convenience of the City. (c) Notification of Supervisor. To receive compensation while absent on sick leave, the employee shall notify the immediate supervisor prior to use of sick leave, if possible, or within four (4) hours of the start of the normal work day, or as may be specified by the department head. (d) Physician's Certificate. When absence is for more than three (3) work days, the employee may be required to file a physician's certificate. (e) Request Form. A request form for sick leave must be filled out immediately upon the employee's return to work. (f) False Pretenses. Claiming sick leave under false pretenses shall be cause for disciplinary action, including transfer, suspension, demotion or discharge. (g) Injury in Line of Duty Not Counted. Time lost from work because of injury received while on duty will not be charged against sick leave, unless at the option of the employee as outlined below in the option to use sick leave and vacation credits. (h) Severance Payment. Unused sick leave will be cancelled upon the date of termination of City employment, employee shall be paid, as severance pay, one-third (1/3) of their accumulated unused sick leave at a straight time rate not to exceed payment for more than forty (40) days at termination of employment. Leave for Injury or Sickness Incurred in Line of Duty. (a) Benefit Provided. An employee who is injured while on duty, or who incurs an illness arising out of, and in the course of employment, and who is entitled under state law to Worker's Compensation, will continue to receive that portion of their regular salary, which will, together with any payments received from Workers' Compensation insurance, equal their normal net salary for the same period for a maximum of three 24 (3) consecutive months. (b) (c) Option to Use Sick Leave and Vacation Credits. If, because of this injury, an employee is unable to return to work at the expiration of the three (3) month period, the employee may, at their option, use all accumulated sick leave and vacation credits before being removed from the payroll and before being transferred for disability benefits available under the pension or retirement plan which has jurisdiction. Disability Payments. If, because of this injury, an employee is unable to return to work at the expiration of both the three (3) months' period and the accumulated sick leave and vacation credits, the employee will receive compensation in accordance with the provisions of the Workers' Compensation Act and disability payments as are provided under the pension or retirement plan which has jurisdiction. 8. Other Leaves of Absence with Pay. (a) Jury, Court, Public Duty. Employees shall be granted leaves of absence for required jury duty or for other required appearances before a court or other public body. Such employe shall receive that portion of their regular salary which will, together with the jury duty pay, or fees, equal their gross salary for the same period. (b) Official Meetings. Leave with pay may be authorized in order that regular employees may attend meetings, if such meeting attendance is approved by the department head and/or City Manager. (c) Official Training. Leave with pay may also be granted for the purpose of allowing a regular employee to engage in official training courses or to participate in other official activities or training required by the City. 9. Leave of Absence Without Pay. (a) (b) Period Approved. The City Manager may grant a regular employee leave of absence without pay for a period not to exceed one (1) year. Such leave shall be granted only when it is deemed to be in the best interest of the City. Written Request. No leave without pay shall be granted except upon written request of the employee. The request must be approved by both the department head and the City Manager. (c) Reinstatement. Upon expiration of an approved leave without pay, the employee shall be reinstated in the position held at the time leave was granted. 25 (d) Failure to Report to Duty. Failure of an employee on unpaid leave to report to duty immediately after the expiration of the leave shall be cause for discharge. (e) When Granted. Leave without pay shall be granted only when it will not result in undue prejudice to the interest of the City as an employer. 10. Military Leave of Absence. (a) With Pay. Ail municipal employees shall be entitled to leave of absence with pay for service in any component of State militia, or with a military reserve unit, for a period not to exceed a total of fifteen (15) days in any calendar year as provided for under Minnesota Statutes 192.26. During such leave the employee shall accrue sick and annual leave and other benefits as though actually employed, except as otherwise provided by state or national law. (b) Without Pay. Municipal employees called to active military service in time of war or other emergency declared by proper authority shall be entitled to leave of absence without pay during such service with the right of reinstatement as provided for under Minnesota Statutes 192.26 to 192.264. 11. Accrual of Benefits Durinq Leave. Employees on paid leave or suspension with pay shall accrue all benefits. Employees on unpaid leave of absence or suspension without pay shall not accrue benefits. 12. Absence Without Leave. (a) Definition. Absence of an employee from duty, including any absence for a single day, or part of a day, that is not authorized by as specific grant of leave of absence under the provisions of these rules shall be deemed to be on absence without leave. (b) Without Pay and Subject to Discipline. Any such absence shall be without pay and may be cause for disciplinary action. (c) Reconciliation. Such action may be reconciled by a subsequent grant of leave at the discretion of the City Manager if the conditions warrant. 26 e XII DISCIPLINARY ACTION, LAYOFF AND RESIGNATION Disciplinary Action. Disciplinary action will be for just cause and will be in one or more of the following forms: (a) Oral reprimand, (b) Written reprimand, (c) Withholding of a pay increment, (d) Suspension without pay, (e) Demotion, or (f) Discharge. Written reprimands, withholding of a pay increment, suspension, demotion and discharge will be in writing and will set forth the reasons for such action. The written notices will become part of an employee's personnel file and will be read and acknowledged by signature of the employee. Oral and Written Reprimands. The employee's immediate supervisor has the authority to issue oral and written reprimands for cause. Withholdinq of a Pay Increment. Withholding of a pay increment for cause maybe recommended by the employee's immediate supervisor and department head to the City Manager. The City Manager has the authority to withhold a pay increment for cause. Suspension Without Pay. Suspension without pay may be authorized by the City Manager for cause. The employee's immediate supervisor and department head may recommend such action. (a) For Thirty (30) Calendar Days or Less. The City Manager may suspend the employee without pay for thirty (30) calendar days or less and shall provide the Board with a copy of the written notice of suspension issued to the employee. Suspensions of thirty (30) calendar days or less may not be appealed to the Board for a hearing. (b) For More Than Thirty (30) Calendar Days. A suspension without pay for more than thirty (30) calendar days may be appealed by the employee to the Board in accordance with the provisions of Chapter XV. The employee shall be given advance written notice of the suspension. A copy of this notice shall be provided to the Board. Demotion. An employee may be demoted by the City Manager by reassignment to a job in a lower class or by reduction of the salary of the current job classification on a temporary or permanent basis. Cause for demotion includes, but is not limited to: failure to meet performance standards or a significant decrease in the level of performance, infraction of rules or 27 misconduct, changes in health or qualifications of the employee to perform the job, or a change in the nature and responsibilities of the employee's job classification. The City Manager will consider recommendations regarding demotions from the employee's immediate supervisor and department head. (a) Right of Appeal. The employee may appeal demotion to the Board in accordance with the provisions of Chapter XV. (b) Demotion by Reassignment to a Job in a Lower Class. Demotion by reassignment to a job in a lower class shall not take place unless the employee has the job-relevant qualifications for employment in a lower class and such demotion would not require the lay off of an employee in the lower class. (c) Demotion in Lieu of Layoff. The City Manager, with the consent of the affected employee, may demote an employee in lieu of layoff. Upon request, the employee's name shall be placed on the re-employment list for the class from which the employee was demoted. Discharge. Discharge is involuntary separation from employment for cause. The employee's immediate supervisor and department head may recommend discharge. The City Manager has the authority to discharge an employee. Written notice of the discharge will include the reasons for such action. A copy of the notice will be provided to the Board. (a) Cause for Discharge. Cause for discharge includes, but is not limited to, evidence of the following: (1) Inability to meet required standards of job performance; (2) Conviction of a felony; (3) Violation of any lawful or official rule, regulation or order; (4) Failure to obey a lawful order given by the employee's supervisor or other insubordinate acts; (5) Intoxication on duty; (6) Abuse of sick leave. (7) Offensive conduct or language toward the public, City officials, or employees; (8) Unauthorized participation in outside employment or other financial agreements that adversely affect job performance; 28 (9) Abuse of public trust: (10) Carelessness and/or negligence in the handling or control of City equipment and property' (11) Attempts to induce an official or employee of the City to commit an unlawful act or to act in violation of any lawful and reasonable official regulation or order; (12) Acceptance of a fee, reward, gift, tip, or other form of remuneration from any source for the performance of job duties; (13) Incompatibility with fellow employees or supervisors; and (14) Dishonesty in the performance of job duties. (15) Sexual harassment of any member of the public or any other City official or employee as governed by Chapter XVI. (b) Right of Appeal. Discharge may be appealed to the Board in accordance with the provisions of Chapter XV. (c) Disqualification from Future Employment. Any discharged employee shall be disqualified from future employment by the City unless the Board, after investigation, shall determine that the cause for discharge has been adequately remedied by the former employee and that the former employee is qualified for re-employment consideration through the normal procedures established in Chapter V. (d) Discharge of Veterans. Discharge of veterans, including discharge during the probationary period, shall be in accordance with M.S. 197-455 through 197.481, as amended. Layoff. (a) Authority. The City Manager may lay off an employee as deemed necessary because of shortage of work or funds, the abolition of the position, changes in the job duties or organizational structure, or for other related reasons. (b) Not Disciplinary Action. be considered a layoff. Suspension or discharge shall not (c) Order of Layoff. Employees serving in the class of position to be reduced shall be laid off based on consideration of performance or job duties, abilities and length of service. 8. Resignation. 29 (b) (c) Required Advance Resignation Notice. To resign in good standing an employee must give the City Manager at least fourteen (14) calendar days advance written notice unless the City Manager, because of extenuating circumstances, agrees to permit a shorter period of notice. The resignation notice shall include a statement of the reason(s) for leaving. Failure to Comply. Failure to comply with the requirement for advance written resignation notice shall be entered in the employee's personnel file and may because for denying future employment with the City. Report to city Manager. The resignation of any employee who fails to give advance written notice shall be reported immediately to the city Manager by the department head. 30 XIII RETIREMENT Retirement is now governed by Federal and State Law. The City will attempt to keep all employees informed of current law regarding the subject. Employees should check with the City Manager's office when they have questions as to the current law. Changes in the law will be distributed when received by the City. 31 XIV GENERAL PROVISIONS AND PROHIBITIONS General Prohibitions. (a) No Political Endorsement. In no event shall any political endorsement be considered in connection with the appointment to a position in the City service. (b) No Abuse of official Authority. No person shall use or promise to use, directly or indirectly, any official authority or influence to secure or attempt to secure an appointment or advantage in appointment to a position in the City Service, or an increase in pay, promotion, or other advantage in employment in any such position, for the purpose of influencing the vote or political action for any purpose, or for any other consideration. Compliance. Ail officers and employees of the City shall comply with and aid in all proper ways in carrying out the provisions of these personnel rules and special departmental regulations. Employment of Relatives. It is the general policy of the City to avoid employing the relatives or spouse of an employee in the same department. This policy does not preclude their employment in other departments. Chanqe of Address. Employees also are required to notify their department head and clerk promptly of any change of address or telephone number so that the employee may be contacted at all times by either mail or telephone. Employee Training. In order that employees may perform their work more efficiently and will be able to qualify for positions of increasing difficulty and responsibility, the City Manager shall promote a system of employee training. The City Manager may encourage employees to take courses in night schools, suggest programs of supervisory and foremanship training to department heads, provide for necessary facilities to educate and keep employees informed on activities and functions of the various departments, promote employee training programs, encourage employees regarding possibilities of advancement in the City service, and suggest additional training. 32 XV PROCEDURE FOR SUGGESTIONS, COMPLAINTS AND APPEALS Suggestions. The Board, the City Council and the City Manager welcome suggestions from any employee or City resident for improving municipal personnel services. These suggestions may be presented to the City Manager by letter, memorandum or in person. Suggestions which appear desirable and feasible will be reviewed by the Board and, if compatible with City service, they will be incorporated into the personnel rules and regulations. 2. Complaints. (a) Jurisdiction. This procedure applies to an employee complaint relevant to any aspect of the terms and conditions of their employment with the City, but excludes appeals of the following: a suspension of more than thirty (30) calendar days, demotions or disCharge. Appeals of such action shall be made directly to the Board in accordance with Section 3 of this Chapter. (b) Complaint Procedure. An employee who has a complaint arising out of any aspect of the terms and conditions of their employment may discuss the complaint with their immediate supervisor within fifteen (15) calendar days of the event(s) and situation(s) giving rise to the complaint. If the complaint is unresolved, the employee may, within ten (10) calendar days of the response from the immediate supervisor discuss the complaint with the department head. If the complaint is unresolved after discussion with the department head, the employee may submit the complaint in writing to the City Manager within ten (10) calendar days of the response from the department head. The written complaint shall be dated and shall explain the nature of the complaint and responses received from the immediate supervisor and department head. The City Manager shall investigate the complaint and render a written decision, a copy of which shall be submitted to the immediate supervisor and department head. If the complaint remains unresolved, the employee may forward the written complaint to the Board and include a copy of the city Manager's written decision. The Board shall investigate the complaint and may, at its discretion, conduct a hearing in accordance with Section 4 of this Chapter if considered necessary for proper resolution of the complaint. (c) Board Decision Final. The decision of the Board shall be given to the employee in writing and shall be final. Copies 33 of the decision shall also be provided to the immediate supervisor, the department head and the City Manager. (d) Other Investigation. The Board shall receive and consider any complaints regarding the administration of these rules. On the basis of such complaints, or on its own initiative, the Board shall make such investigation and hold such hearings as it deems desirable concerning all matters touching the enforcement and effect of the provision of the merit system ordinance and these rules. On the basis of its investigations and hearings, the Board shall take such remedial action as it deems warranted. 3. Direct Appeal to the Board. (a) Jurisdiction. Direct appeal to the Board maybe made by an employee who wishes to appeal a suspension of more than thirty (30) calendar days, demotion, or discharge. (b) Appeal Procedure. The employee may, within fifteen (15) calendar days of the date of receipt of the notice of suspension, demotion or discharge, file a written request with the Board for a hearing, with a copy to the city Manager. When a timely appeal has been filed, the City Manager shall file with the Secretary of the Board the charges to show cause for the aCtion taken. The employee shall receive ten (10) days advance written notice of the date, time and place of the hearing. The Board shall hold the hearing to determine whether the action taken is to be upheld, modified or overturned. Action taken by the City Manager to suspend without pay for more than thirty (30) calendar days, demote or discharge shall be final in the absence of the filing of a timely appeal to the Board. 4. Hearings. (a) Conduct of Hearings. The Board, in considering an appeal, shall conduct the hearing in such a manner most conducive to quick and satisfactory solution of the complaint involved. (b) Board Decision Final. The decision of the Board shall be in writing and shall be final. (c) Conduct of Hearing. Every hearing held by the Board shall be open to the public. The Board shall have the powers provided in Subd. 2, Section 8 of "An Ordinance Providing for Civil Service Personnel System in the City of New Hope" in conducting the hearing. (d) Action After Hearing. If, after the hearing, the Board finds 34 that the action taken is sustained, the action taken shall be upheld unless an appeal is made to the courts as provided by law. If the Board finds that the action taken is not sustained, appropriate remedial action shall be ordered: a suspended employee shall be immediately reinstated and shall be paid all back pay for and accrue all benefits during the period of suspension; a demoted or discharged employee shall be continued in their position. (e) Filinq and Notice. Findings hereunder and orders sustaining actions or compelling reinstatements shall be in writing and shall be filed among the records of the Board within three (3) calendar days after the completion of the hearing. The Board shall give written notice of the decision to the concerned employee and to the city Manager. 35 XVI SEXUAL HARASSMENT POLICY It is the City's policy that the work force environment will be free of sexual harassment and that all individuals will be treated with respect at all times. Sexual harassment by city officials and employees toward any member of the public or any other City official or employee is prohibited. This policy will apply to all officials and employees of the City of New Hope. Sexual harassment is defined as behavior such as, but not limited to, unwelcome sexual advances, requests for sexual favors, sexually motivated physical contact, and other verbal or physical conduct or communication of a sexual nature when: Submission to or conduct or communication is made either implicitly or explicitly a term or condition of an individual's employment. Submission to or rejection of such conduct or communication is used as a basis for an employment decision affecting that individual's employment. Such conduct or communication has a purpose or effect or substantially interfering in an individual's employment or creating an intimidating, hostile, or offensive employment environment. 5. Other behavior, whether subtle, overt or otherwise, which constitutes sexual harassment includes, but is not limited to: Verbal harassment (epithets, derogatory remarks, or slurs); Physical harassment (gestures, assault, impeding or blocking movement; or any physical interference with normal work or movement); Visual forms of harassment (derogatory posters, letters, poems, graffiti, cartoons, or drawings); and d. Requests for sexual favors or unwanted sexual advances. It is the responsibility of any employee who feels he or she is being subjected to sexual harassment in any form, or who believes he or she has witnessed sexual harassment in any form, to contact his or her supervisor, the city Manager, or Director of 36 Administrative Services immediately with out fear of any retaliatory action by any employee of the city. All supervisors are required to report immediately any allegations to the appropriate city personnel. Any complaints which are made will be investigated confidentially and in a timely fashion. All officials and employees shall cooperate in any investigation of such a complaint. If the facts support the allegations, the perpetrator of the sexual harassment will be subject to disciplinary action up to and including termination. Any official or employee found to have made a false complaint of sexual harassment or found to have knowingly given false information during an investigation of such a complaint may also be subject to disciplinary action. ,,Discipline", as used in this paragraph, shall mean any of the courses of action described in Personnel "Rules and Regulations Policy and Procedures" handbook including dismissal. 37