IP #790
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AFFIDAVIT OF MAILING HEARING NOTICE
IMPROVEMENT PROJECT NO. 790
STATE OF MINNESOTA)
COUNTY OF HENNEPIN) ss
CITY OF NEW HOPE )
I, the undersigned being the duly qualified City Clerk of the City of New Hope, Minnesota,
hereby attest and certify that:
On January 20, 2006, acting on behalf of the said City, I deposited in the United States
mail at New Hope, Minnesota, a copy of the attached notice of a hearing on Improvement Project No. 790,
mailed first class, with postage thereon fully prepaid, addressed to the persons at the addresses
appearing opposite their respective names, list attached.
There is a delivery service by United States mail between the place of mailing and the
places so addressed.
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City Clerk
Subscribed and sworn to before me this:=-.:?davday of
My commission expires January 31,2010.
2006.
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H~nnepin County
l.INDA C. SWEASY
NOTARY PUSI.JC . MINNESOTA
My CommlsslonExpires Jan. 31, 2010
CITY OF NEW HOPE
4401 Xylon Avenue North. New Hope, Minnesota 55428-4898. www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
NOTICE OF PUBLIC HEARING ON PROPOSED
STREET AND INFRASTRUCTURE IMPROVEMENT NO. 790
(2006 Street and Infrastructure Improvement Project)
1. Notice is hereby given that the City Council of the City of New Hope, Minnesota, will
meet on Februarv 13. 2006. at 7:00 p.m. at the City Hall, 4401 Xylon Avenue North, in said City for
the purpose of holding a public hearing on a proposed street and infrastructure improvement as
described hereinafter.
2. The general nature ofthe improvement, as described in the January 2006 feasibility
report prepared by Bonestroo, Rosene, Anderlik & Associates, Inc., Engineers for the City, is the
reconstruction of streets, installation of new ductile iron water main along streets being reconstructed
and storm sewer improvements. The project will also include backyard drainage improvements, park
improvements and storm water pond improvements. Only the street improvements are proposed to
be specially assessed. The street improvements to be assessed involve four construction strategies
including 1) Reconstruction, 2) Edge Mill and two inch overlay, 3) Full Mill and one and Y2 inch
overlay and 4) Reclaim strategy. Reconstruction involves complete removal of the existing
pavement, aggregate street base and curb and gutter. The street is then reconstructed using all new
materials. Edge Mill and 2" overlay is used to improve the crown of the street where the centerline of
the street has settled over time. An improved crown is accomplished by milling the edges ofthe road
six feet along each gutter then paving a uniform layer of bituminous over the entire street. Full Mill
and 1 Y2" inch overlay is used where the crown in the street has not settled. The Reclaim strategy is
used where the curb is structurally sound but the pavement has failed due to reasons umelated to the
aggregate base. This requires the removal of all bituminous surfacing, preparation of existing
aggregate base and new bituminous paving. As per Figure 2 "Proposed Street Improvements" set out
in the Bonestroo, Rosene, Anderlik & Associates, Inc. January 2006 feasibility report, the streets
scheduled for Reconstruction are portions of Aquila Avenue, Meadow Lake Road East and Meadow
Lake Road West. Streets scheduled for Edge Mill and 2" overlay are portions of 62nd Avenue, 61-112
Avenue, 61 st Avenue, 60-1/2 Avenue, 61 st Circle, Gettysburg, Ensign, Decatur and Cavell Avenues.
The streets scheduled for the Full Mill and 1 Y2" overlay are potions of Boone Avenue and Boone
Place, Allen Circle, 61-112 and 60-112 Avenues, Meadow Lake Road North, Zealand, Yukon, Xylon
and Virginia Avenues. The streets scheduled for the Reclaim strategy are portions of 62nd, 60th, and
Gettysburg Avenues and Meadow Lake Road East. The street reconstruction proj ect also includes all
other appurtenant works and services reasonably required to complete the proj ect. The City allocates
annually a portion ofreal estate taxes to its Street Fund for street projects. Therefore only properties
exempt from real estate taxes are specially assessed for the cost of street improvements according to
the City's special assessment policy. The tax exempt properties to be assessed for the 2006 Street
and Infrastructure Project 790 are as follows:
CITY OF NEW HOPE
4401 Xylon Avenue North · New Hope, Minnesota 55428-4898 · www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
Address
PID number
Meadow Lake School
8525 62nd Avenue N.
06-118-21-12-0078
7641 62nd Avenue N.
05-118-21-22-0061
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7601 62nd Avenue N.
05-118-21-22-0059
Meadow Lake Park
06-118-21-13-0082
Dorothy Mary Park
06-118-21-11-0006
3. The estimated cost of said improvement is $4,288,000.00.
4. The area proposed to be assessed for the making of said improvement shall include
the premises described in paragraph 2 above.
5. All persons interested are invited to appear at said hearing for the purpose of being
heard with respect to the making of said improvement.
Dated the 20th day of January, 2006.
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Valerie Leone, clty Clerk
Independent School District 281
4148 Winnetka Avenue North
New Hope, MN 55427
City of New Hope
Meadow Lake School
8525 62nd Avenue North
7641 62nd Avenue North
7601 62nd Avenue North
Meadow Lake Park
Dorothy Mary Park
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AFFIDAVIT OF MAILING HEARING NOTICE
IMPROVEMENT PROJECT NO. 790
STATE OF MINNESOTA)
COUNTY OF HENNEPIN) ss
CITY OF NEW HOPE )
I, the undersigned being the duly qualified City Clerk of the City of New Hope, Minnesota,
hereby attest and certify that:
On January 30, 2006, acting on behalf of the said City, I deposited in the United States
mail at New Hope, Minnesota, a copy of the attached notice of a hearing on Improvement Project No. 790,
mailed first class, with postage thereon fully prepaid, addressed to the persons at the addresses
appearing opposite their respective names, list attached.
There is a delivery service by United States mail between the place of mailing and the
places so addressed.
XL~~~
City Clerk - I
Subscribed and sworn to before me this 3D day of ~; 7~ ,2006.
My commission expires January 31,2010.
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Hennepin County v
lINDAC. SWEASY
NOTAAYPUI:i.lC . MtNNESOT A
My~~Jlln.31.2010
CITY OF NEW HOPE
4401 Xylon Avenue North · New Hope, Minnesota 55428-4898 · \\'WW. ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
AMENDED NOTICE OF PUB HEARING ON PROPOSED
STREET AND INFRASTRUCTURE IMPROVEMENT NO. 790
(2006 Street and Infrastructure Improvement Project)
City of New Hope. Minnesota
1. Notice is hereby given that the City Council of the City of New Hope, Minnesota, will
meet on February 13, 2006, at 7:00 p.m. at the City Hall, 4401 Xylon Avenue North, in said City for the
purpose of holding a public hearing on a proposed street and infrastructure improvement as described
hereinafter.
2, The general nature of the improvement, as described in the January 2006 feasibility
report prepared by Bonestroo, Rosene, Anderlik & Associates, Inc., Engineers for the City, is the
reconstruction of streets, installation of new ductile iron water main along streets being reconstructed
and storm sewer improvements. The project will also include backyard drainage improvements, park
improvements and storm water pond improvements. Only the street improvements are proposed to be
specially assessed. The street improvements to be assessed involve four construction strategies including
1) Reconstruction, 2) Edge Mill and two inch overlay, 3) Full Mill and one and ~ inch overlay and 4)
Reclaim strategy. Reconstruction involves complete removal of the existing pavement, aggregate street
base and curb and gutter. The street is then reconstructed using all new materials. Edge Mill and 2"
overlay is used to improve the crown of the street where the centerline of the street has settled over time.
An improved crown is accomplished by milling the edges of the road six feet along each gutter then
paving a uniform layer of bituminous over the entire street. Full Mill and 1 Y2" inch overlay is used
where the crown in the street has not settled. The Reclaim strategy is used where the curb is structurally
sound but the pavement has failed due to reasons unrelated to the aggregate base. This requires the
removal of all bituminous surfacing, preparation of existing aggregate base and new bituminous paving.
As per Figure 2 "Proposed Street Improvements" set out in the Bonestroo, Rosene, Anderlik &
Associates, Inc. January 2006 feasibility report, the streets scheduled for Reconstruction are portions of
Aquila Avenue, Meadow Lake Road East and Meadow Lake Road West. Streets scheduled for Edge
Mill and 2" overlay are portions of 62nd Avenue, 61st Y2 Avenue, 61st Avenue, 60th Y2 Avenue, 61st
Circle, Gettysburg, Ensign, Decatur and Cavell Avenues. The streets scheduled for the Full Mill and
1 Y2" overlay are potions of Boone Avenue and Boone Place, Allen Circle, 61 st ~ and 60th Y2 Avenues,
Meadow Lake Road North, Zealand, Yukon, Xylon and Virginia Avenues. The streets scheduled for the
Reclaim strategy are portions of 62nd, 60th, and Gettysburg Avenues and Meadow Lake Road East. The
street reconstruction project also includes all other appurtenant works and services reasonably required
to complete the project. The City allocates annually a portion of real estate taxes to its Street Fund for
street projects. Therefore only properties exempt from real estate taxes are specially assessed for the cost
of street improvements according to the City's special assessment policy. The tax exempt properties to
be assessed for the 2006 Street and Infrastructure Project 790 are as follows:
CITY OF NEW HOPE
4401 Xylon Avenue North. New Hope, Minnesota 55428-4898. www.ci.new-hope.rnn.us
City Hall: 763-531-5100. Police (non-emergency): 763-5fl-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
Address PID number I
Meadow Lake School 06-118-21-12-0078
8525 62nd Avenue N. /i
&
7641 62na Avenue N. 05-118-21-22-0061
7601 62na Avenue N. 05-118-21-22-0059
Meadow Lake Park I 06-118-21-13-0082
Dorothy Mary Park I 06-118-21-11-0006
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3. The estimated cost of said improvement is $4,288,000.00. A reasonable estimate of the
impact of the assessment will be available at the hearing.
4. The area proposed to be assessed for the making of said improvement shall include the
premises described in paragraph 2 above.
5. All persons interested are invited to appear at said hearing for the purpose of being heard
with respect to the making of said improvement.
Dated the 30th day of January, 2006.
s\ Valerie Leone
Valerie Leone
City Clerk
2
Independent School District 281
4148 Winnetka Avenue North
New Hope, MN 55427
City of New Hope
Meadow Lake School
8525 62nd Avenue North
7641 62nd Avenue North
7601 62nd Avenue North
Meadow Lake Park
Dorothy Mary Park
IMPROVEMENT PROJECT NO. 790
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AFFIDAVIT OF MAILING HEARING NOTICE
STATE OF MINNESOTA)
COUNTY OF HENNEPIN) ss
CITY OF NEW HOPE)
I, the undersigned being the duly qualified City Clerk of the City of New Hope, Minnesota,
hereby attest and certify that:
On September 26,2007, acting on behalf of the said City, I deposited in the United States
mail at New Hope, Minnesota, a copy of the attached notice of a hearing on Improvement Project No. 790,
mailed first class, with postage thereon fully prepaid, addressed to the persons at the addresses
appearing opposite their respective names, list attached.
There is a delivery service by United States mail between the place of mailing and the
places so addressed.
Subscribed and sworn to before me this ;(& tL day of 3~-t;:;->-JJ..Ld, 2007.
My commission expires January 31,2010.
PAMELA R. TATRO
NOTARY PUBLIC - MINNESOTA
Ny Commission Expires Jan, 31, 2010
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C. .. Cit-~r"-'<./e;,..J, '--fCtI;:{s
Notary Public
Hennepin County
CITY OF NEW HOPE
4401 Xylon Avenue North. New Hope, Minnesota 55428-4898. www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174 · Public Works Fax: 763-592-6776
TO:
YOUR ASSESSMENT:
INTEREST RATEITERM:
TIME AND PLACE
GENERAL NATURE OF
IMPROVEMENTS:
ASSESSMENT ROLL
OPEN TO
INSPECTION:
AREA PROPOSED TO
BE ASSESSED:
TOTAL AMOUNT OF
PROPOSED ASSESSMENT:
WRITTEN OR ORAL
OBJECTIONS:
RIGHT OF APPEAL:
NOTICE OF HEARING ON
ASSESSMENTS FOR 2006 STREET - INFRASTRUCTURE
IMPROVEMENT PROJECT NO.790
Independent School District 281 - Meadow Lake Elementary School
$69,948.96
7% Over 10 Years
Notice is hereby given that the City Council of the City of New Hope,
Minnesota, will meet in the City Hall at 4401 Xylon Avenue North in the
City of New Hope, Minnesota, on the 22nd day of October, 2007, at 7:00
p.m. to consider objections to the proposed assessments for the 2006
Street - Infrastructure Improvement No. 790 heretofore ordered by the
City Council. The general nature of the improvement is the
reconstruction of streets, installation of new ductile iron water main along
streets being reconstructed and storm sewer improvements. The project
will also include backyard cjrainage improvements, park improvements
and storm water pond improvements as described in the January 2006
feasibility report prepared by Bonestroo, Rosene, Anderlik & Associates,
Inc., Engineers for the City. Only the street improvements are proposed
to be specially assessed.
The proposed assessment roll is on file with the City Clerk and open to
public inspection.
The area proposed to be assessed consists of every lot, piece or parcel
of land benefited by said improvement, which has been ordered made
and is as follows, in the City of New Hope, Minnesota:
PID No.
06-118-21-12-0078
05-118-21-22-0061
05-118-21-22-0060
05-118-21-22-0059
06-118-21-13-0074
06-118-21-11-0006
Address
8525 62nd Ave. North (Meadow Lake School)
7641 62nd Ave. North
7621 62nd Ave. North
7601 62nd Ave. North
8400 Meadow Lake Rd E (Meadow Lake Park)
803060-1/2 Ave. North (Dorothy Mark Park)
The total amount of proposed assessment is $92,742.16.
Written or oral objections will be considered at the hearing.
An owner of property to be assessed may appeal the assessment to the
district court of Hennepin County pursuant to Minnesota Statutes,
Section 429.081 by serving notice of the appeal upon the Mayor or Clerk
of the City within 30 days after the adoption of the assessment
CITY OF NEW HOPE
4401 Xylon Avenue North · New Hope, Minnesota 55428-4898 · www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
LIMITATION ON
APPEAL:
DEFERMENT OF
ASSESSMENTS:
SPECIFIC AMOUNT TO
BE ASSESSED:
INTEREST RATE
ASSESSMENT
INSTALLMENTS:
PAYMENT OPTIONS
THIS YEAR:
PAYMENT IN
SUCCEEDING YEARS:
1:\PROJECT-PHN\AHN-790 092007.doc
and filing such notice with the district court within ten days after service
upon the Mayor or Clerk.
No appeal may be taken as to the amount of the assessment based on the
waiver of appeal set out in the referenced Assessment Agreement.
Objections to the regularity of these proceedings not received at the
assessment hearing in the manner prescribed by Minnesota Statutes,
Section 429.061 are waived, unless the failure to object is due to a
reasonable cause.
Under the provisions of Minnesota Statutes, Sections 435.193 to 435.195,
the City may, at its discretion, defer the payment of assessments for any
homestead property owned by a person 65 years of age or older for whom
it would be a hardship to make the payments. The procedure for applying
for such a deferment is set forth in New Hope Code 1.60 et. aI., a copy of
which is available upon request at the office of the City Clerk.
The amount to be specifically assessed against your particular lot, piece, or
parcel of land is stated on the first page of this notice.
If the assessment is not paid within 30 days from the adoption of the
assessment roll, interest will accrue on the assessment at the rate of 7%.
Unless you choose to prepay your assessment, the assessment will be
certified to your real estate taxes commencing with taxes payable in 2008.
The assessment will be spread in equal annual installments over 10 years
bearing interest at 7%. The first installment will include interest on the total
assessment from November 1,2007, through December 31,2008, or 14
months' interest.
1) FULL PAYMENT - You may prepay the entire assessment to the
Finance Director or Assessment Clerk of the City prior to December
13, 2007, when the assessment roll is certified to the County Auditor.
To avoid paying interest, you need to prepay the assessment in full
within 30 days of the adoption of the assessment.
2) PARTIAL PAYMENT - One partial payment per property will be
accepted and credited to any special assessment levied against real
property in the City within 30 days from the date the City Council
adopts a resolution approving said special assessments. Payments
must be made to the Finance Director or Assessment Clerk. The
remaining unpaid balance will be certified to the County Auditor and
apportioned to the property's real estate taxes for payment per the
collection procedure established in Minnesota Statute Chapter 429.
In subsequent years, the principal balance remaining may be paid to the
Finance Director or Assessment Clerk at any time prior to November 14 of
any year.
Dated: September 20,
2007
Independent School District 281
4148 Winnetka Avenue North
New Hope, MN 55427
City of New Hope
Meadow Lake School
8525 62nd Avenue North
7641 62nd Avenue North
7621 62nd Avenue North
7601 62nd Avenue North
Meadow Lake Park
Dorothy Mary Park
COUNCIL
Request for Action
Originating Department
Approved for Agenda
Agenda Section
Guy Johnson
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April 10, 2006
Development and Planning
Item No.
Public Works
By:
8.3
Resolution awarding contract for the construction of the 2006 street infrastructure improvement (Project No.
790)
Requested Action
Staff requests approval of a resolution ordering construction of the 2006 street infrastructure plan,
improvement project 790, and of a resolution awarding the contract to the low and responsible bidder,
C. S. McCrossan h1C., in the amount of $2,996,022.41. This price is the total of the base bid of $2,723,448.31, and
alternate 1, $45,000; alternate 3, $14,535; alternate 4, $107,696.40; alternate 5, $25,342.50; and alternate 6,
$80,000.20. The engineer's estUJ.1ate for the base bid, and the five altemates was $3,545,703.
Policy/Past Practice
The City Council routinely considers public infrastructure improvement projects to extend the useful life of
the infrastrucrure and/or improve the level of service. The city's street infrastructure management plan has
identified areas for maintenance activities in 2006.
Background
The proposed 2006 infrastructure project includes improvements to streets and utilities in the northwest part
of the city. The proposed project will involve street and utility infrastructure work, park improvements,
backyard drainage improvements, and possible Meadow Lake improvements. The project would involve a
number of neighborhoods between Winnetka Avenue and TH 169, north of Bass Lake Road. The street work,
depending upon the street's current condition, would be reconstruction, reclamation, or mill and overlays.
The utility improvements \^lOuld entail some water main replacement and storm water improvements. Staff
recommended that the suggested backyard drainage, park, and Meadow Lake improvements be bid as
separate line items in the bid package.
Motion by
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I:\RFA \ PUBWORKS\2006\ 790 Award Contract.doc
April 10, 2006
Page 2
On January 9, 2006, the city engineer presented the feasibility report for the proposed 2006 infrastructure
improvement project. Council reviewed the report and scheduled the public hearing for February 13, 2006.
The city clerk notified the school district regarding the proposed assessment project and notified their
representatives of the hearing date. A public iniormational meeting concerning this project was held on
Tuesday, January 31, 2006. The Council held the public hearing and ordered the project on February 13, 2006.
On February 27, 2006, the Council approved plans and specifications and authorized advertising for bids.
Alternates 1 and 2 are Meadow Lake improvements. Alternate 1 includes the draining of the lake and
removal of silt material and debris in front of the outlet structure and the five inlet structures. Alternate 2 is
the additional removal of material from the bottom of the lake as part of a dredging operation. Because of
possible environmental concerns, recommendations from the Shingle Creek Watershed Commission's
consultants, and funding restraints, staff is recommending that alternate 2 not be awarded. Although the
quote per cubic yard of material removed in the alternate 1 work is very competitive, staff would like to
remind the Council that the quote is based on an estimated quantity of material to be removed. The exact
amount of material to be removed will be determined after the lake is pumped out if alternate 1 is awarded.
Because of the need to remove the sediment deltas in front of the structures around the lake, from a
maintenance standpoint, and the environmental benefits that the Shingle Creek Watershed Commission's
consultants believe are possible by draining the lake and letting the bottom solidify, staff is recommending
that the city proceed with awarding alternate 1. Alternate 3 includes the proposed backyard drainage area
that would drain a landlocked low area that is in the backyards of a number of homes. Staff is
recommending awarding alternate 3, contingent on completing the acquisition of the easements necessary
to complete this improvement.
Alternates 4, 5, and 6 are related to park infrastructure improvements. Alternate 4 includes the
reconstruction, with curbing, of two existing parking lots at the city's 49th A venue ball fields. Alternate 5 is
the installation of lighting systems for the same parking lots, which currently do not exist. Alternate 6
includes improvements to the trails in Meadow Lake Park and the trail that connects the park to the 59th
A venue and Wisconsin Avenue neighborhood. The improvements to the park trails also include the
reconstruction of a short portion of the trail system to a heavier standard. This will allow heavier
maintenance vehicles access to Meadow Lake from East Meadow Lake Road for maintenance activities in
future years. Staff is recommending that Alternates 4, 5, and 6 be awarded.
I:\RFA \ PUBWORKS\2006\ 790 Award Contract.doc
Request for action
April 10, 206
Page 3
Funding
Bids were received from three firms on March 30, 2006, with the low bidder being C. S. McCrossan me., at
$2,996,022.41.
Proposed project funding is:
. State Aid Eligible amount
. Assessment amount
. City assessment amount
. Brooklyn Park 62nd A venue responsibilities
. Street infrastructure fund
. Storm water fund (Street Project)
. Utility Fund
Sub-Total
$343,438.81
$87,872.31
$21,671.25
$151,688.36
$1,236,795.08
$307,818.10
$574,164.40
$2,723,448.31
. Storm water fund (backyard drainage)
e Storm water fund (Meadow Lake)
. Park infrastructure fund levv amount
Sub-Total
$14,535.00
$45,000.00
$213,039.10
$272,574.10
Total
$2,996,022.41
Attachments
The engineer's memorandum, copies of the bid tabulations, and the resolution awarding the contract are
attached.
I:\RFA \PUBWORKS\2006\790 Award Contract. doc
RESOLUTION NO 06-~
RESOLUTION AWARDING CONTRACT
FOR THE CONSTRUCTION OF
THE 2006 STREET INFRASTRUCTURE
IMPROVEMENT PROJECT NO. 790
BE IT RESOLVED by the City Council of the City of New Hope as follows:
1. That bids for the construction ofthe 2006 Street Infrastructure Improvement Project
No. 790 were duly opened at the New Hope City Hall, 4401 Xylon Avenue North, at 2:00 o'clock
p.m. on the 30th day of March, 2006, as heretofore authorized by this Council.
2. That advertisement for bids for the construction of said improvement were published
in the New Hope-Golden Valley Sun-Post, the official newspaper of the City, on the 9th day of
March, 2006, and in The Construction Bulletin on the 3rd and loth days of March, 2006.
3. It is hereby found and determined by this Council that the bid of C. S. McCrossan,
Inc. for the construction of said project in the amount of$2,996,022.41, including alternates 1,3,4,5
and 6, is the lowest responsible bid submitted for the construction of said improvement. The
$2,996,022.41 total bid consists of a $2,723,448.31 base bid and bids for Alternate 1 of$45,OOO.OO,
Alternate 3 of$14,535.00, Alternate 4 of$107,696.40, Alternate 5 of$25,342.50 and Alternate 6 of
$80,000.20. However, the award of the Alternate 3 shall be contingent upon the City receiving the
appropriate easements necessary to construct Alternate 3; that Bonestroo, Rosene, Anderlik &
Associates, Inc., Engineers for the City, have recommended to this Council the said low bid for the
award of the contract for the construction of the project to C. S. McCrossan, Inc. the designated
lowest responsible bid.
4. The Mayor and Manager are authorized and directed to enter into an improvement
contract fO,r the construction of said improvement in the name of the City with C. S. McCrossan, Inc.
the lowest responsible bidder, subject to the said contractor furnishing a public contractor's surety
bond, conditioned as required by law.
Adopted by the Council this 10th day of April, 2006.
ayor
Attest: '1uA~(k'yLL
Valerie Leone, City Clerk
?~\..:. TTOR......Ei~~CNH RESOLUTIONS\CNH99 67901 RESOLUTION AWARDING CONT?-....;,CT.DOC
-1-
Jj 1114 Bonestroo
R Rosene
~ AnderJiI< &
. \J" Associates
Engineers I:. Architects
2335 West Highway 36 . St Paul. MN 55113
Office: 651-636-4600 . fax: 65i-636-1311
wwwbonestroo com
March 31, 2006
Honorable Mayor and City Council
City of New Hope
4401 Xylon Avenue N-
New Hope, MN 55428-4898
Re: 2006 Infrastructure Improvements Project
City Project No. 790
File No. 000034-05172-0
Bid Results
Bids were opened for the Project stated above on Thursday, March 30, 2006 at 2:00 P_M." C.S.T.
Transmitted herewith is a copy of the Bid Tabulation for your information and file. Copies will also be
distributed to each Bidder.
There were a total of 3 Bids. The following summarizes the results of the Bids received:
Low
#2
Contractor
C. S_ McCrossan Construction, Inc.
Northwest Asphalt, Inc.
Hardrives, Inc.
Bid Amount
$2,723,448.31
$2,966,616.97
$3,018,810.65
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The low Bidder on the Prqject was C. S. McCrossan Construction Inc_ 'With a Base Bid of $2,713,448.31.
The Bids have been reviewed and found to be in order.
If the City Council wishes to award the Project to the low Bidder, then C. S. McCrossan Construction,
Inc. should be awarded the Project on the Base Bid Amount of $2,723,448.31.
Should you have any questions, please feel free to contact me at (651) 604-4938.
Yours very truly,
BONESTROO, ROSENE, ANDERLlK. & ASSOCIATES, INC.
c?-~~
Jason P. Quisberg, P.E.
Enclosures
St Paul. St Cloud. Rochester. MN . Milwaukee. WI · Chicago, IL
Affirmative Action/Equal Opportunity amployer and Employee Owned
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GORDON L. JENSENl
CLARISSA M. KLUG
GLEN A. NORTON
Al\IY E. PAPENHAUSEN
STEVEN A. SONDR.\LL
ARIC T. STIENESSEN
STACY A. WOODS
OF COUNSEL
LORENS Q. BRYNESTAD
I Real Property Law
Specialist Certified By
The Minnesota State
Bar Association
'Admilled in Iowa
JENSEN & SONDRALL, P.A.
Attorneys At Law
April 25, 2006
Valerie Leone
City Clerk
City of New Hope
4401 Xylon Avenue North
New Hope, MN 55428
8525 EDINBROOK CROSSING, STE. 201
BROOKLYN PARK, MINNESOTA 55443-1968
TELEPHONE (763) 424-8811 $ TELEFAX (763) 493-5193
e-mail law@jensen-sondralI.com
Re: 2006 Street and Infrastructure Improvements
City Project No. 790
Our File No.: 99.10030
Dear Val:
Enclosed please find four copies of the contract and bonds for the referenced project, as well as
the Certificate of Insurance received from C.S. McCrossan. All are in order from a legal
standpoint.
Please call me if you have any questions.
Very truly yours,
Steven A. Sondrall, City Attorney,
City of New Hope
JENSEN & SONDRALL, P.A.
sas@jensen-sondrall.com
Enclosures
cc: Guy Johnson, Public Works Director
Vince Vander Top, City Engineer
P:\Anomey\SAS\1 Client Files\2 City of New Hope\99.67901 (06 street project)\ltr V. Leone approving contracts. doc
Bonestroo
Rosene
Anderlil< &
Associates
2335 West Highway 36 . St. Paul, IViN 55113
Office: 651-636-4600 . Fax 651-636-1311
www.bonestroo.cOnl
Engineers & Architects
April 11, 2006
Jane McCrossan
e.S. McCrossan, Construction, Inc.
7865 Jefferson Hwy
Box 1240
Maple Grove, MN 55311
Re: City of New Hope, Minnesota
2006 Infrastructure Improvements Project
City Project No. 790
File No. 000034-05172-0
Contract Documents
Enclosed are four (4) Contract Documents between you and the City of Ne\v Hope covering the above-referenced
Project. Please complete Specification Section 00520 Agreement Form, Section 00610 Perfonnance Bond, and
Section 00615 Payment Bond. The insurance and indemnity requirements shall be provided. After the bonding
company has completed the Contract Documents, forward them to the attorney listed below \vho will review
them for the City of New Hope:
Steven Sondrall
Jensen Sondrall P A
8525 Edinbrook Crossing #20 I
Brooklyn Park, MN 55443-1983
After the necessary officials have signed the Contracts, they will be distributed as follows:
2 copies
1 copy
1 copy
e. S. McCrossan Construction, Inc. (1 - your file, 1 - your bond company)
City of Ne\v Hope, Attention: Valerie Leone
Bonestroo & Associates, Attention: Vince Vander Top
Upon receipt of a signed Contract and a filed Certificate of Insurance, approved by the City of New Hope's
Attorney, a pre-construction conference will be scheduled \vith you and the City of New Hope to review the
Project.
Sincerely,
BONESTROO, ROSENE, ANDERLIK & ASSOCLA. TES, INe.
~~p
Vincent T. Vander Top, P.E.
Enclosures: Four (4) Contract Documents
cc: Steven Sondrall, City Attorney
Valerie Leone, City of New Hope
St. Paul. St. Cloud, Rochester. IViN . lViilwaukee, WI . Chicago, IL
Affirmative Action/Equal Opportunity Employer and Employee Owned
May 4, 2006
Ms. Jane McCrossan
C.S. McCrossan Construction Co.
7865 Jefferson Hwy.
Box 1240
Maple Grove, MN 55311
SUBJECT: 20061NFRASTRUCTUREIMPROVEMENTS
(IMPROVEMENT PROJECT NO. 790)
Enclosed is return of your bid bond and two fully executed contract documents for New
Hope Project No. 790. One contract set is for your records and the second set should be
transmitted to your bonding company. This contract was awarded by the New Hope City
Council on April 10, 2006, for $2,996,022.41.
Also enclosed is a "Withholding Affidavit for Contractors" (IC-134 form). We cannot make
final payment to contractors until this is approved by the Minnesota Department of
Revenue and submitted to our office (Minnesota Statute 290.97). The form contains
instructions for completion.
Should you have any questions regarding the project, please contact Vince VanderTop,
Assistant City Engineer, at 651-636-4790.
Sincerely,
,.P U
'~~L' At'l..L
leAL,",
Valerie Leone
City Clerk, CMC
Enclosures - Bid bond, Contract, IC-134
cc: Steve Sondrall, City Attorney (File No. 99.10030)
Vince VanderTop, Assistant City Engineer-(File No. 34-05172-0)
Guy Johnson, Director of Public Works
CITY OF NEW HOPE
4401 Xylon Avenue North · New Hope, Minnesota 55428-4898 · www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
Bonestroo
Rosene
Anderlil< &
Associates
2335 West Highway 36 . St. Paul. MN 55113
Office: 651-636-4600 . Fax: 651-636-1311
www.bonestroo.com
ff7c;O blc~
Engineers & Architects
April 11, 2006
Ms. Valerie Leone
City of New Hope
4401 Xylon Avenue North
New Hope, MN 55428-4898
Re: 2006 Infrastructure Improvements Project
City Project No. 790
File No. 000034-05172~0
Return of Original Bids
Dear Ms. Leone:
Enclosed are all of the original Bids and Bid Securities that were received on the above-
referenced Project.
We have retained a copy of only the low Bid for our files.
Sincerely,
BONESTROO, ROSENE, ANDERLIK & ASSOCIATES, INC.
~~~~~
Vincent T. Vander Top, P.E.
Enclosures
St. Paul, St. Cloud, Rochester, MN · Milwaukee, WI · Chicago, IL
Affirmative Action/Equal Opportunity Employer and Employee Owned
April 17, 2006
Northwest Asphalt Inc.
1451 Stagecoach Road
Shakopee, MN 55379
SUBJECT: BID BOND RETURN
Thank you for bidding on the 2006 Street Infrastructure Project for the city of New Hope. The contract
was awarded to C.S. McCrossan Construction in the amount of $2,996,022.41 (base bid plus Alternates
1,3,4,5, and 6).
Enclosed is return of your bid bond which was submitted as bid security.
Again, thank you for taking the time to submit a bid on this project, and we hope you will bid on future
city projects.
Sincerely.
I~
Valerie Leone, CMC
City Clerk
enc.
CITY OF NEW HOPE
4401 Xylon Avenue North. New Hope, Minnesota 55428-4898 + www.ci.new-hope.mn.us
City Hall: 763-531-5100 + Police (non-emergency): 763-531-5170. Public Works: 763-592-6777 + TDD: 763-531-5109
City Hall Fax: 763-531-5136 · Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
April17,2006
Hardrives, Inc.
14475 Quiram Drive
Rogers, MN 55374
SUBJECT: BID BOND RETURt~
Thank you for bidding on the 2006 Street Infrastructure Project for the city of New Hope. The contract
was awarded to C.S. McCrossan Construction in the amount of $2,996,022.41 (base bid plus Alternates
1, 3, 4, 5, and 6).
Enclosed is return of your bid bond which was submitted as bid security.
Again, thank you for taking the time to submit a bid on this project, and we hope you will bid on future
city projects.
Sincerely,
~'7 '
, I '
b 'o-M
Valerie Leone, CMC
City Clerk
enc.
CITY OF NEW HOPE
4401 Xylon Avenue North ~ New Hope, Minnesota 55428-4898 ~ vvww. ci.new-hope.mn.l.ls
City Hall: 763-531-5100 ~ Police (non-emergency): 763-531-5170. Public Works: 763-592-6777 ~ TDD: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174 ~ Public Works Fax: 763-592-6776
. ~. Bonestroo
e Rosene
"till Anderlik &
.~. Associates
Engineers & Architects
BIDDER: Cs .iv\cC1{o<"so.."l..'\'_
~f\C.
DOCUMENT 00410
BID FORM
2006 Il\TfRASTRUCTURE IMPROVEMENTS
CITY PROJECT NO. 790
FILE NO. 000034-05172-0
1\'EW HOPE, MINNESOTA
2006
BID COpy
THIS BID IS SUBMITTED TO:
City of New Hope, Minnesota
City Hall
4401 Xylon Avenue North
New Hope, MN 55428-4898
1.01 The undersigned Bidder proposes and agrees, if this Bid is accepted, to enter into an Agreement with Owner in the form
included in the Bidding Documents to perfonn all work as specified or indicated in the Bidding Documents for the prices and
within the times indicated in this Bid and in accordance with the other tenns and conditions of the Bidding Documents.
2.01 Bidder accepts all of the terms and conditions of the Instructions to Bidders, including without limitation those dealing with
the disposition of Bid Security. The Bid will remain subject to acceptance for 60 days after the Bid Opening, or for such longer
period of time that Bidder may agree to in writing upon request of Owner.
3.01 In submitting this Bid, Bidder represents that:
A. Bidder has examined and carefully studied the Bidding Documents, the other related data identified in the
Bidding Documents, and the following Addenda, receipt of all which is hereby acknowledged:
Addendum No.
Addendum Date
B. Bidder has visited the Project Site and become familiar with and is satisfied as to the general, local, and Project
Site conditions that may affect cost, progress, and perfonnance of the work.
C. Bidder is familiar with and is satisfied as to all federal, state, and local Laws and Regulations that may affect
cost, progress, and perfonnance of the work.
D. Bidder has carefully studied all: (1) reports of explorations and tests of subsurface conditions at, or contiguous
to, the Project Site and all drav..'ings of physical conditions in or relating to existing surface or subsurface
structures at, or contiguous to, the Project Site (except Underground Facilities) which have been identified in
SC-4.02, and (2) reports and drawings of Hazardous Environmental Conditions that have been identified in SC-
,1 fit::,
000034051720BIDFORM
00410-1
BID FORM
E. Bidder has obtained and carefully studied (or accepts the consequences for not doing so) all additional or
supplementary examinations, investigations, explorations, tests, studies, and data concerning conditions
(surface, subsurface, and Underground Facilities) at, or contiguous to, the Project Site which may affect cost,
progress, or performance of the work or which relate to any aspect of the means, methods, techniques,
sequences, and procedures of construction to be employed by Bidder, including applying the specific means,
methods, techniques, sequences, and procedures of construction expressly required by the Bidding Documents
to be employed by Bidder, and safety precautions and programs incident thereto.
F. Bidder does not consider that any further examinations, investigations, explorations, tests, studies, or data are
necessary for the determination of this Bid for performance of the work at the price(s) Bid and within the times
and in accordance with the other terms and conditions of the Bidding Documents.
G. Bidder is aware of the general nature of work to be performed by Owner and others at the Project Site that
relates to the work as indicated in the Bidding Documents.
H. Bidder has correlated the information known to Bidder, information and observations obtained from visits to the
Project Site, reports and dra\vings identified in the Bidding Documents, and all additional examinations,
investigations, explorations, tests, studies, and data with the Bidding Documents.
1. Bidder has given Engineer written notice of all conflicts, errors, ambiguities, or discrepancies that Bidder has
discovered in the Bidding Documents, and the written resolution thereof by Engineer is acceptable to Bidder.
1. The Bidding Documents are generally sufficient to indicate and convey understanding of all terms and
conditions for the performance of the work for which this Bid is submitted.
K. Bidder will submit written evidence of its authority to do business in the state where the Project is located not
later than the date of its execution of the Agreement.
4.0 I Bidder further represents that:
A. The prices in this Bid have been arrived at independently, without consultation, communication, or agreement
as to any matters relating to such prices with any other Bidder or with any competitor for the purpose of
restricting competition.
B. The prices in this Bid have not or will not be knowingly disclosed to any other Bidder or competitor prior to
opening of the Bids.
C. No attempt has been made or will be made by the Bidder to induce any other person or firm to submit or not to
submit a Bid for the purpose of restricting competition.
4.02 Bidder understands that the law may require the Owner, or Engineer at the Owner's direction, to undertake an investigation
and submit an evaluation concerning Bidder's responsiveness, responsibility, and qualifications before awarding a contract. Bidder
hereby waives any and all claims, of whatever nature, against Owner, Engineer and their employees and agents, which arise out of
or relate to such investigation and evaluation, and statements made as a result thereof, except for statements that can be shown by
clear and convincing evidence to be intentionally false and made with actual malice. Nothing in this paragraph is intended to
restrict Bidder's rights to challenge a contract pursuant to law.
000034051720BIDFOR.M
00410-2
BID FORM
5.01 Bidder will complete the work in accordance with the Contract Documents for the following price(s):
All specific cash allowances are included in the price(s) set forth below and have been computed in accordance
with paragraph 11.02 of the General Conditions.
000034051720BIDFORM
00410-3
BID FORM
No. Item Units Qty U nit Price Total Price
17 SA WING BITUMINOUS PAVEMENT LIN FT 3,460 $ 2. 0 $ 1) C{5 6.0 D
18 REPLACE GATE VALVE BOLTS EACH 1 $ $ '300 ,00
19 SALVAGE STRUCTURE (SAN) EACH 1 $ $ \ : Q 00 , 00
20 COMMON EXCAVATION CUYD 10,177 $ 1.00 $ 10./77.00
.
21 GEOTEXTILE FABRIC TYPE IV SQYD 11,512 $ iAo $ Ho ,I \ (p. SO
,
22 SELECT GRA!\TULAR BORROW TON 7,642 $ 0.00 $ 7fo 42.0.00
,
23 STREET S'WEEPER (WITH PICKUP HOUR 30 $ I 20.DO $
BROOM)
24 WATER MGALLON 215 $ 2'3.0D $ 5 I 3:lt '5. 00
25 AGGREGATE BASE CLASS 5 TON 11,372 $ /4.00 $ 15'1,2.oS'.oo
,
26 MILL BITUMINOUS SURFACE (1.5") SQYD 37,050 $ $ t\..ii, \.ill. 50
27 MILL BITUMINOUS PAVEMENT SQYD 26,690 $ 0,45 $ 1'2,0\0,s0
(SPECIAL)
28 BITUMINOUS PATCHING MIXTURE TON 602 $ 1'3,O'D $ 45 i 1'50 .DD
29 BITUMINOUS PAVEMENT SQYD 25,689 $ 3.00 $ 17 Ofo7.o0
I
RECLAMA TION
30 TYPE LV 4 \\TEARING COURSE TON 11,786 $ $ 4 41 } 'S0 e.D 0
MIXTURE (B)
31 TYPE LV4 'WEARING COURSE TON 221 $ ,OD $ \ '6 ,1 6<3. bO
MIXTURE (B), FOR DRIVEWAYS
32 TYPE LV 3 NON 'WEARING COURSE TON 5,448 $ 32.00 $
MIXTURE (B)
33 BITUMINOUS MATERIAL FOR TACK GALLON 4,512 $ $
COAT
34 RECONSTRUCT RETAINING WALL SQYD 10 $ 2. OO.bO $ 2. GCiO 00
.' .
35 IMPROVED PIPE FOlJNDA TION UN FT 200 $ 00 $
36 18" PIPE APRON EACH 1 $ $
37 4" PERF PVC PIPE DRAIN LIN FT 980 $ \ 1" 00 $
38 4" PVC PIPE SE'WER LIN FT 80 $ 0 $ 4, 0 go . (,JO
,
000034051720BIDFORM
00410-4
BID FORM
000034051720BIDFORM
00410-5
BID FORM
000034051720BIDFORM
00410-6
BID FORM
No. Item Units Qty Unit Price Total Price
83 CONCRETE CURB & GUTTER DESIGN LIN FT 14,245 $ Ifp.'50 $ 235,042.50
.
SPECIAL
84 6" CONCRETE DRIVEWAY SQFT 10,830 $ $ 4- ~ .' 5' loCI . 00
PAVEMENT
85 PEDESTRIAN CURB RAMP EACH 26 $ ~ 00.00 $ l-J'BCb.OD
86 7" CONCRETE V ALLEY GUTTER SQYD 25 $ 4- ,cD $ t ,015.00
"
87 TEMPORARY MAIL BOXES LUMP SUM 1 $ GoC6.VO $ V.. 000,(::;0
)
88 RELOCATE LIGHT STANDARD EACH 5 $ Z40D .tJ'V $ 12, DOD ,00
I
89 TRAFFIC CONTROL LUMP SUM 1 $ Ib, 2C:t.,.()O $ B 2cQ.OO
I
90 SIGN PANELS TYPE C SQFT 23 $ ~.oo $ <bus
91 PAVEMENT MESSAGE (LEFT EACH 2$ 40.eo $ 50.tO
ARROW) PAINT
(3
92 PAVEMENT MESSAGE (RIGHT EACH 2$ $ '0.00
ARROW) PAINT
93 PAVEMENT MESSAGE (THRU EACH 4$ 46.00 $
ARROW) PAINT
94 4" SOLID LINE WHITE-PAINT LIN FT 14,872 $ b, e $ l41:fL 2,0
I
95 24" STOP LINE WHITE PAINT LIN FT 253 $ 2.00 $ SOlo CD
96 12"SOLID LINE YELLOW-PAINT LIN FT 228 S \.lS $
97 4" BROKEN LINE WHITE-PAINT LIN FT 768 $ b, $ f.G B
98 4" DOUBLE SOLID LINE YELLOW- LIN FT 3,822 $ $ T~ 4- , 4-0
PAINT
99 4" BROKEN LINE YELLOW-PAINT LIN FT 10,613 $ 0,0') $ lOw. t3
100 ZEBRA CROSSWALK \\lllITE-PAINT SQFT 2,760 $ t.le S J,3l2,00
101 LOOP DETECTOR SPECIAL EACH 9 $ b5b ,DO $ 1-, (.;,50. 00
102 SILT FENCE, TYPE HEAVY DUTY LIN FT 310 $ \, D $
MAINTAINED
103 SILT FENCE, TYPE MACHINE SLICED LIN FT 450 $ \ ,c;)O $ \g'i5 ,() 0
104 TEMPORARY ROCK CONSTRUCTION EACH 3 $ 2 $ 't /.700 en
" v.
ENTRANCE
000034051720BIDFORM
00410-7
BID FOR.,\1
No. Item Units Qty Unit Price Total Price
105 INLET PROTECTION EXPOSED EACH 27 $ 230.00 $ l;;}- lO ,CO
SUB GRADE
106 INLET PROTECTION POST EACH 37 $ 2 $ to, 51 0 ,00
BITUMINOUS BASE
107 BIOROLL LIN FT 340 $ 2,50 $ '6Se.DO
108 INSTALL FLOTATION SILT CURTAIN LIN FT 100 $ (q,bD $ i 'ioo. 00
,
109 SODDING TYPE LAWN SQYD 15,306 $ $ 33 (,7'13,2.0
,
110 SELECT TOPSOIL BORROW (LV) CUYD 1,707 $ \4.0D $ 23 I e.,q B.oO
TOTAL BASE BID $ 217Z3144~.31
ALTERNATE NO.l- MEADOW
LAKE SEDIMENT/DELTA
REMOVAL:
MUCK EXCA V A TION
CUYD
2,000 $
\5,DD $
111
112
DEWATERING
LUMP SUM
1 $
$
TOTAL ALTERi'lATE NO.l- $ 45",000.00
MEADOW LAKE SEDlMENTfDELTA
REMOVAL
ALTERNATE NO.2 - MEADOW
LAKE DREDGING:
113 MUCK EXCAVATION CUYD 15,000 $
114 ROCK ST ABILIZA nON TON 125 $
115 BOAT RAMP LUMP SUM 1 $
TOT AL AL TERNA TE NO.2 -
MEADOW LAKE DREDGING
\1..0b $
$
$
$ 20 <6,75'D.00
,
ALTERNATENO.3-BACKYARD
DRAINAGE IMPROVEMENTS:
CLEARING
TREE
3 $
2
$
0.00
116
000034051720BIDFORM
0041 0-8
BID FORM
ALTERNATE NO.4 - PARKING LOT
RECONSTRUCTION:
131 CLEARING TREE 1 $ $
132 GRUBBING TREE 1 $ $
133 REMOVE CURB Al\TD GUTTER LIN FT 150 $ $ l;'~ S. (')0
134 REMOVE CONCRETE PARKING LIN FT 450 $ $ 7.,0 25,OD
STOPS ,
000034051720BIDFORM
00410-9
BID FOR.M
000034051720BIDFORM
00410-10
BID FORM
No. Item Units Qty U nit Price Total Price
157 INLET PROTECTION EXPOSED EACH 1 $ 2 "3 (.I , bO $ Z 0.00
SUB GRADE
158 INLET PROTECTION POST EACH 2$ l30.00 $ 4(c6.CO
BITUMINOUS BASE
159 SODDING TYPE LAWN SQYD 300 $ 3.Do $ q 00. tJO
160 SELECT TOPSOIL BORROW (LV) CUYD 192 $ 20.00 $ 3.840.00
,
TOTAL ALTERNATE NO.4- $ 10 71 b 'lb. 40
PARKING LOT RECONSTRUCTION
000034051720BlDFORM
00410-11
BID FORM
No. Item Units Qty U nit Price Total Price
173 BITUMINOUS PATCHING MIXTURE TON 1 $ ZOO,DO $ 20b ,DO
174 TYPE LV 4 \VEARING COURSE TON 247 $ b,OO $ i4-; 620, ED
MIXTURE (B)
175 TYPE LV 3 NON \VEARING COURSE TON 38 $ 'tv.bO $ Z ,/01.o.b, 00
,
MIXTURE (B)
176 BITUMINOUS MATERIAL FOR TACK GALLON 152 $ -J ) 0 $ 4g~AO
'J. _
COAT
177 CONCRETE CURB & GUTTER DESIGN LIN FT 20 $ 2'1 . Db $ 56000
SPECIAL
178 PEDESTRIAN CURB RAMP EACH 2$ j 00 ,b b $ l,o DC 00
179 INSTALL SALVAGED FENCE LIN FT 265 $ b $
180 INST ALL CHAIN LINK FENCE LIN FT 265 $ iO,QO $ 2li5o.0D
181 SILT FENCE, TYPE HEAVY DUTY LIN FT 1,240 $ I.(ob $ \ 1 q 64. to
MAINTAINED
182 INLET PROTECTION EXPOSED EACH 1 $ $ 00
SUBGRADE
183 SEEDING ACRE 0.7 $ 4.000,00 $ 2
~ 3, \eiS ,DO
184 SODDING TYPE LAWN SQYD 1,065 $ :) 00 $
185 SELECT TOPSOIL BORROW (LV) CUYD 1 ,400 $ $
TOTAL ALTERNATE NO.6 - PARK $ 80.000.2.0
.
TRAIL RECONSTRUCTION
00003405 I 720BIDFORM
00410-12
BID FORM
No.
Item
Units
Qty
U nit Price
Total Price
BID SUMMARY:
TOTAL BASE BID
$ 2,12 3 ( 44 9.31
TOTAL ALTERNATE NO. 1-
MEADOW LAKE SEDIMEj\\T/DELTA
REMOVAL
$ 45,000.00
TOTAL ALTERNATE NO.2-
MEADOW LAKE DREDGING
$ 2o?;,75'o.oo
TOTAL ALTERNATE NO.3-
BACKYARD DRAINAGE
IMPROVEMENTS
$ J 4, r;3S.o0
TOTAL ALTERNATE NO.4-
PARKING LOT RECONSTRUCTION
$ /07.fa'tf,.40
.
TOTAL ALTERNATE NO.5 - STREET
LIGHTING
$ 25,342,'0
TOTAL ALTERNATE NO.6 - PARK
TRAIL RECONSTRUCTION
$ 'i3c>: 0 () 0 .2. 0
000034051720BIDFORM
00410-13
BID FORM
6.01 Bidder agrees that the work will be Substantially Completed and completed and ready for Final Payment in
accordance with paragraph l4.07.B of the General Conditions on or before the dates or within the number of calendar days
indicated in the Agreement.
6.02 Bidder accepts the provisions of the Agreement as to liquidated damages in the event of failure to complete the work
within the times specified above, which shall be stated in the Agreement.
7.01 The following documents are attached to and made a condition of this Bid:
A. Required Bid Security in the form of 5 percent.
8,01 The terms used in this Bid with initial capital letters have the meanings stated in the Instructions to Bidders, the
General Conditions, and the Supplementary Conditions.
SUBMITTED on
200b
If Bidder Is:
An Individual
Name (typed or printed):
By;
(SEAL)
(Individual's signature)
Doing business as:
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
000034051720BIDFOR.'vl
00410-14
BID FORM
A Partnership
A Corporation
000034051720BIDFORM
Partnership Name:
(SEAL)
By:
(Signature of general partner)
Name (typed or printed):
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
Corporation Name: C). \v\c: elrOY, O.A,A... LbV\'*"'\)c~ w'- '1vcc (SE:A:I:T-
r\.lc Sec\..i
State ofIncorporation:
tv\ I VW\O so\<;'-
Type (General Business, Professional, Service, Limited Liability):
^ ;;.
l . I/] ....VI ,/
~/\.V /JUu ..~~~~
(J ~ature)
Qx:;,i\.[))jD \
By:
Name (typed or printed):
Title:
(CORPORATE SEAL)
Attest
(Signature of Corporate Secretary)
Business Street Address (No P.O. Box #'s):
Phone No.: l~-~-4dS-+\(;7
Fax No.: [~,')-Lf-6{S-CS~O
00410-15
BID FORM
A Joint Venture
Joint Venture Name:
(SEAL)
By:
(Signature of joint venture partner)
Name (typed or printed):
Title:
Business address:
Phone No.:
Fax No.:
Joint Venturer Name:
(SEAL)
By:
(Signature)
Name (typed or printed):
Title:
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
Phone and Fax Number, and Address for receipt of official communications:
(Each joint venturer must sign. The manner of signing for each individual, partnership, and corporation that is a party to
the joint venture should be in the manner indicated above).
E1\TD OF DOCUMENT
000034051720BIDFORM
00410-16
BID FORM
. ~. Bonestroo
e Rosene
'till Anderlik &
. ~. Associates
Engineers & Architects
BIDDER:
N 0\ *\<1\,\' ill ~, ~ .\:,,,,l..IA 1 !t
. - - ., ~
DOCUMENT 00410
BID FORM
2006 lJ\.TfRASTRUCTURE I!vfPROVEMENTS
CITY PROJECT NO. 790
FILE NO. 000034-05172-0
1\TEW HOPE, MThTNESOTA
2006
BID COpy
THIS BID IS SUBMITTED TO:
City of New Hope, Minnesota
City Hall
4401 Xylon Avenue North
New Hope, MN 55428-4898
1.01 The undersigned Bidder proposes and agrees, if this Bid is accepted, to enter into an Agreement with Owner in the form
included in the Bidding Documents to perform all work as specified or indicated in the Bidding Documents for the prices and
within the times indicated in this Bid and in accordance with the other terms and conditions ofthe Bidding Documents.
2.01 Bidder accepts all of the terms and conditions of the Instructions to Bidders, including without limitation those dealing with
the disposition of Bid Security. The Bid will remain subject to acceptance for 60 days after the Bid Opening, or for such longer
period of time that Bidder may agree to in writing upon request of Owner.
3.0 I In submitting this Bid, Bidder represents that:
A. Bidder has examined and carefully studied the Bidding Documents, the other related data identified in the
Bidding Documents, and the following Addenda, receipt of all which is hereby acknowledged:
Addendum No.
Addendum Date
B. Bidder has visited the Project Site and become familiar with and is satisfied as to the general, local, and Project
Site conditions that may affect cost, progress, and performance of the work.
C. Bidder is familiar with and is satisfied as to all federal, state, and local Laws and Regulations that may affect
cost, progress, and performance of the work.
D. Bidder has carefully studied all: (1) reports of explorations and tests of subsurface conditions at, or contiguous
to, the Project Site and all drawings of physical conditions in or relating to existing surface or subsurface
structures at, or contiguous to, the Project Site (except Underground Facilities) which have been identified in
SC-4.02, and (2) reports and drawings of Hazardous Environmental Conditions that have been identified in SC-
II At:.
000034051720BIDFORM
00410-1
BID FOlUvl
E. Bidder has obtained and carefully studied (or accepts the consequences for not doing so) all additional or
supplementary examinations, investigations, explorations, tests, studies, and data concerning conditions
(surface, subsurface, and Underground Facilities) at, or contiguous to, the Project Site which may affect cost,
progress, or performance of the work or which relate to any aspect of the means, methods, techniques,
sequences, and procedures of construction to be employed by Bidder, including applying the specific means,
methods, techniques, sequences, and procedures of construction expressly required by the Bidding Documents
to be employed by Bidder, and safety precautions and programs incident thereto.
F. Bidder does not consider that any further examinations, investigations, explorations, tests, studies, or data are
necessary for the determination of this Bid for performance of the work at the price(s) Bid and within the times
and in accordance with the other terms and conditions of the Bidding Documents.
G. Bidder is aware of the general nature of work to be performed by Owner and others at the Project Site that
relates to the work as indicated in the Bidding Documents.
H. Bidder has correlated the information known to Bidder, information and observations obtained from visits to the
Project Site, reports and drawings identified in the Bidding Documents, and all additional examinations,
investigations, explorations, tests, studies, and data with the Bidding Documents.
1. Bidder has given Engineer written notice of all conflicts, errors, ambiguities, or discrepancies that Bidder has
discovered in the Bidding Documents, and the written resolution thereof by Engineer is acceptable to Bidder.
J. The Bidding Documents are generally sufficient to indicate and convey understanding of all terms and
conditions for the performance of the work for which this Bid is submitted.
K. Bidder wiII submit written evidence of its authority to do business in the state where the Project is located not
later than the date of its execution of the Agreement.
4.01 Bidder further represents that:
A. The prices in this Bid have been arrived at independently, without consultation, communication, or agreement
as to any matters relating to such prices with any other Bidder or with any competitor for the purpose of
restricting competition.
B. The prices in this Bid have not or will not be knowingly disclosed to any other Bidder or competitor prior to
opening of the Bids.
C. No attempt has been made or will be made by the Bidder to induce any other person or firm to submit or not to
submit a Bid for the purpose of restricting competition.
4.02 Bidder understands that the law may require the Owner, or Engineer at the Ov.,rner's direction, to undertake an investigation
and submit an evaluation concerning Bidder's responsiveness, responsibility, and qualifications before awarding a contract. Bidder
hereby waives any and all claims, of whatever nature, against Owner, Engineer and their employees and agents, which arise out of
or relate to such investigation and evaluation, and statements made as a result thereof, except for statements that can be shown by
clear and convincing evidence to be intentionally false and made \vith actual malice. Nothing in this paragraph is intended to
restrict Bidder's rights to challenge a contract pursuant to law.
000034051720BIDFOR.lI.1
00410-2
BID FORM
5.01 Bidder will complete the work in accordance with the Contract Documents for the follmving price(s):
All specific cash allowances are included in the price(s) set forth below and have been computed in accordance
with paragraph 11.02 of the General Conditions.
Unit Prices have been computed in accordance with paragraph l1.03.B of the General Conditions
Bidder aclmowledges that estimated quantities are not guaranteed, and are solely for the purpose of comparison
of Bids, and final payment for all Unit Price Bid items will be based on actual quantities provided, determined
as provided in the Contract Documents.
No.
Total Price
Item
Units
Qty
Unit Price
10
11
000034051720BIDFORM
BASE BID
MOBILIZA nON
2
CLEARING
3
GRUBBING
4
REMOVE WATER MAIN
5
REMOVE SEWER PIPE (STORM)
6
REMOVE SEWER PIPE (SANITARY)
7
REMOVE CURB AND GUTTER
8
REMOVE CONCRETE CURB At\'D
GUTTER, SPECIAL
REMOVE SANITARY SERVICE PIPE
9
REMOVE CONCRETE WALK
12
REMOVE CONCRETE DRIVEWAY
PAVEMENT
REMOVE BITUMINOUS DRIVEWAY
PAVEMENT
REMOVE BITUMINOUS PAVEMENT
13
14
REMOVE CASTING
15
REMOVE HYDRANT
16
REMOVE MA1\THOLE OR CATCH
BASIN
~,,)(",:j
LUMP SUM
TREE
TREE
LIN FT
LIN FT
LIN FT
LIN FT
LIN FT
LIN FT
SQFT
SQYD
SQYD
SQYD
EACH
EACH
EACH
00410-3
1 $ / / it ,/0(/. 00 $ /1(,. 100. 06
. I
44 $
"2..S0V"
44$ \\p-Sd
3,598 $ /e.tfrO
377 $ le.t70
40 $ /2. of-t?
12,117 $ L It 0
14,245 $ ,5, '2.~
65 $ /tP.t()
10,767 $ Ci;i
1 ,21 0 $ 1 J ' ,S 0
870 $
5,983 $ 2. \'('1
121$ i6D';
8 $ 1'5lJ.00
26 $ CrPCJ. vrJ
$
oJ
il()t)O'
12..lcc'J
$
$ ~j7/f;,ff)
$ 4s 24.~t?
$ 480. PO
$ 2..qn9'o.k'o
$ I Y'l 'llo ' '2.-S'
$ (}~,pO
$
$ \(PJ.3S."
$
$ \"l2.q n, \'1
$ \V\~()"
$ /aPt? .PO
$ /S- 6~ ~tff't)
,/
BID FORM
000034051720BIDFORM
00410-4
BID FORM
No. Item Units Qty Unit Price Total Price
39 8" PVC PIPE SEWER, SDR-35 UN FT 321 $ 2Z. .47 $ 72.1e . ~7
40 12" PVC PIPE SEWER, SDR-26 UN IT 217 $ 30.30 $ ~66s."o
41 12" RC PIPE SEV.iER CLASS III UN FT 806 $ 27.70 $ ZZ, sU.~
42 15" RC PIPE SEWER CLASS III UN FT 688 $ 2&.~ $ /7', b 49. 2?8
43 18" RC PIPE SEWER CLASS III UN FT 1,239 $ "$0. 5~ $ 3~ &6~ $1-
44 CONl\TECT TO EXISTING SANITARY EACH 4$ 4t10, tX) $ /6&eJ, t70
SEWER SER
45 8"X4" PVC WYE EACH 4$ 7/.~o $ Z$t7, t'O
46 2" INSULATION SQYD 30 $ z/p. Sl) $ 6/ S. /pO
47 W A TERMAIN OFFSET EACH 1 $ /g SlJ. tf?t) $ /"3 S7?..~
48 RECONl\TECT WATER SERVICE EACH 85 $ 4t1tC. ttO $ '31; M& ~PO
49 INSTALL HYRANT & VALVE EACH 8 $ 27 !3 f. IJZ) $ 2Z,Z48.vo
/
50 ADJUST VALVE BOX EACH 37 $ l-S'o<' $ q1.-.\O"
51 CONNECT TO EXISTING WATER EACH 6 $ 7 '51) . tJO $ 4600,&D
MAIN
52 ADJUST HYDRANT EACH 8 $ "5 Sf) .p,O $ Z1P t/ {') . 170
53 1" CORPORATION STOP EACH 85 $ &c ,pC $ 6PcTc. t!J>O
54 6" GATE VALVE AND BOX EACH 7$ ~U-,P-O $ b7? S. ,,0
55 1" CURB STOP & BOX EACH 85 $ -Z e/. eo $ Zs 86'S.: /.)0
/
56 8" GATE VALVE AND BOX EACH 2$ /194/ t?~ $ '(&$ e"frO
57 TEMPORARY WATER SERVICE LUMP SlJM 1 $ /5: ?!>? "bf) $
~
58 1" TYPE K COPPER PIPE LIN FT 2,750 $ Z,z..11 $
59 6" W A TERMAIN DUCTILE IRON CL 52 LIN FT 3,122 $ e~.a $ ~ 77'8.32-
60 8" W A TERMAIN DUCTILE IRON CL 52 LIN FT 1,452 $ q,$Z/ $ 42 e31.~o
I
00003405 I 720BlDFORM
00410-5
BID FORM
No. Item Units Qty U nit Price Total Price
61 MODIFY WATERMAIN SERVICE EACH 1 $ /~~. tn) $ 1&~,tKJ
.
62 DUCTILE IRON FITTINGS POUND 4,327 $ 2.3S' $ /0, j613~4!S
/
4=7~ S~~
63 INSTALL CASTING EACH 121 $ "~" $ '2-' 'f ~
or -
64 CONST. DRAINAGE STRUCTURE, 27" EACH 1 $ 9?p.t7o $ 92&> .4frO
DIA CATCH BASIN
65 CONST. DRAINAGE STRUCTURE, 2' X EACH 14 $ 1'271 1M $ 17, 794-. t>'O
3' RECTANGULAR CATCH BASIN
66 CONST. DRAINAGE STRUCTURE, 4' EACH 10 $ J37~ty(l $ /5. 7SlJ.#O
~
DIA MH
67 CONST. DRAINAGE STRUCTURE, 4' EACH 13 $ /S45:170 $ 2~/ 08S:,,0
DIA CBMH
68 CONST. DRAINAGE STRUCTURE, 4.5' EACH 1 $ jcr1S-. t70 $ /975'": #t7
DIA MH
69 CONST. DRAINAGE STRUCTURE, 5' EACH 1 $ 24/1.170 $ 24t (.ri)
DIA MH
70 CONST. DRAINAGE STRUCTURE, 6.5' EACH 1 $ 3 $'$.:;-; t'/O $ 6$J?~ crt)
DIA MH
71 CONST. DRAINAGE STRUCTURE, 8' EACH 2 $ 69/,C),po $
DIA MH
72 CONST. DRAINAGE STRUCTURE, 7' EACH 3 $ Z&.:s;op .CO $
AND 5' DIA GRlT CHAMBER
73 CONST. DRAINAGE STRUCTURE, 8' EACH 1 $ 3's: &so.~ $ 3s ~.tf70
, /
AND 6' DIA GRlT CHAMBER
74 RECONSTRUCT DRAINAGE EACH 3 $ /t7~t? t';C $ ~if).~
STRUCTURE
75 INSTALL SALVAGED SAN. MANHOLE EACH 1 $ /2'&tI. Vt? $ ~.t90
76 STANDARD SANITARY MA1\THOLE EACH 2 $ /98tJ,t?&? $ "?;9GIY.tl7O
77 CON1\TECT TO EXISTING SANITARY EACH 1 $ "7 StJ.tJO $ 7~.ro
MA1\THOLE
78 CONNECT INTO EXISTING MH OR CB EACH 4$ 7~ .tnt) $ t;&tJt) ,. #
79 CONI'mCT EXISTING PIPE TO STORM EACH 42 $ 6sp. tTO $ Z~ 3co.ro
STRUCTURE
80 RANDOM RlPRAP CLASS III TON 18 $ "7 s-: tW $ /30t'~ro
81 4" CONCRETE WALK SQFT 10,907 $ ,,) . L(. 0 $ ~ 1 ''; \? .~ 'Vi
, U', ~ (,.
82 CONCRETE CURB & GUTTER DESIGN LIN FT 12,037 $ C1 ~~ $ l\ te S i R ' \ l,
B618
000034051720BIDFORM
00410-6
BID FORM
000034051720BIDFORM
00410-7
BID FORM
No. Item Units Qty U nit Price Total Price
105 INLET PROTECTION EXPOSED EACH 27 $ I OC" $ 2~7(je; ,J
SUB GRADE
106 INLET PROTECTION POST EACH 37 $ .:3' 0 ,j $ /J 1./1 () U/
BITUMINOUS BASE
107 BIOROLL LIN FT 340 $ '2.,s $ IIO-S I ~
108 INSTALL FLOTATION SILT CURTAIN LIN FT 100 $ /f.-$"O $ j I?,sO "
109 SODDING TYPE LAWN SQYD 15,306 $ 2..(.,0 $ :3q 1 q<;'". & b
110 SELECT TOPSOIL BORROW (LV) CUYD 1,707 $ O() $ 2Cj 0 JC; "
TOTAL BASE BID $
ALTERNATE NO.1 - MEADOW
LAKE SEDIMENT/DELTA
REMOVAL:
MUCK EXCA VA TION
CUYD
2,000 $ 16, tJ 4 $
1$ 42;/7C(----- $ tIZ~)71,O
III
112
DEWATERING
LUMP SUM
TOTAL ALTERNATE NO.1 -
MEADOW LAKE SEDIMENT/DELTA
REMOV AL
s
ALTERJ'lATE NO.2 - MEADOW
LAKE DREDGING:
MUCK EXCA VA TION
CUYD
15,000 $
$
113
114
ROCK ST ABILIZA TION
TON
125$ tli/.o
$
115
BOAT RAMP
LUMP SUM
1$ ;ooot'C
$
TOTAL ALTERJ'lATE NO.2-
MEADOW LAKE DREDGING
$
ALTERNATENO.3-BACKYARD
DRAINAGE IMPROVEMENTS:
CLEARING
TREE
3 $ 1.:5'0 v'
$ l~ro "
116
000034051720BIDFORM
00410-8
BID FORM
No. Item Units Qty U nit Price Total Price
117 GRUBBING TREE 3 $ 10,5 ," $ i.JGj,( iJ
h ~.t:
118 REMOVECONCRETED~WAY SQYD 56 $ /3,.fO $ 7~"r.
PAVEMENT
119 SALVAGE FENCE LIN FT 40 $ ..0 $ 2co ' J
120 AGGREGATE BASE CLASS 5 TON 20 $ 2.0 ' 0 $ 40u .J
121 6" PVC PIPE DRAIN CLEAN OUT EACH 2$ ~. &TO $ ~..cJO
122 8" PVC PIPE SEViER, SDR-35 LIN FT 143 $ 19. IPS- $ eBo'1. ?' S-
123 12"X 4" PVC WYE EACH 1 $ 2-72-470 $ 2--72. PO
124 12"X8" PVC WYE EACH 1 $ "340. t/ () $ 34-0. I/O
125 8" PVC PIPE BEND 45 DEGREES, SDR- EACH 3 $ ~~. crt? $ /98.tTO
26
126 CONST. DRAINAGE STRUCTURE, 27" EACH 1 $ /t9&C.tHJ $ /~.rO
DIA CATCH BASIN
127 6" CONCRETEDRNEWAY SQFT 500 $ t-{. Ii & $ 1.,:]40 ,"
PAVEMENT
128 INSTALL SALVAGED FENCE LIN FT 40 $ ....... t;) $ Gte -,
l~
129 SODDING TYPE LAWN SQYD 278 $ y. 1~ $ \ i ~ i. ~o
130 SELECT TOPSOIL BORROW (LV) CUYD 30 $ 1() ,) $ ',-00 ' ,
TOTAL ALTERNATE NO.3 - $ } 1-, 6'<fJ.. 'is--
BACKYARD DRAINAGE
IMPROVEMENTS
000034051720BIDFORM
00410-9
BID FORM
000034051nOBIDFORM
00410-10
BID FORM
No. Item Units Qty U nit Price Total Price
157 INLET PROTECTION EXPOSED EACH 1 $ $ 100 ,;;
SUB GRADE
158 INLET PROTECTION POST EACH 2$ -310 '. $ (.-,ZD :;;
BITUMINOUS BASE
159 SODDING TYPE LAWN SQYD 300 $ C/. 1.. ~,.. $ J '2 7.s "
160 SELECT TOPSOIL BORROW (LV) CUYD 192 $ /7.' ,; $ ,]2..({' ,,(i'
TOTAL ALTERNATE NO.4- $ /'J-1)~. r;~
PARKING LOT RECONSTRUCTION
ALTERNATE NO.6 - PARK TRAIL
RECONSTRUCTION:
166 REMOVE CONCRETE CURB AND LIN FT 20 $ ", $ fOO ,.
GUTTER, SPECIAL
167 REMOVE BITUMINOUS WALK 5,058 $ CJ, ,SO $ 2.S 2. c; , r{,;;
SQFT
168 SALVAGE FENCE LIN FT 265 $ -5 ,t7{J $ ;,31/[' "
169 RELOCA TE BENCH EACH 3 $ 1.OCi " $
170 COMMON EXCA V A TION CUYD 452 $ ~lf.. "2.S- $
171 GEOTEXTILE FABRIC TYPE IV SQYD 315 $ 1 "'" $ Lhl, ,r 0
, . <)v
172 AGGREGATE BASE CLASS 5 TON 630 $ l(~ ,eLl $ t 0 (" '0 o! ' '2.0
.
000034051720BIDFORM
00410,11
BID FORM
No. Item Units Qty Unit Price Total Price
173 BITUMINOUS PATCHING MIXTURE TON 1 $ \6'0 ,. $ \~O "
174 TYPE LV 4 WEARING COURSE TON 247 $ Cort.l(2- $ \ to ctC\ 7, .$"L-j
MIXTURE (B)
175 TYPE LV 3 NON WEARING COURSE TON 38 $ ~ \ . \ i $ ,10 ~ '2- . ~<Z
MIXTURE (B)
176 BITUNITNOUSMATE~FORTACK GALLON 152 $ '2. ,:;0 $ ,3~Q 'J
COAT
177 CONCRETE CURB & GUTTER DESIGN UN FT 20 $ \ tl :2D $ 2~4 ,J
SPECIAL
178 PEDESTRlAN CURB RAMP EACH 2$ Gl0'v $ 10Llo"
179 INSTALL SALVAGED FENCE LIN FT 265 $ c;,'O $ 2..120"
180 INST ALL CHAIN LJJ\TK FENCE LIN FT 265 $ \~IO $ .,:sq 1.C'"
181 SILT FENCE, TYPE HEAVY DUTY LIN FT 1 ,240 $ 3 ", $
, '
MAINTAINED
182 INLET PROTECTION EXPOSED EACH 1 $ \00 ,J $ ~OtJ 1./
SUBGRADE
183 SEEDING ACRE 0.7 $ Z{i!;o" $ 2.Cj 0 0" .' /
184 SODDING TYPE LAWN SQYD 1,065 $ ,3.70 $ ::;clYo ;:;:0
185 SELECT TOPSOIL BORROW (LV) CUYD 1 ,400 $ Il ,~ $ '2.;~eoo"
TOTAL ALTERNATE NO.6 - PARK $ Q4- C?11 .q'2-
TRAIL RECONSTRUCTION
000034051720BIDFORM
00410-12
BID FORM
No.
Item
Units
Qty
Unit Price
Total Price
BID SUMMARY:
TOTAL BASE BID
$ ?~--9fl(J'17. / ()
I ,
TOT AL ALTERNATE NO.1 -
MEADOW LAKE SEDIMENT/DELTA
REMOV AL
$ 7t!b,l 1lf~.'3<2.
TOTAL ALTERNATE NO.2-
MEADOW LAKE DREDGING
$ ~ 6'"'t> I ~3Lr'?:J
,
TOTAL ALTERNATE NO.3-
BACKYARD DRAINAGE
IMPROVEMENTS
$ /2) S~ 'J-. '-I f"
TOTAL ALTERl\'ATE NO.4-
PARKING LOT RECONSTRUCTION
$ !,2.1) <tS-~ Q{'"""
TOTAL ALTERNATE NO.5 - STREET
LIGHTING
$
2.' Q . i).$'
TOTAL ALTERNATE NO.6 - PARK
TRAIL RECONSTRUCTION
$ OW <{II. Cj'2...
"'r
000034051720BIDFORM
00410-13
BID FORM
6.01 Bidder agrees that the work will be Substantially Completed and completed and ready for Final Payment in
accordance with paragraph 14.07.B of the General Conditions on or before the dates or within the number of calendar days
indicated in the Agreement.
6.02 Bidder accepts the provisions of the Agreement as to liquidated damages in the event of failure to complete the work
within the times specified above, which shall be stated in the Agreement.
7.01 The follo\\ring documents are attached to and made a condition of this Bid:
A. Required Bid Security in the form of 5 percent.
8.01 The terms used in this Bid \\rith initial capital letters have the meanings stated in the lnstructions to Bidders, the
General Conditions, and the Supplementary Conditions.
SUBMITTED on .]. ,30
200,(0
, -
If Bidder Is:
An lndividual
Name (typed or printed):
By:
(SEAL)
(Individual's signature)
Doing business as:
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
000034051720BIDFORM
00410-14
BID FORM
A Partnership
A Corporation
000034051720BIDFORM
Partnership Name:
(SEAL)
By:
(Signature of general partner)
Name (typed or printed):
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
Corporation Name:
NN'i\\'iJ\~f,& '~~~\"i J.L
tyri"._vu'UA ALl,
(SEAL)
State of Incorporation:
~
Type {Q~ofessional, Service, Limited Liability):
By: L'\_^ ~ d ~/Q,V\~)
CJ ~atur~ /
Name (typed or printed): l ~L\ i^ Le/ Ct'! iA.,/ ,V\/~ 1.J /\.
Title:
~ A~\iL .
t--Cl 1.(..,. ... 11../\/... /. I '1
} v \l . . ~- ~
~i I)
~ ~/jfJ /), llGJuJ
I
(CORPOR/\TE SEAL)
Attest
(Signature of Corporate Secretary)
Business Street Address (No P.O. Box #'s):
\J..~'\ ,\:'Ld( IOt'II/Vi; \) 0
- I , 0 - .-
Sl .'. ~, Ii it
.... . ,\,,(. ",-JUW. ~ \J A
- . I - .
,.SS J 1 VI
I
Phone No.:
q 'r'L ~1.f.S MOJ
Fax No.: 0/<\''& LfLf.( ?oSlo
00410-15
BID FORM
A Joint Venture
Joint Venture Name:
(SEAL)
By:
(Signature of joint venture partner)
Name (typed or printed):
Title:
Business address:
Phone No.:
Fax No.:
Joint Venturer Name:
(SEAL)
By:
(Signature)
Name (typed or printed):
Title:
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
Phone and Fax Number, and Address for receipt of official communications:
(Each joint venturer must sign. The manner of signing for each individual, partnership, and corporation that is a party to
the joint venture should be in the manner indicated above).
E1\TD OF DOCUMENT
000034051720BIDFORM
00410-16
BID FORM
. ~. Bonestroo
e Rosene
n Anderlik &
.~. Associates
Engineers & Architects
BIDDER:
!iIt!2DIC 11/ ?J' Jj( ( r
.
DOCUMENT 00410
BID FORM
2006 INFRASTRUCTURE IMPROVEMENTS
CITY PROJECT NO. 790
FILE NO. 000034-05172-0
NEW HOPE, MINNESOTA
2006
BID COpy
THIS BID IS SUBMITTED TO:
City of New Hope, Minnesota
City Hall
4401 Xylon Avenue North
New Hope, MN 55428-4898
3,0(6) 2 17). bS
1.01 The undersigned Bidder proposes and agrees, if this Bid is accepted, to enter into an .
included in the Bidding Documents to perform all work as specified or indicated in the Bid"",,,, ~w~..._..._ --- ---- .
\vithin the times indicated in this Bid and in accordance with the other terms and conditions ofthe Bidding Documents.
2.01 Bidder accepts all of the terms and conditions of the Instructions to Bidders, including without limitation those dealing with
the disposition of Bid Security. The Bid will remain subject to acceptance for 60 days after the Bid Opening, or for such longer
period of time that Bidder may agree to in writing upon request of Owner.
3.01 In submitting this Bid, Bidder represents that:
A. Bidder has examined and carefully studied the Bidding Documents, the other related data identifie'd in the
Bidding Documents, and the following Addenda, receipt of all which is hereby aclmowledged:
Addendum No.
Addendum Date
B. Bidder has visited the Project Site and become familiar with and is satisfied as to the general, local, and Project
Site conditions that may affect cost, progress, and performance of the work.
C. Bidder is familiar with and is satisfied as to all federal, state, and local Laws and Regulations that may affect
cost, progress, and performance of the work.
D. Bidder has carefully studied all: (1) reports of explorations and tests of subsurface conditions at, or contiguous
to, the Project Site and all drawings of physical conditions in or relating to existing surface or subsurface
structures at, or contiguous to, the Project Site (except Underground Facilities) which have been identified in
SC-4.02, and (2) reports and drawings of Hazardous Environmental Conditions that have been identified in SC-
A IV::'
000034051720BIDFOR.."1
00410-1
BID FORM
E. Bidder has obtained and carefully studied (or accepts the consequences for not doing so) all additional or
supplementary examinations, investigations, explorations, tests, studies, and data concerning conditions
(surface, subsurface, and Underground Facilities) at, or contiguous to, the Project Site which may affect cost,
progress, or performance of the work or which relate to any aspect of the means, methods, techniques,
sequences, and procedures of construction to be employed by Bidder, including applying the specific means,
methods, techniques, sequences, and procedures of construction expressly required by the Bidding Documents
to be employed by Bidder, and safety precautions and programs incident thereto.
F. Bidder does not consider that any further examinations, investigations, explorations, tests, studies, or data are
necessary for the determination of this Bid for performance of the work at the price(s) Bid and within the times
and in accordance with the other terms and conditions of the Bidding Documents.
G. Bidder is aware of the general nature of work to be performed by Owner and others at the Project Site that
relates to the work as indicated in the Bidding Documents.
H. Bidder has correlated the information lmown to Bidder, information and observations obtained from visits to the
Project Site, reports and drawings identified in the Bidding Documents, and all additional examinations,
investigations, explorations, tests, studies, and data with the Bidding Documents.
1. Bidder has given Engineer written notice of all conflicts, errors, ambiguities, or discrepancies that Bidder has
discovered in the Bidding Documents, and the written resolution thereof by Engineer is acceptable to Bidder.
J. The Bidding Documents are generally sufficient to indicate and convey understanding of all terms and
conditions for the performance of the work for which this Bid is submitted.
K. Bidder wiII submit written evidence of its authority to do business in the state where the Project is located not
later than the date of its execution of the Agreement.
4.01 Bidder further represents that:
A. The prices in this Bid have been arrived at independently, without consultation, communication, or agreement
as to any matters relating to such prices with any other Bidder or \vith any competitor for the purpose of
restricting competition.
B. The prices in this Bid have not or wiII not be lmowingly disclosed to any other Bidder or competitor prior to
opening of the Bids.
C. No attempt has been made or will be made by the Bidder to induce any other person or firm to submit or not to
submit a Bid for the purpose of restricting competition.
4.02 Bidder understands that the law may require the Owner, or Engineer at the Owner's direction, to undertake an investigation
and submit an evaluation concerning Bidder's responsiveness, responsibility, and qualifications before awarding a contract. Bidder
hereby waives any and all claims, of whatever nature, against Owner, Engineer and their employees and agents, which arise out of
or relate to such investigation and evaluation, and statements made as a result thereof, except for statements that can be shown by
clear and convincing evidence to be intentionally false and made with actual malice. Nothing in this paragraph is intended to
restrict Bidder's rights to challenge a contract pursuant to law.
000034051720BIDFOR.M
00410-2
BID FORM
5.01 Bidder will complete the work in accordance with the Contract Documents for the following price(s):
All specific cash allowances are included in the price(s) set forth below and have been computed in accordance
with paragraph 11.02 of the General Conditions.
Unit Prices have been computed in accordance with paragraph ll.03.B of the General Conditions
Bidder aclmowledges that estimated quantities are not guaranteed, and are solely for the purpose of comparison
of Bids, and final payment for all Unit Price Bid items will be based on actual quantities provided, determined
as provided in the Contract Documents.
No.
10
11
000034051720BIDFORM
Item
BASE BID
MOBILIZATION
2
CLEARING
3
GRUBBING
4
REMOVE WATER MAIN
5
REMOVE SEWER PIPE (STORM)
6
REMOVE SEWER PIPE (SANIT AR Y)
7
REMOVE C1.JRB AND GUTTER
8
REMOVE CONCRETE CURB AND
GUTTER, SPECIAL
REMOVE SANITARY SERVICE PIPE
9
REMOVE CONCRETE WALK
12
REMOVE CONCRETE DRIVEWAY
PAVEMENT
REMOVE BITUMINOUS DRIVEWAY
PAVEMENT
REMOVE BITUMINOUS PAVEMENT
13
14
REMOVE CASTING
15
REMOVE HYDRANT
16
REMOVE MA1\THOLE OR CATCH
BASIN
Qty Unit Price Total Price I
~
'1~.s()O; Cff: fro :u 0
I $;/ #i (i)(): CJf 10{\2tJ '5Ju)
Units
LutvlP SUM
TREE
TREE
LIN FT
3,598 $
LIN FT
377 $
LIN FT
UN FT
12,117$
LIN FT
14,245 $
LIN FT
SQFT
10,767 $
SQYD
1,210 $
SQYD
870 $
SQYD
5,983 $
EACH
121 $
EACH
EACH
00410-3
44$
v21U . ~()
/7 o. D..'V
- '/<=1
.5, -.
9.3]
B. f6_.A
:I. SO
3.q~
.1:. .sf
f) r &5)
, . 3~CJ
~r ?-(
d.. ;0
~ / . qD
30 oy
. ].
.5 J/ . ~D
44 $
40 $
65 $
8 $
26 $
$ / ~ ()OO. 02
$ ? '18 (). ~
$ ;2() & Jd..~
(
$ 3f"7J, tr
$ 3 f;;2, 8~
$ 30, ;( r:2. ~
{
$ ,rffsf?
(
$ '3JB. I;C
$ I~)'f{~
i)"D
$ 7(,J. J. '
$ cl1l T. .s.="'
$1'(..5~r, /g
$ ?]&/.~J)
$ .) .if;'!. ~b
oD
$/f3JG. ~
r
BID FORM
No.
Total Price
Item
Units
Qty
Unit Price
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
0OO034051720BIDFORM
SA WING BITUMINOUS PAVEMENT LIN FT
REPLACE GATE VALVE BOLTS EACH
SALVAGE STRUCTURE (SA:t\T) EACH
COMMON EXCA V A nON CU YD
GEOTEXTILE FABRIC TYPE IV SQ YD
SELECT GRANULAR BORROW TON
STREET SWEEPER (WITH PICKUP HOUR
BROOM)
WATER MGALLON
AGGREGATE BASE CLASS 5 TON
MILL BITUMINOUS SURFACE (1S') SQ YD
MILL BITUMINOUS PAVEMENT SQ YD
(SPECIAL)
BITUMINOUS PATCHING MIXTURE TON
BITUMINOUS PAVEMENT SQ YD
RECLAMA nON
TYPE LV 4 \VEARING COURSE TON
MIXTURE (B)
TYPE LV 4 WEARING COURSE TON
MIXTURE (B), FOR DRIVEWAYS
TYPE LV 3 NON \\'EARING COURSE TON
MIXTURE (B)
BITUMINOUS MA TERrAL FOR TACK GALLON
COAT
RECONSTRUCT RET AINING WALL SQ YD
IMPROVED PIPE FOUl\TDA TION LIN FT
18" PIPE APRON EACH
4" PERF PVC PIPE DRAIN LIN FT
4" PVC PIPE SEWER LIN FT
00410-4
3,460 $
10,177 $
11,512 $
7,642 $
215 $
11,372 $
37,050 $
26,690 $
602 $
25,689 $
11,786 $
221 $
5,448 $
4,512 $
200 $
980 $
02, '7~
1 $ 8Jlf. ~o
1 $ S'"n. ~o $
/ ;1, O~
.
/, ~o
.
/ /' 0::
13S-:~
J 3. D~
/ 3, :>0
JJ~
J, .-
1.8e)
85: G>~
;2. D3
4~ 01;-
'? j, ':0
Jcr . fO
/" Jf-~
rJ.if~
o. DJ
o<?
1 $ / OJ;!.--
Is-. If"
/1. tJ..D
30 $
10 $
80 $
$ '1 J If; 0..0
$ R;2'f ~
J.J( _ oe
$ l;l ).,.10 I r 6g
I
eo
$ !(;I Ie. -
$ 8rv~~?
$ 4o.j().~
$ .iff'! .J.9?
$ /~?8J'~
I
..>"'0
$ .)'0 (II ...
I 0
$ 18 () r.f-;) ~-
t:r'>
$ J(L/Q -
. '"
$ S7. 378. '"
$ s333/~~
( d>
$ /~j7.r-
oCl
$0215/1'0 ..
f c6D
$ fo:3fro.-
to
sc/fJD. -
$ c!l. 0..9
e:>D
$ (of;),
.c:.;. D 2;> I:l
$ / I(D '1-1. .
0;:)
$ IS;;o ..-
BID FORM
No. Item Units Qty U nit Price Total Price I
39 8" PVC PIPE SEWER, SDR-35 UN FT 321 $ J. I. 1;> $ 1'S3J.79
40 12" PVC PIPE SEWER, SDR-26 UN FT 217 $ ~.s.1!" $ r; ?.f7. If
41 12" RC PIPE SE\VER CLASS III UN FT 806 $ -3 'f. .2_0 _ ~c)
$;2. '- r -
42 15" RC PIPE SEWER CLASS III UN FT 688 $ 3 'f f~ $ JJ 770:~
7'. :2.:l. S8
43 18" RC PIPE SEWER CLASS III UN FT 1,239 $ - $ Jf'fB/6. -
;p;, t:>~
44 CONNECT TO EXISTING SANITARY EACH 4$ 1378, $;S{;2.-
SEWER SER ?? (9- .y'o
.508. ~
45 8"X4" PVC WYE EACH 4$ $
/7. q! <;;>1)
46 2" INSULATION SQYD 30 $ $ J3/, -
lfc) 60
01.[ II. - clJ J 7. -
47 W A TERMAIN OFFSET EACH 1 $ $
);2(; ~ 66
48 RECON1\TECT WATER SERVICE EACH 85 $ $oZ7)(D.-
00 d'i)
49 INSTALL HYRANT & VALVE EACH 8 $ 3o.r.:c-- $ J- tr fC((J -
50 ADJUST VALVE BOX EACH 37 $ c2cJ8. D? $ 81J~.~
eo 02>
51 C01\TJ\TECT TO EXISTING WATER EACH 6 $ (Jio,- $ 7'fCf() .-
MAIN ll.O 0'"'
Ljrr;. 3~~3. -
52 ADJUST HYDRANT EACH 8 $ $
53 1" CORPORATION STOP EACH 85 $ ..r! . ~! $ 7J?J.~.r
r tdr~ ~
54 6" GATE VALVE AND BOX EACH 7 $ $ (; Brf
&6 GfO
55 1" CURB STOP & BOX EACH 85 $ c206. - $ J:J-;f60.
( ?t;J. ~() $ clCfPLf, 6>~
56 8" GATE VALVE AND BOX EACH 2 $
o~ [ eX)
57 TEMPORARY WATER SERVICE LUMP SlJM 1 $ 1S;;2~3 $ / !~;: .
8.5 1{ SP
58 1" TYPE K COPPER PIPE LIN FT 2,750 $ /1, ~ $ 1.()g). ~
-- t
59 6" W A TERMAIN DUCTILE IRON CL 52 UN FT 3,122 $ J Lf. ~ $) ~/~lfJ:{~
3 (. '3/ $ 4fsJo ~
60 8" W A TERJ\tlAIN DUCTILE IRON CL 52 LIN FT 1,452 $
(
000034051720BIDFORM
00410-5
BID FORM
No.
Total Price
Item
Units
Qty
Unit Price
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
00003405 1720BlDFORM
MODIFYWATERMAIN SERVICE EACH
DUCTll.,E IRON FITTINGS POUND
INST ALL CASTING EACH
CONST. DRAINAGE STRUCTURE, 27" EACH
DIA CATCH BASIN
CONST. DRAINAGE STRUCTURE, 2' X EACH
3 ' RECTANGULAR CATCH BASIN
CONST. DRAINAGE STRUCTURE, 4' EACH
DIA MH
CONST. DRAINAGE STRUCTURE, 4' EACH
DIA CBMH
CONST. DRAINAGE STRUCTURE, 4.5' EACH
DIA MH
CONST. DRAINAGE STRUCTURE, 5' EACH
DIA MH
CONST. DRAINAGE STRUCTURE, 6.5' EACH
DIA MH
CONST. DRAINAGE STRUCTURE, 8' EACH
DIA MH
CONST. DRAINAGE STRUCTURE, 7' EACH
AND 5' DIA GRIT CHAMBER
CONST. DRAINAGE STRUCTURE, 8' EACH
At\TD 6' DIA GRIT CHAMBER
RECONSTRUCT DRAINAGE EACH
STRUCTURE
INSTALL SALVAGED SAN. MANHOLE EACH
STANDARD SANITARY M.A.:NHOLE EACH
CONNECT TO EXISTING SANITARY EACH
MANHOLE
C01\TNECT INTO EXISTING MH OR CB EACH
CONl\TECT EXISTING PIPE TO STOR.M EACH
STRUCTURE
RA1\TDOM RIPRAP CLASS III TON
4" CONCRETE WALK SQ FT
CONCRETE CURB & GUTTER DESIGN LIN FT
B618
00410-6
4,327 $
121 $
Zla
r; f~r: -
/ t 1.!.
Of)
J70 ~
1 $ //(0 ~
!f1r~o
1 $
14 $
.,0
BID FORM
No. Item Units Qty Unit Price Total Price
/?{ ~=- ;if
83 CONCRETE CURB & GUTTER DESIGN LIN FT 14,245 $ $ J I f- S 5!3. -
SPECIAL 7:~ If;? t.J;J. ~
84 6" CONCRETE DRIVEWAY SQFT 10,830 $ $ /'
PAVEMENT I
~ 1 ((g,- ~b
85 PEDESTRIAN CURB RAMP EACH 26 $ &&/ ' $
. .
~.J: c.~ 60
86 7" CONCRETE V ALLEY GUTTER SQYD 25 $ $ /Ifo. -
0'(;) dJ
87 TEMPORARY MAIL BOXES LUMP SUM 1 $ 13100,- $ /3 (00 .--
r {
CO 8000. ~
88 RELOCA TE LIGHT STANDARD EACH 5 $ /'(;0 .- $
f!:>l:> os:>
89 TRAFFIC CONTROL LUMP SUM 1 $ J ~ O{JO'- $ ;z.~ DOD . ~
90 SIGN PANELS TYPE C SQFT 23 $ 3'1. o~ $ 81? 0_0
91 PAVEMENT MESSAGE (LEFT EACH 2 $ (];!. f!' $ / r;J: ~C)
.
ARROW) PAINT 902 ~.J / ipS; J~
r-
92 PAVEMENT MESSAGE (RIGHT EACH 2 $ $
ARROW) PAINT 13. Cpf 3)Y. b.o
93 PAVEMENT MESSAGE (THRU EACH 4$ $
ARROW) PAINT O. O~ / () Cf I. ()~ t.f
94 4" SOLID LIN'E WHITE-PAINT LIN FT 14,872 $ $
d. ;2D r.r-~~ ~o
95 24" STOP LINE WHITE PAINT LIN FT 253 $ .-- $
/r 3~ 3 /1 ~r
96 12"SOLID LINE YELLOW-PAINT LIN FT 228 $ - $
D, c? J J.)~
97 4" BROKEN LINE WHITE-PAINT LIN FT 768 $ - $
0, (J /f1'. ~~
.. -
98 4" DOUBLE SOLID LINE YELLOW- LIN FT 3,822 $ $
PAINT D. of ()
99 4" BROKEN LINE YELLOW-PAINT LIN FT 10,613 $ .... $ (00. ...
100 ZEBRA CROSSWALK WHITE-PAINT SQFT 2,760 $ /r ;21 $ 33 '31 fO
-
0'" CiO
101 LOOP DETECTOR SPECIAL EACH 9 $ I &JD .- $ / if gflJ :-
{
J, J-O ~ 6;2.. <2i}
102 SILT FENCE, TYPE HEAVY DUTY LIN FT 310 $ ~ $
MAINT AIl\TED ;J, (0 11([:0.0
103 SILT FENCE, TYPE MACHINE SLICED LIN FT 450 $ - $
~ 80
104 TEMPORARY ROCK CONSTRUCTION EACH 3 $ qSo, $ O/cSfO, -
ENTRANCE
000034051720BIDFORM
00410-7
BID FOR..M
No. Item Units Qty Unit Price Total Price I
()"'"
105 INLET PROTECTION EXPOSED EACH 27 $ cl?.r - $ I; CfrJr~
SUB GRADE c:;2 7.r: ~o cP
106 INLET PROTECTION POST EACH 37 $ $ /0 (;Jr: ~
BITUMINOUS BASE 3. J:!. C;i)
107 BIOROLL LIN FT 340 $ $ /fcJJ.-
18. ?-~ 1&70. ~
108 INSTALL FLOTATION SILT CURTAIN LIN FT 100 $ $
;2.. 1,() .;:%'
109 SODDING TYPE LAWN SQYD 15,306 $ - $ Jf/J}.~ -
110 SELECT TOPSOIL BORROW (LV) CUYD 1,707 $ /{:~ $cl~f IfJg~
. =If:
TOTAL BASE BID ~~ $ (:).
3rD!~ yo,lf.
ALTERNATE NO.1 - MEADOW
LAKE SEDIMENT/DELTA
REMOVAL: ,.s- cP
III MUCK EXCA V A TION CUYD 2,000 $ 31. - $ ?~. 30{) -
<f? c).)
112 DEWATERING LUMP SUM 1 $ c7~f20o. $ J-C; gOU. ~
TOTAL AL TERNA TE NO.1 - $ ( O~/( 00.
MEADOW LAKE SEDIMENT/DEL T A
REMOVAL
ALTERi"l'ATE NO.2 - MEADOW
LAKE DREDGING:
MUCK EXCA VA TION
114
ROCK STABILIZATION
TON
0<)
15,000 $ ciS': ~O $ ,?8J.foD -
60
125 $ If 4. of> $ SJOQ -
ao or,:,
1 $ S~S-OQ -$ rb~.rOO.-
( '0')
$ Jf'f2Jto.-
!
CUYD
113
115
BOAT RAMP
LUMP SUM
TOT AL ALTERNATE NO.2 -
MEADOW LAKE DREDGING
ALTERNATE NO.3 - BACKYARD
DRAINAGE IMPROVEMENTS:
CLEARING
TREE
C\U
3 $ ;2.SO ~
$
8Q
1['D /
116
000034051nOBIDFORM
00410-8
BID FORM
No. Item Units Qty U nit Price Total Price
c:P ot>
117 GRUBBING TREE 3 $ /10. - $ S""(O
118 REMOVE CONCRETE DRIVEWAY SQYD 56 $ re, If 0 $ JS8f"~
~
PAVEMENT /.!:p eD
119 SALVAGE FENCE LIN FT 40 $ $ {/-f6 0- -
/r;,. fO c>O
120 AGGREGATE BASE CLASS 5 TON 20 $ - $ 330.-
c2 J J)C JJtr eo
121 6" PVC PIPE DRAIN CLEANOUT EACH 2$ ~ . - $
122 8" PVC PIPE SEWER, SDR-35 UN FT 143 $ ]). ?f" $ 'f b~f3. 11
tl1J: ~u c4>
123 12"X 4" PVC WYE EACH 1 $ $ d-?[ -
124 12"X8" PVC WYE EACH 1 $ 3Jr. ?U $ 3JS ~
J-~. S? ( ~1. ..(0
125 8" PVC PIPE BEND 45 DEGREES, SDR- EACH 3 $ $
26 I RS:S~~ /8 rr 00
126 CONST. DRAINAGE STRUCTURE, 27" EACH 1 $ $ J's,-
DIA CATCH BASIN ~ ~() ;:,t>
127 6" CONCRETE DRIVEWAY SQFT 500 $ S rJ,jOo '
PAVEMENT !'f.~ oS:?
128 INSTALL SALVAGED FENCE LIN FT 40 $ $ ~9o.
129 SODDING TYPE LAWN SQYD 278 S T. ~o $ I ;202] J.iJ
DIV cHl
rl- () ( GOo .....
~
130 SELECT TOPSOIL BORROW (LV) CUYD 30 $ S -
TOTAL ALTERNATE NO.3- $ /~'1~1 ~
BACKYARD DRAINAGE I
IMPROVEMENTS
ALTERNATE NO.4 - PARKING LOT
RECONSTRUCTION: 0,.-0=> cP
131 CLEARING TREE 1$02 J ~ $ JS-F--
~ / 1 J: ~D
132 GRUBBING TREE 1 $ [~~ - $
I ~~
if. ob b6' -
133 REMOVE CURB Al<.TD GUTTER LIN FT 150 $ <"" $ O.
3 . ~J ISO? ~-o
,.-
134 REMOVE CONCRETE PARKING LIN FT 450 $ $
STOPS
000034051720BIDFORM
00410-9
BID FORM
000034051720BIDFOR.M
00410-10
BID FORM
No. Item Units Qt), U nit Price Total Price
157 INLET PROTECTION EXPOSED EACH 1 $ ;2 7$; 06 $ .J 75,'06
SUB GRADE
158 I1\TLET PROTECTION POST EACH 2$ ~ 75, 06 $ S5-D ,DO
BITUMINOUS BASE
159 SODDING TYPE LA VYN SQYD 300 $ ii/I D $ /3;)0,06
160 SELECT TOPSOIL BORROW (LV) CUYD 192 $ /7, SJ5' $ ::"":54;)7, ;;;'0
TOTAL ALTERNATE NO.4- $ /3;),,3t:,Q,/O
PARKING LOT RECONSTRUCTION ,
ALTERNATE NO.5 - STREET
LIGHTING:
161 LIGHTING UNIT ORF & POLE EACH 8 $ ;Cj'ff5', 00 $ IS' 88b, 00
162 LIGHT BASE EACH 8 $ ,'5:) 5, DD $ at,
163 #12 CO!\1J)UCTOR LIN FT 915 $ '0 ; 9,4) $
164 20 AMP CIRCUIT BREAKER EACH 2 $ /96,0{) $ 39;2,60
165 1.5" PVC CONDUIT LIN FT 305 $ ::'s,/O $ 9ij5~ 5"0
TOTAL ALTERNATE NO.5 - STREET $ ;;2:);J Y(;-'lS-
LIGHTING ,
000034051720BlDFORM
00410-11
BID FORM
000034051720BIDFORM
00410-12
BID FORM
No.
Total Price
Item
Qty
Unit Price
000034051720BIDFORM
Units
BID SUMMARY:
TOTAL BASE BID
TOTAL ALTERNATE NO.l-
MEADOW LAKE SEDIMENTIDELTA
REMOVAL
TOTAL ALTERNATE NO.2-
MEADOW LAKE DREDGING
TOTAL ALTERNATE NO.3-
BACKYARD DRAINAGE
IMPROVEMENTS
TOTAL ALTERJ.~ATE NO.4-
PARKING LOT RECONSTRUCTION
TOTAL ALTERNATE NO.5 - STREET
LIGHTING
TOTAL ALTERNATE NO.6 - PARK
TRAIL RECONSTRUCTION
00410-13
,.r
3 Ot 8 8(6r-
( (
$~,$b8: 8"0, b(~
$ lob/DO, 00
$ o/q 7,.5-00,{)O
I
$ j<Y1 969,0-5-
$ /3:2).3 t:, 0, /6
$ ,;J;), ,::.-J 8 b ,75-
I
$ Sb,5J7, $3
I
BID FORM
6.01 Bidder agrees that the work will be Substantially Completed and completed and ready for Final Payment in
accordance with paragraph 14.07.B of the General Conditions on or before the dates or within the number of calendar days
indicated in the Agreement.
6.02 Bidder accepts the provisions of the Agreement as to liquidated damages in the event offailure to complete the work
within the times specified above, which shall be stated in the Agreement.
7.01 The following documents are attached to and made a condition ofthis Bid:
A. Required Bid Security in the form of 5 percent.
8.01 The terms used in this Bid with initial capital letters have the meanings stated in the Instructions to Bidders, the
General Conditions, and the Supplementary Conditions.
SUBMITTED on
3..30
,20.Qb
If Bidder Is:
An Individual
Name (typed or printed):
By:
(SEAL)
(Individual's signature)
Doing business as:
Business Street Address (No P.O. Box HIS):
Phone No.:
Fax No.:
000034051720BIDFORM
00410-14
BID FORM
A Partnership
A Corporation
00003405 1 720BIDFORM
Partnership Name:
By:
(Signature of general partner)
Name (typed or printed):
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
l4tf:.otclt/GJ lNc
State ofIncorporation: $1 t"YN C:::::Sc> 7A
Type (Geneml Bu,in"" Pcof",ion,], Somee, Umited Li,bi]ity), ~# vJ II \( il6'ld Y
. / I I
By: ~- ~(QJl~9
(Signature)
Corporation Name:
(SEAL)
Name (typed or printed):
~;.J f} c...~
~ ~k\\
,
Title:
\j Ie F.
YJ2.fS J Oc:!:/..;J
Attest
(CORPORA TE SEAL)
D;z.
Business Street Address (No P.O. Box#'s): IfCfC~ tfJU (rc:A-1r\
f?or;EZZ/ $N ..rSJ)<;C
Phone No.: YJ-8.. $86-'
Fax No.:
.L;Lc?#..BB(8
00410-15
BID FORM
COUNCIL
Request for Action
Originating Department
Approved for Agenda
Agenda Section
Public Works
April 24, 2006
Consent
Item No.
By:
Guy Johnson
By:
6.5
Resolution approving joint powers agreement between the city of New Hope and the city of Brooklyn Park
for the resurfacing of 62nd Avenue North (New Hope improvement project no. 790)
Requested Action
Staff requests approval of a resolution approving a joint powers agreement between the city of New Hope
and the city of Brooklyn Park for the resurfacing of 62nd A venue and associated utility improvements.
Policy/Past Practice
Because of economics and efficiencies, the city of New Hope has participated with neighboring cities on street
infrastructure projects, with regards to boundary streets, for many years.
Background
The attached agreement sets forth the obligations of the city of Brooklyn Park and the city of New Hope in
undertaking the project in the area of 62nd Avenue. The proposed improvements on 62nd Avenue North are
from TH 169 to Boone A venue, and Wirmetka A venue to Louisiana A venue. The agreement establishes that
the city of New Hope is the lead agency and is responsible for biddir1g the project and managing the
construction. Besides the resurfacing of the street, the project will also include curb and sidewalk replacement
wherever necessary, and storm water infrastructure improvements wherever necessary.
Motion by
/1.,
,~-j1/)lLl) Li/V
Second by
To:
!Y Ole -~5.
I: \ RF A \ PUBWORKS \ 2006 \ 790 Brooklyn Park Agreernent.doc
Request for action
April 24, 2006
Page 2
Funding
The city of New Hope staff estimate the total cost of the propose work on 62nd Avenue to be $310,755.02. The
breakdown of the estimated cost is $159,066.66 for the city of New Hope and $151,688.36 for the city of
Brooklyn Park. Final costs will be apportioned in accordance with the engineer's cost estimate. Funding
would be from the city's street infrastructure fund, the city's storm water fund, and state aid funds. The city
of New Hope would be reimbursed by the city of Brooklyn Park for their portion of the improvements along
62nd A venue.
Attachments
Copies of the resolution and the agreement are attached.
I: \ RF A \ PUBWORKS \ 2006 \ 790 Brooklyn Park Agreement.doc
City of New Hope
Resolution No. 06 - 63
Resolution approving joint powers agreement
between the city of New Hope and the city of Brooklyn Park
for the resurfacing of 62nd Avenue North
(New Hope improvement project 790)
WHEREAS, the city of New Hope and the city of Brooklyn Park have been negotiating
to bring about improvements on 62nd Avenue North betvveen TH 169 and
Boone Avenue North, 3.....nd between Winnetka Avenue North and Louisiana
A venue North; and,
WHEREAS, said improvements consist of mill/overlay or reclamation of existing
bituminous roadway, concrete curb and gutter, and storm water; and,
WHEREAS, the city of New Hope, through its consultant Bonestroo, Rosene, Anderlik
& Associates, has prepared plans and specifications for the improvements
to be completed; and,
WHEREAS, a joint powers agreement has been prepared between the city of New Hope
and the city of Brooklyn Park setting forth the scope of work for the
improvements, and the terms and conditions for sharing project costs.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
NEW HOPE, MINNESOTA:
1. That the above recitals are incorporated herein by reference.
2. That the joint powers agreement between the city of New Hope and the
city of Brooklyn Park for Ne\v Hope Project No. 790 is approved.
3. The Mayor and city manager (the "Officers") are authorized and
directed to sign the same on behalf of the city when the following
condition is met:
Substantial conformance of the joint powers
agreement to the form of agreement presented to
the council as of this date, with such additions
and/or modifications as the Officers mav deem
.-
necessary or desirable as evidenced by their
execution thereof.
Adopted by the City Council of the city of New Hope, Hennepin County, Minnesota this
24th day of April, 2006.
oJ) .~
/;~-~/
Attest: /] / ?' '/JuDU
,./ .
City Clerk
~fM~
May
P: \ Attorney \ Crnk \ Oients \ CNH \ 99-67905 \003~Re5olution Approving Joint Powers Agreement.doc
62ND AVENUE NORTH STREET
RESURFACING JOINT POWERS AGREEMENT
THIS AGREEMENT ("Agreement") is made and entered into this,;{t/ day of April,
2006, by and between the City of New Hope, a municipal corporation under the laws of the State
of Minnesota (hereinafter "New Hope"), and the City of Brooklyn Park, a municipal corporation
under the laws of the State of Minnesota (hereinafter "Brooklyn Park"), collectively referred to
as the "Cities" and individually as a "City".
WITNESSETH:
WHEREAS, the Cities have been negotiating to bring about the improvement of 62nd
Avenue North, a border street between Brooklyn Park and New Hope, in the street areas lying
between Wilmetka Avenue North and Louisiana Avenue North and also in the street areas lying
between State Trurlk Highway 169 and Boone Avenue North (hereinafter "Border Street") as
shown on the plans for New Hope Project No. 790, which improvement contemplates and
includes street improvements and related work; and
WHEREAS, the Border Street portion of New Hope Project No. 790 lies within the
corporate limits of the Cities of New Hope and Brooklyn Park; and
\YHEREAS, New Hope has prepared plans and specifications for the construction of
said project; and
\YHEREAS, New Hope has prepared a cost estimate for said project which estimate
shows the total project cost to be Two Million Nine Hundred Ninety-Six Thousand Twenty-Two
and 41/100 Dollars ($2,996,022.41). As detailed in Exhibit A attached hereto and made a part
hereof, Ne\v Hope's project cost estimate includes One Hundred Fifty One Thousand Six
Hundred Eighty Eight and 36/100 Dollars ($151,688.36) in bid costs for the Border Street areas
of the project lying in Brooklyn Park; and
WHEREAS, Brooklyn Park has indicated its willingness to approve New Hope's plans
and specifications for New Hope Project No. 790 and has further indicated its willingness to
participate in the total project costs; and
WHEREAS, it is contemplated that said the aforementioned project will be carried out
by the Cities under the provisions of Minl1. Stat. ~ 471.59.
NO\V, THEREFORE, IT IS HEREBY AGREED:
1.
New Hope has advertised for bids for New Hope Project No. 790, has received and
opened bids pursuant to said advertisement and has entered into or will enter into one or more
contracts with the successful bidder(s) at the unit prices specified in the bides) of such bidder(s),
all according to the procedures set forth in Miru1. Stat. Chapter 429. The contract(s) will include
the plans and specifications prepared by New Hope and/or its agents for New Hope Project No.
790, which plans and specifications, as the same may be amended from time to time, are by this
reference made a part of this Agreement.
II.
New Hope will administer all aspects of New Hope Project No. 790 and will inspect all
completed work. The City Engineer of Brooklyn Park shall cooperate with the New Hope
Engineer and the New Hope Engineer's staff upon request, to the extent necessary, to aid in
administration of New Hope Project No. 790 but will have no responsibility for the supervision
of any of the work contemplated by this Agreement.
2
III.
The Cities agree that New Hope may, within the general scope of the original plans for
New Hope Project No. 790, make changes in the plan specifications or in the character of the
intended improvements. Said changes may include changes which alter the proportionate cost
sharing originally envisioned by New Hope and Brooklyn Park, provided that such changes are
reasonably necessary to cause work for New Hope Project No. 790 to be in all things performed
and contemplated in a satisfactory manner. It is further agreed by the Cities that New Hope may
carry out the changes authorized by this paragraph by entering into change orders or
supplemental agreements with New Hope's contractor(s) for the performance of any additional
project work, including but not limited to contracts for new construction or for construction
occasioned by any necessary, advantageous or desirable changes in the original project plans.
IV.
Brooklyn Park agrees to grant temporary construction easements to New Hope over those
lands owned by Brooklyn Park that are a part of the required right-of-way for the construction
contemplated by this Agreement. Said easements shall be granted at no cost to New Hope.
v.
Brooklyn Park shall reimburse New Hope for Brooklyn Park's share of the total project
costs for work related to the Border Street, and the total final project costs for calculating said
portion of New Hope Project No. 790 shall be under the tenns and provisions defined in the New
Hope Engineer's initial project cost estimate and as further set forth in Exhibit A of this
Agreement.
3
VI.
Project costs to be apportioned between the Cities pursuant to this Agreement shall
include a fee of 17% of the total of all costs for construction, said fee to compensate New Hope
for a portion of its legal, engineering, and administrative costs relating to New Hope Project No.
790. It is further agreed that the New Hope Engineer's estimate set forth as Exhibit A of this
Agreement is an estimate of only the construction costs for the work contemplated by this
Agreement and that the unit prices set forth in the contract with the successful bidder(s) and the
final quantities as measured by the New Hope Engineer shall govern in computing the total final
contract construction cost and the related apportionment contemplated by this Agreement.
VII.
Within sixty (60) days after the latter of an award by New Hope to the successful
bidder(s) or approval of this Agreement, Brooklyn Park shall deposit with the New Hope
Director of Finance ninety percent (90%) of Brooklyn Park's estimated share of the construction
costs for the construction contemplated by this Agreement. Said estimated share shall be based
on actual contract unit prices for estimated quantities shown on New Hope's plans for New Hope
Project No. 790.
The remaining ten percent (10%) is to be paid to New Hope upon the completion of the
project and submittal to Brooklyn Park of a copy of the New Hope Engineer's final cost report
for the project, which report shall show each City's final shares of construction, engineering and
other project costs.
Upon payment by New Hope of the final amount due to the successful bidder(s), any
amount remaining as a balance between the amount deposited and the final share of project costs
for Brooklyn Park will be returned to Brooklyn Park. Likewise any amount due New Hope by
4
Brooklyn Park after payment by New Hope of the final amount due to the successful bidder(s)
shall then be paid by Brooklyn Park as its final payment for the construction cost of the project.
VIII.
In the event, after consultation with and approval by the Brooklyn Park Engineering staff,
the New Hope Engineer and/or the Engineer's staff determine the need to amend any project
contract with a supplemental agreement or with a change order which results in an increase in
that contract amount, Brooklyn Park hereby agrees to remit, within thirty (30) days of
notification by New Hope of any such change, an amount equal to ninety percent (90%) of the
estimated Brooklyn Park share as documented in the supplemental agreement or change order.
The remaining ten percent (10%) of Brooklyn Park's share is to be paid to New Hope
upon the completion of New Hope Project No. 790 and submittal to Brooklyn Park of a copy of
the New Hope Engineer's final report for the project showing each City's final shares of
construction, engineering and other project costs.
IX.
Record drawings shall be provided by New Hope to Brooklyn Park within 90 days of
New Hope's final payn1ent to the contractor(s) retained to complete work for New Hope Project
No. 790. All records kept by a City with respect to this Agreement shall, except to the extent
protected by attomey client privilege, be subject to examination upon request by the
representatives of the other City.
X.
It is agreed that each City shall, its own expense, remove and replace all of its
respectively owned signs that are within the construction limits of New Hope Project No. 790.
5
Removal and replacement operations shall be coordinated with the project constIllction activities
through the New Hope Project Engineer.
XI.
If detouring of traffic is necessary during the construction contemplated by this
Agreement, the detour routes shall be mutually agreed upon by the Cities. All guide signs,
regulatory signs and pavement markings shall be furnished, installed and maintained by New
Hope's contractor( s) as part of the construction contract( s) managed by New Hope.
New Hope will not be responsible for any damage caused by increased traffic generated
on any municipal streets as a result of the construction contemplated by this Agreement.
XII.
It is further agreed that each party to this Agreement shall not be responsible or liable to
each other or to any other person whomsoever for any claims, damages, actions or causes of
actions of any kind or character arising out of or by reason of the perforn1ance of any work or
part thereof by the other as provided herein; and each party further agrees to defend at is sole
cost and expense any action or proceeding commenced for the purpose of asserting any claims of
whatsoever character arising in connection with or by virtue of performance of its own work as
provided herein.
XIII.
It is further agreed that any and all employees of each City and all other persons engaged
by that City in the perfon11ance of any work or services required or provided as contemplated by
this Agreement shall not be considered employees of the other City, and that any and all claims
that mayor might arise under the Worker's Compensation Act or the Unemployment
Compensation Act of the State of Minnesota on behalf of said employees while so engaged and
6
any and all claims made by any third parties as a consequence of any act or omission on the part
of said employees while so engaged on any of the work or services provided as contemplated by
this Agreement shall in no way be the obligation or responsibility of the other City.
XIV.
The provisions of Minn. Stat. S 181.59 and of any applicable local ordinance relating to
civil rights and discrimination shall be considered a part of this Agreement as though fully set
forth herein.
IN TESTIMONY WHEREOF, the parties hereto have caused this Agreement to be
executed by their respective duly authorized officers as of the day and year first above written.
7
CITY OF NEW HOPE
By 111 t./J&tJrrl1~
tiitm ~ Sr.
I:?2:;l'
YDaniel J. Do' a ue
Its: Manager
By:
P:\.A..uomey\Cmk\C1ients\CNH\99~67905\OOl-Joint PO\'\'crs Agt~D3.doc
CITY O~OOKLYN PARK
By: l,
-
Steve Lampi
-,----"~..-------
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. (/// ///~:::~ /"
By: '\ /'~.-r/6__'---<E?--'!4'~'
DoJl@i$ Reecrer
I~ Manager
8
EXHIBIT
,;
:8
:I
A
.J1j Bonestroo
-=- Rosene
"!f;1IAnderlik&
1\11 AsSOCIates
~1&Nl:hlt~U
Memo
Project Name: 2006 Infrastructure Improvements.
City Project NO.790
Client: New Hope
To: Guy Johnson
File No: 000034-05172-0
From: Jason Quisberg
Re: Brooklyn Park Cost Sharing for work on 62nd Avenue
Date: April 3, 2006
Cost sharing responsibilities between New Hope and Brooklyn Park for work proposed on 620d Avenue have
been discussed as follows:
Sanitary and Water: 100% of the cost for improvements will be the responsibility of the respective utility owner.
For this project, all work relating to sanitary sewer and water main is on Brooklyn Park owned utilities.
Storm Sewer: No pipe work is proposed as part of this project. The removal and installation of new structures
are proposed in numerous locations. For structures that service the north side (Brooklyn Park) of 62nd Avenue
exclusively, costs will be 100% the responsibility of Brooklyn Park. For structures that service the south side
(New Hope) of 62nd Avenue exclusively, costs will be 100% the responsibility of New Hope. For structures that
convey water from both sides of the street, costs will be split 50/50 between New Hope and Brooklyn Park.
Curb Replacement: Costs for spot replacement of curb and gutter will be directed to the City responsible for
the respective side of the street. Le. Curb on the north will be directed to Brooklyn Park and curb on the south
will be the responsibility of New Hope.
Sidewalk Replacement: All proposed sidewalk construction is located on the south side of 62"0 Avenue.
Therefore, all costs will be 100% the responsibility of New Hope,
Street Improvements: Costs for reclamation, milling, paving, and other work associated with street
improvements will be split 50/50 between New Hope and Brooklyn Park.
The following table shows a summary of the estimated costs for proposed 62nd Avenue improvements:
West of Boone, Street
West of Boone, Storm
East of Winnetka, Street
East of Winnetka, Storm
Total Construction Costs
New Hope
$47,749.60
$3,675,00
$95,067.06
$12,575.00
$159,066.66
Brooklyn Park
$38,831.60
$9,325.00
$87,256.76
$16,275.00
$151,688.36
These estimates are based on estimated quantities at the Bid Unit Prices as provided by the apparent low
Bidder, C.S. McCrossan Inc. See the attached spreadsheet for more detail of the cost estimate.
Bonestroo, Rosene, Anderlik and Associates, Inc.
www.bonestroo.com
o S'.PJuIOffict.:
2~JS west r4'l..-ay :15
St FazI~ U:N:Sit13
Pt.cr:e:65f-6J~5JO
F~:E51~3.5-1J11
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1Z~7S N. Corp:rat2 Parn.'ay, S~ 200
J..leq1,,',::;{'I.V.1S}:t91
Pncne.: 252.S4,J.9:U2
Fd.t:2SN"I-49Ql
Q Rotr..net Offiu:
112T"'S:ree1NE
Rocneslet', MS 55-SO'S
?:-.cne:501.2B2:'21t.~
Fax::S07.2!2.31CO
o St. ClolJd Offict:
3121 ZJ~ Steel S
S:..Co'Jd.IJ.N$S3n1
Fi;c.,!!;JZo..Z51-4SS3
Fax:3~251-6252
Qlihrty1lilitOfficI:
lt5DWestWI"lCt.es.:erR:.~ 1~
G..:l'~e.P_60CJO
Phone: eU-S4.5-61H
F;u:e41.S43-6111
COUNCIL
Request for Action
Originating Department
Approved for Agenda
Agenda Section
Guy Johnson
October 23, 2006
Development and Planning
Item No.
Public Works
By:
8.2
'~/
Resolution awarding contract for the construction of a rain garden in the 2006 street infrastructure
improvement project area (Project No. 790)
Requested Action
Staff requests the Cow1cil considers the approval of a resolution awarding a contract to the low and
responsible bidder, Environmental Associates me., in the amount of $6,361 for the construction of a rain
garden in the Meadow Lake area of the 2006 street infrastructure improvement project. Construction of the
project would be contingent on receiving the necessary easements from two property mvners.
Policy/Past Practice
The proposed rain garden would be the first one constructed by the city, in the community.
Background
The 2006 infrastructure project includes improvements to streets and utilities in the northwest part of the city.
The project involved street and utility infrastruchue work, park improvements, and Meadow Lake
improvements. The street work, depending upon the street's current condition, included reconstruction,
reclamation, or mill and overlays. The utility improvements entailed some water main and sanitary sewer
replacement, and storm water improvements. At the time that the 2006 infrastructure project was awarded,
staff recommended that the park, and Meadow Lake improvements be bid as separate line items in the bid
package.
Alternate 1, the draining of Meadow Lake and removal of silt material and debris in front of the outlet
structure and the five inlet structures, and the three park improvement alternates were awarded with the base
bid for the 2006 infrastructure project.
Motion by
Second by
To:
/' . O~Yi 'Iv
;ZOo 7
I:\RFA \ PUBWORKS\2006 \790 Award Contract Rain Garden.doc
Request for Action
October 23, 2006
Page 2
Because of environmental concerns, the city received recommendations from the Shingle Creek Watershed
Commission consultants and requests from the Meadow Lake residents to implement the use of rain
gardens for additional water quality improvement. During discussions with the residents at the project's
public hearing on February 13, 2006, the city agreed to investigate the feasibility of installing rain gardens.
Rain gardens are typically constructed behind the street curb and receive storm water rW10ff directly from
the street. As tl1e storm water flows into the garden, it filters through a fiber blanket; the plants' root system
in the top soil; a couple of feet of granular material; a geotextile fabric; and infiltrates the surrounding sub-
soils. With the city's heavy soils, the rain garden's design would also contain a drain tile system under the
garden. If the storm water runoff would not infiltrate the sub-soils fast enough during some rain events, the
water would collect in the drain tile system and flow to an overflow structure.
Staff has met with tl1e residents of 8420 and 8424 Meadow Lake Road East; the two neighboring properties
where the rain garden would be located. Both have indicated their interest in the construction of the rain
garden at their site and one has offered to help in the maintenance of the plantings.
Because staff is w1sure of the effectiveness of rain gardens in the city's heavy soils, staff has suggested to the
residents and is recommending the Council consider constructing only one rain garden at this time. Over
the next five to seven years, staff can review the effectiveness of the rain garden verses major maintenance
expenses.
Funding
Bids were received from three firms, with the low bidder being Environmental Associates Inc., in the amount
of $6,361. This figure is only for the construction of the rain garden and does not include the installation of the
plantings, The plants would be installed in the rain garden area next spring. Total estimated cost for the
completed garden would be $11,000 to $12,000. Funding for the project would be from the city's storm water
fw1d.
Attachments
The engineer's memorandum, copy of the bid, and the resolution awarding the contract are attached.
I:\RFA \PUBWORKS\2006\790 Award Contract Rain Garden.doc
.J ~ ~ Bonestroo
..'W 1~ Rosene
t~ 1Oc'5l
~Nl Anderfik &
~ t Associates
Engineers & Architects
2335 West Highway 36 . St. Paul, MN 55113
Office: 651-636-4600 · Fax: 651-636-1311
www.bonestroo.com
October I 7, 2006
Honorable Mayor and City Council
City of New Hope
4401 Xylon Avenue N
New Hope, MN 55428-4898
Re: 2006 Infrastructure Improvements Project, City Project #790
Bonestroo File No. 000034-05172-0
Quotes to construct a Rain Garden
Honorable Mayor and City Council:
The construction of a rain garden in the street reconstruction area of the project has been discussed_ Specifically,
the garden would be located in front of the homes located at 8420 and 8424 Meadow Lake Road East. See the
enclosed plan sheet for more detail regarding the rain garden.
Quotes were solicited from several contractors; three were received. The following summarizes the results of the
quotes received:
Low
#2
#3
COlltractor
Environmental Associates Inc.
C.S. McCrossan Construction, Inc.
Astech Surface Technologies
Bid AmoIlllt
$6,361_00
$7,397.00
$7,607.50
The low bidder on the project was Environmental Associates Inc. with a Quote of$6,361_00.
Should Council decide to proceed with the construction of the rain garden as it has been proposed, the work could
be contracted through Environmental Associates Inc. (EAI) for $6,361.00. EAI was recommended by a
neighboring City that was satisfied with their work on a similar project
If you have any questions regarding the quotes or the work involved, please contact me at (651) 604-4938.
Yoms very truly,
BONESTROO, ROSENE, ANDERLIK & ASSOCIATES, INC
~~
.Jason Quisberg
Enclosures
Bones/roo recently merged with DSU, bringing logether some of the besl regional talents in engineering, architecture, planning, landscape architecture,
and urban design Our combined team now provides integrated services in one organization
. St. Paul, St. Clou~-,__~ochester, MN · Milwaukee, WI . Chicago, IL
Affirmative Action/Equal Opportunity Employer and Employee Owned
a~
-=- AnderIik &
U Associates
EJlglno=s '" An:hit=
RAIN GARDl!:N QUOTE
2006 INFRASTRU(.TURE [MPROVElvlliNTS
CITY PROJECT NO. 790
FILE NO. 000034-Q5172-0
NEW HOPE, MINNESOTA
SEPTEMBER 2006
No.
Hem
Unit~
Qty.
Unit Poet!
Total Price
RAIN GARDEN
842018424 MEAl)OW I,AK(!: RD E /~SC/.P
COMMON RXCA V A TION (EV) CY 50 $ t2S~ $
2 GEOTEXTILE FABRIC TYPE I SY 75 $ 2/X) $ tAAS~
3 6" PVC DRAIN TIl.E J..F 22 $ ~Dte. $ i?0 If!?
4 CONNECT DRAIN TILE TO STRUCfURE Ell. 2 $~"E. $ f*;ocO
- MACHJNE CORI:: 3Dg}E f) /to ~
5 SELeCT GRANULAR BORROW TN 70 $ $
~--
6 PRl:::MIUM TOPSOJ L BORROW (L V) Cy 9 $ 6.s'f? $ ?b5~
7 100% COCONUT FrBER BLANKET SY 75 $ 7tE- $ 5d5~
8 CLASS I RANDOM RlPRAP CY 2 $ qSi!:. '$ ICfb. ~
---
TOTAL - RAIN GARDEN $ _(z2./eL.~
NOTE;.:):
Dr:lin tile costs shall include fabric required. free draining aggregate. any tittings required to connect to pipe.
<md all other materials and labor to l,:(mSll'ucl the undt::rdrein system ~ shown On dr~wiTJgs.
Premium topsoil borrow shall be suitable for use as a plant growing medium in a plant bed,
Rip rap co:;ls shall include required fubric and 6" ofaggregatc bedding.
Seeding. and plantings will bc completed at a later date and are not part of the work included. here.
~~~I
' A .------.
Signature
SMec.J~ ~ /4(,
Organization
q-().q~(.X;,.
Date
"~~:'l'.)).\ .,)5: -:: (,
ENVIRONMENTAL ASSOCIATES INC.
770 NORTH BUSINESS HIGHWAY 11
SUITE 7
WllLMAR, MINNESOTA 56201
RAIN GARDCN QUarE
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Scale in feet
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INSET
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.--
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----.--....::-~--_/ . --. , ~
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// / // -~Gl--::t.-- -~ ------~---:: .
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OVER'rtew_STRUCTURE
RIM ELEV 9'0&-3___
(E xis tin 9 )-------____
<;
$cole in feet
RAIN GARDEN NOTES:
1. SURFACE AREA AT HWL = 430 SF
2. VOLUME AT HWL =; 642 CF
3. ELEVATION AT CURB CUT ~900.5
4. OVERFLOW ELEVATION = 900.3
NOTES:
1. Heavy equipment and traffic shall be restricted from troveling
over the infiltration trenches to minimize compacting of the soil.
2. Rain Garden shall not receive runoff until the entire drainage
area contributing to the rain garden has been stabilized.
3, Select granular borrow conforms to MnDOT Spec.3149.2.b
4. Premium topsoil borrow conforms to MnDOT Spec. 3877.2.C
~I
:..J: Varies
100% coconUj
Fiber Blanket
4:1
~::;;;! Geot"tj
fabric (typ.) Fabric,
Type 1
Desian Grade Elev 900.0 900.3
4" Premium Topsoil
Barrow Layer \
4: i
6"
Flat
Area
Varies
.c
.,':;,
0'
21
Ex. Grade :
897,7
24" Select Granular Borrow
6" Drain Tile
Connect To Concrete
Pipe on South Side of
Overflow Structure
~ Overflow Structure
(Existing)
STANDARD DETAILS
X-SECTION THRU RAIN GARDEN
COUNCIL
Request for Action
Originating Department
Approved for Agenda
Agenda Section
Public Works
BYiM
November 13, 2006
Consent
Item No.
By: Guy Johnson
6.4
Resolution approving change order no. 1 for the 2006 infrastructure improvement (improvement project 790)
Requested Action
Staff is recommending that the Council approve change order no. 1 to the contract with C. S. McCrossan Inc.
for the 2006 infrastructure improvement project, in the amount of $22,920.
Background
The original contract was $2,996,022.41 for the 2006 infrastructure improvement project. The Council awarded
the contract last April. The contractor has requested a change order to cover the cost to convert three in-line
grit chambers to three off-line grit chambers.
Because of environmental concerns for Meadow Lake, the city received recommendations from the Shingle
Creek Watershed Commission consultants and requests from the Meadow Lake residents to amend the
original plans and specifications and install off-line grit chambers, wherever possible, instead of the in-line
grit chambers. The original specifications called for one off-line grit chamber at Meadow Lake Park and three
in-line grit chambers on the street boulevard where the three inlet pipes to Meadow Lake are located. The city
agreed to change out the in-line grit chambers with off-line grit chambers if there was room in the city right-
of-way or, if easements were necessary, they could be obtained from adjacent property owners. At all three
sites the off-line grit chambers were able to be constructed. Off-line grit chambers are more efficient than in-
line grit chambers at retaining the collected sediments during larger rain events with heavy storm water
flows.
The additional costs are required for the necessary additional vvork, and additional structures and pipes.
Motion by
1ltl[t~
Second by
Uda/' .
/ .
.. .. !. !~
To:
I: \RFA \ PUBWORKS \ 2006 \ 7902006 Infrastructure Change Order.doc
Request for Action
November 13, 2006
Page 2
Funding
Recommended funding would be from the city's storm water and street infrastructure funds.
Attachments
The engineer's recommendation, the change order, the resolution, and a sketch of an off-line grit chamber
system are attached.
I: \ RF A \ PUB\VORKS \ 2006 \ 7902006 Infrastructure Change Order.doc
CITY OF NEW HOPE
RESOLUTION NO. 06- 161
Resolution approving change order no. 1 for the
2006 infrastructure improvement project
(project no. 790)
WHEREAS, the city has entered into a contract with C. S. McCrossan Inc. for the
construction of the 2006 infrastructure project; and,
WHEREAS, during the course of discussions with the Shingle Creek Watershed
Management Commission and residents of the Meadow Lake area,
modifications to the approved plans and specifications were made to
improve the water quality of the storm water runoff into Meadow Lake;
and,
WHEREAS, to expedite the project, in-line grit chambers were constructed as off-line
grit chamber systems to address and improve the Meadow Lake water
quality issues; and,
WHEREAS, the city has received a cost proposal from C. S. McCrossan Inc. to modify
the terms of the contract to address these modifications; and,
WHEREAS, the city engineer and staff have reviewed the cost proposal from
C. S. McCrossan Ine. and find the cost proposal to be appropriate.
NOW THEREFORE, BE IT RESOLVED, by the City Council of the city of New Hope,
Hennepin County, Minnesota:
1. That the City Council hereby approves change order no. 1 in the amount of
$22,920.
Adopted by the City Council of the city of New Hope, Hennepin County, Minnesota,
this 13th day of November, 2006.
Attest LU1~'YlL
City Clerk
7I1d;:r~
11ayor V
I:RFA\Pubworks\2005\790 Change Order Resolution
Bonestroo
Rosene
Anderlil< &
Associates
I 2335 West Highway 36 " St. Paul, MN 5 S 113
Office: 651-636-4600" Fax: 651-636-1311
'N"W/.bonestroo.com
Engineers & Architects
November 3,2006
Mr. Guy Jolmson
City of New Hope
5500 International Pkwy.
New Hope, ivrN 55428
Re: 2006 Infrastructure Improvements Project, City Project No. 790
Change Order # 1
BRAA # 000034-05172-0
Dear Guy:
Four storm water treatment structures, or grit chambers, were installed as part of the 2006 Infrastructure
Improvements project. Originally, one grit chamber was designed as an off-line structure and the
remaining three as on-line structures Direction was given to reconfigure the three on-line structures to
off-line configurations. This direction came after the project was bid by the contractor-
In a given situation, off-line structures are typically smaller in size than an on-line structure would be to
provide the same level of treatment. To construct a system in an off~line configuration, as opposed to
on-line, an additional weir structure, re-connection structure, and pipe to connect the structures is
required.
Each ofthe three systems required slightly different changes in design to allow proper operation, The
total cost incurred for the reconfiguration of these systems is $22,920.00, This includes costs for all
additional materials and labor required to construct the systems in an off~line configuration. See
enclosed Change Order # 1 for the costs associated with the reconfiguration of each of the three systems
It is recommended that the City Council approve the enclosed Change Order #1 in the amount of
$22,92000 for the work completed.
Sincerely,
BONESTROO ROSENE ANDERLIK & ASSOCIATES, INe.
~~
Jason Quisberg
Enclosure
". ~t. ~a.LlI-,_?~:_C 1().Ll d, R 0 ch e s te r. M N " M i Iw a u ke e. WI " C.hI~~5I?~..I.~.
AffirmatIve Action/Equal Opportunitv Employer and Employee Owned
..------
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.1 \11 Associates
Engineers & Architects
Owner: City of New Hope, 4401 Xylon Ave. N., New Hope, MN 55428 Date November 6, 2006
Contractor: C. S. McCrossan Inc., 7865 Jefferson Hwy., P. O. Box 1240, Maple Grove, MN 55369
Bond Co.: Travelers Casualty & Surety Co. of America, One Tower Sa., 5PB, Hartford, CT 06183 Bond No: 104709029
CHANGE ORDER NO. 1
2006 INFRASTRUCTURE IMPROVEMENTS
CLIENT PROJECT NO.790
BRA FILE NO. 000034-05172-0
Description of Work
Off-line Grit Chamber on Meadow Lake Road North
An off-line grit chamber was substituted for an on-line grit chamber resulting in additional manhole structures and storm
sewer pipe that were required for the reconfigured system to function properly.
Off-line Grit Chamber on 60 1/2 Ave North
An off-line grit chamber was substituted for an on-line grit chamber resulting in additional manhole structures and storm
sewer pipe that were required for the reconfigured system to function properly.
Off-line Grit Chamber on Boone Ave North
An off-line grit chamber was substituted for an on-line grit chamber resulting in additional manhole structures and storm
sewer pipe that were required for the reconfigured system to function properly.
2
Item
CHA.NGE ORDER NO.1
OFF-LINE GRIT CH1\MBER - MEADOW LAKE
ROAD NORTH
OFF-LINE GRIT CHA..M:BER - 60 1/2 A VB. NORTH
OFF-LINE GRIT CHAMBER - BOONE A VB. NORTH
TOTAL CHANGE ORDER NO.1:
Unit
Contract
Quantity
Unit
Price
Total
Amount
No.
LS
$9,516.00
$9,516.00
3
LS
LS
$8,088.00
$5,316.00
$8,088.00
$5,316.00
822,920.00
3405172CHOJ.xls
Original Contract Amount
Previous Change Orders
This Change Order
Revised Contract Amount (including this change order)
CHANGE IN CONTRACT TIMES
Original Contract Times:
Substantial Completion (days or date):
Ready for final Payment (days or date):
Increase of this Change Order:
Substantial Completion (days or date):
Ready for final Payment (days or date):
Contract Time with all approved Change Orders:
Substantial Completion (days or date):
Ready for final Payment (days or date):
Recommended for Approval by:
BONESTROO, ROSENE, ANDERLIK & ASSOCIATES, INC.
~~~
Date:
//- 6 -Ob
S2,996,022.41
$0.00
S22,920.00
$3,018,942.41
Approved by Contractor:
C. S. lYICCROSSAN INC.
~c~~
1
I 1- ? - CJ G
Approved by Owner:
CITY OF NEW HOPE
j ;
J f---
Date
cc: O\vller
Contractor
Bonding Company
Bonestroo & A.ssoc.
3405172CH01.xls
Date
November 17, 2006
Mr. Thomas McCrossan
C.S. McCrossan Construction, Inc.
7865 Jefferson Highway
Maple Grove, MN 55369
SUBJECT: CHANGE ORDER NO.1 - IMPROVEMENT PROJECT NO. 790
Enclosed are two fully executed copies of the above-referenced Change Order for your
records. Please forward one copy to your bonding company.
The change order for $22,920 was approved on November 13, 2006, by the New Hope
City Council. If you have any questions, please contact me.
Sincerely,
(J'::) ~ ----J=.
fZP--Lf_A_-<..Y.J.tJttT) -'-k..
Valerie Leone
City Clerk, CMC
enc.
cc: Vince VanderTop, City Engineer
Guy Johnson, Director of Public Works
CITY OF NEW HOPE
4401 Xylon Avenue North · New Hope, Minnesota 55428-4898 . www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136 · Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
COUNCIL
Request for Action
Originating Department
Approved for Agenda
Agenda Section
Guy Johnson
April 9,2007
Development and Planning
Item No.
Public Works
By:
By:
8.1
Resolution awarding contract for the construction of a rain garden/french drain in the 2006 street
infrastructure improvement project area (Project No. 790)
Requested Action
Staff requests the Council consider the approval of a resolution awarding a contract to the low and
responsible bidder, Minnesota Native La...'l.dscapes, in the amount of $5,709 for the construction of a rain
garden/french drain in the Meadow Lake area of the 2006 street infrastructure improvement project.
Construction of the project would be contingent on receiving the necessary easements from t\iVO property
owners.
Policy/Past Practice
The proposed rain garden/french drain would be the first one constructed by the city, in the community.
Background
The 2006 infrastructure project includes improvements to streets and utilities in the northwest part of the city.
The project involved street and utility infrastructure work, park improvements, and Meadow Lake
improvements. The street work, depending upon the street's current condition, included reconstruction,
reclamation, or mill and overlays. The utility improvements entailed some water main and sanitary sewer
replacement, and storm water improvements.
Because of environmental concerns, the city received recommendations from the Shingle Creek Watershed
Commission consultants, and requests from the Meadow Lake residents, to implement the use of rain
gardens/french drains for additional water quality improvement. During discussions with the residents at the
project's public hearing on February 13, 2006, the city agreed to investigate the feasibility of installing a rain
garden/french drain.
Motion by
/'
/1/ /}'
lvOf0~
Second by
To:
/w ()7-5~
I: \RFA \PUBWORKS\2007\790 Award Contract Rain Garden - 2.doc
Request for Action
April 9, 2007
Page 2
Rain gardens are typically constructed behind the street curb and receive storm water runoff directly from
the street. As the storm water flows into the garden, it filters through a fiber blanket; the plants' root system
in the top soil; a couple of feet of granular material; a geotextile fabric; and infiltrates the surrounding sub-
soils. With the city's heavy soils, the rain garden/french drain's design would also contain a drain tile
system under the garden/french drain. If the storm water runoff would not infiltrate the sub-soils fast
enough during some rain events, the water would collect in the drain tile system and flow to an overflow
structure.
Staff has met with the residents of 8420 and 8424 Meadow Lake Road East; the two neighboring properties
where the rain garden/french drain would be located. Both have indicated their interest in the construction
of the rain garden/french drain at their site and one has offered to help in the maintenance of the plantings.
Council passed a motion on February 26, 2007, authorizing staff to request quotes for the construction of the
rain garden/french drain.
Because staff is unsure of the effectiveness of rain gardens/french drains in the city' s heavy soils, staff has
suggested to the residents and is recommending the Council construct only one rain garden/french drain at
this time. Over the next five to seven years, staff can review the effectiveness of the rain garden/french drain
verses maintenance expenses.
Funding
Bids were received from four firms, with the low bidder being Mirmesota Native Landscapes, in the amount
of $5,709. This figure is only for the construction of the rain garden/french drain and does not include the
installation of the plantings. The plants would be installed in the rain garden/french drain at a later date. Total
estimated cost for the completed rain garden/french drain would be $11,000 to $12,000. Funding for the
project would be from the city's storm water fund.
Attachments
The engineer' s memorandum, copy of the bid, and the resolution awarding the contract are attached.
I:\RFA \ PUBWORKS\ 2007\ 790 Award Contract Rain Garden - 2.doc
City of New Hope
Resolution No. 07- 55
Resolution awarding contract
for the construction of a rain garden/french drain
in the 2006 street infrastructure improvement project area
(Project No. 790)
WHEREAS, rain gardens have been shown to be effective in improving the water quality of
storm water runoff; and,
WHEREAS, the residents in the Meadow Lake area have supported the construction of a rain
garden/french drain to improve storm water runoff water quality prior to the water
entering Meadow Lake; and,
WHEREAS, the city has received four quotes for the construction of a rain garden/french drain;
and,
WHEREAS, the bid in the amount of $5,709 from Minnesota Native Landscapes for the
construction of a rain garden/french drain is the lowest responsible bid submitted;
and,
WHEREAS, the city engineering firm; Bonestroo Inc., has recommended that Council award the
contract to Minnesota Native Landscapes.
NOW, THEREFORE, BE IT RESOLVED, by the City Council of the city of New Hope, Hennepin
County, Minnesota:
1. That a contract in the amount of $5,709 for the construction of a rain garden is
awarded to Minnesota Native Landscapes and,
2. That the mayor and city manager are authorized and directed to sign the same.
Adopted by the City Council of the city of New Hope, Hennepin County, Minnesota, this 9th day
of April 2007. ~~
8 '
Attest ;(; LuL2t~ Mayor ;
City Clerk
2335 Highway 36 W
St. Paul. MN 55113
TeI651-636-4600
Fax 651-636.1311
www.bonestroo.com
March 30, 2007
-#' Bonestroo
Honorable Mayor and City Council
City of New Hope Public Works
4401 Xylon Avenue North
New Hope, MN 55428
Re: 2006 Infrastructure Improvements - Quotes to Construct a Rain Garden/French Drain
Client Project No. 790
Bonestroo File No. 000034-05172-0
Honorable Mayor and City Council,
The construction of a rain garden/French drain in the street reconstruction area of the project has been
discussed. Specifically. the garden would be located in front of the homes located at 8420 and 8424
Meadow Lake Road East. See the enclosed plan sheet for more detail regarding the rain garden.
Quotes were solicited from several contractors; four were received. The following summarizes the results of
the quotes received:
Low
#2
#3
#4
Contractor
Minnesota Native Landscapes
Environmental Associates Inc.
C.S. McCrossan Construction. Inc.
Sunram Construction Inc.
Bid Amount
$5.709.00
$6.561.00
$7,521.00
$7.993.65
The low bidder on the project was Minnesota Native Landscapes with a Quote of $5.709.00.
Should Council decide to proceed with the construction of the rain garden/French drain as it has been
proposed. the work could be contracted through Minnesota Native Landscapes for $5.709.00. MN Native
Landscapes have worked on projects within the City of New Hope before and are a reputable company.
If you have any questions regarding the quotes or the work involved. please contact me at (651) 604-4938.
Yours very truly.
BONESTROO
~;O~
Jason P. Quisberg. PE
Enclosure
Fax To:
Fax #:
Bid Date:
Jason Quisberg @ Bonestroo
651-636-1311
March 28, 2007
Quote for conductin2 rain 2arden work for the
City of New Hope
New Hope. MN
Item Units Qty Unit Price Total Price
1, Common Excavation CY 50 $40.15 $2,00750
2. Geotextile Fabric Type 1 SY 75 $3.15 S236.25
3. 6" PVC Drain Tile LF 22 $30.90 $679.80
4. Connect Drain Tile to Structure (Pipe)
-Machine Core Each 2 $153.50 $307.00
5 Select Granular Borrow TN 70 $22..50 SI,575.00
6. Premium Topsoil Borrow (LV) CY 9 $49.80 $448.20
7. 100% Coconut Fiber Blanket SY 75 $1.85 $138.75
8. Class 1 Rip Rap CY 2 $158.25 $316.50
Total Amount: 85,709.00
>This quote assumes accessibility to the project site with all necessary equipment.
Notes:
1
2
3
4
5
G
7
TIlis quote docs not include the placemcnt or grading of any topsoil and assumes acccp[able growing soils will be provided
TIlis quote docs not include the removal or disposal of any construction debris
This quote does not include any rain garden maintenance,
MNL will follow the spccified erosion control procedures but is not responsible for the erosion control plan or damages resulting
from erosion or t100ding
Upon cntering into a contract to perfonn the above listed work this document will become pan of said contract
MN l. docs not warranty against acts of vandalism, severe drought, t100ding or damages caused by wildlife.
This quote is good for a period of 30 days All work will be billed following completion, with payment being due within 30 days
01 rcccipt of invoice
Submitted By:
Quote Acceptance:
Date: March 28, 2007
Date
Josh Hanson
Sign
Thank you for considering MNL
Print
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NEW HOPE. MINNESOTA
2006 INFRASTRUCTURE IMPROVEMENTS
RAIN GARDEN
LAl\E Plft.CE AND YUKON AVENUE
MEADOW
()
-...J
o
-'-
May 17, 2007
Minnesota Native Landscapes
14088 Hwy 95
Foley, MN 56329
SUBJECT: RAIN GARDEN CONSTRUCTION AT E. MEADOW LAKE ROAD AND
YUKON AVENUE N. (IMPROVEMENT PROJECT NO. 790)
Enclosed is a fully executed contract relating to New Hope Project No. 790. This contract
was awarded by the New Hope City Council on April 9, 2007, for $5,709.
Also enclosed is a "Withholding Affidavit for Contractors" (IC-134 form). We cannot make
final payment to contractors until this is approved by the Minnesota Department of
Revenue and submitted to our office (Minnesota Statute 290.97). The form contains
instructions for completion.
Should you have any questions regarding the project, please contact Jason Quisberg at
Bonestroo at 651-604-4938.
{ SilJ9Bn:;ly,
\,~~_/
1(J2}:/7U
Valerie Leone
City Clerk, CMC
Enclosures - Contract, IC-134
cc: Vince VanderTop, City Engineer (File No. 34-05172-0)
Guy Johnson, Director of Public Works
Shawn Markham, Contract Manager/Forester
CITY OF NEW HOPE
4401 Xylon Avenue North · New Hope, Minnesota 55428-4898 . www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TOO: 763-531-5109
City Hall Fax: 763-531-5136. Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
CITY OF NEW HOPE
CONTRACT
FOR
RAIN GARDEN CONSTRUCTION AT
E MEADOW LAKE RD & YUKON AVE N
rcJ ,;J. JJ
For valuable consideration as set forth below, this contract dated the .23('~ day of /If(ftvf ,2007,
is made and signed by the City of New Hope (hereinafter "City") and Minnesota Native L ndscapes.
(hereinafter "Contractor'l
1. CONTRACT DOCUMENTS
The Contractor hereby promises and agrees to perform and comply with all the provisions of this
Contract and specifications, all of which are incorporated hereby by this reference. This Contract shall
compromise the total agreement of the parties hereto, No oral order, objection or claim by any party to
the other shall affect or modify any of the terms or obligations contained in this Contract.
2. THE WORK
The work to be performed by Contractor under this Contract (hereinafter the "Work"), is defined in
Exhibit A (plan sheet C7.01). Any modifications to the work defined in Exhibit A will be made in writing.
3. CONTRACT PRICE
The City agrees to pay the contractor $5,709.00 dollars (five-thousand seven-hundred nine and zero
cents), payable in accordance with the payment terms of the City of New Hope Instruction to Bidders.
Contractor will be charged liquidated damages assessed in the amount of $100 per day for every
calendar day that the contract remains uncompleted beyond the 31s1 day of May, 2007.
Total amount of this contract shall not exceed $5,709.00.
4. COMPLETION DATE
Contractor shall complete his performance under this Contract by the 31s1 day of May, 2007
(hereinafter "Completion Date").
5. INSURANCE/BOND
Before beginning actual work under this Contract, the Contractor shall submit to the City and obtain
the City's approval of a certificate of insurance on Standard Form C.I.C.C.-701 or ACORD 25 forms,
showing the following insurance coverage and listing the City as a loss payee under the policies:
b. Automobile Liability for all Automobiles:
$1,000,000.00
$1,000,000.00
a. General Contractor Liability:
c. Workman's Compensation:
Statutory Amounts
Contract
Page 2
This certificate must provide for the above coverages to be in effect from the date of the Contract until
30 days after the Completion Date and must provide the insurance coverage will not be canceled by
the insurance company without 30 days written notice to the City of intent to cancel. The certificate
must further provide that the contractor's insurance coverage is primary coverage notwithstanding any
insurance coverage carried by the City that may apply to injury or damage relating to the maintenance
or repair of the City's streets or right-of-ways by either the City or any employee, agent, independent
contractor or any other person or entity retained by the City to perform the services described herein.
The Contractor shall furnish Performance and Materials/Labor Bonds, each in an amount at least
equal to the Contract Price as security for the faithful performance and payment of all Contractor's
obligations under the Contract Documents. These Bonds shall remain in effect at least until one year
after the date of final payment, except as otherwise provided by law. All Bonds shall be in the forms
prescribed by the Contract Documents and be executed by such Sureties as (A) are licensed to
conduct business in the State of Minnesota, and (B) are named in the current list of "Companies
Holding certificates of Authority as Acceptable Sureties on Federal Bonds and as Acceptable
Reinsuring Companies" as published in Circular 570 (amended) by the Audit Staff Bureau of
Accounts, U.S. Treasury Department. All bonds signed by an agent must be accompanied by a
certified copy of the authority to act.
If the Surety on any Bond furnished by Contractor is declared bankrupt or becomes insolvent or its
right to do business is terminated in the State of Minnesota or it ceases to meet the requirement of
clauses (A) or (B) in the previous paragraph, Contractor shall within five days thereafter substitute
another Bond and Surety, both of which shall be acceptable to City. All bonds and insurance are
subject to the review and approval of the New Hope City Attorney.
6. LAWS. REGULATIONS AND SAFETY
The Contractor shall give all notices and comply with all laws, ordinances, rules and regulations
applicable to performance under this Contract.
7. INDEMNIFICATION
The Contractor agrees to indemnify, defend and hold the City harmless from any damages, including
costs and attorney's fees, from any claims, demands, actions or causes of action arising out of any
act or omission on the part of the Contractor or its agents, servants or employees in the performance
of or with relation to any of the work or services performed or furnished by the contractor under this
Contract.
8. ASSIGNMENT
The Contractor shall not assign or transfer, whether by an assignment or notation or otherwise, any of
its rights, duties, benefits, obligations, liabilities or responsibilities without prior written consent of the
City.
Contract
Page 3
9. NOTICE
The address and telephone number of the Contractor for purposes of giving notices and any other
purpose under this contract shall be Minnesota Native Landscapes; 14088 Hwy 95; Foley, MN 56329;
320-968-4222.
The address of the City for purposes of giving notices and any other purpose under this contract shall
be 4401 Xylon Avenue North, New Hope, MN 55428. The contact person for this contract is Shawn
Markham 763-592-6763.
IN WITNESS WHEREOF, the parties to this Contract have hereunto set their hands and seals as of the
day and year first above written.
CITY OF NEW HOPE
By u
Alt ayor :- ( I J2
! <! \
BY/ .I.~ ,,"0U'~
[/ Its City Manager
CONTRACTOR
By
j}~I~ La/I/jv CIP"",,> Z vc..
I t'
Contract
Page 4
STATE OF MINNESOTA
)
) ss.
)
COUNTY OF HENNEPIN
'L /1'-;'"
~The foregoing was acknowledged before me this /- r day of
I )/~ ,2007, by (Mayor) and Daniel J. Donahue, the Mayor and City Manager,
respectively: f the City of New Hope, a Minnesota municipal corporation, on behalf of said municipal
corporation.
Vi ~
I~i "!,' ,
Notary Public v
STATE OF MINNESOTA
)
) ss.
)
COUNTY OF HENNEPIN
day of
, on behalf of
il.iV1Y 8 SCHAFFER
Notar;, Public-Minnesola
Comm, Expires Jan. 31,2009
!j Il j'''''' . .
j , I.' 'I
J>Vy~,-L '\~, CtJ\.(d~A_-,
Notary Publt)
\ ,
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G:ContractfBasic
ACORD.. CERTIFICA TE OF LIABILITY INSURANCE OP 10 1~ DATE (MMfODIYYYY)
NATIV-1 04/23/07
PRODUCER THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION
ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
Mahowald Insurance Agency HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
l?O. Box 129 AL TER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
st. Cloud MN 56302
l?hone:320-251-3751 Fax:320-251-2373 INSURERS AFFORDING COVERAGE NAIC#
INSURED INSURER .". Secura Insurance Company
II'iSURER 8
Minnesota Native Landscapes, INSURER C
Inc.
14088 NE Hi~hway 95 INSURER D
Foley MN 56 29
INSUREI" E
COVERAGES
THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING
ANY REQUIREMENT. TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR
MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH
POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS,
POLICY EFFECTIVE
DATE MMfOD
LTR NSR
POLICY NUMBER
$ 1000000
$ 300000
$ 10000
$ 1000000
$ 2000000
$ 2000000
LIMITS
TYPE OF INSURANCE
GENERAL LIABILIIY
EACH OCCURRENCE
l).'<':":.i-\I_""t: IUkc.Ji='-'
PREt,,~ISES (Ea C'::cufo:-ilce)
A
GENERAL P/:'::.R:EGATE
20-Cl?-3118620-6/00
10/15/06
10/15/07
X C()i..1MEPCIAl GENi::R.l\i... LI.!.8ILnl'
CLAIMS t.-1.AD= ~ CiCCUR
t/,ED E<P (P-nV I}ne ps-rs,g:)
PERsoat:.t S. fl.DV:t~..JUP'
GErrL ,AGGPEGATE LIMIT .APPLIES PE;::
I RCLlC, n LCC
~OMOBILE L1ABILIIY
PI ,AN, AUTO
AU... O\\;'NED .AJJT()::
i SCHEDULEC' NJiCS
i H1FEL' ,AUT i)::'
~.,-....,-","'=r,"'rr'-',
I ,,~, '-""~-'" .",
i
~RAGE LIABILIIY
U ,q,J'~'~,UTC'
I !
ifJESSIUMBRELLA L1AB~~=.,S MADE
~ =::~'
WORKERS COMPENSATION AND
A EMPLOYERS' LIABILITY
PR(iCUCTS - c'Or,P/I)p AGG
i
I
10/15/071
10/15/061
$ 1000000
A
20-A-3118621-6/000
20-CU-3118623-6/00
10/15/06
10/15/07 I AGGREGA,iE
$ 5000000
$ 5000000
A
i
10/15/07 EL E,".CHA,CCDE,li
I El DISE'::.::;E - E.\;"
I EL DISEP,St:. - pellC'r' LJ,1IT
10/15/06
$ 500000
$ 500000
',500000
belcrN
OTHER
DESCRIPTION OF OPERATIONS 1 LOCATIONS 1 VEHICLES 1 EXCLUSIONS ADDED BY ENDORSEMENT I SPECIAL PROVISIONS
CERTIFICATE HOLDER
CANCELLATION
CITY119 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION
DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL 10 DAYS WRJTTEN
NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL
City of New Hope IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER. ITS AGENTS OR
4401 Xylon Avenue North REPRESENTATIVES.
New Hope MN 55428 AUTHORIZED REPRESENTATIVE
Gregory G. Murrav CIC
ACORD 25 (2001108)
@ ACORD CORPORATION 1988
IMPORTANT
If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. A statement
on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may
require an endorsement. A statement on this certificate does not confer rights to the certificate
holder in lieu of such endorsement(s).
DISCLAIMER
The Certificate of Insurance on the reverse side of this form does not constitute a contract between
the issuing insurer(s), authorized representative or producer, and the certificate holder, nor does it
affirmatively or negatively amend, extend or alter the coverage afforded by the policies listed thereon
ACORD 25 (2001J08)
ENTRY AGREEMENT AND CERTIFICATE OF
TEMPORARY CONSTRUCTION EASEMENT
David P & Dawn L Nelson
8420 Meadow Lake Road East
The undersigned, owners of the property legally described as:
Lot 20, Block 4, Meadow Lake Terrace, Hennepin County, Minnesota,
do hereby consent to the entry by the City of New Hope, its designated agents and assigns, and
by the general contractor employed by the City, its subcontractors and agents, onto that portion
of the property described above and generally shown on the attached plan sheet, for the purpose
of construction of a public improvement in the form of a rain garden.
The undersigned owners hereby agree to permit the entry and use of the above-described
property by the City of New Hope and its designated agents for the purpose set forth herein. As
part of this Agreement, the undersigned agree to remove all bushes, storage sheds, swing sets,
and any other such items from the area described above, within two days of receiving
notification from the Engineer of the date of the start of construction. If such items are not
removed by such time, the undersigned agree that the City may remove said items, the City shall
not be responsible or liable for the condition or restoration of said items. The City shall remove
any fences in the easement area and shall reinstall any fences 80 removed in their original
location, but the City shall not be responsible or liable for the condition of any such reinstalled
fence.
The City of New Hope, its agents and assigns, and the general contractor agree that at the
conclusion of construction of the rain garden, the above-described property will be restored to a
condition equivalent to or better than its condition as of the date of this agreement, except that
the City will not be responsible for replacing or restoring the bushes, storage sheds, swing sets,
and any other such items addressed in the preceding paragraph.
This Temporary Construction Agreement shall remain in effect until October 20, 2007, and at
such time it will automatically terminate and be null and void without notice or without further
action by any party hereto. In consideration for this easement, the City of New Hope agrees to
construct said rain garden without specially assessing the undersigned property owner.
day
2007.
Dated this
Property Owners:
CITY OF NEW HOPE, A MINNESOTA
MUNICIP AL CORPORATION
Lf,1 )
By:
By:
/'
ENTRY AGREEMENT AND CERTIFICATE OF
TEMPORARY CONSTRUCTION EASEMENT
Daniel W & Diane E Stauner
8424 Meadow Lake Road East
The undersigned, owners ofthe property legally described as:
Lot 19, Block 4, Meadow Lake Terrace, Hennepin County, Minnesota,
do hereby consent to the entry by the City of New Hope, its designated agents and assigns, and
by the general contractor employed by the City, its subcontractors and agents, onto that portion
of the property described above and generally shown on the attached plan sheet, for the purpose
of construction of a public improvement in the form of a rain garden.
The undersigned owners hereby agree to permit the entry and use of the above-described
property by the City of New Hope and its designated agents for the purpose set forth herein. As
part of this Agreement, the undersigned agree to remove all bushes, storage sheds, swing sets,
and any other such items from the area described above, within two days of receiving
notification from the Engineer of the date of the start of construction. If such items are not
removed by such time, the undersigned agree that the City may remove said items, the City shall
not be responsible or liable for the condition or restoration of said items. The City shall remove
any fences in the easement area and shall reinstall any fences so removed in their original
location, but the City shall not be responsible or liable for the condition of any such reinstalled
fence.
The City of New Hope, its agents and assigns, and the general contractor agree that at the
conclusion of construction of the rain garden, the above-described property will be restored to a
condition equivalent to or better than its condition as of the date of this agreement, except that
the City will not be responsible for replacing or restoring the bushes, storage sheds, swing sets,
and any other such items addressed in the preceding paragraph.
This Temporary Construction Agreement shall remain in effect until October 20, 2007, and at
such time it will automatically terminate and be null and void without notice or without further
action by any party hereto. In consideration for this easement, the City of New Hope agrees to
construct said rain garden without specially assessing the undersigned property owner.
Dated this 3 C day of b-/~~ , 2007.
1/
r..
7j"~
!jJ ~\ e..- "
- . ,
By:
Property Owners:
THE AMERICAN INSTITUTE OF ARCHITECTS
Bond # MNC 48006
GPA#
AlA Document A372
Performance Hond
Any singular reference to Contractor, Surety, Owner or other party shall be considered plural where applicable.
CONTRACTOR (Name and Address):
Minnesota Native Landscapes, Inc.
SURETY (Name and Principal Place of Business):
Merchants Bonding Company
14088 Highway 95 NE
Foley., MN 56329
OWNER (Name and Address):
City of New Hope
4421 Xylon Avenue North
New Hope, MN 55428
CONSTRUCTION CONTRACT
Date: April 11, 2007
Amount: Five Thousand Seven Hundred Nine and no/lOO's-"--------------------------------------------------------------------------- ($5,709.00)
Description (Nan~e and 2006 Infrastructure Improveents, Rain Garden Quote
Location): Excavate 55 CY of soil add drain tile, sand & rip rap
2100 Fleur Drive, Des Moines, IA 50321-1158
Location: New Hope, lVIt"i Project No:;l90
'BOND .r<;i2'\ V iT;';''''''',
Date (Not earlier than Construction ~tr~~t..Ba:te}:.::..t111@y.'9,l 2007
Amount: Five Thousand Seven Hund/!,!)i:)N,(~e and no/lOO.ls.,::~::...;".------------------------------------------------:---------------------
'l.~/ '-7\
Modifications to this Bond: ( :2?' / \ '~:~, \ None See Page 3
. 12' I "-r. \ \,~!
I ~ { .. ; ,I-. . t. . I
CONTRACTOR AS PRlNCIP AU ~ i sr:/,' ~ !.- - J
Company: \ (torporat~ Seal) J/f/
\. / .' -','
Minnesota Nat~' La,ndsc, ap's, Iny2?:::;,-,.-,-".,"~~// //
I),I~ ,",," ,- /'
SignaM" ill J . '. tr )9-:'CO-
Name and Ti~-
(Any additional signatures appear on page 3)
($5,709.00 )
SURETY
Company:
Merchants Bonding Company
-, /i )~
" ., ",'" ,'""', or', ,'~,
/, ,c" ','. "
Signature: ' .,~1~ ' d~' Y,-"",'
Name and Title: David J. Rudnik
Attorney-in-Fact
(Corporate Seal)
(FOR INFORMATION ONLY-Name, Address and Telephone)
AGENT or BROKER: Rudnik Surety, Inc.
P.O. Box 120176,New Brighton, MN 55112
(763) 786-9666
OWNER'S REPRESENTATIVE (Architect, Engineer or o,her pany):
Bonestroo, Attn: Jason Quisberg
2335 Hwy 36 WSt. Pa~IMN55l 13
AlA DOCUMENT ':>312 . PERFOR.,v,ANCE BOND At.m PAYMENT BOND. DECE,V,BE:R 1984 ED. . ,"L~, @
. THE AivlERICAt...: INSTiTuTE OF ARCHiTECTS, "1735 NEV\! YORK AVE., N.\^/... vv'f.5HINGTON, D.C. 20005
THIRD PRH,rTINC . jVl/\RCH 1957
A312-1984 1
1 The Contractor and the Surety, jointly and severally,
bind themselves, their heirs, executors, administrators,
successors and assigns to the Owner for the performance
of the Construction Contract, which is incorporated herein
by reference.
2 If the Contractor performs the Construction Contract.
the Surety and the Contractor shall have no obligation
under this Bond, except to participate in conferences as
provided in Subparagraph 3.1.
3 If there is no Owner Default, the Surety's obligation
under this Bond shall arise after:
3.1 The Owner has notified the Contractor and the
Surety at its address described in Paragraph 10 below
that the Owner is considering declaring a Contractor
Default and has requested and attempted to arrange a
conference with the Contractor and the Surety to be
held not later than fifteen days after receipt of such
notice to discuss methods of performing the Construc.
tion Contract. If the Owner, the Contractor and the
Surety agree, the Contractor shall be allowed a reason-
able time to perform the Construction Contract, but
such an agreement shall not waive the Owner's right.'if
any, subsequently to declare a Contractor Default; and
3.2 The Owner has declared a Contractor Default and
formally terminated the Contractor's right to complete
the contract. Such Contractor Default shall not be de-
clared earlier than twenty days after the Contractor and
the Surety have received notice as provided in Sub-
paragraph 3.1; and
3.3 The Owner has agreed to pay the Balance of the
Contract Price to the Suretv in accordance with the
terms of the Construction Contract or to a contractor
selected to perform the Construction Contract in accor-
dance with the terms of the contract with the Owner.
4 When the Owner has satisfied the conditions of Para-
graph 3, the Surety shall promptly and at the Surety's ex-
pense take one of the following actions:
4.1 Arrange for the Contractor, with consent of the
Owner, to perform and complete the Construction
Contract; or
4.2 Undertake to perform and complete the Construc,
tion Contract itself, through its agents or through inde.
pendent contractors; or
4.3 Obtain bids or negotiated proposals from
qualified contractors acceptable to the Owner for a
contract for performance and completion of the Con-
struction Contract, arrange for a contract to be pre.
Dared for execution bv the Owner and the contractor
selected with the Own'er's concurrence, to be secured
with performance and payment bonds executed by a
qualified surety equivalent to the bonds issued on the
Construction Contract, and Dav to the Owner the
amount of damages as described in Paragraph 6 in ex-
cess of the Balance of the Contract Price incu rred bv the
Owner resulting from the Contractor's default; o~
4.4 Waive its right to perform and complete, arrange
fDr completion, or obtain a new contractor and with
reasonable promptness under the circumstances:
.1 After investigation, determine the amount for
which it may be liable to the Owner and, as
soon as practicable after the amount is deter-
mined, tender payment therefor to the
Owner; or
.2 Deny liability in whole or in part and notify the
Owner citing reasons therefor.
5 If the Surety does not proceed as provided in Paragraph
4 with reasonable promptness, the Surety shall be deemed
to be in default on this Bond fifteen days after receipt of an
additional written notice from the Owner to the Surety
demanding that the Surety perform its obligations under
this Bond, and the Owner shall be entitled to enforce any
remedy available to the Owner. If the Surety proceeds as
provided in Subparagraph 4.4, and the Owner refuses the
payment tendered or the Surety has denied liability, in
whole or in part, without further notice the Owner shall be
entitled to enforce any remedy available to the Owner.
6 After the Owner has terminated the Contractor's right
to complete the Construction Contract, and if the Surety
elects to act under Subparagraph 4.1, 4.2, or 4,3 above,
then the responsibilities of the Surety to the Owner shall
not be greater than those of the Contractor under the
Construction Contract, and the responsibilities of the
Owner to the Surety shall not be greater than those of the
Owner under the Construction Contract. To the limit of the
amount of this Bond, but subject to commitment by the
Owner of the Balance of the Contract Price to mitigation of
costs and damages on the Construction Contract. the Sure-
ty is obligated ~ithout duplication for:
6.1 The responsibilities of the Contractor for correc-
tion of defective work and completion of the Construc-
tion Contract;
6.2 Additional legal, design professional and delay
costs resulting from the Contractor's Default, and re-
sulting from the actions or failure to act of the Surety
under Paragraph 4; and
6.3 liquidated damages, or if no liquidated damages
are specified in the Construction Contract, actual dam,
ages caused by delayed performance or non-perfor-
mance of the Contractor.
7 The Suretv shall not be liable to the Owner or others for
obligations of the Contractor that are unrelated to the Con-
struction Contract, and the Balance of the Contract Price
shall not be reduced or set off on account of any such
unrelated obligations. No right of action shall accrue on
this Bond to any person or entity other than the Owner or
its heirs, executors, administrators or successors.
8 The Surety hereby waives notice of any change, includ,
ing changes of time. to the Construction Contract or to
related subcontracts, purchase orders and other obliga.
tions.
9 Any proceeding, legal or equitable, under this Bond
may be instituted in any court of competent jurisdiction in
the location in which the work or part of the work is located
and shall be instituted within two years after Contractor
Defau It or withi n two years after the Contractor ceased
working or within two years after the Surety refuses or fails
to perform its obligations under this Bond, whichever oc-
curs first. If the provisions of this Paragraph are void or
prohibited by law, the minimum period of limitation avail,
AlA DOCUMENt A312 . PERFORlylANCE BOND AND PAW"IENT BOND. DECEMBER 1984 ED. . AlA @
THE AMERICAN INSTITUTE OF ARCHITECTS. 173S NEW YORK AVE-. N.W.. WASHINGTON, D.C. 20006
THIRD PRINTING. MARCH 1987
A312-1984 2
able to sureties as a defense in the jurisdiction of the suit
shall be applicable.
10 Notice to the Surety, the Owner or the Contractor shall
be mailed or delivered to the address shown on the sig.
nature page.
11 When this Bond has been furnished to comply with a
statutory or other legal requirement in the location where
the construction was to be performed, any provision in this
Bond conflicting with said statutory or legal requirement
shall be deemed deleted herefrom and provisions con.
forming to such statutory or other legal requirement shall
be deemed incorporated herein. The intent is that this
Bond shall be construed as a statutory bond and not as a
common law bond.
12 DEFINITIONS
12.1 Balance of the Contract Price: The total amount
payable by the Owner to the Contractor under the
Construction Contract arter all proper adjustments
have been made, including allowance to the Con-
MODIFICATIONS TO THIS BOND ARE AS FOllOWS:
tractor of any amounts received or to be received by
the Owner in settlement of insurance or other claims
for damages to which the Contractor is entitled, re-
duced by all valid and proper payments made to or on
behalf or the Contractor under the Construction Con-
tract.
12.2 Construction Contract: The agreement between
the Owner and the Contractor identified on the sig-
nature page, including all Contract Documents and
changes thereto.
12.3 Contractor Default: Failure of the Contractor,
which has neither been remedied nor waived, to per-
form or otherwise to comply with the terms or the
Construction Contract.
12.4 Owner Default: Failure or the Owner, which has
neither been remedied nor waived, to pay the Con-
tractor as required by the Construction Contract or to
perform and complete or comply with the other terms
thereof.
(Space is provided below for additional signatures of added parties, other than those appearing on the cover page.)
CONTRACTOR AS PRINCI PAL
Company:
(Corporate Seali
Signature:
Name and Title:
Address:
SURETY
Company:
(Corporate Seal)
Signature:
Name and Title:
Address:
AlA DOCUMENT A312 . PERFORMANCE BOND AND PAYMENT BOND, DECEMBER 1984 ED. . AlA :B
THE AMERICAN INSTITUTE OF ARCHITECTS, 1735 '-JEW YORK AVE., N.W.. WASHINGTON, D,C. 20006
THIRD PRINTING' MARCH 1987
A312.1984 3
TWi= ~'\Ai=Dlr~"-1 I "-IC:TITI ITI= nI= ARr-HITJ={T~
I 1 J 1- I \.1 Y l L I '- I '-I \ J "'" 1 I ... '-" J 1 1 '-' I L- '--' 1 I \. 1 '\. '---' I & & J. --- ........... & .........
Bond # MNC 48006
GPA#
AlA Document A372
Payment Bond
Any singular reference to Contractor, Surety, Owner or other party shall be considered plural where applicable.
CONTRACTOR (Name and Address):
Minnesota Native Landscapes, Inc.
SURETY (Name and Principal Place of Business):
Merchants Bonding Company
14088 Highway 95 NE
Foley, MN 56329
OWNER (Name and Address):
City of New Hope
4421 Xylon Avenue North
New Hope, MN 55428
2100 Fleur Drive, Des Moines, IA 50321-1158
CONSTRUCTION CONTRACT
Date: April 11, 2007
Amount: Five Thousand Seven Hundred Nine and nolI 00' s----------------------------------------------------------------------------- ($5,709.00)
Description (Name 2006 Infrastructure Improveents, Rain Garden Quote
and Location): Excavate 55 CY of soil add drain tile, sand & rip rap
BOND
Location: New Hope, MN
Project No:790
Date (Not ,earlier than Construction Con~t8.fi'1.~~ 9, 2007 .
Amoun t: Five Thousand Seven Hundre,~r~l.tr;JtiW-n{JLtO{t~;"'\------------------------------------------------------------------------- ($5,709.00 )
... /V;~' / ~"-/v\\ r--
ModtficatlOns to tlus Bond: /..:,',';-,//, \\lll. \ [XI None See Page 6
CONTRACTOR AS PRINCIPArl~~I( CC0~::'O<'?h \l'~ \
Company: \, \ (Corpprffte''Se'~!J '0' I
Minnesota Native Landscapes, t~c. \ .':( l~)
J _ \ A' '''-, ...../.<:.;'!
}~ 't'~
SURETY
Company:
Merchants Bonding C",ompa,~, r
"1 ,/,7 /ri
Signature: "- ,
Name and Title: David J. Rudnik
Attorney-in-Fact
(Corporate Seal)
Signature:
Name and Title:
(Any addition signatures appear on page 6)
(FOR INFORMATION ONLY -Name, Address and Telephone)
AGENT BROKER' Rudnik Surety, Inc.
1 or . P.O. Box l20l76,New Brighton, MN 55112
(763) 786-9666
OWNER'S REPRESENT A TIVE (Architect, Engineer or other party):
Bonestroo. Attn: Jason Quisberg
2335 Hwy 36 W
SI. Paul, MN 55113
AlA DOCUMENT A312 . PERFORMANCE BOND AND PAYMENT SOND . DECEMBER ,9&4 ED. . AlA @
THE Alv",ERICAN JNSTITtJTE OF ARCHiTECTS.. 1735 NE\r\t YORK ji,VE., N.\^/... v\/,A.5HINGTON, D.C. 20006
TH IRD PRINTING' MARCH -: 987
A312-1984 4
1 The Contractor and the Surety, jointly and severally,
bind themselves, their heirs, executors, administrators,
successors and assigns to the Owner to pay for labor,
materials and equipment furnished for use in the perfor-
mance of the Construction Contract, which is incorpo-
rated herein by reference.
2 With respect to the Owner, this oOllgation shall be
null and void if the Contractor: -~/
2.1 Promptly makes payment, directly or indirectly,
for all sums due Claimants, and
2.2 Defends, indemnifies and holds harmless the
Owner from claims, demands, liens or suits by any
person or entity whose claim, demand, lien or suit is
for the payment for labor, materials or equipment fur-
nished for use in the performance of the Construction
Contract, provided the Owner has promptly notified
the Contractor and the Surety (at the address
described in Paragraph 12) of any claims, demands,
liens or suits and tendered defense of such claims,
demands, liens or suits to the Contractor and the
Surety, and provided there is no Owner Default.
3 With respect to Claimants, this obligation shall be
null and void if the Contractor promptly makes pay-
ment, directly or indirectly, for all sums due.
4 The Surety shall have no obligation to Claimants
under this Bond until:
4.1 Claimants who are employed by or have a direct
contract with the Contractor have given notice to the
Surety (at the address described in Paragraph 12) and
sent a copy, or notice thereof, to the Owner, stating
that a claim is being made under this Bond and, with
substantial accuracy, the amount of the claim.
4.2 Claimants who do not have a direct contract
with the Contractor:
.1 Have furnished written notice to the Con.
tractor and sent a copy, or notice thereof, to
the Owner, within go days after having last
performed labor or last furnished materials or
equipment included in the claim stating, with
substantial accuracy, the amount of the claim
and the name of the party to whom the
materials were furnished or supplied or for
whom the labor was done or performed; and
.2 Have either received a rejection in whole or
in part from the Contractor, or not received
within 30 days of furnisning the above no-
tice any communication from the Contractor
by which the Contractor has indicated the
claim will be paid directly or indirectly; and
.3 Not having been paid within the above 30
days, have sent a written notice to the Surety
(at the address described in Paragraph 12) and
sent a copy, or notice thereof, to the Owner,
stating that a claim is being made under this
Bond and enclosing a copy of the previous
written notice furnished to the Contractor.
5 If a notice required by Paragraph 4 is given by the
Owner to the Contractor or to the Surety, that is suffi-
cient compliance.
6 When the Claimant has satisfied the conoltlons of
Paragraph 4, the Surety shall promptly and at the
Surety's expense take the following actions:
6.1 Send an answer to the Claimant, with a copy to
the Owner, within 45 days after receipt of the claim,
stating the amounts that are undisputed and the basis
for challenging any amounts that are disputed.
6.2 Payor arrange for payment of any undisputed
amounts.
7 The Surety's total obligation shall not exceed the
amount of this Bond, and the amount of this Bond shall be
credited for any payments made in good faith by the Surety.
8 Amounts owed by the Owner to the Contractor under
the Construction Contract shall be used for the perfor-
mance of the Construction Contract and to satisfy claims,
if any, under any Construction Performance -Bond. By
the Contractor furnishing and the Owner accepting this
Bond, they agree that all funds earned by the Contractor
in the performance of the Construction Contract are
dedicated to satisfy obligations of the Contractor and
the Surety under this Bond, subject to the Owner's prior-
ity to use the funds for the completion of the work.
9 The Surety shall not be liable to the Owner, Claimants
or others for obligations of the Contractor that are unrelat-
ed to the Construction Contract. The Owner shall not be
liable for payment of any costs or expenses of any Claim'
ant under this Bond, and shall have under this Bond no obli-
gations to make payments to, give notices on behalf of, or
othervvise have obligations to Claimants under this Bond.
10 The Surety hereby waives Rotice of any change,
including changes of time, to the Construction Contract
or to related subcontracts, purchase orders and other
obligations,
11 No suit or action shall be commenced by a Claimant
under this Bond other than in a CQurt of competent juris.
diction in the location in which the work or part of the
work is located or after the exoiration of one year from the
date (1) on which the Claimant gave the notice required by
Subparagraph 4.1 or (lause 4.2.3, or (2j on which the last
labor or service was performed by anyone or the last mate-
rials or equ ipment were furnished by anyone under the Con.
struction Contract, whichever of ('1) or [2) first occurs. If the
provisions of this Paragraph are void or prohibited by law,
tbe.minimum period of limitation available to sureties as a
defense in the jurisdiction of the suit shall be applicable.
12 Notice to the Surety, the Ovmer or the Contractor
shall be mailed or delivered to the address shown on the
signature page. Actual receipt of notice by Surety, the
Owner or the Contractor, however accomplished, shall
be sufficient compliance as of the date received at the
address shown on the signature page.
13 When this Bond has been furnished to comply with a
statutory or other legal requirement in the location where
the construction was to be performed. any provision in this
Bond conflicting with said statutory or legal requirement
shall be deemed deleted herefrom and provisions con-
forming to such statutory or other legal requirement shall
be deemed incorporated herein, The intent is that this
AlA DOCUMENT A312' PERFOR:"IANCE BOND At,m P,"YMENT BOND' DECEMBER 1984 ED' ,".iA'"
THE Af,,'\ER1CAN INSTiTUTE 0:: ARCHiTECTS, "1735 NE\V YORK AVE., N.\!v'., \VASHINCTON, D.C. 2CO::)o
T:..;!RD PRINTINC . Ivt,,,,RCh 1987
A312-1984 5
Bond shall be construed as a s7atutory bond and not as a
common law bond.
14 Upon request by any person or entity appearing to be a
potential beneficiary of this Bondi the Contractor shall
promptly fu rnish a copy of this Bond or shall permit a copy
to be made.
15 DEFINITIONS
15.1 Claimant: An individual or entity having a direct
contract with the Contractor or with a subcontractor of
the Contractor to furnish labor, materials or equip-
ment for use in the performance of the Contract. The
intent of this Bond shall be to include without limita-
tion in the terms "labor, materials or equipment" that
part of water, gas, power, light, heat, oii, gasoline,
telephone service or rental equipment used in the
MODIFICATIONS TO THIS BOND ARE AS FOLLOWS:
Construction Contract, architectural and engineering
services required for performance of the work of the
Contractor and the Contractor's subcontractors, and
all other items for which a mechanic's lien mav be
asserted in the jurisdiction where the labor, materials
or equipment were furnished.
15.2 Construction Contract: The agreement between
the Owner and the Contractor ide~tified on the sig.
nature page, including all Contract Documents an~d
changes thereto.
15.3 Owner Default: Failure of the Owner, which has
neither been remedied nor waived, to pay the Con-
tractor as required by the Construction Contract or to
perform and complete or comply with the other terms
thereaT.
CONTR.~CTOR AS PRINCIPAL
Company:
(Space is provided below for additional signatures of added parties, other than those appearing on the cover page.)
(Corporate Seal)
Signature:
N~m-e and Title:
Address:
SURETY
Company:
(Corporate Seal)
Signature:
Name and Title:
Address:
AlA DOCUMENT A312 . PERFORMANCE BOND AND PAYMENJ BOND. DECEMBER 1984 ED. . AlA @
THE AMERIC';N INSTITUTE OF ARCHiTECTS, 1735 NEW YORK lWE., I\.w., WASHINGTON, D.C. 20006
THIRD PRINTING' MARCH 1987
A312-1984 6
ACKNOWLEDGEMENT OF SURETY
State of Minnesota
County of Ramsey
On this the 9th day of May ,2007, before me, Chelsea A. VanCleve
Notary Public, personally appeared David J. Rudnik . personally known to me to be the
person whose name is subscribed to the within instrument and acknowledged to me all that he/she executed
the same in his/her authorized capacities, and that by his/her signature(s) on the instrument the person(s), or
the entity upon behalf of which the person(s) acted, executed the instrument.
WITNESS my hand and official seal.
Signature C~fuL;t1' {Y~ A ,VCG0J1JJv~ (Seal)
CHELSEA A. VANCLEVE
NOTARY PUBLIC. MINNESOTA
MY
ACKNOWLEDGEMENT OF PRINCIPAL (Corporation)
Stateof M\nnc.SotCL
County of Be VI -h0V!
On this the I ,if +h day of 2007, before me personally appeared
.john GCLnr,j , ' to me known, who, being duly sworn, did say that he/she 1S the
\j; c.e.., P~S'1 dent of Ivlinnescta rJO--ttv-e.LCrJ1dSCaPc.-s ,a corporation, that the
t
seal affixed to the foregoing bond is the corporate seal of the corporation, and that said bond was executed on
behalf of the corporation by authority of its Board of Directors.
AMY 8. SCHAFFER
Notary Public-Minnesota
~~~
Notary Pu c
f'Ay Ccmm. Expires Jan. 31,
ACKNOWLEDGEMENT OF PRINCIPAL (Individual or Partnership)
State of
County
On this the day of ,2007, before me personally appeared
, to me known to be the person described in and who executed the foregoing
bond and acknowledges to me that he/she executed the same.
Notary Public
Merchants Bonding Company
(Mutual)
POWER OF ATTORNEY
Know All Persons By These Presents, that the MERCHANTS BONDING COMPANY (MUTUAL), a corporation duly organized under
the laws of the State of Iowa, and having its principal office in the City of Des Moines, County of Polk, State of Iowa, hath made,
constituted and appointed, and does by these presents make, constitute and appoint
David J. Rudnik
of Mounds View and State of Minnesota its true and lawful Attorney.in-Fact, with full power
and authority hereby conferred in its name, place and stead, to sign, execute, acknowledge and deliver in its behalf as surety any
and all bonds, undertakings, recognizances or other written obligations in the nature thereof, subject to the limitation that any such
instrument shall not exceed the amount of:
THREE MILLION ($3,000,000.00) DOLLARS
and to bind the MERCHANTS BONDING COMPANY (MUTUAL) thereby as fully and to the same extent as if such bond or
undertaking was signed by the duly authorized officers of the MERCHANTS BONDING COMPANY (MUTUAL), and all the acts of
said Attorney-in-Fact, pursuant to the authority herein given, are hereby ratified and confirmed.
This Power-of'Attomey is made and executed pursuant to and by authority of the following Amended Substituied and Restated By.
Laws adopted by the Board of Dire:tors of the MERCHANTS BONDING COMPANY (MUTUAL) on November 16, 2002.
ARTICLE II, SECTION 8 - The Chairman of the Board or President or any Vice President or Secretary shall have power and
authority to appoint Attorneys-in-Fact, and to authorize them to execute on behalf of the Company, and attach the Seal of the
Company thereto, bonds and undertakings, recognizances, contracts of indemnity and other writings obligatory in the nature
thereof.
ARTICLE II, SECTION 9 . The signature of any authorized officer and the Seal of the Company may be affixed by facsimile
to any Power of Attomey or Certification thereof authorizing the execution and delivery of any bond, undertaking,
recognizance, or other suretyship obligations of the Company, and such signature and seal when so used shall have the
same force and effect as though manually fixed.
In Witness Whereof, MERCHANTS BONDING COMPANY (MUTUAL) has caused these presents to be signed by its President and
its corporate seal to be hereto afilxed, this 16th day of January, 2006.
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STATE OF IOWA
COUNTY OF POLK ss.
MERCHANTS BONDING COMPANY (MUTUAL)
By ~ 7~
President
On this 16th day of January. 2006. before me appeared Larry Taylor. to me personally known. who being by me duly sworn did say that
he is President of the MERCHANTS BONDING COMPANY (MUTUAL), the corporation described in the foregoing instrument, and that the
Seal affixed to the said instrument is the Corporate Seal of the said Corporation and that the said instrument was signed and sealed in behalf
of said Corporation by authority of its Board of Directors.
In Testimony Wnereof, I have hereunto set my hand and affixed my Official Seal at the City of Des Moines, Iowa. the day and year first
above written.
ij*.. CINDY SMYTH
~ 'r Commission Number 173504
I My Commission Expires
Ow~ March 16, 2009
STATE OF IOWA
COUNTY OF POLK ss,
&~~
Notary Public, Polk County, Iowa
I, William Warner, Jr., Secretary of the MERCHANTS BONDING COMPANY (MUTUAL), do hereby certify that the above and foregoing
is a true and correct copy of the POWER-OF-A nORNEY executed by said MERCHANTS BONDING COMPANY (MUTUAL). which is
still in full force and effect and has not been amended or revoked.
In Witness Wnereof, I have hereunto set my hand and affixed the seal of the Company on this 9th day of May 2007
POA 0001 (1/06)
.o.O~~o
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Secretary
COUNCIL
Request for Action
Originating Department
Approved for Agenda
Agenda Section
Public Works
September 24, 2007
Develo ment & Plannina
Item No.
8.8
By:
Guy Johnson
By:
Resolution declaring cost to be assessed, confirming preparations of proposed assessment and calling for a
public hearing in connection with the 2006 street - infrastructure improvement No. 790
Requested Action
Staff is recommending that the Council approve a resolution that declares cost to be assessed and establishes a
public hearing to consider the assessments for the 2006 street and infrastructure improvement project at the
October 22, 2007, Council meeting.
Policy/Past Practice
The City Council routinely considers public infrastructure improvement projects to extend the useful life of
the infrastructure and/or improve the level of service. The city's street infrastructure management plan
identified areas for maintenance activities in 2006.
Background
On January 9, 2006, the city engineer presented the feasibility report for the proposed 2006 infrastructure
improvement project. Council reviewed the report and scheduled the public hearing for February 13, 2006.
Council also directed staff to notify Independent School District 281 of the proposed assessment to their
Meadow Lake School property, utilizing Assessment Role A. The city clerk notified the school district
regarding the proposed assessment project and notified their representatives of the public hearing.
The 2006 infrastructure project included improvements to streets and utilities in the northwest part of the city.
The proposed project will involve street and utility infrastructure work, park improvements, and Meadow
Lake improvements. The project involves a number of neighborhoods between Winnetka A venue and TH
169, north of Bass Lake Road. The street work, depending upon the street's current condition, was
reconstruction, reclaim, or mill & overlays. For the most part, the utility improvements entailed some water
main re lacement and storm water im rovements.
Motion by
,
I
-) n I...
L) 1/ /JitYU'./ I ,
Second by
To:
I: \ RF A \ PUBWORKS \ 2007\ 790 Public Hearing Declaring Assessments.doc
Request for Action
September 24, 2007
Page 2
Using the New Hope Assessment Policy, the city engineer has determined that the total cost for the street
portion of the 2006 street infrastructure project is $1,625,554, and that the assessment rates per foot for
residential properties are $20.85 for mill & overlay work, $43.19 for reclaim work, and $116.04 for
reconstruction work. The assessment rates per foot for commercial/industrial properties are $31.28 for mill &
overlay work, $64.79 for reclaim work, and $174.06 for reconstruction work. The 2006 infrastructure
improvement project includes six tax exempt properties for assessment: five city of New Hope sites, and an
Independent School District 281 site.
The properties to be assessed for the 2006 street infrastructure project are:
Address PID Number
Meadow Lake Park 06-118-21-13-0082
Dorothy Mary Park 06-118-21-11-0006
7601 62nd Avenue N. 05-118-21-22-0059
7621 62nd Avenue N. 05-118-21-22-0060
7641 62nd Avenue N. 05-118-21-22-0061
Meadow Lake School (8525 62nd Avenue N.) 06-118-21-12-0078
New Hope's total assessable footage for all five sites is 548.65 feet, for a proposed total assessment amount of
$22,793.20. The Meadow Lake School site footage is 2,236.22 feet, for a proposed total assessment amount of
$69,948.96. Tne proposed total assessment amount for the project is $92,742.16. The city clerk will notify tt1'le
property owners of the public hearing and the proposed assessment.
Funding
The remainder of the project cost is being funded by the utility fund, storm water fund, state aid, and street
infrastructure fund.
Attachments
A resolution prepared by the city attorney and a memorandum from the city engineer is attached.
I: \ RF A \ PUB WORKS \ 2007\ 790 Public Hearing Declaring Assessments.doc
RESOLUTION NO. 07-145
RESOLUTION DECLARING COST TO BE
ASSESSED, CONFIRMING PREPARATION
OF PROPOSED ASSESSMENT AND CALLING FOR
A PUBLIC HEARING IN CONNECTION
WITH THE 2006 STREET - INFRASTRUCTURE
IMPROVEMENT NO. 790
WHEREAS, contracts have been let for the construction of the 2006 Street - Infrastructure
Improvement No. 790 in the City, and
WHEREAS, the total cost of said improvements is $1,625,544.00, and
WHEREAS, at the direction ofthe City Council, the City Clerk, with the assistance of the
City consulting engineer, has prepared an assessment roll for the 2006 Street - Infrastructure
Improvement No. 790, and
WHEREAS, the said proposed assessment roll is on file with the City Clerk and open to
public inspection;
NOW THEREFORE, BE IT RESOLVED by the City Council of the City of New Hope as
follows:
1. The City Council hereby determines that the City shall pay $1 ,532,811.84 of said cost,
exclusive ofthe amount it may pay as a property owner, and the sum of$92,742.16 shall be assessed
against benefited property owners based upon benefits received without regard to cash valuation. Of
the assessable amount, the City shall pay $22,793.20 as a benefiting property owner.
2. The City Clerk, with the assistance ofthe City consulting engineer has calculated the
proper amount to be specially assessed for such improvement against every assessable lot, piece or
parcel of land without regard to cash valuation as provided by law, and the Clerk, has notified this
Council ofthe proposed assessments and has filed a copy ofthe proposed assessment in the Clerk1s
office for public inspection.
3. The Clerk shall publish notice that this Council will meet to consider the proposed
assessments on October 22nd, 2007 at 7:00 p.m. at the City Hall, 4401 Xylon Avenue North of said
City of New Hope, Minnesota. The published notice shall be in substantially the form set forth on
Exhibit A attached hereto.
1
4. A copy of the notice in substantially the form set forth in Exhibit B attached hereto
shall be mailed to the owners of each parcel of property described in the assessment roll.
5. Said notice attached as Exhibit A hereto shall be published by the City Clerk in the
official newspaper at least two weeks prior to the hearing and the notice attached hereto as Exhibit B
shall be mailed by the Clerk to the owners of each parcel described in the assessment roll.
6. The owner of any property so assessed may, at any time prior to certification of the
assessment to the county auditor, pay the whole of the assessment on such property, with interest
accrued to the date of payment, to the Finance Director or Assessment Clerk, except that no interest
shall be charged if the entire assessment is paid within 30 days from the adoption ofthe assessment.
At any time thereafter, the owner may pay to the Finance Director or Assessment Clerk the entire
amount of the assessment remaining unpaid, with interest accrued to December 31 of the year in
which such payment is made. Such payment must be made on or before November 14 or interest
will be charged through December 31 of the succeeding year.
7. If the adopted assessment differs from the proposed assessment as to any particular
lot, piece or parcel of land, the Clerk shall mail to the owner a notice stating the amount of the
adopted assessment. Owners must also be notified by mail of any changes adopted by the Council in
interest rates or prepayment requirements from those cohtained in the mailed notice of the proposed
assessment.
Adopted by the City Council this 24th day of September, 2007.
x:.'"
'- ;U
Attest: '~0 2}UT)~
Valerie Leone, City Clerk
P\Attorney\SAS\1 Client Files\2 City of New Hop::\99.67901 (06 street project)\Resolution Dedaring Cost Assessed, Prep of Assess and pub hrg_doc
2
EXHIBIT A
NOTICE OF HEARING ON
ASSESSMENTS FOR 2006 STREET - INFRASTRUCTURE
IMPROVEMENT NO. 790
TO WHOM IT MAY CONCERN:
TIME AND PLACE AND
GENERAL NATURE OF
IMPROVEMENTS:
ASSESSMENT ROLL OPEN
TO INSPECTION:
AREA PROPOSED TO BE
ASSESSED:
Pill NlJl'vIBERJADDRESS:
TOTAL Al\10UNT OF
PROPOSED ASSESSMENT
Notice is hereby given that the City Council of the City of New
Hope, Minnesota, will meet in the City Hall at 440 1 Xylon Avenue
North in the City of New Hope, Minnesota, on the 22nd day of
October, 2007, at 7:00 p.rn. to consider objections to the proposed
assessments for the 2006 Street - Infrastructure Improvement No.
790 heretofore ordered by the City Council. The general nature of
the improvement is the reconstruction of streets, installation of new
ductile iron water main along streets being reconstructed and storm
sewer improvements. The project will also include backyard
drainage improvements, park improvements and storm water pond
improvements as described in the January 2006 feasibility report
prepared by Bonestroo, Rosene, Anderlik & Associates, Inc.,
Engineers for the City. Only the street improvements are proposed
to be specially assessed.
The proposed assessment roll is on file with the City Clerk and open
to public inspection.
The area proposed to be assessed consists of every lot, piece or
parcel of land benefited by said improvement, which has been
ordered made and is as follows, in the City of New Hope,
Minnesota:
06-ll8-2l-12-00n
Meadow Lake School
8525 62nd Avenue North
05-ll8-21-22-0061
764l 62nd Avenue North
05-118-21-22-0060
7621 62nd Avenue North
05-1l8-2l-22-0059
7601 62nd Avenue North
06-ll8-2l-l3-0074
Meadow Lake Park
06-ll8-2l-ll-0006
Dorothy Mary Park
The total amount proposed to be assessed is $92,742.l6.
-1-
WRITTEN OR ORAL
OBJECTIONS:
RIGHT OF APPEAL:
LIwHTATION ON APPEAL:
DEFERt'\1ENT
ASSESSMENTS:
OF
MAILED NOTICE:
DATED: September 24,2007.
I:'u~otices - Special Assessment\AHN-790 newspaper.doc
Written or oral objections will be considered at the hearing.
An owner of property to be assessed may appeal the assessment
to the district court of Hennepin County pursuant to Minnesota
Statutes, Section 429.081 by serving notice of the appeal upon
the Mayor or Clerk of the City within 30 days after the adoption
of the assessment and filing such notice with the district court
within ten days after service upon the Mayor or Clerk.
No appeal may be taken as to the amount of any assessment adopted
by the City Council unless a written objection signed by the affected
property owner is filed with the Clerk prior to the assessment
hearing or presented to the presiding officer at the hearing. All
objections to the assessments not received at the assessment hearing
in the manner prescribed by Minnesota Statutes, Section 429.061
are waived, unless the failure to object to the assessment hearing is
due to a reasonable cause. or
Under the provisions of Minnesota Statutes, Sections 435.l93 to
435.195, the City may, at its discretion, defer the payment of
assessments for anyhomestead property owned by a person 65 years
of age or older for whom it would be a hardship to make the
payments. The procedure for applying for such a deferment is set
forth in New Hope Code 91-6 et. a1., a copy of which is available
upon request at the office of the City Clerk.
The notice of this hearing mailed to property owners contains
additional information.
BY ORDER OF THE CITY COUNCIL
City Clerk
-2-
TO:
YOUR ASSESSMENT:
INTEREST RATEITERM:
TIME AND PLACE
GENERAL NATURE OF
IMPROVEMENTS:
ASSESSMENT ROLL
OPEN TO
INSPECTION:
AREA PROPOSED TO
BE ASSESSED:
TOTAL AMOUNT OF
PROPOSED ASSESSMENT:
WRITTEN OR ORAL
OBJECTIONS:
RIGHT OF APPEAL:
EXHIBIT B
NOTICE OF HEARING ON
ASSESSMENTS FOR 2006 STREET - INFRASTRUCTURE
IMPROVEMENT PROJECT NO.790
Independent School District 281 - Meadow Lake Elementary School
$69,948.96
7% Over 1 0 Years
Notice is hereby given that the City Council of the City of New Hope,
Minnesota, will meet in the City Hall at 4401 Xylon Avenue North in the
City of New Hope, Minnesota, on the 22nd day of October, 2007, at 7:00
p.m. to consider objections to the proposed assessments for the 2006
Street - Infrastructure Improvement No. 790 heretofore ordered by the
City Council. The general nature of the improvement is the
reconstruction of streets, installation of new ductile iron water main along
streets being reconstructed and storm sewer improvements. The project
will also include backyard <;l.rainage improvements, park improvements
and storm water pond improvements as described in the January 2006
feasibility report prepared by Bonestroo, Rosene, Anderlik & Associates,
Inc., Engineers for the City. Only the street improvements are proposed
to be specially assessed.
The proposed assessment roll is on file with the City Clerk and open to
public inspection.
The area proposed to be assessed consists of every lot, piece or parcel
of land benefited by said improvement, which has been ordered made
and is as follows, in the City of New Hope, Minnesota:
PID No.
06-118-21-12-0078
05-118-21-22-0061
05-118-21-22-0060
05-118-21-22-0059
06-118-21-13-0074
06-118-21-11-0006
Address
8525 62nd Ave. North (Meadow Lake School)
7641 62nd Ave. North
7621 62nd Ave, North
7601 62nd Ave. North
8400 Meadow Lake Rd E (Meadow Lake Park)
803060-1/2 Ave. North (Dorothy Mark Park)
The total amount of proposed assessment is $92,742.16,
Written or oral objections will be considered at the hearing.
An owner of property to be assessed may appeal the assessment to the
district court of Hennepin County pursuant to Minnesota Statutes,
Section 429.081 by serving notice of the appeal upon the Mayor or Clerk
of the City within 30 days after the adoption of the assessment
CITY OF NEW HOPE
4401 Xylon Avenue North · New Hope, Minnesota 55428-4898 . www.ci.new-hope.mn.us
City Hall: 763-531-5100. Police (non-emergency): 763-531-5170. Public Works: 763-592-6777. TDD: 763-531-5109
City Hall Fax: 763-531-5136 . Police Fax: 763-531-5174. Public Works Fax: 763-592-6776
LIMITATION ON
APPEAL:
DEFERMENT OF
ASSESSMENTS:
SPECIFIC AMOUNT TO
BE ASSESSED:
INTEREST RATE
ASSESSMENT
INSTALLMENTS:
PAYMENT OPTIONS
THIS YEAR:
PAYMENT IN
SUCCEEDING YEARS:
1:\PROJECT-PHN\AHN.790 092007.doc
and filing such notice with the district court within ten days after service
upon the Mayor or Clerk.
No appeal may be taken as to the amount of the assessment based on the
waiver of appeal set out in the referenced Assessment Agreement.
Objections to the regularity of these proceedings not received at the
assessment hearing in the manner prescribed by Minnesota Statutes,
Section 429.061 are waived, unless the failure to object is due to a
reasonable cause.
Under the provisions of Minnesota Statutes, Sections 435.193 to 435.195,
the City may, at its discretion, defer the payment of assessments for any
homestead property owned by a person 65 years of age or older for whom
it would be a hardship to make the payments. The procedure for applying
for such a deferment is set forth in New Hope Code 1.60 et. aI., a copy of
which is available upon request at the office of the City Clerk.
The amount to be specifically assessed against your particular lot, piece, or
parcel of land is stated on the first page of this notice.
If the assessment is not paid within 30 days from the adoption of the
assessment roll, interest will accrue on the assessment at the rate of 7%.
Unless you choose to prepay your assessment, the assessment will be
certified to your real estate taxes commencing with taxes payable in 2008.
The assessment will be spread in equal annual installments over 10 years
bearing interest at 7%. The first installment will include interest on the total
assessment from November 1,2007, through December 31,2008, or 14
months' interest.
1) FULL PAYMENT - You may prepay the entire assessment to the
Finance Director or Assessment Clerk of the City prior to December
13, 2007, when the assessment roll is certified to the County Auditor.
To avoid paying interest, you need to prepay the assessment in full
within 30 days of the adoption of the assessment.
2) PARTIAL PAYMENT - One partial payment per property will be
accepted and credited to any special assessment levied against real
property in the City within 30 days from the date the City Council
adopts a resolution approving said special assessments. Payments
must be made to the Finance Director or Assessment Clerk. The
remaining unpaid balance will be certified to the County Auditor and
apportioned to the property's real estate taxes for payment per the
collection procedure established in Minnesota Statute Chapter 429.
In subsequent years, the principal balance remaining may be paid to the
Finance Director or Assessment Clerk at any time prior to November 14 of
any year.
Dated: September 20,
2007
BY ORDER OF THE CITY COUNCIL
Valerie Leone, City Clerk
2335 Highway 36 W
St. Paul. MN 55113
Tel 651-636.4600
Fax 651.636-1311
www.bonestroo.com
August 23, 2007
-t~ Bonestroo
Guy Johnson
New Hope Public Works Director
5500 International Parkway
New Hope, MN 55428
Re: 2006 Infrastructure Improvements
Client Project No.: 790
Bonestroo File No.: 000034-05172-0
Dear Guy,
The 2006 Infrastructure Improvement project involved street work generally throughout the northern part of
the City. Depending on street conditions, one of three treatments was performed on the project streets: mill
and overlay, reclamation, or full reconstruction. The work involved in this project is substantially complete,
with only punch list work remaining.
Final project street construction costs have been determined and assessment rates determined. Three
different rates have been calculated, one for each of the three treatments that streets underwent. Each of
the rates has a value for commercial properties and residential properties. Below is a summary of the
calculated rates for the project:
Anticipated Project Total Street Construction Cost = $1,625,554
Treatment/Rate Residential Rate per FF Commercial Rate per FF
Mill & Overlay $20.85 $31.28
Reclamation $43.19 $64.79
Reconstruction $116.04 $17 4.06
City policy states tax paying properties are exempt from assessment for infrastructure improvements.
Therefore, assessment amounts have been calculated only for the tax exempt properties within the project.
Below is a table listing the tax exempt properties and their corresponding assessment amount:
Property FF Treatment Property Type Rate Assessment
Meadow Lake Park 59.43 Recon Resident $116.04 $6,896.26
Dorothy Mary Park 234.22 M&O Resident $20.85 $4,883.49
7601 620d Ave N 85.00 Reclaim Resident $43.19 $3,671.15
7621 620d Ave N 85.00 Reclaim Resident $43.19 $3,671.15
7641 620d Ave N 85.00 Reclaim Resident $43.19 $3,671.15
Meadow Lake School 2,236.22 M&O Commercial $31.28 $69.948.96
Total Assessment Amount $92,742.16
City of New Hope
2006 Infrastructure Improvements
Page 2
August 23, 2007
The first 5 properties listed in the table are owned by the City of New Hope. Meadow Lake School is owned
by School District 281.
Feel free to contact me at 651-604-4938 if you'd like to discuss the calculations for determining the rates
or the assessments.
Yours truly,
BONESTROO
~"o~
Jason Quisberg, PE
Copy: Vince Vander Top, City Engineer
Shari French, Parks and Recreation Director
Paul Coone, Operations Manager
Kirk McDonald, Acting City Manager
2006 Infrastructure Improvements
Assessments
Entity
Property
Type
Street Front Assessment Assessment
Improvement Footage Rate Amount
Meadow Lake Park
Residential Mill & Overlay 0.00 $20.85
Reclaim 0.00 $43.19
Reconstruct 59.43 $116.04
Meadow lake Park Total Assessment
Dorothy Mary Park Residential Mill & Overlay 234.22 $20.85
Reclaim 0.00 $43.19
Reconstruct 0.00 $116.04
Dorothy Mary Park Total Assessment
7601 62nd Ave N Residential Mill & Overlay 0.00 $20.85
Reclaim 85.00 $43.19
Reconstruct 0.00 $116,04
7601 62nd Ave Total Assessment
7621 62nd Ave N Residential Mill & Overlay 0.00 $20.85
Reclaim 85.00 $43.19
Reconstruct 0.00 $116.04
7601 62nd Ave Total Assessment
7641 62nd Ave N Residential Mill & Overlay 0.00 $20.85
Reclaim 85.00 $43. 19
Reconstruct 0.00 $116.04
7641 62nd Ave Total Assessment
Meadow Lake School Commercial Mill & Overlay 2,236.22 $31.28
Reclaim 0.00 $64.79
Reconstruct 0,00 $174.06
Meadow lake School Total Assessment
Total Assessment Value
Assessment_FFs _working copy _8-16-07 .xls
8/22/2007
$0.00
$0.00
$6,896.26
$6,896.26
$4,883.49
$0.00
$0.00
$4,883.49
$0.00
$3,671.15
$0.00
$3,671.15
$0.00
$3,671.15
$0.00
$3,671.15
$0.00
$3,671.15
$0.00
$3,671.15
$69,948.96
$0.00
$0.00
$69,948.96
$92,742.16
2006 INFRASTRUCTURE IMPROVEMENTS
ASSESSMENT RATES
Total Est Cost Residential FF Commercial FF
*Edge Mill & 2" Overlay* 27,754.22 0.00
Full Mill & 1.5" Overlay 13,110.00 2,236.22
Subtotal $953,141 40,864.22 2,236.22
(1)Srooklyn Park Cost Share (Credit) -$30,942
Mill & Overlay Subtotal $922,199 40,864.22 2,236.22
**Reclaim $277 ,349 3,653.00 550.00
(2)Srooklyn Park Cost Share (Credit) -$83,927
Reclaim Subtotal $193,422 3,653.00 550.00
Reconstruction $509,933 4,394.43 0.00
Totals $1,625,554 48,911.65 2,786.22
'Includes costs for 62nd Avenue - TH 169 to Boone
"Includes costs for 62nd Avenue - Winnetka to Louisiana
11150% 62nd Avenue (TH 169 to Boone Ave) street improvements costs
1L150% 62nd Avenue (Winnetka to Louisiana) street improvement costs
Residential Rate = 2/3*Commercial Rate
Estimated Cost = (Residential FF)*2/3*(Commercial Rate)+(Commercial FF)*(Commercial Rate)
Commercial Rate = Estimated Cost
2/3 x Residential FF + Commercial FF
Mill & Overlav Rates
Commercial Rate = $922,199
2/3 x 40,864.22 + 2,236.22
Commercial Rate = $31.28 per FF
Residential Rate = $20.85 per FF
Reclaim Rates
Commercial Rate = $193,422
2/3 x 3,653.00 + 550.00
Commercial Rate = $64.79 per FF
Residential Rate = $43.19 per FF
Reconstruct Rates
Commercial Rate = $509,933
2/3 x 4,394.43 + 0.00
Commercial Rate = $174.06 per FF
Residential Rate = $116.04 per FF
Assessment_FFs_ working copy _8-16-07 .xls
8/22/2007
COUNCIL
Request for Action
Originating Department
Approved for Agenda
Agenda Section
October 22, 2007
Public Hearina
Item No.
7.1
By: Guy Jolu1son
By:
Resolution adopting assessments for improvement project No. 790 (2006 Street - Infrastructure
Improvements)
Requested Action
Staff is recommending that the Council approve a resolution to adopt the proposed assessments for the 2006
street and infrastructure improvement project No. 790.
Policy/Past Practice
Assessments are proposed to be levied against benefited, tax-exempt properties, in accordance with Ne\v
Hope's assessment policy.
Background
On January 9, 2006, the city engineer presented the feasibility report for the proposed 2006 infrastructure
improvement project. Council reviewed the report and scheduled an improvement project public hearing for
February 13, 2006. After closing the public hearing, Council ordered the construction of the project and
directed staff to notify Independent School District 281 of the proposed assessment to their Meadow Lake
School property, utilizing Assessment Role A.
The 2006 infrastructure project included improvements to streets and utilities in the northwest part of the city.
The proposed project involved street and utility infrastructure work, park improvements, and Meadow Lake
improvements. The project involved a number of neighborhoods between Winnetka A venue and TH 169,
north of Bass Lake Road. The street work, depending upon the street' s current condition, was reconstruction,
reclaim, or mill and overlays. For the most part, the utility improvements entailed some water main
replacement and storm water improvements.
Motion bv
'-,A, ,."~,,
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/ u,~fLl \...J i /LCU U/J
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To:
c.
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Request for Action
October 22, 2007
Page 2
On September 24, Council approved a resolution declaring costs to be assessed and established a public
hearing to consider the assessments at the October 22, 2007, Council meeting. The city clerk has notified the
property owners of the public hearing and the proposed assessment.
Using the New Hope assessment policy, the city engineer has determined that the total cost for the street
portion of the 2006 street infrastructure project is $1,625,554, and that the assessment rates per foot for
residential properties are $20.85 for mill and overlay ,,,,ork, $43.19 for reclaim work, and $116.04 for
reconstruction work. The assessment rates per foot for commercial/industrial properties are $31.28 for mill
and overlay work, $64.79 for reclaim work, and $174.06 for reconstruction work. The 2006 infrastructure
improvement project includes six tax exempt properties for assessment: five city of New Hope sites, and an
Independent School District 281 site. New Hope's assessable footage is 548.65 feet, for a proposed total
assessment amount of $22,793.20. Independent School District 281 assessable footage is 2,236.22 feet, for a
proposed total assessment of $69,948.96 for their Meadow Lake School property.
Funding
The remainder of the project cost is being funded by the utility fund, storm water fund, state aid, and street
infrastruchue fund.
Attachments
A resolution prepared by the city attorney and a memorandum from the city engineer is attached.
RESOLUTION NO. 07 - 160
RESOLUTION ADOPTING ASSESSMENT
FOR IMPROVEMENT PROJECT NO. 790
(2006 Street - Infrastructure Improvements)
WHEREAS, pursuant to notice duly given as required by law, the City Council met on
October 22, 2007, heard and passed upon all objections to the proposed assessment for the 2006
Street - Infrastmcture Improvement Project No. 790, and has amended such proposed assessment as
it deems just;
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of New Hope as
follows:
1. Such proposed assessment, a copy of which is attached hereto and made a part hereof
is hereby accepted and shall constitute the special assessment against the lands named therein, and
each tract of land therein is hereby found to be benefitted by the proposed improvement.
2. Such assessments shall be as follows:
a. The assessments shall be payable in equal annual installments extending over
a period often (10) years, the first of said installments to be payable with general taxes for
the year 2008, collectible with such taxes during the year 2008.
b. To the first installment shall be added interest at the rate of seven percent
(7%) per annum on the entire principal amount of the assessment from the date of this
Resolution until December 31 st of the year in which such installment is payable. To each
subsequent installment, when due there shall be added interest for one year at said rate on the
unpaid principal amount of the assessment.
c. The owner of any property so assessed may at any time prior to the
certification ofthe assessment or the first installment thereof to the County Auditor, pay the
whole ofthe principal amount ofthe assessment on such property with interest accrued to the
date of payment to the City Finance Director or Assessment Clerk, except that no interest
shall be charged ifthe entire assessment is paid within thirty (30) days from the date hereof;
and such property owner may at any time prior to November 15th of any year pay to the
County Auditor the entire principal amount of the assessment remaining due with interest
accmed to December 31st of the year in which said payment is made.
3. The City Clerk shall forthwith transmit a certified duplicate copy oftrns assessment to
the County Auditor to be extended on the tax list of the County.
1
Adopted by the City Council this 22nd day of October, 2007.
Attest ~/~
V alerie Leo~ ity Clerk
C:'-.DOCU!>iENTS ,.\.."-:D SETTINGS\VLEONE\LOCAL SETIINGS\TEMFO?,.....\.."ty INTER..'iET FILES\QU(4F9\RESOLUTION .-\DOPTING .A..SSESS}.1ENT.DOC
2
CITY OF NEW HOPE
TO WHOM IT MAY CONCERN:
Notice is hereby given that the City Council of the City of New Hope, Minnesota, will meet in the
City Hall at 4401 Xylon Avenue North in the City of New Hope, Minnesota, on the 22nd day of
October, 2007 at 7:00 p.rn. to consider objections to the proposed assessments for the 2006 Street
- Infrastructure Improvement No. 790 heretofore ordered by the City Council. The general
nature of the improvement is the reconstruction of streets, installation of new ductile iron water
main along streets being reconstructed and storm sewer improvements. The project will also
include backyard drainage improvements, park improvements and storm water pond
improvements as described in the January 2006 feasibility report prepared by Bonestroo, Rosene,
Anderlik & Associates, Inc., Engineers for the City. Only the street improvements are proposed to
be specially assessed.
The proposed assessment roll is on file with the City Clerk and open to public inspection.
The area proposed to be assessed consists of every lot, piece or parcel of land benefited by said
improvement, which has been ordered made and is as follows, in the City of New Hope,
Minnesota:
Property identification numbers
Property Address
06-ll8-2l-l2-0078
Meadow Lake School
8525 62nd Avenue North
05-118-21-22-0061
764l62nd Avenue North
05-l18-2l-22-0060
7621 62nd Avenue North
05-ll8-2l-22-0059
760 16211d Avenue North
06-1l8-2l-l3-0082
Meadow Lake Park
06-118-21-11-0006
Dorothy Mary Park
The total amount proposed to be assessed is $92,742.16.
Written or oral objections will be considered at the hearing.
An owner of property to be assessed may appeal the assessment to the district court of Hennepin
County pursuant to Minnesota Statutes, Section 429.08l by serving notice of the appeal upon the
Mayor or Clerk of the City within 30 days after the adoption of the assessment and filing such
notice with the district court within ten days after service upon the Mayor or Clerk.
No appeal may be taken as to the amount of any assessment adopted by the City Council unless a
\vritten objection signed by the affected property owner is filed with the Clerk prior to the
assessment hearing or presented to the presiding officer at the hearing. All objections to the
assessments not received at the assessment hearing in the manner prescribed by Minnesota
Statutes, Section 429.061 are waived, unless the failure to object to the assessment hearing is due
to a reasonable cause.
Under the provisions of Minnesota Statutes, Sections 435.193 to 435.195, the City may, at its
discretion, defer the payment of assessments for any homestead property owned by a person 65
years of age or older for whom it would be a hardship to make the payments. The procedure for
applying for such a deferment is set forth in New Hope Code ~ 1-6 et. a1., a copy of which is
available upon request at the office of the City Clerk.
The notice of this hearing mailed to property owners contains additional information.
DATED: September 24,2007.
BY ORDER OF THE CITY COUNCIL
s/ Valene J. Leone
City Clerk
(Published in the New Hope-Golden Valley Sun-Post on the 4th day of October, 2007)
LESLIE A. ANDERSON
GORDON L. JENSEN'
AM',. E. PAPENHAUSEN
STEVEN A. SONDR~LL
l\IELANIE 1\1. PERSELLIN
'Real Property Law
Specialist Certilied By
The ivlinnesota State
Bar Association
JENSEN ANDERSON SONDRALL, P.A.
Attorneys At Law
8525 EDlNBROOK CROSSING, STE. 201
BROOKLYN PARK, MINNESOTA 55443-1968
TELEPHONE (763) 424-8811 $ TELEFAX (763) 493-5193
e-mail Iaw@jasattorneys.com
Writer's Direct Dial No.: (763) 201-0211
e-mail sas@jasattorneys.com
October 10, 2007
Guy Johnson
Public Works Director
City of New Hope
Depmiment of Public Works
6500 Intemational Parkway
New Hope, MN 55428
Via e-mail to
rdoltnsoll(ci)ci.llew-ltolJe. mn.us
and
by Regular Mail
RE: 2006 Street - Infrastructure Improvement Project 790
Proposed Resolution Adopting Assessment
Our File No.: 99-67901
Dear Guy:
Please find enclosed for consideration at the October 22nd Council Meeting a proposed Resolution
Adopting Assessment For Improvement Project 790. This will adopt the assessments as
proposed in connection with the ISD 281 properiy at Meadow Lake School and the city owned
properties. The ISD 281 will pay an assessment equaling $69,948.96. The City's assessment for it
various properiies will equal $22,793.20.
As you know, the assessment calculations are more fully set out in the City Engineer's August 23,
2007 letter already presented to the City CounciL Please contact me if you have any questions or
need any additional infom1ation from me.
Very truly yours,
Steven A. Sondrall, City Attomey,
City of New Hope
Enclosure(s)
cc: Kirk McDonald
Valerie Leone
Vince Vander Top
C;\Documents and Scnings\vleone\Local Seuing5\Temporar:y Imemet Files\OLK4F9\ltr G Johnson reso adopting assess .doc
August 23, 2007
Guy Johnson
New Hope Public Works Director
5500 International Parkway
New Hope, MN 55428
Re: 2006 infrastructure Improvements
Client Project No.: 790
Bonestroo File No.: 000034-05172-0
Dear Guy.
2335 Highway 36 W
St. Paul. MN 55113
Tel 651-636-4600
Fax 651.636-1311
www.bonestroo.com
-# Bonestroo
The 2006 Infrastructure Improvement project involved street work generally throughout the northern part of
the City. Depending on street conditions, one of three treatments was performed on the project streets: mill
and overlay, reclamation, or full reconstruction. The work involved in this project is substantially complete.
with only punch list work remaining.
Final project street construction costs have been determined and assessment rates determined. Three
different rates have been calculated, one for each of the three treatments that streets underwent. Each of
the rates has a value for commercial properties and residential properties. Below is a summary of the
calculated rates for the project:
Anticipated Project Total Street Construction Cost = $1,625.554
Treatment/Rate Residential Rate per FF Commercial Rate per FF
Mill & Overlay $20.85 $31.28
Reclamation $43,19 $64.79
Reconstruction $116.04 $17 4.06
City policy states tax paying properties are exempt from assessment for infrastructure improvements.
Therefore, assessment amounts have been calculated only for the tax exempt properties within the project.
Below is a table listing the tax exempt properties and their corresponding assessment amount:
Property
Meadow lake Park
Dorothy Mary Park
7601 62nd Ave N
7621 6200 Ave N
7641 62M Ave N
Meadow lake School
FF
59.43
234.22
85.00
85.00
85.00
2,236.22
Property Type Rate
Resident $116.04
Resident $20.85
Resident $43.19
Resident $43.19
Resident $43.19
Commercial $31.28
Total Assessment Amount
Treatment
Recon
M&O
Reclaim
Reclaim
Reclaim
M&O
Assessment
$6,896.26
$4,883.49
$3,671.15
$3,671.15
$3,671.15
$69,948.96
$92,742.16
City of New Hope
2006 Infrastructure Improvements
Page 2
August 23. 2007
The first 5 properties listed in the table are owned by the City of New Hope. Meadow Lake School is owned
by School District 281.
Feel free to contact me at 651-604-4938 if you' d like to discuss the calculations for determining the rates
or the assessments.
Yours truly.
BONESTROO
~;O~
Jason Quisberg, PE
Copy: Vince Vander Top. City Engineer
Shari French. Parks and Recreation Director
Paul Coone, Operations Manager
Kirk McDonald, Acting City Manager
2006 Infrastructure Improvements
Assessments
Entity
Property
Type
Street Front
Improvement Footage
Assessment
Rate
Meadow Lake Park
Residential Mill & Overlay 0.00 $20.85
Reclaim 0.00 $43.19
Reconstruct 59.43 $116.04
Meadow Lake Park Total Assessment
Dorothy Mary Park Residential Mill & Overlay 234.22 $20.85
Reclaim 0.00 $43.19
Reconstruct 0.00 $116.04
Dorothy Mary Park Total Assessment
7601 62nd Ave N Residential Mill & Overlay 0.00 $20.85
Reclaim 85.00 $43.19
Reconstruct 0.00 $116.04
7601 62nd Ave Total Assessment
7621 62nd Ave N Residential Mill & Overlay 0.00 $20,85
Reclaim 85.00 $43.19
Reconstruct 0.00 $116.04
7601 62nd Ave Total Assessment
7641 62nd Ave N Residential Mill & Overlay 0.00 $20.85
Reclaim 85.00 $43.19
Reconstruct 0.00 $116.04
7641 62nd Ave Total Assessment
Meadow Lake School Commercial Mill & Overlay 2,236.22 $31.28
Reclaim 0.00 $64.79
Reconstruct 0.00 $174.06
Meadow Lake School Total Assessment
Total Assessment Value
Assessment_FFs _working copy- 8-16-07.xls
8/2212007
Assessment
Amount
$0.00
$0.00
$6,896.26
$6,896.26
$4,883.49
$0.00
$0.00
$4,883.49
$0.00
$3,671.15
$0.00
$3,671.15
$0,00
$3,671.15
$0.00
$3,671.15
$0.00
$3,671.15
$0.00
$3,671.15
$69,948.96
$0.00
$0.00
$69,948.96
$92,742.16
2006 INFRASTRUCTURE IMPROVEMENTS
ASSESSMENT RATES
Total Est Cost Residential FF Commercial FF
*Edge Mill & 2" Overlay* 27,754.22 0.00
Full Mill & 1.5" Overlay 13,110.00 2,236.22
Subtotal $953,141 40,864.22 2,236.22
(1)Srooklyn Park Cost Share (Credit) -$30,942
Mill & Overlay Subtotal $922,199 40,864.22 2,236.22
**Reclaim $277,349 3,653.00 550.00
(2)Srooklyn Park Cost Share (Credit) -$83,927
Reclaim Subtotal $193,422 3,653.00 550.00
Reconstruction $509,933 4,394.43 0.00
Totals $1,625,554 48,911.65 2,786.22
'Includes costs for 62nd Avenue - TH 169 to Boone
"Includes costs for 62nd Avenue - Winnetka to Louisiana
(1'50% 62nd Avenue (TH 169 to Boone Ave) street improvements costs
IL'50% 62nd Avenue (Winnetka to Louisiana) street improvement costs
Residential Rate = 2/3*Commercial Rate
Estimated Cost = (Residential FF)*2/3*(Commercial Rate)+(Commercial FF)*(Commercial Rate)
Commercial Rate =
Estimated Cost
213 x Residential FF + Commercial FF
Mill & Overlay Rates
Commercial Rate = $922,199
2/3 x 40,864.22 + 2,236.22
Commercial Rate - $31.28 per FF
Residential Rate = $20.85 per FF
Reclaim Rates
Commercial Rate = $193,422
2/3 x 3,653.00 + 550.00
Commercial Rate = $64.79 per FF
Residential Rate = $43.19 per FF
Reconstruct Rates
Commercial Rate = $509,933
2/3 x 4,394.43 + 0.00
Commercial Rate = $174.06 per FF
Residential Rate = $116.04 per FF
Assessment_FFs _working copy- 8-16-07 .xls
8/22/2007
COUNCIL
cltr} L/VlL-vl ~
u
Request for Action
Originating Department
Approved for Agenda
Agenda Section
Public Works
December 10, 2007
Consent
Item No.
By:
6.11
Guy Johnson
By:
Resolution accepting the 2006 street infrastructure improvement project and approving the final payment
request to C.S. McCrossan Ine.(improvement project no. 790)
Requested Action
Staff recommends that Council approve a resolution to accept the 2006 sh'eet infrastructure improvement
project 790 and authorize final payment to C. S. McCrossan Ine. in the amount of $74,912.87.
Background
The Council approved plans and specifications for the 2006 street infrastruchlre improvement project at its
February 27, 2006, meeting and awarded a contract to C. S. McCrossan Inc. in the amount of $2,996,022.41 on
April 10, 2006.
The 2006 Infrastruchlre Project included improvements to streets and utilities in the northwest part of the city.
The project included street and utility infrastruchue work, park improvements, and Meadow Lake
improvements; and involved a number of neighborhoods between Wllmetka Avenue and TH 169, north of
Bass Lake Road. Dependll1g upon the street's current condition, the street \vork consisted of reconstruction,
reclamation, or mill and overlay. The utility improvements entailed some sanitary sewer improvements, some
water mall1 replacement, and storm water improvements. The suggested park and Meadow Lake
improvements were bid as separate lll1e items ll1 the bid package.
Meadow Lake improvements ll1Cluded drall1ing a portion of the lake and removal of silt material and debris
in front of the outlet struchue and the five inlet sh'uchues. The park infrastructure improvements included
the reconstruction, with curbll1g, of two existll1g parkll1g lots at the city's 49th Avenue ball fields, the
installation of lighting systems for the same parking lots, and improvements to the trails ll1 Meadow Lake
Park and the trail that COlmects the park to the 59th and Wisconsin Avenue neighborhood.
Motion by
07 '
lay-CrL
Second by
'.. \'"'1 uXJl./U
To:
o
Oc:;-
/UI/JI, 0 1- 6-'
I: \ RF A \ PUBWORKS \ 2007\ 790 FinaLdoc
Request for Action
December 10, 2007
Page 2
Funding
C. S. McCrossan Inc. originally bid $2,996,022.41 for the project. There was one change order for additional
work requested by the city. The change order increased the overall contract by $22,920.00. The net change to
the original contract was an increase to $3,018,942.41. The final amOlmt earned by C. S. McCrossan 1nc. was
$2,893,735.94 or about 4% tmder the contract amount.
Funding was from State Aid, private assessments, City assessments, Brooklyn Park for a portion of the 62nd
Avenue work, street infrastruchue fund, storm water fund, and the utility fund.
Attachments
Attached are copies of the resolution, the engineer's memorandum recommending acceptance of the
project, and the final pay request.
I: \ RF A \ PUB WORKS \ 2007\ 790 Final.doc
CITY OF NEW HOPE
RESOLUTION NO. 07- 185
Resolution accepting the 2006 street infrastructure improvement project and approving the
final payment request to C.S. McCrossan Inc.
(improvement project no. 790)
WHEREAS, the City has entered into a contract with C. S. McCrossan Inc. for the
construction of the 2006 street infrastructure project; and,
WHEREAS, staff is recommending that the Council adopt a resolution to accept
improvement project 790 and approve final payment to C. S. McCrossan Inc. in
the amount of $74,912.87; and,
WHEREAS, the city engineer has reported that all work has been satisfactorily completed
and recommends that final payment be made to C. S. McCrossan Inc.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the city of New Hope, Hennepin
COlmty, Minnesota:
1. That the City Council accepts the 2006 street infrastructure project from
C. S. McCrossan Inc.
2. That the city manager is hereby directed to authorize the final payment of
$74,912.87, to C. S. McCrossan Ine. subject to submittal of the required IC-134
Forms.
Adopted by the City Council of the city of New Hope, Hennepin County, Minnesota this 10th
day of December, 2007.
If.. L
' ,
Attest: f dtUL-i_t c rILt
v
City Clerk
I:RFA\Pubworks\2007\790 Final Resolution
2335 Highway 36 W
St. Paul, MN 55113
Tel 651-636-4600
Fax 651-636-1311
www.bonestroo.com
November 27 1 2007
.. Bonestroo
Guy Johnson
New Hope Public Works
5500 International Parkway
New Hope. MN 55428
Re: 2006 Infrastructure Improvements - Final Payment
Client Project No.: 790
Bonestroo File No.: 000034-05172-0
Dear Guy,
The contractor on the 2006 Infrastructure Improvements project. C.S. McCrossan, Inc.. has complete all
work on under the contract and requested final payment. Enclosed find the signed final pay request in the
amount of $74.912.87 for the project.
The final contract amount is for $3,018,942.41. The final value of the work completed under the contract is
$2,893.735.94, or $125,206.47 (4.2%) less than the contract amount. The savings resulted from less than
anticipated quantities for a number of bid items. The larger underrun amounts being for bituminous wear
course, topsoil borrow, and sediment removal in Meadow Lake.
We recommend approval of final payment in the amount of $74,912.87. Payment should be held until the
necessary IC-134 form have been provided by the contactor and verified for the project. If you have any
questions, please contact me at 651-604-4938.
Yours truly,
BONESTROO
~f?~
Jason P. Quisberg, PE
.,
.11-
1~
Bonestroo
Owner: City of New Hope, 4401 Xvlon Ave N, New Hope, MN 55428 Date: November 19, 2007
For Period: 9/15/2007 to 11/1912007 Request No: 13 AND FINAL
Contractor: C. S. McCrossan Inc, 7865 Jefferson Hwy, P O. Box 1240, Maple Grove, MN 55369
CONTRACTOR'S REQUEST FOR PAYMENT
2006 INFRASTRUCTURE IMPROVEMENTS
BONESTROO FILE NO 000034-05172-0 it 1 qD.
SUMMARY
1 Original Contract Amount
2 Change Order - Addition
3 Change Order - Deduction
4 Revised Contract Amount
5 Value Completed to Date
6 Material on Hand
7 Amount Earned
8 Less Retainage 0%
9 Subtotal
10 Less Amount Paid Previously
11 Liquidated damages -
12 AMOUNT DUE THIS REQUEST FOR PAYMENT NO.
$
$
22,920.00
0.00
13 AND FINAL
Recommended for Approval by
BONESTROO
~~
$
2,996,022.41
$
$
$
$
$
$
$
$
$
3,018,942.41
2,893,735.94
0.00
2,893,735.94
0.00
2,893,735.94
2,818,823.07
0.00
74,912.87
Approved by Contractor:
C. S. MCCROSSAN INC.
011 -Y'G
I
~il _ //
~/
'-- /
. Approved by Owner: .
~ OF ~€W H~PE: \: '" ,\ .~...~
(-~~~~\~\~~~~)
. ;\'" ,.~ '-.Y~ \ .~
Specified Contract Completion Date
June 29, 2007
Date: \ \ }
16\\
3405172REQ13 A~JD FINAL.x1s
Contract Unit Current Quantity Amount
No. Item Unit Quantity Price Quantity to Date to Date
BASE BID ITEMS 1 - 55:
1 MOBIUZA TION LUMP SUM 1 190000,00 1 $190,000.00
2 CLEARING TREE 44 250,00 54 513,50000
3 GRUBBING TREE 44 150,00 44 56,60000
4 REMOVE WATER MAIN UN FT 3598 8.00 2624 520,992.00
5 REMOVE SEWER PIPE (STORM) UN FT 377 12,00 358 54,29600
6 REMOVE SEWER PIPE (SANITARY) UN FT 40 20.00 215 54,30000
7 REMOVE CURB AND GUTTER UN FT 12117 220 11616 525,55520
8 REMOVE CONCRETE CURB AND GUTTER, SPECIAL UN FT 14245 3.20 13592 $43,49440
9 REMOVE SANITARY SERVICE PIPE UN FT 65 14.00 169 52,36600
10 REMOVE CONCRETE WALK SO FT 10767 0.70 10547 57,38290
11 REMOVE CONCRETE DRIVEWAY PAVEMENT SO YD 1210 9,50 1070.5 510,16975
12 REMOVE BITUMINOUS DRIVEWAY PAVEMENT SO YD 870 770 736 55,667.20
13 REMOVE BITUMINOUS PAVEMENT SO YD 5983 170 7098 512,066.60
14 REMOVE CASTING EACH 121 80.00 119 59,520,00
15 REMOVE HYDRANT EACH 8 380.00 8 53,04000
16 REMOVE MANHOLE OR CATCH BASIN EACH 26 240.00 28 56,720.00
17 SAWING BITUMINOUS PAVEMENT UN FT 3460 230 4277 59,83710
18 REPLACE GATE VALVE BOLTS EACH 1 500,00 1 5500,00
19 SALVAGE STRUCTURE (SAN) EACH 1 1000.00 SO.OO
20 COMMON EXCAVATION CU YD 10177 100 10194 510,19400
21 GEOTEXTILE FABRIC TYPE IV SO YD 11512 1.40 11113 515,558.20
22 SELECT GRANULAR BORROW TON 7642 10.00 7335 573,350.00
23 STREET SWEEPER (WITH PICKUP BROOM) HOUR 30 120.00 83 59,96000
24 WATER MGALLON 215 25.00 128 53,20000
25 AGGREGATE BASE CLASS 5 TON 11372 1400 10852 5151,928.00
26 MILL BITUMINOUS SURFACE (1.5") SO YD 37050 045 35222 515,849.90
27 MILL BITUMINOUS PAVEMENT (SPECIAL) SO YD 26690 045 22903 510,30635
28 BITUMINOUS PATCHING MIXTURE TON 602 75.00 773 557,975.00
29 BITUMINOUS PAVEMENT RECLAMATION SO YD 25689 3.00 25116 575,348,00
30 TYPE LV 4 WEARING COURSE MIXTURE (B) TON 11786 38,00 11149 5423,662.00
31 TYPE LV4 WEARING COURSE MIXTURE (B), FOR DRIVEWAYS TON 221 85.00 82 56,97000
32 TYPE LV 3 NON WEARING COURSE MIXTURE (B) TON 5448 3200 5161 5165,152,00
33 BITUMINOUS MATERIAL FOR TACK COAT GALLON 4512 2,50 5050 512,625,00
34 RECONSTRUCT RETAINING WALL SO YD 10 200,00 4 S800.00
35 IMPROVED PIPE FOUNDATION UN FT 200 500 16 580.00
36 18" PIPE APRON EACH 1 630,00 1 5630.00
37 4" PERF PVC PIPE DRAIN UN FT 980 12.00 1091 513,092.00
38 4" PVC PIPE SEWER UN FT 80 5100 184 59,38400
39 8" PVC PIPE SEWER, SDR-35 UN FT 321 3700 376 513,912.00
40 12" PVC PIPE SEWER, SDR-26 UN FT 217 3700 217 58,02900
41 12" RC PIPE SEWER CLASS III UN FT 806 29.00 688 519,952.00
42 15" RC PIPE SEWER CLASS III UN FT 688 34,00 738 525,092.00
43 18" RC PIPE SEWER CLASS III UN FT 1239 34,00 1286 S43,724.00
44 CONNECT TO EXISTING SANITARY SEWER SER EACH 4 150,00 8 51,200,00
45 8"X4" PVC WYE EACH 4 250.00 8 52,000.00
46 2" INSULATION SO YD 30 16,00 9,2 5147.20
47 WATERMAIN OFFSET EACH 1 1500.00 51,50000
48 RECONNECT WATER SERVICE EACH 85 27000 85 522,95000
49 INSTALL HYRANT & VALVE EACH 8 3800,00 8 530,40000
50 ADJUST VALVE BOX EACH 37 390,00 26 510,14000
51 CONNECT TO EXISTING WATER MAIN EACH 6 480,00 5 52,40000
52 ADJUST HYDRANT EACH 8 570,00 2 51,14000
53 1" CORPORATION STOP EACH 85 140,00 85 511,90000
54 6" GATE VALVE AND BOX EACH 7 850,00 7 55,95000
55 1" CURB STOP & BOX EACH 85 2 80,00 85 523,80000
TOTAL BASE BID ITEMS 1 - 55: 51,656,30780
3405172REQ13 AND FIN.l\L,xls
Contract Unit Current Quantity Amount
No. Item Unit Quantity Price Quantity to Date to Date
BASE BID ITEMS 56 - 110:
56 8" GATE VALVE AND BOX EACH 2 1100.00 2 52,20000
57 TEMPORARY WATER 5ERVICE LUMP SUM 1 40000,00 1 540,00000
58 1" TYPE K COPPER PIPE L1N FT 2750 1300 2976 538,688.00
59 6" WATERMAIN DUCTILE IRON CL 52 L1N FT 3122 24.00 3216 577,18400
60 8" WATERMAIN DUCTILE IRON CL 52 L1N FT 1452 28.00 1429 540,012.00
61 MODIFY WATERMAIN SERVICE EACH 1 1100.00 50,00
62 DUCTILE IRON FITTINGS POUND 4327 2,40 1480 53,55200
63 INSTALL CASTING EACH 121 460.00 117 553,82000
64 CONST. DRAINAGE STRUCTURE, 27" DIA CATCH BASIN EACH 1 1200.00 4 54,80000
65 CONST. DRAINAGE STRUCTURE, 2' X 3' RECTANGULAR CATCH
BASIN EACH 14 1300.00 10 513,00000
66 CONST. DRAINAGE STRUCTURE, 4' DIA MH EACH 10 1900.00 10 519,00000
67 CONST. DRAINAGE STRUCTURE, 4' DIA CBMH EACH 13 2000.00 13 526,00000
68 CONST. DRAINAGE STRUCTURE, 45' DIA MH EACH 1 2400.00 1 52,40000
69 CONST. DRAINAGE STRUCTURE, 5' DIA MH EACH 1 2600.00 1 52,60000
70 CaNST. DRAINAGE STRUCTURE, 65' DIA MH EACH 1 4400,00 1 54,40000
71 CONST. DRAINAGE STRUCTURE, 8' DIA MH EACH 2 6200.00 2 512,40000
72 CONST. DRAlt~AGE STRUCTURE, 7' AND 5' DIA GRIT CHAMBER EACH 3 22000.00 3 566,000.00
73 CONST. DRAINAGE STRUCTURE, 8' AND 6' DIA GRIT CHAMBER EACH 1 26000.00 1 526,00000
74 RECONSTRUCT DRAINAGE STRUCTURE EACH 3 1200.00 2 52,40000
75 INSTALL SALVAGED SAN. MANHOLE EACH 1 2300,00 5000
76 STANDARD SANITARY MANHOLE EACH 2 2500.00 2 55,00000
77 CONNECT TO EXISTING SANITARY MANHOLE EACH 1 2800,00 1 52,80000
78 CONNECT INTO EXISTING MH OR CB EACH 4 950,00 2 51,900,00
79 CONNECT EXISTING PIPE TO STORM STRUCTURE EACH 42 550.00 35 519,25000
80 RANDOM RIPRAP CLASS III TON 18 95.00 16.3 51,548.50
81 4" CONCRETE WALK SQ FT 10907 2.60 8370 521,76200
82 CONCRETE CURB & GUTTER DESIGN B618 L1N FT 12037 8.00 11393 591,144.00
83 CONCRETE CURB & GUTTER DESIGN SPECIAL L1N FT 14245 16.50 13944 5230,076.00
84 6" CONCRETE DRIVEWAY PAVEMENT SQ FT 10830 4.30 15498 566,64140
85 PEDESTRIAN CURB RAMP EACH 26 300,00 57 517,10000
86 7" CONCRETE VALLEY GUTTER SQ YD 25 4300 425 51,82750
87 TEMPORARY MAIL BOXES LUMP SUM 1 6000.00 1 56,00000
88 RELOCATE LIGHT STANDARD EACH 5 2400,00 2 54,80000
89 TRAFFIC CONTROL LUMP SUM 1 8200.00 1 58,200,00
90 SIGN PANELS TYPE C SQ FT 23 3500 4325 51,51375
91 PAVEMENT MESSAGE (LEFT ARROW) PAINT EACH 2 40.00 2 580.00
92 PAVEMENT MESSAGE (RIGHT ARROW) PAINT EACH 2 40,00 2 580.00
93 PAVEMENT MESSAGE (THRU ARROW) PAINT EACH 4 40.00 3 5120 00
94 4" SOLID LINE WHITE-PAINT L1N FT 14872 0.10 -530 15097 S1,50970
95 24" STOP LINE WHITE PAINT LI N FT 253 2,00 116 381 5762.00
96 12"SOLlD LINE YELLOW-PAINT LI N FT 228 125 1 137 5171,25
97 4" BROKEN LINE WHITE-PAINT LI N FT 768 0,01 -244 210 52,10
98 4" DOUBLE SOLID LINE YELLOW-PAINT L1N FT 3822 0.20 728 3874 5774.80
99 4" BROKEN LINE YELLOW-PAINT L1N FT 10613 0.01 -952 2540 525,40
100 ZEBRA CROSSWALK WHITE-PAINT SQ FT 2760 120 594 1620 Sl,94400
101 LOOP DETECTOR SPECIAL EACH 9 850.00 15 512,75000
102 SILT FENCE, TYPE HEAVY DUTY MAINTAINED L1N FT 310 1,60 so 00
103 SILT FENCE, TYPE MACHINE SLICED L1N FT 450 150 80 5120,00
104 TEMPORARY ROCK CONSTRUCTION ENTRANCE EACH 3 2500,00 50,00
105 INLET PROTECTIO~) EXPOSED SUBGRADE EACH 27 23000 29 56,67000
106 INLET PROTECTION POST BITUMINOUS BASE EACH 37 230,00 14 53,22000
107 BIOROLL LI ~I FT 340 2,50 172 5430.00
108 INSTALL FLOTATION SILT CURTAIN L1N FT 100 19,00 150 52,85000
109 SODDING TYPE LAWf') SQ YD 15306 220 75 13580 529,87600
110 SELECT TOPSOIL BORROW (LV) CU YD 1707 14,00 14 755 510,570,00
TOTAL BASE BID ITEMS 56 - 110: 5985,97440
3405172REQ13 AND FINAL,xls
Contract Unit Current Quantity Amount
No. Item Unit Quantity Price Quantity to Date to Date
ALTERNATE NO.1 - MEADOW LAKE SEDIMENTIDELTA REMOVAL:
111 MUCK EXCAVATION CU YD 2000 15,00 972 514,58000
112 DEWATERING LUMP SUM 1 15000.00 1 515,000,00
TOTAL ALTERNATE NO.1. MEADOW LAKE SEDIMENT/DELTA REMOVAL: 529,580.00
ALTERNATE NO.3 - BACKYARD DRAINAGE IMPROVEMENTS:
116 CLEARING TREE 3 250.00 5000
117 GRUBBING TREE 3 150.00 50.00
118 REMOVE CONCRETE DRIVEWAY PAVEMENT SO YD 56 1300 35 545500
119 SALVAGE FENCE UN FT 40 5,00 50.00
120 AGGREGATE BASE CLASS 5 TON 20 35.00 50.00
121 6" PVC PIPE DRAIN CLEANOUT EACH 2 380.00 5000
122 8" PVC PIPE SEWER, SDR-35 UN FT 143 31.00 13 5403. 00
123 12" X4" PVCWYE EACH 1 350.00 1 5350,00
124 12" X 8" PVC WYE EACH 1 420.00 1 5420.00
125 8" PVC PIPE BEND 45 DEGREES, SDR-26 EACH 3 160,00 1 5160.00
126 CONST DRAINAGE STRUCTURE, 27" DIA CATCH BASIN EACH 1 730.00 5000
127 6" CONCRETE DRIVEWAY PAVEMENT SO FT 500 4.80 350 51,68000
128 INSTALL SALVAGED FENCE L1N FT 40 1000 50,00
129 SODDING TYPE LAWN SO YD 278 3.00 195 5585,00
130 SELECT TOPSOIL BORROW (LV) CU YD 30 30.00 5000
TOTAL ALTERNATE NO.3. BACKYARD DRAINAGE IMPROVEMENTS: 54,05300
ALTERNATE NO.4 - PARKING LOT RECONSTRUCTION:
131 CLEARING TREE 1 300.00 3 590000
132 GRUBBING TREE 1 200.00 3 5600,00
133 REMOVE CURB AND GUTTER L1N FT 150 4.50 122 5549,00
134 REMOVE CONCRETE PARKING STOPS L1N FT 450 4,50 560 52,520.00
135 REMOVE BITUMINOUS WALK SO FT 30 3,80 50 S190,OO
136 REMOVE BITUMINOUS PAVEMENT SO YD 3924 130 4114 55,34820
137 COMMON EXCAVATION CU YD 498 1700 646 510,982,00
138 AGGREGATE BASE CLASS 5 TON 1975 1300 1924 525,01200
139 TYPE LV 4 WEARING COURSE MIXTURE (B) TON 340 4300 382 516,42600
140 TYPE LV 3 NON WEARING COURSE MIXTURE (B) TON 455 35,00 498 517,43000
141 BITUMINOUS MATERIAL FOR TACK COAT GALLON 225 3,20 225 5720.00
142 12" PIPE APRON EACH 1 600.00 1 5600,00
143 12" RC PIPE SEWER CLASS III UN FT 42 40,00 42 51,68000
144 corm DRAINAGE STRUCTURE, 2' X 3' RECTANGULAR CATCH
BASIN EACH 1 1300.00 1 51,300.00
145 RANDOM RIPRAP CLASS III TON 28 95.00 28 52,660,00
146 4" CONCRETE WALK SO FT 860 3,20 310 599200
147 CONCRETE CURB & GUTTER DESIGN B612 UN FT 1198 8.10 1118 59,055,80
148 6" CO~JCRETE DRIVEWAY PAVEMENT SO FT 400 4,80 434 52,08320
149 PEDESTRIAN CURB RAMP EACH 10 300,00 15 54,50000
150 7" COr~CRETE VALLEY GUTTER SO YD 35 4300 27 51,16100
151 SIGN PANELS TYPE C SO FT 24 65.00 46,5 53,02250
152 PAVT MSSG (HANDICAPPED SYMBOL) PAIW EACH 6 20.00 6 5120,00
153 PAVEMENT MESSAGE (LEFT ARROW) PAINT EACH 4 40,00 4 5160 00
154 PAVEMENT MESSAGE (THRU ARROW) PAINT EACH 4 40.00 4 5160 00
155 4" SOUD L11~E WHITE-PAINT L1N FT 3640 021 227 3784 5794 64
156 SILT FENCE, TYPE HEAVY DUTY MAINTAINED L1N FT 350 1.60 256 5409,60
157 INLET PROTECTIOI\j EXPOSED SUBGRADE EACH 1 230.00 1 5230,00
158 INLET PROTECTIO~J POST BITUMINOUS BASE EACH 2 230,00 so 00
159 SODDING TYPE LAWN SO YD 300 3.00 913 52,739,00
160 SELECT TOPSOIL BORROW (LV) CU YD 192 20,00 16 5320.00
TOTAL ALTERNATE NO, 4 - PARKING LOT RECONSTRUCTION: Sl12,66494
ALTERNATE NO.5 - STREET LIGHTING:
161 LIGHTING UNIT ORF & POLE EACH 8 2140,00 Ll 58,560,00
3405172REQ13 AND FINAL,xls
Contract Unit Current Quantity Amount
No. Item Unit Quantity Price Quantity to Date to Date
162 LI GHT BASE EACH 8 770.00 4 $3,08000
163 CONDUCTOR #12 L1N FT 915 0,50 972 5486.00
164 20 AMP CIRCUIT BREAKER EACH 2 40,00 2 580.00
165 1 S' PVC CONDUIT L1N FT 305 5,00 324 51,62000
TOTAL ALTERNATE NO.5 - STREET LIGHTING: 513,82600
ALTERNATE NO.6 - PARK TRAIL RECONSTRUCTION:
166 REMOVE CONCRETE CURB AND GUTTER, SPECIAL L1N FT 20 7.80 17 $132 60
167 REMOVE BITUMINOUS WALK SQ FT 5058 0.60 5160 $3,096.00
168 SALVAGE FENCE L1N FT 265 5,00 286 51,43000
169 RELOCATE BENCH EACH 3 600.00 3 51,80000
170 COMMON EXCAVATION CU YD 452 17.00 463 $7,871.00
171 GEOTEXTILE FABRIC TYPE IV SQ YD 315 3.00 896 52,688.00
172 AGGREGATE BASE CLASS 5 TON 630 20.00 1010 520,200,00
173 BITUMINOUS PATCHING MIXTURE TON 1 200.00 1 5200.00
174 TYPE LV 4 WEARING COURSE MIXTURE (B) TON 247 60,00 260 515,600.00
175 TYPE LV 3 NON WEARING COURSE MIXTURE (B) TON 38 70.00 5000
176 BITUMINOUS MATERIAL FOR TACK COAT GALLON 152 3.20 50.00
177 CONCRETE CURB & GUTTER DESIGN SPECIAL L1N FT 20 29,00 17 5493,00
178 PEDESTRIAN CURB RAMP EACH 2 300.00 4 51,20000
179 INSTALL SALVAGED FENCE L1N FT 265 10.00 309 53,09000
180 INSTALL CHAIN LINK FENCE L1N FT 265 10.00 293 52,93000
181 SILT FE~JCE, TYPE HEAVY DUTY MAINTAINED L1N FT 1240 1,60 592 5947.20
182 INLET PROTECTION EXPOSED SUBGRADE EACH 1 230,00 1 5230,00
183 SEEDING ACRE 07 4000.00 03 0.5 52,000,00
184 SODDING TYPE LAWN SQ YD 1065 3.00 390 51,170,00
185 SELECT TOPSOIL BORROW (LV) CU YD 1400 14,00 238 $3,332.00
TOTAL ALTERNATE r~o 6. PARK TRAIL RECONSTRUCTION: 568,409,80
CHANGE ORDER NO.1
1 OFF-LINE GRIT CHAMBER - MEADOW LAKE ROAD NORTH LS 9516,00 59,516,00
2 OFF-LINE GRIT CHAMBER. 60 1/2 AVE, NORTH LS 8088.00 58,088.00
3 OFF.L1NE GRIT CHAMBER - BOONE AVE, NORTH LS 5316,00 55,316.00
TOTAL CHANGE ORDER NO.1 $22,920.00
TOTAL BASE BID ITEMS 1 .55:
TOTAL BASE BID ITEMS 56 .110:
TOTAL ALTERNATE NO, 1 - MEADOW LAKE SEDIMENT/DELTA REMOVAL:
TOTAL ALTERNATE NO, 3 - BACKYARD DRAINAGE IMPROVEMENTS:
TOTAL ALTERNATE NO, 4 - PARKING LOT RECONSTRUCTION:
TOTAL ALTERNATE NO 5 - STREET LIGHTING:
TOTAL ALTERNATE NO, 6 - PARK TRAIL RECONSTRUCTION:
TOTAL CHANGE ORDER NO.1
TOTAL WORK COMPLETED TO DATE
S 1 ,656,307.80
$985,974.40
529,580.00
54,053.00
5112,66494
513,82600
568,40980
522,92000
$2,893,735.94
3405172REQ13 AND FINAL,xls
PROJECT PAYMENT STATUS
OWNER CITY OF NEW HOPE
BONESTROO FILE NO. 000034-05172-0
CONTRACTOR C. S. MCCROSSAN INC.
CHANGE ORDERS
No.
Date
Description
Amount
1 11/6/2006 This Change Order provides for adjustments for this project. See $22,920.00
Change Order.
Total Change Orders $22,920.00
PAYMENT SUMMARY
No. From
To
Payment
Retainage
Completed
1 05/01/2006 06/05/06 266,064.70 14,003.41 280,068.11
2 06/06/2006 07/05/06 383,419.14 34,183. 36 683,667.20
3 07/0612006 08103106 447,404.64 57,730.97 1,154,619.45
4 08/04/2006 09/06/06 314,637.96 74,290.87 1,485,817.31
5 09/07/2006 10103/06 259,379.54 87,942.42 1,758,848.40
6 10104/2006 11/07/06 508,514.53 114,706.34 2,294,126.85
7 11/0812006 12/05/06 239,411.45 127,306.95 2,546,138.91
8 12/06/2006 02/19107 34,091.70 129,101.25 2,582,024.91
9 02/20/2007 06/18/07 225,817.85 140,986.40 2,819,727.91
10 06/19/2007 07/24/07 61,372.54 144,216.53 2,884,330.58
11 07/25/2007 08/21/07 73,151.52 72, 135.01 2,885,400.58
12 08/22/2007 09/14/07 5,557.50 72,277. 51 2,891,100.58
13 AND FINAL 09/15/2007 11/19/07 74,912.87 2,893,735.94
Material on Hand
Total Payment to Date $2,893,735.94 Original Contract $ 2, 996, 022.41
Retainage Pay No. 13 AND FINAL Change Orders $22,920.00
Total Amount Earned $2,893,735.94 Revised Contract $3,018,942.41
3405172REQ13 AND FIr,AL.xls
MINNESOTA Department of Revenue
Withholding Affidavit for Contractors
This affidavit must be approved by the Minnesota Department of Revenue before the state of
Minnesota or any of its subdivisions can make final payment to contractors.
ril)V 9 1
!'11tJ ~ ~.;...
IC-134
Please type or print clearly. This will be your mailing label for returning the completed form.
rr-----------------\
Compony nome
I C. S. McCrossan Construction I
I
I 7865 Jefferson
I I
~Maple~rov~___M~_~53~___/
Proiect number
790
55428
City
New
MN
4401
Did you hove employees work on this proiect2
If no, who did the work?
Check the box that describes your involvement in the project and fill in all information requested.
D Sole contractor
D Subcontractor
Nome of controctor who hired you
Address
[Z] Prime contractor-If you subcontrocted out any work on this project, 011 of your subcontractors must file their own
1C-134 affidavits and hove them certified by the Department of Revenue before you can file your offidavit. For each
subcontractor you hod, fill in the information below ond attach 0 copy of eoch subcontractor's certified 1C-134. If you
need more space, ottach 0 separate sheet.
Traffic Marking Services
621 Division St. E Maple Lake, MN 5:
Marylee Reddie
Thommes & Thomas Land Cleari
John Thommes
P.O. Box 35
MN 55073-003
Ray Jordan & Sons, Inc.
Central Minnesota Sawing LLC
Midstate Reclamation, Inc.
1901 Klondike Dr. NE East Bethel, M
1260 Whitney Drive St. Cloud, MN 56
21955 Grenada Ave. Lakeville, MN 5
Patrick Jordan
Brandon Doering
Donn Johnson
United Rentals 4700 Lyndale Ave N. Minneapolis, Mi Timothy Lewis
i,~",,~"l"L;~t::i<t.>1_'_,1(;,i> p.D. g.o.x:. 23{,;:. L,j~/C'e,:+'-t"O ij'li~ 5S-;SS-'tu):/,)/\'c." l.;l!'L,"::'_~L
/ declare that all information / hove filled in on this form is true and complete to the best of my knowledge and belief. I authorize the Department of
Revenue to disclose pertinent information relating to this project, including sending copies of this form, to the prime contractor if / am a subcontractor,
and to any subcontractors if I am a prime contractor, and to the contracting agency.
ci-
{
55146-6610
Mail to: MN Dept. of, evenue, Withholding Division, Mail Stotion 66 ro, St. Paul,
Certificate of Compliance
Based on records of the Minnesota Department of Revenue, I certify that the contractor who has signed this certificate has
fulfilled all the requirements of Minnesoto Stotutes 290.92 and 290.97 concerning the withholding of Minnesota income tax
from wages paid to employees relating to contract services with the state of Minnesota and/or its subdivisions.
Date
Stock No. 5000134
(Rev. 11/99) Prinled on recycled paper witn 10% post-consumer waste using soy-based ink.
Nov 16 07 10:39a
Malylee TRAFFIC MARKING S
3209630266
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NUV ~ 1 ~~07
MINNESOTA. REVENUE
I Minnesota Revenue Home I Contact Us I Help I
Contractor's Withholding Affidavit
Confirmation
r5 Printer-friendlyversion
TRAFFIC MARKING SERV INC
10 8462102
Please keep this information for your records. To print or save this page, use your
browser's print or save function. Do not use your browser's back button
Submit a copy of this page to the business that hired you to receive your final payment
Confirmation number
Project owner
Project number
Project begin date
Project end date
Project location
Subcontractors
179984 Fri Nov 16 10'10:35 CST 2007
CITY OF NEW HOPE
CP 790
September 2006
July 2007
NEW HOPE, MN
No subcontractors listed
~
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1'1I1innesota Department of Revenue i Site priv3c.... ,s, se::u,il'i
https://www.mndor.state.mn.us/wclactionlprocess
11/16/2007
Nov 16 07 01 :09p
17
Thommes & Thomas Land Cle
651-433-2337
p.7
MINT'lJESOTA Department of Revenue
Withholding Affidavit for Contractors
This affidavit must be approved by the Minnesota Department of ge.'enue before the stale of
Minnesota or ony of its subdivisions con make fino! payment to contractors.
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1C-134 afFidcvils and hove them certified oy the Department of Re'..erue beFore YOL: con File yo0r affidavit. Fa~ each
subcontractor YOll hac', fill in the information bel,::)w and alloch a copy of each subcontractor's certifjed 1C-134, If yo,)
need more space, attach a separate sheet.
Business Mr.-,e Ac'dres..!
6ctvC 1}1N
Owner/Officer
, deciare 1.',0/ all ;/1Forrr.alion I hove filled i/1 on this forrr. is true and co"",,,:el; 10 i.~e besl of my knaw,tedoe ond belief. 1 authorize the DepcrJrr.enl of
Rel/en'Je 10 dr.close pe;,1nenr informa/iol1 reloling 10 Ihis p:oi,:c', j(}C:udi~g sending copies orlhis form, fo the prime coalraclor if t am a subc:Jm.-oclor,
anr! /0 an)' ,~bcontTOCl::>r.; if r am a pr,-re contractor, an . . In:: canfractir;9 agency.
Co. (lID 1(~7~ --{J7
venue, 'Nit,C,holding D:vislcn, Mai. S:ofion 6610, St. Pcul, MN 55146.6610
Certificate of Compliance
Based on records of the M'r,nesola Deportment of Revenue, I cerHfy that the contrcclor who has signed this cefiificore has
fulfilled all the requiremer.ts of Minnesota Statutes 290.92 and 29097 concerning the withholding of Minnesota ir-carr.e tox
from wages paid to empfoyees relathg to contract services with the slate of Minnesota and/or its sl1odivisions
De,oa'-'menJ <:of Reyenue aporoliOl Dale
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Page 1 of 1
NOV 21
NUNNESOTA" REVENUE cd'~
I ),'In:le':.l)t~ Revenue Home I Contact Us \ H91p 1
Contractor's Withholding Affidavit
Confirmation
t:j Priht~t'-.f:jQnrYV"'At""iinn
RA Y JORDAN 8< SONS INC
ID 41991e6
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print (Jr ;:;awe functit;1. Dc not use y:?tJf bro;.',/'~er's back bI.IUCi..
Submit :a cO"'y of l!1:$ pag~ t.o the busin';;'3:i that hired Y01.1 to rec~::tve yowr final 99y~~F.11t.
CCI',fim1ation number
Project owner
Proj~ct number
Project begin o?te
Project ~nd d.~te
Project location
Subcontractor;;
'l1~102 1'1.i':: Nov 13 ":03:41 CST 20Q'7
CITY OF NE'.W HOPE
2GCe
J..me 2006
Ju:1e 2007
NEW HOPE lNrASTRUCTURE IMc:rr.,O\lEMENTS
No subcontractors Iiste.:l.
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h ttps:/ /v..'W\V .mndar .state.mn. us/we/ acti on/process
11/13/2007
.'v\ INNFS()TA' REVENt) F
Contractor's Withholding Affidavit
Confirmation
CENTRAL MINNESOTA
SAWING LLC
10 7155198
Please keep this information for your records.
Page 1 of 1
Submit a copy of this page to the business that hired you to
receive your final payment.
Confirmation
number
Project owner CITY OF NEVV HOPE
Project number 2006 lnfrastruc
Project begin
date
Project end date I~Ugust 200 7
roject location NEVV HOPE, f\~INNESOTA
Subcontractors No subcontractors listed.
178262
VVed Nov 07 18:07:35 CST 2007
April 2006
https:/ /www.mndor.state.mn.us/wc/ action! confirmationPrint
11/7/2007
Page 1 of 1
,\lNNESOTA'REVENUE NOV 21 t007
Contractor's Withholding Affidavit
Confirmation
f\lllD STATE RECLAMATION INC
10 1719563
Please keep this information for your records.
Submit a copy of this page to the business that hired you to receive your final payment.
Confirmation number
Project owner
Project number
Project begin date
Project end date
Project location
Subcontractors
177055 Thu No\! 01 14:17:39 COT 2007
CITY OF NEW HOPE
CSM 1707
May 2006
October 2006
2006 INFRASTRUCTURE IMPROVEMENTS
No subcontractors listed.
ttps:/ /www.mndor.state.mn.us/wc/ action! confirmationPrint
11/1/2007
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Confirmation ~ ~
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Frif\1ov 0214:'17:36 CDT 2007
listed.
Page 1 of 1
https:/ /www.mndor.state.mn.us/wc/ action/process
11/2/2007
Page 1 or 1
N OV 2 12007
MINNESOTA- REVENUE
Contractor's Withholding Affidavit
Confirmation
HONDA ELECTRIC INC
ID 2745039
Please keep this information for your records.
Submit a copy of this page to the business that hired you to receive your final payment.
Confirmation number
Project owner
Project number
Project begin date
Project end date
Project location
Subcontractors
177394 Mon Nav 0510:58:34 CST 2007
CITY OF NEW HOPE .
CP 790
June 2006
November 2007
NEW HOPE MN
No subcontractors listed.
httns:1 ;',vww.mndor .state.mn. us/we/ action/ confim1ationPrint
1115/2007
06/20/200i 09:39 F.~ 13209684223
MN NATIV'E LA.l'\i1JSCAPES [4J 002
Imps ://www.mndor.stare.mn.us/wc/actionl conti Imati onPrint'
,'vUNNESOTA- REVENUE
Contractor's Withholding Affidavit
Confirmation
MINNESOTA NATIVE LANDSCAPES INC 10 5168348
Please keep this information for your records.
Submit a copy of this page to the project owner to receive your final payment.
Confirmation number
Project owner
Project number
Project begin date
Project end date
Project location
Subcontractors
157156 Wed Jun 20 09:31:13 COT 2007
CITY OF NEW HOPE
Imp Prj 7~0
May 2007
May 2007
NEW HOPE, MN
No subcontractors listed.
] of 1
6/20/20079:35 Mv! .
Project Manual For
2006 Infrastructure Improvements
City Project No. 790
ew Hope, Minnesota
File No. 000034-05172-0
March 2006
~. Bonestroo
__ Rosene
~ Anderlik &
. l\Jl Associates
Engineers & Architects
000034-05172-0
'id 2006 Bonestroo, Rosene,
Anderlik & Associates Inc.
DOCUMENT 00005
PROFESSIONAL CER TIFICA nONS
Responsible for Division 1 and Division 2.
I hereby certify that this report, drawing, or
specification was prepared by me or under my direct
supervision and that I am a duly Licensed Engineer
under the laws of the State of Minnesota.
~~
Jason P. Quisberg, P .E.
Date: March 13.2006
Reg. No. 44315
Responsible for Division 16.
I hereby certify that this report, drawing, or
specification was prepared by me or under my direct
supervision and that I am a duly Licensed Engineer
un der,the law" s 0, ,)t State of Minnesota.
f\ j\
\\~' I
\,,-,\ ,'- I \ '! ''L-
, 'Vv\,' Ii
J 0 P. Carlson, P .E.
Date: March 13.2006
Reg. No. 24001
END OF DOCUMENT
PROFESSIONAL CERTIFICATIONS
DOCUMENT 00010
TABLE OF CONTENTS
2006 INFRASTRUCTURE IMPROVEMENTS
CITY PROJECT NO. 790
FILE NO. 000034-05172-0
NEW HOPE, MINNESOTA
2006
Introductory Information
00005 Professional Certifications
00010 Table of Contents
EEO Information
Special Provisions Division A
Prevailing Wage Statement
Prevailing Wage Rates
Bidding Requirements
00100 Advertisement for Bids
00200 Instructions to Bidders
00300 Information Available to Bidders
00410 Bid Form
Contracting Requirements
00520 Agreement Form
00610 Performance Bond
00615 Payment Bond
00700 EJCDC C-700 Standard General Conditions of the Construction Contract
(Bound in back of Project Manual)
00800 Supplementary Conditions
Specifications
Division 1 - General Requirements
01100 Summary
01200 Price and Payment Procedures
01310 Project Management and Coordination
01330 Submittal Procedures
01400 Quality Requirements
01500 Temporary Facilities and Controls
01570 Temporary Erosion and Sediment Control
01700 Execution Requirements
000034-05172-0
~ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00010-1
TABLE OF CONTENTS
Specifications Continued...
Division 2 - Site Construction
02225
02230
02280
02285
02315
02318
02320
02341
02510
02515
02530
02535
02630
02635
02720
02740
02766
02770
02775
02821
02890
02891
02920
02965
Removals
Project Site Clearing
Adjust Miscellaneous Structures
Reconstruct Miscellaneous Structures
Excavation and Fill
Subgrade Preparation
Trench Excavation and Backfill
Geotextile Soil Stabilization
Water Main
Water Services
Sanitary Sewer
S8;I1itary Sewer Services
Storm Drainage
Subsurface Drainage
Aggregate Base Course
Plant Mixed Asphalt Pavement
MnDOT Spec. 2360/2350 Combined
Pavement Markings
Concrete Curb and Gutter
Concrete Walks, Medians, and Driveways
Chain Link Fences
Traffic Signs and Signals
Post Mounted Traffic Signs
Lawns and Grasses
Full Depth Reclamation
Division 16 - Electrical
16050 Basic Electrical Materials and Methods
16500 Lighting
Material Control Schedule
Soil Boring Location Figure
Soil Boring Logs
END OF DOCUMENT
00010-2
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
TABLE OF CONTENTS
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11/01
EQUAL EMPLOYMENT OPPORTUNITY (EEO)
SPECIAL PROVISIONS
This section of Special Provisions contains the Equal Employment Opportunity (EEO) rules and
regulations for highway construction projects in Minnesota which are Federally or State funded.
The source of funding determines which EEO regulations and goals (Federal and/or State goals) apply to
a specific project. When a project contains funding from both Federal and State sources, both sets of
regulations apply, and the Minnesota Department of Transportation (MnlDOT) monitors and reviews
projects at both levels.
If the project contains any Federal funding, and has a total dollar value exceeding $10,000, Federal EEO
regulations and goals apply (pages 2,5,6-7,8-13,14,15-16,23-24,25-38). The MnlDOT Office of
EEO Contract Management monitors and reviews these projects on behalf of the Federal Highway
Administration (FHW A), under Federal statutes (23 USC 140) and rules (23 CFR 230).
If the project contains any State funding, and has a total dollar value exceeding $100,000, State EEO
regulations and goals apply (pages 2, 3,4,5,8-13, 15-16,21-22). MnlDOT's Office ofEEO Contract
Management monitors and reviews these projects in conjunction with the Minnesota Department of
Human Rights under Minnesota Statute 363.073 and its accompanying rules.
MnlDOT has established a single review and monitoring process which meets both Federal and State
requirements.
Please note that incentive payments are not available on S.A.P. projects, so Form EEO-14 is not
applicable to those projects. Please note that Pages 23-37 of these Special Provisions may be omitted
from projects with no Federal funding.
CONTENTS
Notice of Requirement for Affirmative Action . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Minnesota Affirmative Action Requirements .............................................. 3
Appropriate Work Place Behavior. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Notice to All Prime and Subcontractors: Reporting Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Specific Federal Equal Employment Opportunity Responsibilities. . . . . . . . , . . . . . . . . . . . . . . . . . . . . . 6
Standard Federal and State Equal Employment Construction Contract Specifications. . . . . . . . . . , . . . . 8
Equal Opportunity Clause ............................................................ 14
Minority and Women Employment Goals Chart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . 15
Sample Summary of Employment Activity, Form EEO-12 ..................................17
Sample Monthly Employment Compliance Report, Form EEO-13 ............................19
Economically Disadvantaged Employee (EDE) Incentive Program ............................ 21
Economic Disadvantaged Employee Incentive Report, Form EEO-14 . . . . . . . . . . . . . . . . . . . . . . . . . .22
On-The-Job Training Program: Trainee Assignment .......................................23
Certification of On-the-Job Training Hours: Federal-Aid Projects. . . . . . . . . . . . . . . . . . . . . . . . . . . . .24
Required Contract Provisions: Federal-Aid Construction Contracts. . . . . . . . . . . . . . . . . . . . . . . . . . . .25
Required Contract Provisions: Federal-Aid Construction Contracts, Appendix A . . . . . . . . . . . . . . . . . 37
EEO Page 1
EEO Special Provisions
Revised 11!0 I
Minnesota Department of Transportation
Office of EEO Contract Management
NOTICE OF REQUIREMENT FOR AFFIRMATIVE ACTION
TO ENSURE EQUAL EMPLOYMENT OPPORTUNITY
(23 USC 140, 23 CFR 230 and Minnesota Statute 363.073)
1. The offerer1s or bidder's attention is called to the "Minnesota Affirmative Action Requirements"
(EEO Page 3), the "Specific Federal Equal Employment opportunity Responsibilities" (EEO Pages
6-7), the "Standard Federal and State Equal Employment Opportunity Construction Contract
Specifications" (EEO Pages 8-13), the "Equal Opportunity Clause" (EEO Pages l4) and "Required
Contract Provisions - Federal-Aid Construction Contracts" (EEO Pages 25-38).
2. The goals and timetables for minority and women participation, expressed in percentage terms for
the Contractor's aggregate work force in each trade on all construction work in the covered area, are
as shown on EEO Pages l5-l6).
These goals are applicable to all the Contractor's construction work (whether or not it is State or
State assisted, or Federal or federally assisted) performed in the covered area. If the Contractor
performs construction work in a geographical area located outside of the covered area, it shall apply
the goals established for such geographical area where the work is actually performed. With regard
to this second area, the Contractor also is subject to the goals for both its federally involved and
non-federally involved construction.
The Contractor's compliance with the regulations in 4l CFR Part 60-4, and/or Minnesota Statutes
363.073 and Minnesota Rules Part 5000.3520 shall be based on its implementation of the Equal
Opportunity Clause, specific affirmative action obligations required by the specifications set forth
in 4l CFR 60-4.3(a) for Federal or federally assisted projects, and Minnesota Statute 363.073, and
Minnesota Rules Part 5000.3540 for State or State assisted projects, and its efforts to meet the goals
established for the geographical area where the contract resulting from this solicitation is to be
performed. The hours of minority and women employment and training must be substantially
uniform throughout the length of the contract, and in each trade, and the Contractor shall make a
good faith effort to employ minorities and women evenly on each of its projects. The transfer of
minority and women employees or trainees from contractor to contractor or from project to project
for the sole purpose of meeting the Contractor's goals shall be a violation of the contract, the
Executive Order and the regulations in 4l CFR Part 60-4 for Federal or federally-assisted projects
and/or Minnesota Statute 363.073 and Minnesota Rules Part 5000.3520 for state or state-assisted
projects. Compliance with the goals will be measured against the total work hours performed.
3. Ifthe contract is federally funded, the Contractor shall provide written notification to the Director
of the Office of Federal Contract Compliance Programs within ten working days of award of any
construction subcontract in excess of $l 0,000 at any tier for construction work under the contract
resulting from this solicitation. If the contract is state funded, the Contractor shall provide written
notification to the Compliance Division, Minnesota Department of Human Rights, Army Corps of
Engineers Centre, 190 E 5th Street, Suite 700, St. Paul, Minnesota 55l 0 1 within ten working days
of award of any construction subcontract in excess of $l 00,000 at any tier for construction work
under the contract resulting from this solicitation. The notification shall list the name, address and
telephone number of the Subcontractor; employer identification number of the Subcontractor;
estimated dollar amount of the subcontract; estimated starting and completion dates of the
subcontract; and the geographical area in which the contract is to be performed.
4. As used in this Notice, and in the contract resulting from this solicitation, the "covered area" is the
county or counties of the State of Minnesota where the work is to be performed.
EEO Page 2
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11101
MINNESOTA AFFIRMATIVE ACTION REQUlRE:MENTS
1. It is hereby agreed between the parties to this contract that Minnesota Statute, Section 363.073, and Minnesota
Rules, Parts 5000.3400 to 5000.3600 are incorporated into any contract between these parties based upon this
specification or any modification of it. A copy of Minnesota Statute, Section 363.073, and Minnesota Rules,
Parts 5000.3400 to 5000.3600 is available upon request from the contracting agency. The Contractor hereby
agrees to comply with the rules and relevant orders of the Minnesota Department of Human Rights issued
pursuant to the Minnesota Human Rights Act.
2. It is hereby agreed between the parties to this contract that this agency requires that the Contractor meet
affIrmative action criteria as provided for by Minnesota Statute 363.073 and Minnesota Rules, Parts 5000.3400
to 5000.3600. It is the intent of the Minnesota Department of Transportation to fully carry out its responsibility
for requiring affIrmative action, and to implement sanctions for failure to meet these requirements. Failure by a
contractor to implement an affIrmative action plan, meet project employment goals for minority and women
employment or make a good faith effort to do so, may result in revocation ofhislher Certificate of Compliance
or suspension or revocation of the contract (Minnesota Statute 363.073, subd. 2-3).
3. Under the affirmative action obligation imposed by the Human Rights Act, Minnesota Statutes, Section 363.073,
contractors shall take affIrmative action to employ and advance in employment minority, female, and qualified
disabled individuals at all levels of employment. AffIrmative action must apply to all employment practices,
including but not limited to hiring, upgrading, demotion or transfer; recruitment or recruitment advertising;
layoff or termination; rates of payor other forms of compensation, and selection for training, including
apprenticeship. The Contractor shall recruit, hire, train and promote persons in all job titles, without regard to
race, color, creed, religion, sex, national origin, marital status, status with regard to public assistance, physical or
mental disability, sexual orientation or age except where such status is a bona fide occupational qualification.
These affirmative action requirements of the Minnesota Human Rights Act are consistent with but broader than
the Federal requirements as covered in this contract.
4. Affirmative Action for disabled workers. The Contractor shall not discriminate against any employee or
applicant for employment because of a physical or mental disability in regard to any position for which the
employee or applicant for employment is qualified. The Contractor agrees to take affirmative action to employ,
advance in employment, and otherwise treat qualified disabled individuals without discrimination based upon
their physical or mental disability in all employment practices such as employment, upgrading, demotion or
transfer, recruitment, advertising, layoff or termination, rates of pay or other forms of compensation, and
selection for training (including apprenticeship). In the event ofthe Contractor's noncompliance with the
requirements of this clause, actions for noncompliance may be taken in accordance with Minnesota Statutes,
section 363.073 and the rules and relevant orders of the Minnesota Department of Human Rights pursuant to the
Minnesota Human Rights Act.
5. The Contractor agrees to post in conspicuous places, available to employees and applicants for employment,
notices in a form to be prescribed by the commissioner of the Minnesota Department of Human Rights. Such
notices shall state the Contractor's obligation under the law to take affIrmative action to employ and advance in
employment minority, women and qualified disabled employees and applicants for employment, and the rights
of applicants and employees. A poster entitled "Contractor Non-discrimination is the Law" may be
obtained from: Compliance Unit, Minnesota Department of Human Rights, Army Corps of Engineers
Centre, 190 E. 5th Street, Suite 700, St. Paul, Minnesota 55101. (6l2) 296-5663, TTY 296-l283, Toll Free
l-800-657 -3704.
6. The Contractor shall notify each labor union or representative of workers with which he/she has a collective
bargaining agreement or other contract understanding, that the Contractor is bound by the terms of Minnesota
Statutes, section 363.073 ofthe Minnesota Human Rights Act, and is committed to take affIrmative action to
employ and advance in employment minority, women and qualified physically and mentally disabled
individuals.
EEO Page 3
EEO Special Provisions
Revised 11/01
Minnesota Department of Transportation
Office of EEO Contract Management
APPROPRIATE WORK PLACE BEHAVIOR
ON MnlDOT CONSTRUCTION PROJECTS UTILIZING STATE FUNDS
It is the Minnesota Department of Transportation's (Mn/DOT's) policy to provide a workplace free
from violence, threats of violence, harassment and discrimination. Mn/DOT has established a policy of zero
tolerance for violence in the workplace. Contractors who perform work on Mn/DOT construction projects, or
local government entities or public agencies utilizing state funds on highway construction projects, shall
maintain a workplace free from violence, harassment and discrimination (See definitions, below).
Definitions:
1. Violence is the threatened or actual use of force which results in or has a high likelihood of causing fear,
injury, suffering or death. Employees are prohibited from taking reprisal against anyone who reports a violent
act or threat.
2. Harassment is the conduct of one employee (toward another employee) which has the purpose or effect of l)
unreasonably interfering with the employee's work performance, and/or 2) creating an intimidating, hostile or
offensive work environment. Harassment is not legitimate job-related efforts of supervisor to direct/evaluate an
employee or to have an employee improve work performance.
A. Unlawful discriminatorv harassment is harassment which is based on these characteristics: race,
color, creed, religion, national origin, sex, disability, age, marital status, status with regard to public
assistance or sexual orientation. Managers, supervisors and employees shall not take disciplinary or
retaliatory action against employees who make complaints of sexual harassment.
Sexual harassment is unwelcome sexual advances, requests for sexual favors, or sexually
motivated physical contact, or other verbal or physical conduct or communication of a sexual
nature, when submission to that conduct or communication is l) made a term or condition,
either explicitly or implicitly, of obtaining employment; or 2) is used as a factor in decisions
affecting an individual's employment; or 3) when that conduct or communication has the
purpose or effect of substantially interfering with an individual's employment or creating an
intimidating, hostile or offensive work environment, and the employer knows or should have
known of the existence of the harassment and fails to take timely and appropriate action.
Examples include but are not limited to insulting or degrading sexual remarks or conduct;
threats, demands or suggestions that status is contingent upon toleration or acquiescence to
sexual advances; displaying in the workplace sexually suggestive objects, publications or
pictures, or retaliation against employees for complaining about the behavior cited above or
similar behaviors.
B. General harassment is harassment which is not based on the above characteristics. Examples may
incJude, but are not limited to: physically intimidating behavior and/or threats of violence; use of
profanity (swearing), vulgarity; ridiculing, taunting, belittling or humiliating another person;
inappropriate assignments of work or benefits; derogatory name calling.
3. Discrimination includes actions which cause a person, solely because of race, color, creed, religion, national
origin, sex, disability, age, marital status, status with regard to public assistance or sexual orientation to be
subj ect to unequal treatment.
Prime Contractors who work on Mn/DOT projects shall ensure that their managers, supervisors,
foremen/women and employees are familiar with Mn/DOT's policy on appropriate work place behavior; and
shall ensure that their subcontractors are familiar with this policy. Managers, supervisors and foremen/women
will respond to, document, and take appropriate action in response to all reports of violence, threats of violence,
harassment or discrimination. Failure to comply with this policy may result in cancellation, termination or
suspension of contracts or subcontracts currently held and debarment from further such contracts or subcontracts
as provided by statute. If you need additional information or training regarding this policy, please contact the
EEO Contract Management Office at (6l2) 297-1376.
EEO Page 4
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11/0 1
NOTICE TO ALL PRIME AND SUBCONTRACTORS
REPORTING REQUIREMENTS
1. In order to monitor compliance with Federal Statutes 23 USC l40 and 23 CFR 230, and Minnesota Statute 363.073,
all prime contractors and subcontractors are required to complete a Mn/DOT Employment Compliance Report in
accordance with weekly payroll periods, and submit those forms each month for each project (Form EEO-13, sample
copy at EEO Pages 19-20.) Prime contractors are also required to complete a Contractor Employment Data (Form
EEO-l2, sample copy at EEO Pages 17-l8) upon award of their first Mn/DOT project, and only once per calendar year.
The prime contractor of each project collects Employment Compliance Reports from each subcontractor who
performed work during the month, and completes Employment Compliance Reports on its own work force. The
prime contractor submits the EEO-l3 forms to the Mn/DOT Project Engineer by the l5th of the subsequent month
Failure to submit the required reports in the allowable time frame will be cause for the imposition of contract
sanctions.
It is the intent ofMn/DOT to implement monitoring measures on each project to ensure that each prime
contractor and subcontractor is promoting the full realization of equal employment opportunities. Any project
may be scheduled for an in depth on-site contract compliance review. During the scheduled on-site review, the
Contractor will be required to provide to MnJDOT documentation of its "good faith efforts" as shown in EEO
Pages 9-l2, at 7 a-p of this contract.
2. The Economic Disadvantaged Employee Incentive Report (Form EEO-l4, sample copy at EEO Page 22) is used
only with State projects (designated by State Project (S.P.) numbers) for claiming incentive reimbursement on
projects which have exceeded their state goals for minority and women employment. A completed form should
be mailed to Michael A. Garza, Director, EEO Contract Management Office, Minnesota Department of
Transportation, M.S. l70, 395 John Ireland Boulevard, St. Paul, Mn 55l55, at the conclusion of the project.
3. If a Federally funded project requires On-the-Job-Training (OJT) participation, information is provided in the
contract and can be located by referring to the Table of Contents for Division S. (OJT is also listed as a bid line
item under Trainees.) When a contract requires OJT participation, the Prime Contractor shall submit a training
plan to the Project Engineer at the pre construction conference, and shall supply a copy to the Contract
Compliance Specialist (CCS) assigned to the project. The training plan shall include the job classification titles
of trainees, planned training activities and the approximate start date of trainees.
4. When a Contractor selects a trainee applicant for OJT, the Contractor completes an On The Job Training
Program-Trainee Assignment form (sample copy at EEO Page 23) and submits it to the CCS assigned to the
project for approval. The CCS notifies the Contractor and Project Engineer when applicant is approved.
5. Hours of work performed by OJT employees shall be documented on a monthly basis on the Certification of On-
The-Job Training Hours form, (MnJDOT Form No. 2l860, sample copy at EEO Page 24). The Contractor shall
submit the original and one copy to the Project Engineer, and one copy to the CCS assigned to the project.
Do not remove forms from this contract. Please duplicate forms from the copies in this contract, or the MnJDOT
Office of EEO Contract Management will provide these forms upon request. Please call the Office of EEO Contract
Management, (612) 297-1376.
EEO Page 5
EEO Special Provisions
Revised 1110 I
Minnesota Department of Transportation
Office of EEO Contract Management
SPECIFIC FEDERAL EQUAL E:MPLOYMENT OPPORTUNITY RESPONSffiILITIES
(23 CFR 230, Subpart A, Appendix A, FAPG June 6,1996)
1. General.
a. Equal employment opportunity requirements
not to discriminate and to take affirmative
action to assure equal opportunity as required
by Executive Order 11246 and Executive Order
11375 are set forth in Required contract
Provisions (Form PR-1273 or 1316, as
appropriate) and these Special Provisions
which are imposed pursuant to Section 140 of
title 23, V.S.C., as established by Section 22 of
the Federal-Aid Highway Act of 1968. The
requirements set forth in these Special
Provisions shall constitute the specific
affirmative action requirements for project
activities under this contract and supplement
the equal employment opportunity
requirements set forth in the Required Contract
Provisions.
b. The contractor will work with the State
highway agencies and the Federal Government
in carrying out equal employment opportunity
obligations and in their review of his/her
activities under the contract.
c. The contractor and all his/her subcontractors
holding subcontracts not including material
suppliers, of $1 0,000 or more, will comply with
the following minimum specific requirement
activities of equal employment Opportunity:
(The equal employment opportunity
requirements of Executive Order 11246, as set
forth in volume 6, Chapter 4, Section 1,
Subsection 1 of the Federal-Aid Highway
program Manual, are applicable to material
suppliers as well as contractors and
subcontractors.) The contractor will include
these requirements in every subcontract of
$10,000 or more with such modification of
language as is necessary to make them binding
on the subcontractor.
2. Equal Employment Opportunity Policy.
The contractor will accept as his operating
policy the following statement which is
designed to further the provision of equal
employment opportunity to all persons without
regard to their race, color, religion, sex, or
national origin, and to promote their full
realization of equal employment through a
positive continuing program:
It is the policy of this Company to assure
that applicants are employed, and that
employees are treated during employment,
without regard to their race, religion, sex, color,
or national origin. Such action shall include:
employment, upgrading, demotion, or transfer;
recruitment or recruitment advertising; layoff
or termination; rates of payor other forms of
compensation; and selection for training,
including apprenticeship, preapprenticeship,
and/or on-the-job training.
3. Equal Employment Opportunity Officer.
The contractor will designate and make known
to State highway agency contracting officers an
equal employment opportunity officer
(hereinafter referred to as the EEO Officer) .
who will have the responsibility for and must
be capable of effectively administering and
promoting an active contractor program of
equal employment opportunity and who must
be assigned adequate authority and
responsibility to do so,
4. Dissemination of Policy.
a. All members of the contractor's staff who are
authorized to hire, supervise, promote, and
discharge employees, or who recommend such
action, or who are substantially involved in
such action will be made fully cognizant of,
and will implement, the contractor's equal
employment opportunity policy and contractual
responsibilities to provide EEO in each grade
and classification of employment. To ensure
that the above agreement will be met, the
following actions will be taken as a minimum:
(1). Periodic meetings of supervisory and
personnel office staff will be conducted before
the start of work and then not less often than
once every six months, at which time the
contractor's equal employment opportunity
policy and its implementation will be reviewed
and explained. The meetings will be conducted
by the EEO Officer or other knowledgeable
company official.
(2). All new supervisory or personnel office
employees will be given a thorough
indoctrination by the EEO Officer or other
knowledgeable company official, covering all
major aspects of the contractor's equal
employment opportunity obligations within
thirty days following their reporting for duty
with the contractor.
(3). All personnel who are engaged in direct
recruitment for the project will be instructed by
the EEO officer or appropriate company
official in the contractor's procedures for
locating and hiring minority group employees.
b. In order to make the contractor's equal
employment policy known to all employees,
prospective employees and potential sources of
employees, i.e., schools, employment agencies,
labor unions (where appropriate), college
placement officers, etc., the contractor will take
the following actions:
(l). Notices and posters setting forth the
contractor's equal employment opportunity
EEO Page 6
policy will be placed in areas readily accessible
to employees, applicants for employment and
potential employees.
(2). The contractor's equal employment
opportunity policy and the procedures to
implement such policy will be brought to the
attention of employees by means of meetings,
employee handbooks, or other appropriate
means.
5. Recruitment.
a. When advertising for employees, the
contractor will include in all advertisements for
employees the notation "An Equal Opportunity
Employer." All such advertisements will be
published in newspapers or other publications
having a large circulation among minority
groups in the area from which the project work
force would normally be derived.
b. The contractor will, unless precluded by a
valid bargaining agreement, conduct systematic
and direct recruitment through public and
private employee referral sources likely to yield
qualified minority group applicants, including,
but not limited to, State employment agencies,
schools, colleges and minority group
organizations. To meet this requirement, the
contractor will, through his EEO Officer,
identify sources of potential minority group
employees, and establish with such identified
sources procedures whereby minority group
applicants may be referred to the contractor for
employment consideration.
In the event the contractor has a valid
bargaining agreement providing for exclusive
hiring hall referrals, he is expected to observe
the provisions of that agreement to the extent
that the system permits the contractor's
compliance with equal employment opportunity
contract provisions. (The V.S. Department of
Labor has held that where the implementation
of such agreements have the effect of
discriminating against minorities or women, or
obligates the contractor to do the same, such
implementation violates Executive Order
11246, as amended.)
c. The contractor will encourage his present
employees to refer minority group applicants
for employment by posting appropriate notices
or bulletins in areas accessible to all such
employees. In addition, information and
procedures with regard to referring minority
group applicarlts will be discussed with
employees.
6. Personnel Actions. Wages, working
conditions, and employee benefits shall be
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 1110 I
SPECIFIC FEDERAL EQUAL EMPLOYMENT OPPORTUNITY RESPONSIBILITIES (con't)
established and administered, and personnel
actions of every type, including hiring,
upgrading, promotion, transfer, demotion,
layoff, and termination, shall be taken without
regard to race, color, religion, sex, or national
origin. The following procedures shall be
followed:
a. The contractor will conduct periodic
inspections of project sites to insure that
working conditions and employee facilities do
not indicate discriminatory treatment of proj ect
site personnel.
b. The contractor will periodically evaluate the
spread of wages paid within each classification
to determine any evidence of discriminatory
wage practices.
c. The contractor will periodically review
selected personnel actions in depth to
determine whether there is evidence of
discrimination. Where evidence is found, the
contractor will promptly take corrective action.
If the review indicates that the discrimination
may extend beyond the actions reviewed, such
corrective action shall include all affected
persons.
d. The contractor will promptly investigate all
complaints of alleged discrimination made to
the contractor in connection with his
obligations under this contract, will attempt to
resolve such complaints, and will take
appropriate corrective action within a
reasonable time. If the investigation indicates
that the discrimination may affect persons other
than the complainant, such corrective action
shall include such other persons. Upon
completion of each investigation, the contractor
will inform every complainant of all his
avenues of appeal.
7. Training and Promotion.
a. The contractor will assist in locating,
qualifying, and increasing the skills of minority
group and women employees and applicants for
employment.
b. Consistent with the contractor's work force
requirements and as permissible under Federal
and State regulations, the contractor shall make
full use of training programs, i.e.
apprenticeship, and on-the-job training
programs for the geographical area of contract
performance. Where feasible, 25 percent of
apprentices or trainees in each occupation shall
be in their first year of apprenticeship or
training, In the event the Training Special
Provision is provided under this contract, this
subparagraph will be superseded as indicated in
Attachment 2.
c. The contractor will advise employees and
applicants for employment of available training
programs and entrance requirements for each.
d. The Contractor will periodically review the
training and promotion potential of minority
group and women employees and will
encourage eligible employees to apply for such
training and promotion.
8. Unions. If a contractor relies in whole or in
part upon unions as a source of employees, the
contractor will use hislher best efforts to obtain
the cooperation of such unions to increase
opportunities for minority groups and women
within the unions, and to effect referrals by
such unions of minority and female employees.
Actions by the contractor either directly or
through a contractor's association acting as
agent will include the procedures set forth
below:
a. The contractor will use best efforts to
develop, in cooperation with the unions, joint
training programs aimed toward qualifying
more minority group members and women for
membership in the unions and increasing the
skills of minority group members and women
so that they may qualify for higher paying
employment.
b. The contractor will use best efforts to
incorporate an equal employment opportunity
clause into each union agreement to the end
that such union will be contractually bound to
refer applicants without regard to their race,
color, religion, sex, or national origin.
c. The contractor is to obtain information as to
the referral practices and policies of the labor
union except that to the extent such information
is within the exclusive possession of the labor
union and such labor union refuses to furnish
such information to the contractor, the
contractor shall so certify to the State highway
department and shall set forth what efforts have
been made to obtain such information.
d. In the event the union is unable to provide
the contractor with a reasonable flow of
minority and women referrals within the time
limit set forth in the collective bargaining
agreement, the contractor will, through
independent recruitment efforts, fill the
employment vacancies without regard to race,
color, religion, sex, or national origin; making
full efforts to obtain qualified and/or
qualifiable minority group persons and women.
(The U.S. Department of Labor has held that it
shall be no excuse that the union with which
the contractor has a collective bargaining
agreement providing for exclusive referral
failed to refer minority employees.) In the event
the union referral practice prevents the
contractor from meeting the obligations
pursuant to Executive Order 11246, as
amended, and these special provisions, such
EEO Page 7
contractor shall immediately notify the State
highway agency.
9. Subcontracting.
a. The contractor will use his best efforts to
solicit bids from and to utilize minority group
subcontractors or subcontractors with
meaningful minority group and female
representation among their employees.
Contractors shall obtain lists of minority-owned
construction firms from State highway agency
personnel.
b. The contractor will use his best efforts to
ensure subcontractor compliance with their
equal employment opportunity obligations.
10. Records and Reports:
a. The contractor shall keep such records as
necessary to determine compliance with the
contractor's equal employment opportunity
obligations. The records kept by the contractor
will be designed to indicate:
(1) The number of minority and nonminority
group members and women employed in each
work classification on the project.
(2) The progress and efforts being made in
cooperation with unions to increase
employment opportunities for minorities and
women (applicable only to contractor's who
rely in whole or in part on unions as a source of
their work force),
(3) The progress and efforts being made in
locating, hiring, training, qualifying, and
upgrading minority and female employees, and
(4) The progress and efforts being made in
securing the services of minority group
subcontractors with meaningful minority and
female representation among their employees.
b. All such records must be retained for a
period of three years following completion of
the contract work and shall be available at
reasonable times and places for inspection by
authorized representatives ofthe State highway
agency and the Federal Highway
Administration.
c. The contractors will submit an annual report
to the State highway agency each July for the
duration of the project, indicating the number
of minority, women, and non-minority group
employees currently engaged in each work
classification required by the contract work.
This information is to be reported on Form PR-
1391. If on-the-job training is being required by
"Training Special Provision", the contractor
will be required to furnish Form FHW A 1409.
EEO Special Provisions
Revised 11101
Minnesota Department of Transportation
Office of EEO Contract Management
STANDARD FEDERAL AND STATE EQUAL El\1PLOYMENT OPPORTUNITY
CONSTRUCTION CONTRACT SPECIFICATIONS
(41 CFR 60-4.3 and Minnesota Statute 363.073)
Unless noted, the following apply to both Federallfederally assisted projects and State/state
assisted projects. Item 3 applies to Federallfederally assisted projects only.
1. As used in these specifications:
a. "Covered area" means the geographical area described in the solicitation from which this
contract resulted;
b. "Director" means Director, Office of Federal Contract Compliance Programs, United
States Department of Labor, or any person to whom the Director delegates authority;
c. "Employer Identification number" means the Federal Social Security number used on the
Employer's Quarterly Federal Tax Return, U.S. Treasury Department Form 941.
d. "Minority" includes: .
(i) Black (all persons having origins in any of the Black African racial groups not of
Hispanic origin);
(ii) Hispanic (all persons of Mexican, Puerto Rican, Cuban, Central or South
American or other Spanish Culture or origin, regardless of race);
(iii) Asian and Pacific Islander (all persons having origins in any ofthe original
peoples of the Far East, Southeast Asia, the Indian Subcontinent, or the Pacific
Islands); and
(iv) American Indian or Alaskan Native (all persons having origins in any of the
original peoples of North America and maintaining identifiable tribal affiliations
through membership and participation or community identification).
2. Whenever the Contractor, or any Subcontractor at any tier, subcontracts a portion of the work
involving any construction trade, it shall physically include in each subcontract in excess of
$10,000 ($100,000 for State projects) the provisions of these specifications and the Notice
which contains the applicable goals for minority and women participation and which is set
forth in the solicitations from which this contract resulted.
3. If the Contractor is participating (pursuant to 41 CFR 60-4, 5) in a Hometown Plan approved
by the U.S. Department of Labor in the covered area either individually or through an
association, its affirmative action obligations on all work on the Plan area (including goals
and timetables) shall be in accordance with that Plan for those trades which have unions
participating in the Plan. Contractors must be able to demonstrate their participation in and
compliance with the provisions of any such Hometown Plan. Each Contractor or
Subcontractor participating in an approved Plan is individually required to comply with its
obligations under the EEO clause, and to make a good faith effort to achieve each goal under
the Plan in each trade in which it has employees. The overall good faith performance by other
Contractors or Subcontractors toward a goal in an approved Plan does not excuse any covered
contractor's or subcontractor's failure to take good faith efforts to achieve the Plan goals and
timetables.
4. The Contractor shall implement the specific affirmative action standards provided in
paragraphs 7(a) to (P) of these specifications (itemized as 4 [a] to [0], Minnesota Rules
EEO Page 8
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11/0 I
STANDARD FEDERAL AND STATE EEO CONSTRUCTION
CONTRACT SPECIFICATIONS (con't)
5000.3535). The goals, set forth in the solicitation from which this contract resulted are
expressed as percentages of the total hours of employment and training of minorities and
utilization the Contractor should (shall, for State or state assisted projects) reasonably be
able to achieve in each construction trade in which it has employees in the covered area.
The Contractor shall make substantially uniform progress toward its goals in each craft
during the period specified. Covered construction contractors performing construction
work in geographical areas where they do not have a Federal or federally assisted
construction contract shall apply the minority and female goals established for the
geographical area where the work is being performed. Federal goals are published
periodically in the Federal Register in notice form, and such notices may be obtained
from any office of Federal Contract Compliance programs or from Federal procurement
contracting officers. State goals are published periodically in the State Register in notice
form, and may be obtained from the Minnesota Department of Human Rights or the
Minnesota Department of Transportation Office of EEO Contract Management. The
Contractor is expected to make substantially uniform progress toward its goals in each
craft during the period specified.
5. Neither the provisions of any collective bargaining agreement nor the failure by a union, with
whom the Contractor has a collective bargaining agreement, to refer either minorities or
women shall excuse the Contractor1s obligations under these specifications and Executive
Order 11246 and its associated rules and regulations for Federal or federally assisted projects,
and Minnesota Statutes, Section 363.073 of the Minnesota Human Rights Act, or the rules
adopted under the Act for State or state assisted projects.
6. In order for the nonworking training hours of apprentices and trainees to be counted in
meeting the goals, such apprentices and trainees shall be employed by the Contractor during
the training period, and the Contractor must have made a commitment to employ the
apprentices and trainees at the completion of their training, subject to the availability of
employment opportunities. Trainees shall be trained according to training programs approved
by the Minnesota Department of Human Rights, the Minnesota Department of Labor and
Industry, or the United States Department of Labor.
7. The Contractor shall take specific affirmative actions to ensure equal employment
opportunity. The evaluation of the Contractor's compliance with these specifications must be
based upon its effort to achieve maximum results from its actions. The Contractor shall
document these efforts fully, and shall implement affirmative action steps at least as extensive
as the following (referred to in Minnesota Rules 5000.3535 as items 4(a) to (0):
(a) Ensure and maintain, or for State or state assisted projects make a good faith effort to
maintain, a working environment free of harassment, intimidation, and coercion at all sites
and in all facilities at which the Contractor's employees are assigned to work. For
EEO Page 9
EEO Special Provisions
Revised 11101
Minnesota Department of Transportation
Office of EEO Contract Management
STANDARD FEDERAL AND STATE EEO CONSTRUCTION
(h)CONTRACT SPECIFICATIONS (con't)
Federal or federally assisted projects, the Contractor, where possible, will assign two or
more women to each construction project. The Contractor shall specifically ensure that all
foremen, superintendents, and other on-site supervisory personnel are aware of and carry
out the Contractor's obligation to maintain such a working environment, with specific
attention to minority or women individuals working at such sites or in such facilities.
(b) Establish and maintain a current list of minority and women recruitment sources, provide
written notification to minority and women recruitment sources and to community
organizations when the Contractor or its unions have employment opportunities available,
and maintain a record of the organizations' responses.
(c) Maintain a current fIle of the names, addresses, and telephone numbers of each minority
and women off-the-street applicant and minority or women referral from a union, a
recruitment source, or community organization and of what action was taken with respect
to each individual. If the individual was sent to the union hiring hall for referral and was
not referred back to the Contractor by the union or, if referred, not employed by the
Contractor, this shall be documented in the file with the reason therefor along with
whatever additional actions the Contractor may have taken.
(d) Provide immediate written notification to the commissioner of the Minnesota Department
of Human Rights for State or state assisted projects, or the director of the Office of
Federal Contract Compliance for Federal or federally assisted projects, when the union, or
unions with which the Contractor has a collective bargaining agreement, has not referred
to the Contractor a minority person or woman sent by the Contractor, or when the
Contractor has other information that the union referral process has impeded the
Contractor's efforts to meet its obligations.
(e) Develop on-the-job training opportunities and/or participate in training programs for the
areas which expressly include minorities and women, including upgrading programs and
apprenticeship and trainee programs relevant to the Contractor's employment needs,
especially those programs funded or approved by the State of Minnesota for State or state
assisted projects or the Department of Labor, for Federal or federally assisted projects.
The Contractor shall provide notice of these programs to the sources compiled under (b).
(f) Disseminate the Contractor's equal employment opportunity policy by providing notice of
the policy to unions and training programs and requesting their cooperation in assisting
the Contractor in meeting its equal employment opportunity obligations; by including it in
any policy manual and collective bargaining agreement; by publicizing it in the company
newspaper, annual report, etc.; by specific review of the policy with all management
personnel and with all minority and women employees at least once a year; and by
posting the company equal employment opportunity policy on bulletin boards accessible
to all employees at each location where construction work is performed.
EEO Page 10
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11/01
STANDARD FEDERAL AND STATE EEO CONSTRUCTION
CONTRACT SPECIFICATIONS (con't)
(g) Review, at least annually, the company's equal employment opportunity policy and
affIrmative action obligations under these specifications with all employees having any
responsibility for hiring, assignment, layoff, termination, or other employment decisions;
including specific review of these items with onsite supervisory personnel such as
superintendents, general foremen, etc., prior to the first day of construction work at any
job site. A written record shall be made and maintained identifying the time and place of
these meetings, persons attending, subject matter discussed, and disposition of the subject
matter.
(h) Disseminate the Contractor's equal employment opportunity policy externally by
including it in any advertising in the news media, specifically including minority and
women news media, and providing written notification to and discussing the Contractor's
equal employment opportunity policy with other contractors and subcontractors with
whom the Contractor does or anticipates doing business.
(i) Direct its recruitment efforts, both oral and written, to minority, women, and community
organizations; to schools with minority and women students; and to minority and women
recruitment and training organizations serving the Contractor's recruitment area and
employment needs. Not later than one month prior to the date for the acceptance of
applications for apprenticeship or other training by any recruitment source, the Contractor
shall send written notification to organizations, such as the above, describing the
openings, screening procedures, and tests to be used in the selection process.
U) Encourage present minority and women employees to recruit other minority persons and
women and, where reasonable, provide after school, summer and vacation employment to
minority and women youth, both on the site and in other areas of a Contractor1s work
force.
(k) Validate all tests and other selection requirements where there is an obligation to do so
under 41 CFR Part 60-3. (This requirement applies only to Federal and federally assisted
projects.)
(1) Conduct, at least annually, an inventory and evaluation at least of all minority and women
personnel for promotional opportunities; and encourage these employees to seek or to
prepare for, through appropriate training, such opportunities. (This is Item 4(k) in
Minnesota Rules.)
(m) Ensure that seniority practices, job classifications, work assignments, and other
personnel practices do not have a discriminatory effect by continually monitoring all
personnel and employment-related activities to ensure that the equal employment
opportunity policy and the Contractor's obligations under these specifications are being
carried out. (This is item 4(1) in Minnesota Rules.)
EEO Page 11
EEO Special Provisions
Revised 11/0 1
Minnesota Department of Transportation
Office of EEO Contract Management
STANDARD FEDERAL AND STATE EEO CONSTRUCTION
CONTRACT SPECIFICATIONS (con't)
(n) Ensure that all facilities and company activities are nonsegregated except that separate or
single-user toilet and necessary changing facilities shall be provided to assure privacy
between the sexes. (This is item 4(m) in Minnesota Rules.)
(0) Document and maintain a record of all solicitations or offers for subcontracts from
minority and women construction contractors and suppliers, including circulation of
solicitations to minority and women contractor associations and other business
associations. (This is item 4(n) in Minnesota Rules.)
(P) Conduct a review, at least annually, of all supervisorsl adherence to and performance
under the Contractor's equal employment opportunity policies and affirmative action
obligations. (This is item 4(0) in Minnesota Rules.)
8. Contractors are encouraged to participate in voluntary associations which assist in fulfilling
one or more of their affIrmative action obligations (7(a) to (P) for Federal or federally assisted
projects, and 4(a)-( 0) for State or state assisted projects). The efforts of a contractor
association, joint contractor-union, contractor-community, or other similar group of which the
Contractor is a member and participant, may be asserted as fulfilling anyone or more of its
obligations under 7(a) to (P) or 4(a) to (0) of these specifications provided that the Contractor
actively participates in the group, makes every effort to assure that the group has a positive
impact on the employment of minorities and women in the industry, ensures that the concrete
benefits of the program are reflected in the Contractor1s minority and women work force
participation, makes a good faith effort to meet its individual goals and timetables, and can
provide access to documentation which demonstrates the effectiveness of actions taken on
behalf of the Contractor. The obligation to comply, however, is the Contractor's and failure
of such a group to fulfill an obligation shall not be defense for the Contractor's
noncompliance.
9. A single goal for minorities and a separate single goal for women have been established. The
Contractor, however, is required to provide equal employment opportunity and to take
affIrmative action for all minority groups, both male and female, and all women, both
minority and non-minority. Consequently, the Contractor may be in violation of the
Executive Order for Federal or federally assisted projects, or Minnesota Rules for State or
state assisted projects, if a particular group is employed in a substantially disparate manner
(for example, eventhough the Contractor has achieved its goals for women generally, the
Contractor may be in violation of the Executive Order or Minnesota Rules part 5000.3520 if a
specific minority group is under-utilized).
10.The Contractor shall not use the goals and timetables or affIrmative action standards to
discriminate against any person because of race, color, creed, religion, sex, or national origin.
Minnesota Statutes 363.073, part 5000.3535 (Subp. 7) also prohibits discrimination with
regard to marital status, status with regard to public assistance, disability, age, or sexual
orientation.
EEO Page 12
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised ll/O I
STANDARD FEDERAL AND STATE EEO CONSTRUCTION
CONTRACT SPECIFICATIONS (con't)
11. The Contractor shall not enter into any subcontract with any person or fIrm debarred from
government contracts under the federal Executive Order 11246 or a local human rights
ordinance, or whose certifIcate of compliance has been suspended or revoked pursuant to
Minnesota Statutes, Section 363.073.
12. The Contractor shall carry out such sanctions for violation of these specifIcations and of
the equal opportunity clause, including suspension, termination, and cancellation of
existing contracts as may be imposed or ordered pursuant to Minnesota Statutes, Section
363.073, and its implementing rules for State or state assisted projects, or Executive
Order 11246, as amended, and its implementing regulations, by the Office of Federal
Contract Compliance Programs for Federal or federally assisted projects. Any contractor
who fails to carry out such sanctions shall be in violation of these specifIcations and
Minnesota Statutes, Section 363.073, or Executive Order 11246 as amended.
13. The Contractor, in fulfIlling its obligations under these specifIcations, shall implement
specifIc affirmative action steps, at least as extensive as those standards prescribed in
paragraph 7 of these specifIcations (paragraph 4 in Minnesota Rules 5000.3535), so as to
achieve maximum results from its efforts to ensure equal employment opportunity. If the
Contractor fails to comply with the requirements of these Specifications or Minnesota
Statutes, Section 363.073 and its implementing rules, or Executive Order 11246 and its
regulations, the commissioner or the director shall proceed in accordance with Minnesota
Rules part 5000.3570 for State or state assisted projects, or 41 CFR 60-4.8 for Federal or
federally assisted projects.
14. The Contractor shall designate a responsible official to monitor all employment-related
activity to ensure that the company equal employment opportunity policy is being carried
out, to submit reports relating to the provisions hereof as may be required by the
Minnesota Department of Human Rights or the Government, and to keep records.
Records shall at least include for each employee the name, address, telephone numbers,
construction trade, union affIliation if any, employee identifIcation number when
assigned, social security number, race, sex, status (for example, mechanic, apprentice
trainee, helper, or laborer), dates of changes in status, hours worked per week in the
indicated trade, rate of pay, and locations at which the work was performed. Records
shall be maintained in an easily understandable and retrievable form; however, to the
degree that existing records satisfy this requirement, contractors shall not be required to
maintain separate records.
15. Nothing provided in this part shall be construed as a limitation upon the application of
other state or federal laws which establish different standards of compliance or upon the
application of requirements for the hiring of local or other area residents.
EEO Page 13
EEO Special Provisions
Revised 11 10 1
Minnesota Department of Transportation
Office of EEO Contract Management
EQUAL OPPORTUNITY CLAUSE
(41 CFR Part 60-1.4 b, 7-1-96 Edition)
The applicant hereby agrees that it will incorporate or cause to be incorporated into any contract for construction work, or modification
thereof, as defined in the regulations of the Secretary of Labor at 41 CFR Chapter 60, which is paid for in whole or in part with funds
obtained from the Federal Government or borrowed on the credit of the Federal Government pursuant to a grant, contract, loan,
insurance, or guarantee, the following equal opportunity clause:
During the performance of this contract, the Contractor agrees as follows:
1. The Contractor will not discriminate against any employee or applicant for employment because of race, color, religion, sex, or
national origin. The Contractor will take affirmative action to ensure that applicants are employed and that employees are treated during
employment without regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to, the
following: employment, upgrading, demotion or transfer; recruitment or recruitment advertising; layoffs or termination; rates of payor
other forms of compensation; and, selection for training, including apprenticeship. The Contractor agrees to post in conspicuous places,
available to employees and applicants for employment, notices to be provided by the State Highway Agency (SHA) setting forth the
provisions of this nondiscrimination clause,
2. The Contractor will, in all solicitations or advertisements for employees placed by or on behalf of the contractor, state that all
qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin.
-3, The Contractor will send to each labor union or representative of workers with which the Contractor has a collective bargaining
agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representative of the
Contractor's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and
applicants for employment.
4. The Contractor will comply with all provisions of Executive Order 11246, Equal Employment Opportunity, dated September
24, 1965, and of the rules, regulations (41 CFR Part 60), and relevant orders of the Secretary of Labor.
5. The Contractor will furnish all information and reports required by Executive Order 11246 and by rules, regulations, and orders
of the Secretary of Labor, pursuant thereto, and will permit access to its books, records, and accounts by the Federal Highway
Administration (FHW A) and the Secretary of Labor for purposes of investigation to ascertain compliance with such rules, regulations,
and orders.
6. In the event of the Contractor's noncompliance with the nondiscrimination clauses of this contract, or with any of such rules,
regulations, or orders, this contract may be canceled, terminated, or suspended in whole or in part, and the Contractor may be declared
ineligible for further Government contracts or federally-assisted construction contracts in accordance with procedures authorized in
Executive Order 11246 of September 24, 1965, and such other sanctions as may be imposed and remedies invoked as provided in
Executive Order 11246 or by rule, regulation, or order of the Secretary of Labor, or .as otherwise provided by law.
7. The Contractor will include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraph
(1) through (7) in every subcontract or purchase order so that such provisions will be binding upon each subcontractor or vendor,
unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246.
The Contractor will take such action with respect to any subcontract or purchase order as the Secretary of Labor, SHA, or the Federal
Highway Administration (FHW A) may direct as a means of enforcing such provisions, including sanctions for noncompliance. In the
event a contractor becomes a party to litigation by a subcontractor or vendor as a result of such direction, the contractor may request
the SHA to enter into such litigation to protect the interest of the State. In addition, the Contractor may request the United States to
enter into such litigation to protect the interests of the United States.
The applicant further agrees that it will be bound by the above equal opportunity clause with respect to its own employment practices
when it participates in federally assisted construction work: Provided, that if the applicant so participating is a State or local
government, the above equal opportunity clause is not applicable to any agency, instrumentality or subdivision of such government
which does not participate in work on or under the contract.
The applicant agrees that it will assist and cooperate actively with the administering agency and the Secretary of Labor in obtaining
the compliance of contractors and subcontractors with the equal opportunity clause and the rules, regulations, and relevant orders of
the Secretary of Labor, that it will furnish the administering agency and the Secretary of Labor such information as they may require
for the supervision of such compliance, and that it will otherwise assist the administering agency in the discharge of the agency's
primary responsibility for securing compliance.
The applicant further agrees that it will refrain from entering into any contract or contract modification subject to Executive Order
11246 of September 24, 1965, with a contractor debarred from, or who has not demonstrated eligibility for, Government contracts and
federally assisted construction contracts pursuant to the Executive order and will carry out such sanctions and penalties for violation of
the equal opportunity clause as may be imposed upon contractors and subcontractors by the administering agency or the Secretary of
Labor pursuant to Part II, Subpart D of the Executive order. In addition, the applicant agrees that if it fails or refuses to comply with
these undertakings, the administering agency may take any or all of the following actions: Cancel, terminate, or suspend in whole or in
part this grant (contract, loan, insurance, guarantee); refrain from extending any further assistance to the applicant under the program
with respect to which the failure or refund occurred until satisfactory assurance of future compliance has been received from such
applicant; and refer the case to the Department of Justice for appropriate legal proceedings.
EEO Page 14
Minnesota Department of Transportation
Office of EEO Contract Management
Special Provisions
Revised ll/O 1
Minority and Women Employment Goals
Federal Goals State Goals
County Minority Women Total Minority Goal (or) Women
Goal Goal Skilled I Unskilled Goal
Aitkin 2.2% 6.9% 3.9% 9.4%
Anoka 2.9% 6.9% 6.7% I 7.3% 9.4%
Becker 0.7% 6.9% 2.5% 9.4%
Beltrami 2.0% 6.9% 10.2% 9.4%
Benton 0.5% 6.9% 1.4% 9.4%
Big Stone 2.2% 6.9% 2.2% 9.4%
Blue Earth 2.2% 6.9% 2.2% 9.4%
Brown 2.2% 6.9% 2.2% 9.4%
Carlton 1.2% 6.9% 3.9% 9.4%
Carver 2.9% 6.9% 6.7% I 7.3% 9.4%
Cass 2.2% 6.9% 2.6% 9.4%
Chippewa 2.2% 6.9% 2.2% 9.4%
Chisago 2.9% 6.9% 2.9% 9.4%
Clay 0.7% 6.9% 2.5% 9.4%
Clearwater 2.0% 6.9% 10.2% 9.4%
Cook 1.2% 6.9% 3.9% 9.4%
Cottonwood 0.8% 6.9% 1.8% 9.4%
Crow Wing 2.2% 6.9% 2.6% 9.4%
I Dakota 2.9% 6.9% 6.7% I 7.3% 9.4%
Dodge 0.9% 6,9% 1.9% 9.4%
Douglas 2.2% 6.9% 2.5% 9.4%
Faribault 2.2% 6.9% 2.2% 9.4%
Fillmore 0.9% 6.9% 1.9% 9.4%
Freeborn 0.9% 6.9% 1.9% 9.4%
Goodhue 2.2% 6.9% 2.2% 9.4%
Grant 2.2% 6.9% 2.5% 9.4%
Hennepin 2.9% 6.9% 8,6% but in ,\lIpls: 17.7% I 9.5% but ill Mpls: 19.8% 9.4%
Houston 0.6% 6.9% 1.9% 9.4%
Hubbard 2.0% 6.9% 10.2% 9.4%
Isanti 2.2% 6.9% 2.2% 9.4%
ltasca 1.2% 6.9% 3.9% 9.4%
Jackson 0.8% 6.9% 1.8% 9.4%
Kanabec 2.2% 6.9% 2.2% 9.4%
Kandiyohi 2.2% 6.9% 2.2% 9.4%
Kittson 2.0% 6.9% 2.7% 9.4%
Koochiching 1.2% 6.9% 3.9% 9.4%
Lac Qui Parle 2.2% 6,9% 2.2% 9.4%
Lake 1.2% 6.9% 3.9% 9.4%
Lake of the Woods 2.0% 6.9% 10.2% 9.4%
Le Sueur 2.2% 6.9% 2.2% 9.4%
Lincoln 0.8% 6.9% 1.8% 9.4%
Lyon 0.8% 6.9% 1.8% 9.4%
EEO Page 15
EEO Special Provisions
Revised 11/01
Minnesota Department of Transportation
Office of EEO Contract Management
Federal Goals State Goals
County Minority Women Total Minority Goal (or) Women
Goal Goal Skilled I Unskilled Goal
Mahnomen 2.0% 6.9% II 10.2% 9.4%
Marshall 2.0% 6.9% 2.7% 9.4%
Martin 2.2% 6.9% 2.2% 9.4%
McLeod 2.2% 6.9% 2.2% 9.4%
Meeker 2.2% 6.9% 2,2% 9.4%
Mille Lacs 2.2% 6.9% 2.2% 9.4%
Morrison 2.2% 6.9% 2.6% 9.4%
Mower 0.9% 6,9% 1.9% 9.4%
Murray 0.8% 6.9% 1.8% 9.4%
Nicollet 2.2% 6,9% 2.2% 9.4%
Nobles 0,8% 6.9% 1.8% 9.4%
Norman 2.0% 6.9% 2.7% 9.4%
Olmsted 1.4% 6.9% 1.9% 9.4%
Otter Tail 2.2% 6.9% 2.5% 9.4%
Pennington 2.0% 6.9% 2.7% 9.4%
Pine 2.2% 6.9% 2.2% 9.4%
Pipestone 0.8% 6.9% 1.8% 9.4%
Polk 1.2% 6.9% 2.7% 9.4%
Pope 2.2% 6.9% 2.5% 9.4%
Ramsey 2.9% 6.9% 8.1% but in St Paul: 14.3% I 9.0% but in St Paul: 15.4% 9.4%
Red Lake 2.0% 6.9% 2.7% 9.4%
Redwood 0.8% 6.9% 1.8% 9.4%
Renville 2.2% 6,9% 2.2% 9.4%
Rice 2.2% 6,9% 2.2% 9.4%
Rock 0.8% 6.9% 1.8% 9.4%
Roseau 2.0% 6.9% 2.7% 9.4%
Scott 2.9% 6.9% 6.7% I 7.3% 9.4%
Sherburne 0.5% 6.9% 1.4% 9.4%
Sibley 2.2% 6.9% 2.2% 9.4%
St. Louis 1.0% 6.9% 3.9% 9.4%
Steams 0.5% 6.9% 1.4% 9.4%
Steele 0.9% 6.9% 1.9% 9.4%
Stevens 2.2% 6.9% 2.5% 9.4%
Swift 2.2% 6.9% 2.2% 9.4%
Todd 2.2% 6.9% 2.6% 9.4%
Traverse 2.2% 6.9% 2.5% 9.4%
Wabasha 0.9% 6.9% 1.9% 9.4%
Wadena 2.2% 6.9% 2.6% 9.4%
Waseca 2.2% 6.9% 2.2% 9.4%
Washington 2.9% 6.9% 6.7% I 7.3% 9.4%
Watonwan 2.2% 6.9% 2.2% 9.4%
Wilkin 0.7% 6.9% 2.5% 9.4%
Winona 0.6% 6.9% 1.9% 9.4%
Wright 2.9% 6.9% 2.9% 9.4%
Yellow Medicine 2.2% 6.9% 2.2% 9.4%
EEO Page 16
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EEO Special Provisions
Revised 11/0 I
Minnesota Department of Transportation
Office of EEO Contract Management
INSTRUCTIONS FOR EEO-12
CONTRACTORE~LOYMENTDATA
This form should be submitted at the Pre-Con to the Project Engineer prior to the start of your first MnlDOT
construction project for the calendar year.
l. Contractor Name and Address self-explanatory.
2. Employment Data information will coincide with your employment records.
2a. Name should be listed Last Name, First Name, and Middle Initial. This will enable MnJDOT EEO staff
to readily identify individuals on all projects.
2b. Social Security Number self-explanatory.
2c. New Hire is to be indicated with a "Y" for Yes or an "N" for No. "New Hire" is an employee who has
not worked for you in any capacity or on any other project within the current calendar year.
2d. Ethnicitv can be indicated by Black (B), Hispanic (H), American Indian! Alaskan Native (Al),
Asian/Pacific Islander (AP), or White (W).
2e. Gender is to be indicated with an "M" for Males or an "F" for Females.
2f. Trade/Foreman. Supervisors. Managers self-explanatory. List the specific trade that applies unless the
employee fits one of the other three categories.
2g. Level "A" is for an Apprentice, "J" is for a Journey Worker, and "T" is for a MnJDOT Trainee.
If you have questions about filling out this form, contact the Office ofEEO Contract Management at (65l) 282-6026.
(Please make copies as you need them.)
This information can be submitted electronically via the web, on disk, or e-mail. To find out more about this
possibility please call MnmOT's Office of EEO Contact Management at (651) 282-6026.
If you have submitted this form at any time during this calendar year, you do not need to submit another one.
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EEO Special Provisions
Revised 1110 I
Minnesota Department of Transportation
Office of EEO Contract Management
INSTRUCTIONS FOR EEO-13
E~LOYMENTCO~L~CEREPORT
1.-5. Self-explanatory, (Reporting Period should coincide with weekly Certified Payrolls).
6. Percent of Completion is the estimated percentage of work completed including this reporting period.
7. Emplovment Data information will coincide with your employment records. All professional, supervisory and
managerial hours actually worked on the project site must be included, whether or not they appear on the certified
payroll.
7a. Name should be listed Last Name, First Name, and Middle Initial. This will enable Mn/DOT EEO staff to
readily identify individuals on all projects.
7b. Social Security Number self-explanatory.
7c. New Hire is to be indicated with a "Y" for Yes or an "N" for No. "New Hire" is an employee who has not
worked for you in any capacity or on any other project within the current calendar year.
7d. Ethnicitv can be indicated by Black (B), Hispanic (H), American Indian/Alaskan Native (AI),
AsianlPacific Islander (AP), or White (W).
7e. Gender is to be indicated with an "M" for Males or an "F" for Females.
7f. Trade/Foreman. Supervisors. Managers list the specific trade that applies unless employee fits one of
the other three categories.
7g. Level "A" is for an Apprentice, "J" is for a Journey Worker, and "T" is for a MnlDOT Trainee.
7h. Hours Worked for This Period will be all hours worked by the individual, for each trade, during the
reporting period.
8. Contract Goals are the percent of total project hours to be worked by minority and women employees. The goals are
determined by the geographic location and source of funding for the project. Projects in excess of$lOO,OOO with
any State funding must meet the State Employment Goals. (See chart on EEO Pages 15-l6.) Minority and women
employee hours shall be distributed evenly throughout the length of the project and in every trade and craft that performs
work on the proj ect.
% Obtained is the percent of the total project hours worked by minority and women employees, up to and including
this reporting period.
10. Prepared bv Contractor Desirnee is the signature of the prime or subcontractor's EEG officer/designee.
ll. Reviewed bv Proj ect Engineer is the signature of the Mn/DOT staff monitoring the proj ect.
If you have questions about filling out this form, contact the Office of EEO Contract Management at (651) 282-6026.
(This information should be recorded weekly, but only has to be submitted monthly. Please make copies as you need them.)
This information can be submitted electronically via the web, on disk, or e-mail. To find out more about this possibility please
call MnJDOT's Office of EEO Contact Management at (651) 282-6026.
EEO Page 20
Minnesota Department of Transportation
Office of EEO Contract Management
Special Provisions
Revised I 110 I
ECONOMICALLY DISADVANTAGED EMPLOYEE (EDE)
INCENTIVE PROGRAM
When the Contractor or subcontractor on a State Project (S.P.) has met the goals for minority and female
participation as set forth in the ''Notice of Requirement for Affirmative Action to ensure Equal Employment
Opportunity" contained in the Proposal for the Project (EEO Page 2), hours of minority employment in excess of
the minimum required to meet the goal will be reimbursed at the rate of $2.00 per hour. Hours of employment of
qualified and certified economically disadvantaged employees shall be added to the excess minority hours to
calculate the total reimbursement. Monies otherwise due the contractor will be adjusted to incorporate the
reimbursement. This program is not available for State-Aid Projects.
F or purposes of this provision, economically disadvantaged is defmed as being a member of a household
whose household income is less than the poverty guideline. The poverty income guidelines for all Minnesota
counties are as follows (2001 Poverty Guidelines):
Familv Size Aggregate Income Familv Size Aggregate Income
1 $8,590 6 $23,690
2 $11,610 7 $26,710
3 $14,630 8 $29,730
4 $17,650 9 $30,450
5 $20,670 10 $33,250
No employee who is utilized by the Contractor to comply with the minimum requirements for affIrmative
action hereunder shall qualify for the incentive payment. The Contractor will be required to certify that each
economically disadvantaged employee for whom an incentive payment is sought meets the criteria set forth herein
at the time of hire.
Recruitment resources for economically disadvantaged employees (EDE) are listed below:
1. Council on Black Minnesotans 3. Minnesota Indian Affairs Council
2233 University Avenue West 1450 Energy Park Drive
Suite 426 Wright Building Room 140 West
St. Paul, MN 55114 St. Paul, MN 55108
Tel: 651-642-0811 Tel: 651-643-3032
Fax: 651-643-3580 Fax: 651-643-3077
2.
Council on Asian-Pacific
Minnesotans
200 University Avenue West,
Suite 100
St. Paul, MN 55103
Tel: 651-296-0538
Fax: 651-297-8735
4.
Chicano Latino Affairs Council
555 Park Street
Suite 408
St. Paul, MN 55103
Tel: 651-296-9587
Fax: 651-297-1297
EEO Page 21
EEO - 14 Rev. 6/98
Minnesota Department of Transportation S.P./S.A.P. No: County
EEO Contract Management Office rCity.
ECONOMIC DISADVANTAGED EMPLOYEE Montb: .19
INCENTIVE REPORT -
Contractor:
Address: o Prime Contractor o Subcontractor
-
Job Categories Total Hours by EDEs Names of Economic Disadvantaged
Officials/Managers Employees (EDE):
Supervisors 1.
Foremen/Women 2.
Clerical 3.
Equipment Operators 4.
Mechanics 5.
Truck drivers 6.
Ironworkers 7.
Carpenters 8.
Cement Masons 9.
Electricians 10.
Pipefitters, Plumbers 11.
Painters 12.
Laborers 13.
14.
Total 15.
AFFIDAVIT
I, . being first duly sworn, do depose and say:
I. That 1 am tbe authorized representative of:
(Name of individual, partnership or corporation)
and that I have the authority to make this Affidavit for and on behalf of said Contractor;
2. That the Economic Disadvantaged Employee (EDE) incentive hours listed were performed by qualified EDE's.
3. That I have fully informed myself regarding the accuracy of the statements made in this Affidavit.
Signed:
Subscribed and sworn to before me this Contractor or Authorized Representative (Date)
day of .19 -
Notary Public My commission expires:
.19
CONTRACT GOALS For Mn/DOT use only
MlNNESOT A % OBTAIN"ED
% MINORITY % o Compliance
(Or) o Non-compliance
% Skilled %
% Unskilled % o Process Payment
9.4 % WOMEN %
(Approved by) (Date)
EEO Page 22
~(~\~I'lESo~~ ~
l t::
~ i=
~4). ,,,I
OF TW'~
MINNESOTA DEPARTMENT OF TRANSPORTATION
OFFICE OF EEO CONTRACT MANAGEMENT
ON-THE-JOB TRAINING PROGRAM
TRAINEE ASSIGNMENT
EEO-5
4/97
SP #:
Location:
District:
Phone: (
Phone: (
Project Engineer:
Prime Contractor:
Address:
City:
EEO Officer:
State:
Zip:
Project Manager:
Tel:
Training Contractor:
Phone: (
)
Address:
City:
State:
Zip:
EEO Officer:
Project Manager:
Tel:
TRAINEE
Job Title or
Trade Classification:
Number of Training
Hours on this Project:
Name:
S.S.#:
Address:
Phone: (
City:
EEO Officer:
State:
Zip:
Project Manager:
Tel:
Approximate Start Date:
Approximate Completion Date:
Is the trainee a member of a certified apprenticeship program?
DYes DNo
If YES, verify with Apprenticeship Form or Indenture Number:
1. Ethnic Background: Hispanic
Black:
; Asian/Pacific Islander
White
Am. Ind/Alaskan _ (Verify with Tribal LD. # or Affiliation
).
2. Male;
Female;
EEO Page 23
MnlDOT 21860 (4-77)
MINNESOTA DEPARTMENT OF TRANSPORTATION
OFFICE OF EEO CONTRACT MANAGEMENT
EEO,6
4/97
CERTIFICATION OF ON-THE-JOB TRAINING HOURS
FEDERAL-AID-PROJECTS
Contractor: submit original and one copy monthly to the project engineer
CONTRACTOR REPORTING PERlOD
ADDRESS S.P. NO. (LOW)
F.P.NO.
TRAINEE HOURS WORKED HOURS WORKED TOTAL HOURS
PREVIOUSLY THIS PERlOD TO DATE
Amount of Claim
hours @
PER HOUR = $
CONTRACTOR:
The undersigned contractor hereby certifies that the listed employees are bonafide trainees as required
by the On-the-Job Training Special Provision and that they have worked the hours as reported above.
Contractor Signature/Title
Date
PROJECT ENGINEER:
I hereby certify that the On-the-Job training hours reported above have been reviewed and found
correct.
Engineer Signature/Title
Date
COMMENTS:
EEO Page 24
Minnesota Department of Transportation
Office of EEO Contract Management
Special Provisions
Revised 11/0 I
REQUIRED CONTRACT PROVISIONS
FEDERAL-AID CONSTRUCTION CONTRACTS
Form-1273
(52 FR 36920, October 2, 1987, revised October 21, 1993, FHW A Electronic Version March 10, 1994)
I. General. . . . . . . . . . . . . . . . . . . . . . . . .
II. Nondiscrimination. . . . . . . . . . . . . . . . .
III. Nonsegregated Facilities. . . . . . . . . . . .
IV. Payment of Predetermined Minimum
Wage.......................... .
V. Statements and Payrolls ............
VI. Record of Materials, Supplies, and
Labor . . . . . . . . . . . . . . . . . . . . . . . . . . .
VII. Subletting or Assigning the Contract ..
VIII. Safety: Accident Prevention. . . . . . . . .
IX. False Statements Concerning Highway
Projects .........................
X. Implementation of Clean Air Act and
Federal Water Pollution Control Act ..
XL Certification Regarding Debarment,
Suspension, Ineligibility, and Voluntary
Exclusion. . . . . . . . . . . . . . . . . . . . . . . . .
XII. Certification Regarding Use of Contract
Funds for Lobbying. . . . . . . . . . . . . . . .
Appendix A ............................
I. GENERAL
Page
EEO-25
EEO-25
EEO-29
EEO-29
EEO-32
EEO-33
EEO-33
EEO-34
EEO-34
EEO-35
EEO-35
EEO-37
EEO-38
1. These contract provisions shall apply to all work
performed on the contract by the contractor's own
organization and with the assistance of workers under the
contractor's immediate superintendence and to all work
performed on the contract by piecework, station work, or by
subcontract.
2. Except as otherwise prOvided for in each section, the
contractor shall insert in each subcontract all of the
stipulations contained in these Required Contract
Provisions, and further require their inclusion in any lower
tier subcontract or purchase order that may in turn be made.
The Required Contract Provisions shall not be incorporated
by reference in any case. The prime contractor shall be
responsible for compliance by any subcontractor or lower
tier subcontractor with these Required Contract Provisions.
3. A breach of any of the stipulations contained in these
Required Contract Provisions shall be sufficient grounds for
termination of the contract.
4. A breach of the following clauses of the Required
Contract Provisions may also be grounds for debannent as
provided in 29 CFR 5.12:
Section I, paragraph 2;
Section IV, paragraphs 1,2,3,4, and 7;
Section V, paragraphs 1 and 2a through 2g.
EED Page 25
5. Disputes arising out of the labor standards provisions of
Section IV (except paragraph 5) and Section V of these
Required Contract Provisions shall not be subject to the
general disputes clause of this contract. Such disputes shall
be resolved in accordance with the procedures of the U.S.
Department of Labor (DOL) as set forth in 29 CFR 5, 6, and
7. Disputes within the meaning of this clause include
disputes between the contractor (or any of its sub-
contractors) and the contracting agency, the DOL, or the
contractor's employees or their representatives.
6. Selection of Labor: During the performance of this
contract, the contractor shall not:
a. discriminate against labor from any other State,
possession, or territory of the United States (except for
employment preference for Appalachian contracts, when
applicable, as specified in Attachment A), or
b. employ convict labor for any purpose within the
limits ofthe project unless it is labor performed by convicts
who are on parole, supervised release, or probation.
II. NONDISCRIMINATION
(Applicable to all Federal-aid construction contracts and
to all related subcontracts of $1 0,000 or more.)
1. Equal Employment Opportunity: Equal employ-
ment opportunity (EEO) requirements not to discriminate
and to take affirmative action to assure equal opportunity as
set forth under laws, executive orders, rules, regulations (28
CFR 35,29 CFR 1630 and 41 CFR 60) and orders of the
Secretary of Labor as modified by the provisions prescribed
herein, and imposed pursuant to 23 U.S,C. 140 shall
constitute the EEO and specific affirmative action standards
for the contractor's project activities under this contract.
The Equal Opportunity Construction Contract Specifi-
cations set forth under 41 CFR 60-4.3 and the provisions of
the American Disabilities Act of 1990 (42 U.S.c. 12101 ~
gg.) set forth under 28 CFR 35 and 29 CFR 1630 are
incorporated by reference in this contract. In the execution
of this contract, the contractor agrees to comply with the
following minimum specific requirement activities ofEEO:
a. The contractor will work with the State highway
agency (SHA) and the Federal Government in carrying out
EEO obligations and in their review of his/her activities
under the contract.
b. The contractor will accept as his operating policy
the following statement:
EEO Special Provisions
Revised 11101
Minnesota Department of Transportation
Office of EEO Contract Management
REQUIRED CONTRACT PROVISIONS (con't)
"It is the policy of tbis Company to assure that
applicants are employed, and that employees are treated
during employment, without regard to their race,
religion, sex, color, national origin, age or disability.
Such action shall include: employment, upgrading,
demotion, or transfer; recruitment or recruitment
advertising; layoff or termination; rates of payor other
forms of compensation; and selection for training,
including apprenticeship, preapprenticeship, andJor
on-the-j ob training."
2. EEO Officer: The contractor will designate and make
known to the SHA contracting officers an EEO Officer who
will have the responsibility for and must be capable of
effectively administering and promoting an active contractor
program of EEO and who must be assigned adequate
authority and responsibility to do so.
3. Dissemination of Policy: All members of the
contractor's staff who are authorized to hire, supervise,
promote, and discharge employees, or who recommend such
action, or who are substantially involved in such action, will
be made fully cognizant of, and will implement, the
contractor's EEO policy and contractual responsibilities to
provide EEO in each grade and classification of
employment. To ensure that the above agreement will be
met, the following actions will be taken as a minimum:
a. Periodic meetings of supervisory and personnel
office employees will be conducted before the start of work
and then not less often than once every six months, at which
time the contractor's EEO policy and its implementation will
be reviewed and explained. The meetings will be conducted
by the EEO Officer.
b. All new supervisory or personnel office employees
will be given a thorough indoctrination by the EEO Officer,
covering all major aspects of the contractor's EEO
obligations within thirty days following their reporting for
duty with the contractor.
c. All personnel who are engaged in direct recruitment
for the project will be instructed by the EEO Officer in the
contractor's procedures for locating and hiring minority
group employees.
d. Notices and posters setting forth the contractor's
EEO policy will be placed in areas readily accessible to
employees, applicants for employment and potential
employees.
e. The contractor's EEO policy and the procedures to
implement such policy will be brought to the attention of
employees by means of meetings, employee handbooks, or
other appropriate means.
EEO Page 26
4. Recruitment: When advertising for employees, the
contractor will include in all advertisements for employees
the notation: "An Equal Opportunity Employer." All such
advertisements will be placed in publications having a large
circulation among minority groups in the area from which
the project work force would normally be derived.
a. The contractor will, unless precluded by a valid
bargaining agreement, conduct systematic and direct
recruitment through public and private employee referral
sources likely to yield qualified minority group applicants.
To meet this requirement, the contractor will identify
sources of potential minority group employees, and
establish with such identified sources procedures whereby
minority group applicants may be referred to the contractor
for employment consideration.
b. In the event the contractor has a valid bargaining
agreement providing for exclusive hiring hall referrals, he
is expected to observe the provisions of that agreement to
the extent that the system permits the contractor's
compliance with EEO contract provisions. (The DOL has
held that where implementation of such agreements have the
effect of discriminating against minorities or women, or
obligates the contractor to do the same, such implementation
violates Executive Order 11246, as amended.)
c. The contractor will encourage his present
employees to refer minority group applicants for
employment. Information and procedures with regard to
referring minority group applicants will be discussed with
employees.
5. Personnel Actions: Wages, working conditions, and
employee benefits shall be established and administered,
and personnel actions of every type, including hiring,
upgrading, promotion, transfer, demotion, layoff, and
termination, shall be taken without regard to race, color,
religion, sex, national origin, age or disability. The
following procedures shall be followed:
a. The contractor will conduct periodic inspections of
proj ect sites to insure that working conditions and employee
facilities do not indicate discriminatory treatment of project
site personnel.
b. The contractor will periodically evaluate the spread
of wages paid within each classification to determine any
evidence of discriminatory wage practices.
c. The contractor will periodically review selected
personnel actions in depth to determine whether there is
evidence of discrimination. Where evidence is found, the
contractor will promptly take corrective action. If the
review indicates that the discrimination may extend beyond
the actions reviewed, such corrective action shall include all
affected persons.
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11101
REQUIRED CONTRACT PROVISIONS (con't)
d. The contractor will promptly investigate all complaints
of alleged discrimination made to the contractor in
connection with his obligations under this contract, will
attempt to resolve such complaints, and will take
appropriate corrective action within a reasonable time. Ifthe
investigation indicates that the discrimination may affect
persons other than the complainant, such corrective action
shall include such other persons. Upon completion of each
investigation, the contractor will inform every complainant
of all of his avenues of appeal.
6. Training and Promotion:
a. The contractor will assist in locating, qualifying,
and increasing the skills of minority group and women
employees, and applicants for employment.
b. Consistent with the contractor's work force
requirements and as permissible under Federal and State
regulations, the contractor shall make full use of training
programs, i.e., apprenticeship, and on-the-job training
programs for the geographical area of contract performance.
Where feasible, 25 percent of apprentices or trainees in each
occupation shall be in their first year of apprenticeship or
training. In the event a special provision for training is
provided under this contract, this subparagraph will be
superseded as indicated in the special provision.
c. The contractor will advise employees and
applicants for empleyment of available training programs
and entrance requirements for each.
d. The contractor will periodically review the training
and promotion potential of minority group and women
employees and will encourage eligible employees to apply
for such training and promotion.
7. Unions: If the contractor relies in whole or in part
upon unions as a source of employees, the contractor will
use hislher best efforts to obtain the cooperation of such
unions to increase opportunities for minority groups and
women within the unions, and to effect referrals by such
unions of minority and female employees. Actions by the
contractor either directly or through a contractor's
association acting as agent will include the procedures set
forth below:
a. The contractor will use best efforts to develop, in
cooperation with the unions, joint training programs aimed
toward qualifying more minority group members and
women for membership in the unions and increasing the
skills of minority group employees and women so that they
may qualify for higher paying employment.
b. The contractor will use best efforts to incorporate
an EEO clause into each union agreement to the end that
such union will be contractually bound to refer applicants
without regard to their race, color, religion, sex, national
origin, age or disability.
EEO Page 27
c. The contractor is to obtain information as to the
referral practices and policies of the labor union except that
to the extent such information is within the exclusive
possession of the labor union and such labor union refuses
to furnish such information to the contractor, the contractor
shall so certify to the SHA and shall set forth what efforts
have been made to obtain such information.
d. In the event the union is unable to provide the
contractor with a reasonable flow of minority and women
referrals within the time limit set forth in the collective
bargaining agreement, the contractor will, through
independent recruitment efforts, fill the employment
vacancies without regard to race, color, religion, sex,
national origin, age or disability; making full efforts to
obtain qualified and/or qualifiable minority group persons
and women. (The DOL has held that it shall be no excuse
that the union with which the contractor has a collective
bargaining agreement providing for exclusive referral failed
to refer minority employees.) In the event the union referral
practice prevents the contractor from meeting the
obligations pursuant to Executive Order I 1246, as amended,
and these special provisions, such contractor shall imme-
diately notify the SHA.
8. Selection of Subcontractors, Procurement of
Materials and Leasing of Equipment: The contractor
shall not discriminate on the grounds of race, color, religion,
sex, national origin, age or disability in the selection and
retention of subcontractors, including procurement of
materials and leases of equipment.
a. The contractor shall notify all potential sub-
contractors and suppliers ofhislher EEO obligations under
this contract.
b. Disadvantaged business enterprises (DBE), as
defined in 49 CFR 23, shall have equal opportunity to
compete for and perform subcontracts which the contractor
enters into pursuant to this contract. The contractor will use
his best efforts to solicit bids from and to utilize DBE
subcontractors or subcontractors with meaningful minority
group and female representation among their employees.
Contractors shall obtain lists of DBE construction firms
from SHA personnel.
c. The contractor will use his best efforts to ensure
subcontractor compliance with their EEO obligations.
9. Records and Reports: The contractor shall keep such
records as necessary to document compliance with the EEO
requirements. Such records shall be retained for a period of
three years following completion of the contract work and
shall be available at reasonable times and places for
inspection by authorized representatives of the SHA and the
FHW A.
a. The records kept by the contractor shall document
the following:
EEO Special Provisions
Revised 11/01
Minnesota Department of Transportation
Office of EEO Contract Management
REQUIRED CONTRACT PROVISIONS (con't)
(1) The number of minority and non-minority
group members and women employed in each work classifi-
cation on the project;
(2) The progress and efforts being made in
cooperation with unions, when applicable, to increase
employment opportunities for minorities and women;
(3) The progress and efforts being made in
locating, hiring, training, qualifying, and upgrading minority
and female employees; and
(4) The progress and efforts being made in
securing the services of DBE subcontractors or subcon-
tractors with meaningful minority and female representation
among their employees.
b. The contractors will submit an annual report to the
SHA each July for the duration ofthe project, indicating the
number of minority, women, and non-minority group
employees currently engaged in each work classification
required by the contract work. This information is to be
reported on Form PR-1391. If on-the-job training is being
required by special provision, the contractor will be required
to collect and report training data.
III. NONSEGREGATED FACILITIES
(Applicable to all Federal-aid construction contracts and
to all related subcontracts of $1 0,000 or more.)
a. By submission of this bid, the execution of this
contract or subcontract, or the consummation of this
material supply agreement or purchase order, as appropriate,
the bidder, Federal-aid construction contractor,
subcontractor, material supplier, or vendor, as appropriate,
certifies that the firm does not maintain or provide for its
employees any segregated facilities at any of its
establishments, and that the firm does not permit its
employees to perform their services at any location, under
its control, where segregated facilities are maintained. The
firm agrees that a breach of this certification is a violation
of the EEO provisions of this contract. The firm further
certifies that no employee will be denied access to adequate
facilities on the basis of sex or disability.
b. As used in this certification, the term "segregated
facilities" means any waiting rooms, work areas, restrooms
and washrooms, restaurants and other eating areas,
timeclocks, locker rooms, and other storage or dressing
areas, parking lots, drinking fountains, recreation or
entertainment areas, transportation, and housing facili es
provided for employees which are segregated by explicit
directive, or are, in fact, segregated on the basis of race,
color, religion, national origin, age or disability, because of
habit, local custom, or otherwise. The only exception will
be for the disabled when the demands for accessibility
override (e.g. disabled parking).
c. The contractor agrees that it has obtained or will
EEO Page 28
obtain identical certification from proposed subcontractors
or material suppliers prior to award of subcontracts or
consummation of material supply agreements of$1 0,000 or
more and that it will retain such certifications in its files.
IV. PAYMENT OF PREDETER1\1INED MINIMUM
WAGE
(Applicable to all Federal-aid construction contracts
exceeding $2,000 and to all related subcontracts, except for
projects located on roadways classified as local roads or
rural minor collectors, which are exempt.)
I. General:
a. All mechanics and laborers employed or working
upon the site of the work will be paid unconditionally and
not less often than once a week and without subsequent
deduction or rebate on any account (except such payroll
deductions as are permitted by regulations (29 CFR 3)
issued by the Secretary of Labor under the Copeland Act
(40 U.S.c. 276c) the full amounts of wages and bona fide
fringe benefits (or cash equivalents thereof) due at time of
payment. The payment shall be computed at wage rates not
less than those contained in the wage determination of the
Secretary of Labor (hereinafter "the wage determination")
which is attached hereto and made a part hereof, regardless
of any contractual relationship which may be alleged to
exist between the contractor or its subcontractors and such
laborers and mechanics. The wage determination (including
any additional classifications and wage rates conformed
under paragraph 2 of this Section IV and the DOL poster
(WH-1321) or Form FHWA-1495) shall be posted at all
times by the contractor and its subcontractors at the site of
the work in a prominent and accessible place where it can
be easily seen by the workers. For the purpose of this
Section, contributions made or costs reasonably anticipated
for bona fide fringe benefits under Section 1 (b )(2) of the
Davis-Bacon Act (40 U.S.c. 276a) on behalf oflaborers or
mechanics are considered wages paid to such laborers or
mechanics, subject to the provisions of Section IV,
paragraph 3b, hereof. Also, for the purpose of this Section,
regular contributions made or costs incurred for more than
a weekly period (but not less often than quarterly) under
plans, funds, or programs, which cover the particular
weekly period, are deemed to be constructively made or
incurred during such weekly period. Such laborers and
mechanics shall be paid the appropriate wage rate and fringe
benefits on the wage determination for the classification of
work actually performed, without regard to skill, except as
provided in paragraphs 4 and 5 of this Section IV.
b. Laborers or mechanics performing work in more
than one classification may be compensated at the rate
specified for each classification for the time actually
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 1110 I
REQUIRED CONTRACT PROVISIONS (con't)
worked therein, provided, that the employer's payroll
records accurately set forth the time spent in each
classification in which work is performed.
c. All rulings and interpretations of the Davis-Bacon
Act and related acts contained in 29 CFR 1, 3, and 5 are
herein incorporated by reference in this contract.
2. Classification:
a. The SHA contracting officer shall require that any
class oflaborers or mechanics employed under the contract,
which is not listed in the wage determination, shall be
classified in conformance with the wage determination.
b. The contracting officer shall approve an additional
classification, wage rate and fringe benefits only when the
following criteria have been met:
(1) the work to be performed by the additional
classification requested is not performed by a classification
in the wage determination;
(2) the additional classification is utilized in the
area by the construction industry;
(3) the proposed wage rate, including any bona
fide fringe benefits, bears a reasonable relationship to the
wage rates contained in the wage determination; and
(4) with respect to helpers as defined in Section
IV.4(c), when such a classification prevails in the area in
which the work is performed.
c. If the contractor or subcontractors, as appropriate,
the laborers and mechanics (ifknown) to be employed in the
additional classification or their representatives, and the
contracting officer agree on the classification and wage rate
(including the amount designated for fringe benefits where
appropriate), a report of the action taken shall be sent by the
contracting officer to the DOL, Administrator ofthe Wage
and Hour Division, Employment Standards Administration,
Washington, D.C. 20210. The Wage and Hour Administra-
tor, or an authorized representative, will approve, modify,
or disapprove every additional classification action within
30 days of receipt and so advise the contracting officer or
will notify the contracting officer within the 30-day period
that additional time is necessary.
d. In the event the contractor or subcontractors, as
appropriate, the laborers or mechanics to be employed in the
additional classification or their representatives, and the
contracting officer do not agree on the proposed
classification and wage rate (including the amount
designated for fringe benefits, where appropriate), the
contracting officer shall refer the questions, including the
views of all interested parties and the recommendation of
the contracting officer, to the Wage and Hour Administrator
for determination. Said Administrator, or an authorized
representative, will issue a determination within 30 days of
receipt and so advise the contracting officer or will notify
the contracting officer within the 30-day period
EEO Page 29
that additional time is necessary
e. The wage rate (including fringe benefits where
appropriate) determined pursuant to paragraph 2c or 2d of
this Section IV shall be paid to all workers performing work
in the additional classification from the first day on which
work is performed in the classification.
3. Payment of Fringe Benefits:
a. Whenever the minimum wage rate prescribed in the
contract for a class of laborers or mechanics includes a
fringe benefit which is not expressed as an hourly rate, the
contractor or subcontractors, as appropriate, shall either pay
the benefit as stated in the wage determination or shall pay
another bona fide fringe benefit or an hourly case equivalent
thereof.
b. If the contractor or subcontractor, as appropriate,
does not make payments to a trustee or other third person,
he/she may consider as a part of the wages of any laborer or
mechanic the amount of any costs reasonably anticipated in
providing bona fide fringe benefits under a plan or program,
provided, that the Secretary of Labor has found, upon the
written request of the contractor, that the applicable stan-
dards ofthe Davis-Bacon Act have been met. The Secretary
of Labor may require the contractor to set aside in a separate
account assets for the meeting of obligations under the plan
or program.
4. Apprentices and Trainees (programs of the U.S.
DOL):
a. Apprentices:
(1) Apprentices will be permitted to work at less
than the predetermined rate for the work they performed
when they are employed pursuant to and individually
registered in a bona fide apprenticeship program registered
with the DOL, Employment and Training Administration,
Bureau of Apprenticeship and Training, or with a State
apprenticeship agency recogrlized by the Bureau, or if a
person is employed in his/her first 90 days of probationary
employment as an apprentice in such an apprenticeship
program, who is not individually registered in the program,
but who has been certified by the Bureau of Apprenticeship
and Training or a State apprenticeship agency (where
appropriate) to be eligible for probationary employment as
an apprentice.
(2) The allowable ratio of apprentices to
journeyman-level employees on the job site in any craft
classification shall not be greater than the ratio permitted to
the contractor as to the entire work force under the
registered program. Any employee listed on a payroll at an
apprentice wage rate, who is not registered or otherwise
employed as stated above, shall be paid not less than the
applicable wage rate listed in the wage determination for the
classification of work actually performed. In addition, any
apprentice performing work on the job site in excess of the
ratio permitted under the registered program shall be
EEO Special Provisions
Revised 1110 I
Minnesota Department of Transportation
Office of EEO Contract Management
REQUIRED CONTRACT PROVISIONS (con't)
paid not less than the applicable wage rate on the wage
determination for the work actually performed. Where a
contractor or subcontractor is performing construction on a
project in a locality other than that in which its program is
registered, the ratios and wage rates (expressed in
percentages of the journeyman-level hourly rate) specified
in the contractor's or subcontractor's registered program
shall be observed.
(3) Every apprentice must be paid at not less than
the rate specified in the registered program for the
apprentice's level of progress, expressed as a percentage of
the journeyman-level hourly rate specified in the applicable
wage determination. Apprentices shall be paid fringe
benefits in accordance with the provisions of the apprentice-
ship program. If the apprenticeship program does not
specify fringe benefits, apprentices must be paid the full
amount of fringe benefits listed on the wage determination
for the applicable classification. If the Administrator for the
Wage and Hour Division determines that a different practice
prevails for the applicable apprentice classification, fringes
shall be paid in accordance with that determination.
(4) In the event the Bureau of Apprenticeship and
Training, or a State apprenticeship agency recognized by the
Bureau, withdraws approval of an apprenticeship program,
the contractor or subcontractor will no longer be permitted
to utilize apprentices at less than the applicable
predetermined rate for the comparable work performed by
regular employees until an acceptable program is approved.
b. Trainees:
(1) Except as provided in 29 CFR 5.16, trainees
will not be permitted to work at less than the predetermined
rate for the work performed unless they are employed
pursuant to and individually registered in a program which
has received prior approval, evidenced by formal
certification by the DOL, Employment and Training
Administration.
(2) The ratio of trainees to journeyman-level
employees on the job site shall not be greater than permitted
under the plan approved by the Employment and Training
Administration. Any employee listed on the payroll at a
trainee rate who is not registered and participating in a
training plan approved by the Employment and Training
Administration shall be paid not less than the applicable
wage rate on the wage determination for the classification
of work actually performed. In addition, any trainee
performing work on the job site in excess of the ratio
permitted under the registered program shall be paid not less
than the applicable wage rate on the wage determination for
the work actually performed.
(3) Every trainee must be paid at not less than the
rate specified in the approved program for his/her level of
progress, expressed as a percentage ofthe journeyman-level
hourly rate specified in the applicable wage
EEO Page 30
determination. Trainees shall be paid fringe benefits in
accordance with the provisions of the trainee program. If
the trainee program does not mention fringe benefits,
trainees shall be paid the full amount of fringe benefits
listed on the wage determination unless the Administrator
of the Wage and Hour Division determines that there is an
apprenticeship program associated with the corresponding
journeyman-level wage rate on the wage determination
which provides for less than full fringe .benefits for
apprentices, in which case such trainees shall receive the
same fringe benefits as apprentices.
(4) In the event the Employment and Training
Administration withdraws approval of a training program,
the contractor or subcontractor will no longer be permitted
to utilize trainees at less than the applicable predetermined
rate for the work performed until an acceptable program is
approved.
c. Helpers:
Helpers will be permitted to work on a project if the
helper classification is specified and defined on the applica-
ble wage determination or is approved pursuant to the
conformance procedure set forth in Section IV.2. Any
worker listed on a payroll at a helper wage rate, who is not
a helper under an approved definition, shall be paid not less
than the applicable wage rate on the wage determination for
the classification of work actually performed.
5. Apprentices and Trainees (Programs of the U.S.
DOT):
Apprentices and trainees working under apprenticeship
and skill training programs which have been certified by the
Secretary of Transportation as promoting EEO in
connection with Federal-aid highway construction programs
are not subject to the requirements of paragraph 4 of this
Section IV. The straight time hourly wage rates for
apprentices and trainees under such programs will be estab-
lished by the particular programs. The ratio of apprentices
and trainees to journeymen shall not be greater than
permitted by the terms of the particular program.
6. Withholding:
The SHA shall upon its own action or upon written
request of an authorized representative of the DOL
withhold, or cause to be withheld, from the contractor or
subcontractor under this contract or any other Federal
contract with the same prime contractor, or any other
Federally-assisted contract subject to Davis-Bacon
prevailing wage requirements which is held by the same
prime contractor, as much of the accrued payments or
advances as may be considered necessary to pay laborers
and mechanics, including apprentices, trainees, and helpers,
employed by the contractor or any subcontractor
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11101
REQUIRED CONTRACT PROVISIONS (con't)
the full amount of wages required by the contract. In the
event of failure to pay any laborer or mechanic, including
any apprentice, trainee, or helper, employed or working on
the site of the work, all or part of the wages required by the
contract, the SHA contracting officer may, after written
notice to the contractor, take such action as may be
necessary to cause the suspension of any further payment,
advance, or guarantee of funds until such violations have
ceased.
7. Overtime Requirements:
No contractor or subcontractor contracting for any
part of the contract work which may require or involve the
employment of laborers, mechanics, watchmen, or guards
(including apprentices, trainees, and helpers described in
paragraphs 4 and 5 above) shall require or permit any
laborer, mechanic, watchman, or guard in any workweek in
which he/she is employed on such work, to work in excess
of 40 hours in such workweek unless such laborer, me-
chanic, watchman, or guard receives compensation at a rate
not less than one-and-one-half times his/her basic rate of
pay for all hours worked in excess of 40 hours in such
workweek.
8. Violation:
Liability for Unpaid Wages; Liquidated Damages: In
the event of any violation of the clause set forth in
paragraph 7 above, the contractor and any subcontractor
responsible thereof shall be liable to the affected employee
for hislher unpaid wages. In addition, such contractor shall
be liable to the United States (in the case of work done
under contract for the District of Columbia or a territory, to
such District or to such territory) for liquidated damages.
Such liquidated damages shall be computed with respect to
each individual laborer, mechanic, watchman, or guard
employed in violation of the clause set forth in paragraph 7,
in the sum of $10 for each calendar day on which such
employee was required or permitted to work in excess ofthe
standard work week of 40 hours without payment of the
overtime wages required by the clause set forth in paragraph
7.
9. Withholding for Unpaid Wages and Liquidated
Damages:
The SHA shall upon its own action or upon written
request of any authorized representative of the DOL
withhold, or cause to be withheld, from any monies payable
on account of work performed by the contractor or
subcontractor under any such contract or any other Federal
contract with the same prime contractor, or any other
Federally-assisted contract subject to the Contract Work
Hours and Safety Standards Act, which is held by the same
prime contractor, such sums as may be determined to be
necessary to satisfy any liabilities of such contractor or
subcontractor for unpaid wages and liquidated damages as
provided in the clause set forth in paragraph 8 above.
EEO Page 31
V. STATEMENTS AND PAYROLLS
(Applicable to all Federal-aid construction contracts
exceeding $2,000 and to all related subcontracts, except for
projects located on roadways classified as local' roads or
rural collectors, which are exempt.)
1. Compliance with Copeland Regulations (29 CFR 3):
The contractor shall comply with the Copeland Regula-
tions of the Secretary of Labor which are herein
incorporated by reference.
2. Payrolls and Payroll Records:
a. Payrolls and basic records relating thereto shall be
maintained by the contractor and each subcontractor during
the course of the work and preserved for a period of 3 years
from the date of completion of the contract for all laborers,
mechanics, apprentices, trainees, watchmen, helpers, and
guards working at the site of the work.
b. The payroll records shall contain the name, social
security number, and address of each such employee; his or
her correct classification; hourly rates of wages paid
(including rates of contributions or costs anticipated for
bona fide fringe benefits or cash equivalent thereof the
types described in Section 1 (b )(2)(B) of the Davis Bacon
Act); daily and weekly number of hours worked; deductions
made; and actual wages paid. In addition, for Appalachian
contracts, the payroll records shall contain a notation
indicating whether the employee does, or does not, normally
reside in the labor area as defined in Attachment A,
paragraph 1. Whenever the Secretary of Labor, pursuant to
Section IV, paragraph 3b, has found that the wages of any
laborer or mechanic include the amount of any costs
reasonably anticipated in providing benefits under a plan or
program described in Section 1 (b )(2)(B) of the Davis Bacon
Act the contractor and each subcontractor shall maintain
rec~rds which show that the commitment to provide such
benefits is enforceable, that the plan or program is
financially possible, that the plan or program has been
communicated in writing to the laborers or mechanics
affected, and show the cost anticipated or the actual cost
incurred in providing benefits. Contractors or
subcontractors employing apprentices or trainees under
approved programs shall maintain written evidence of the
registration of apprentices and trainees, and ratios and wage
rates prescribed in the applicable programs.
c. Each contractor and subcontractor shall furnish,
each week in which any contract work is performed, to the
SHA resident engineer a payroll of wages paid each of its
employees (including apprentices, trainees, and helpers,
described in Section IV, paragraphs 4 and 5, and watchmen
and guards engaged on work during the preceding weekly
payroll period). The payroll submitted shall set out
accurately and completely all of the information required to
be maintained under paragraph 2b of this Section V. This
information may be submitted in any form
EEO Special Provisions
Revised 11101
Minnesota Department of Transportation
Office of EEO Contract Management
REQUIRED CONTRACT PROVISIONS (con't)
desired. Optional Form WH-347 is available for this
purpose and may be purchased from the Superintendent of
Documents (Federal stock number 029-005-0014-1), U.S.
Government Printing Office, Washington, D.C. 20402. The
prime contractor is responsible for the submission of copies
of payrolls by all subcontractors.
d. Each payroll submitted shall be accompanied by a
"Statement of Compliance," signed by the contractor or
subcontractor or hislher agent who pays or supervises the
payment of the persons employed under the contract and
shall certify the following:
(1) that the payroll for the payroll period contains
the information required to be maintained under paragraph
2b of this Section V and that such information is correct and
complete;
(2) that such laborer or mechanic (including each
helper, apprentice, and trainee) employed on the contract
during the payroll period has been paid the full weekly
wages earned, without rebate, either directly or indirectly,
and that no deductions have been made either directly or
indirectl y from the full wages earned, other than permissible
deductions as set forth in the Regulations, 29 CFR 3;
(3) that each laborer or mechanic has been paid not
less that the applicable wage rate and fringe benefits or cash
equivalent for the classification of worked performed, as
specified in the applicable wage determination incorporated
into the contract.
e. The weekly submission of a properly executed
certification set forth on the reverse side of Optional Form
WH-347 shall satisfy the requirement for submission of the
"Statement of Compliance" required byparagraph2dofthis
Section V.
f. The falsification of any of the above certifications
may subject the contractor to civil or criminal prosecution
under 18 U.S.c. 1001 and 31 U.S.c. 231.
g. The contractor or subcontractor shall make the
records required under paragraph 2b of this Section V
available for inspection, copying, or transcription by
authorized representatives of the SHA, the FHW A, or the
DOL, and shall permit such representatives to interview
employees during working hours on the job. If the
contractor or subcontractor fails to submit the required
records or to make them available, the SHA, the FHW A, the
DOL, or all may, after written notice to the contractor,
sponsor, applicant, or owner, take such actions as may be
necessary to cause the suspension of any further payment,
advance, or guarantee of funds. Furthermore, failure to
EEO Page 32
submit the required records upon request or to make such
records available may be grounds for debarment action
pursuant to 29 CFR 5.12.
VI. RECORD OF MATERIALS, SUPPLIES, AND
LABOR
1. On all Federal-aid contracts on the National Highway
System, except those which provide solely for the
installation of protective devices at railroad grade crossings,
those which are constructed on a force account or direct
labor basis, highway beautification contracts, and contracts
for which the total fmal construction cost for roadway and
bridge is less than $1,000,000 (23 CFR 635) the contractor
shall:
a. Become familiar with the list of specific materials
and supplies contained in Form FHW A-47, "Statement of
Materials and Labor Used by Contractor of Highway
Construction Involving Federal Funds," prior to the
commencement of work under this contract.
b. Maintain a record of the total cost of all materials
and supplies purchased for and incorporated in the work,
and also of the quantities of those specific materials and
supplies listed on Form FHW A-47, and in the units shown
on Form FHWA-47.
c. Furnish, upon the completion of the contract, to the
SHA resident engineer on Form FHW A-47 together with
the data required in paragraph 1 b relative to materials and
supplies, a final labor summary of all contract work
indicating the total hours worked and the total amount
earned.
2. At the prime contractor's option, either a single report
covering all contract work or separate reports for the
contractor and for each subcontract shall be submitted.
VII. SUBLETTING OR ASSIGNING THE CONTRACT
I. The contractor shall perform with its own organization
contract work amounting to not less than 30 percent (or a
greater percentage if specified elsewhere in the contract) of
the total original contract price, excluding any specialty
items designated by the State. Specialty items may be
performed by subcontract and the amount of any such
specialty items performed may be deducted from the total
original contract price before computing the amount ofwork
required to be performed by the contractor's own
organization (23 CFR 635).
a. "Its own organization" shall be construed to
include only workers employed and paid directly by the
prime contractor and equipment owned or rented by the
prime contractor, with or without operators. Such term does
not include employees or equipment of a subcontractor,
assignee, or agent of the prime contractor.
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11/01
REQUIRED CONTRACT PROVISIONS (con't)
b. "Specialty Items" shall be construed to be limited
to work that requires highly specialized knowledge,
abilities, or equipment not ordinarily available in the type of
contracting organizations qualified and expected to bid on
the contract as a whole and in general are to be limited to
minor components of the overall contract.
2. The contract amount upon which the requirements set
forth in paragraph 1 of Section VII is computed includes the
cost of material and manufactured products which are to be
purchased or produced by the contractor under the contract
provisions.
3. The contractor shall fumish (a) a competent
superintendent or supervisor who is employed by the firm,
has full authority to direct performance of the work in
accordance with the contract requirements, and is in charge
of all construction operations (regardless of who performs
the work) and (b) such other of its own organizational
resources (supervision, management, and engineering
services) as the SHA contracting officer determines is
necessary to assure the performance of the contract.
4. No portion of the contract shall be sublet, assigned or
otherwise disposed of except with the written consent ofthe
SHA contracting officer, or authorized representative, and
such consent when given shall not be construed to relieve
the contractor of any responsibility for theiUlfillment of the
contract. Written consent will be given only after the SHA
has assured that each subcontract is evidenced in writing
and that it contains all pertinent provisions and requirements
of the prime contract.
VIII. SAFETY: ACCIDENT PREVENTION
1. In the performance of this contract the contractor shall
comply with all applicable Federal, State, and local laws
governing safety, health, and sanitation (23 CFR 635). The
contractor shall provide all safeguards, safety devices and
protective equipment and take any other needed actions as
it determines, or as the SHA contracting officer may
determine, to be reasonably necessary to protect the life and
health of employees on the job and the safety of the public
and to protect property in connection with the performance
of the work covered by the contract.
2. It is a condition of this contract, and shall be made a
condition of each subcontract, which the contractor enters
into pursuant to this contract, that the contractor and any
subcontractor shall not permit any employee, in
performance of the contract, to work in surroundings or
under conditions which are unsanitary, hazardous or
dangerous to his/her health or safety, as determined under
construction safety and health standards (29 CFR 1926)
promulgated by the Secretary of Labor, in accordance with
Section 107 of the Contract Work Hours and Safety Stan-
dards Act (40 U.S.c. 333).
EEO Page 33
3. Pursuant to 29 CFR 1926.3, it is a condition of this
contract that the Secretary of Labor or authorized
representative thereof, shall have right of entry to any site of
contract performance to inspect or investigate the matter of
compliance with the construction safety and health
standards and to carry out the duties of the Secretary under
Section 107 of the Contract Work Hours and Safety Stan-
dards Act (40 U.S.c. 333).
IX. FALSE STATEMENTS CONCERNING mGH-
WAY PROJECTS
In order to assure high quality and durable construction in
conformity with approved plans and specifications and a
high degree of reliability on statements and representations
made by engineers, contractors, suppliers, and workers on
Federal-aid highway projects, it is essential that all persons
concerned with the project perform their functions as
carefully, thoroughly, and honestly as possible. Willful
falsification, distortion, or misrepresentation with respect to
any facts related to the project is a violation of Federal law.
To prevent any misunderstanding regarding the seriousness
of these and similar acts, the following notice shall be
posted on each Federal-aid highway project (23 CFR 635)
in one or more places where it is readily available to all
persons concerned with the project:
NOTICE TO ALL PERSONNEL ENGAGED ON
FEDERAL-AID mGHW AY PROJECTS
18 U.S.c. 1020 reads as follows:
"Whoever being an officer, agent, or employee of the
United States, of any State or Territory, or whoever,
whether a person, association, firm, or corporation,
knowingly makes any false statement,false representation,
or false report as to the character, quality, quantity, or cost
of the material used or to be used, or the quantity or quality
of the work performed or to be performed, or the cost
thereof in connection with the submission of plans, maps,
specifications, contracts, or costs of construction on any
highway or related project submitted for approval to the
Secretary of Transportation; or
Whoever knowingly makes any false statementJalse repre-
sentation, false report or false claim with respect to the
character, quality, quantity, or cost of any work pelformed
or to be performed, or materials furnished or to be
fUrnished, in connection with the construction of any
highway or related project approved by the Secretary of
Transportation; or
Whoever knowingly makes any false statement or false
representation as to material fact in any statement,
certificate, or report submitted pursuant to provisions of the
Federal-aid Roads Act approved July 1, 1916, (39 Stat.
355), as amended and supplemented;
EEO Special Provisions
Revised 11/0 I
Minnesota Department of Transportation
Office of EEO Contract Management
REQUIRED CONTRACT PROVISIONS (con't)
Shall befined not more that $10,000 or imprisoned not
more than 5 years or both. 1/
X. IMPLEMENTATION OF CLEAN AIR ACT AJ.~D
FEDERAL WATER POLLUTION CONTROL ACT
(Applicable to all Federal-aid construction contracts and to
all related subcontracts of $1 00,000 or more.)
By submission of this bid or the execution of this contract,
or subcontract, as appropriate, the bidder, Federal-aid
construction contractor, or subcontractor, as appropriate,
will be deemed to have stipulated as follows:
1. That any facility that is or will be utilized in the
performance ofthis contract, unless such contract is exempt
under the Clean Air Act, as amended (42 U.S.C. 1857 ~
~., as amended by Pub.L. 91-604), and under the Federal
Water Pollution Control Act, as amended (33 U.S.C. 1251
~ ~., as amended by Pub.L. 92-500), Executive Order
11738, and regulations in implementation thereof (40 CFR
15) is not listed, on the date of contract award, on the U.S.
Environmental Protection Agency (EP A) List of Violating
Facilities pursuant to 40 CFR 15.20.
2. That the firm agrees to comply and remain in compliance
with all the requirements of Section 114 of the Clean Air
Act and Section 308 of the Federal Water Pollution Control
Act and all regulations and guidelines listed thereunder.
3. That the firm shall promptly notify the SHA of the
receipt of any communication from the Director, Office of
Federal Activities, EP A, indicating that a facility that is or
will be utilized for the contract is under consideration to be
listed on the EP A List of Violating Facilities.
4. That the firm agrees to include or cause to be included
the requirements of paragraph 1 through 4 of this Section X
in every nonexempt subcontract, and further agrees to take
such action as the government may direct as a means of
enforcing such requirements.
XI. CERTIFICATION REGARDING DEBA.RlVIENT,
SUSPENSION, INELIGIBILITY AJ."1DVOLUNTARY
EXCLUSION
1. Instructions for Certification - Primary Covered
Transactions:
(Applicable to all Federal-aid contracts - 49 CFR 29)
a. By signing and submitting this proposal, the
prospective primary participant is providing the certification
set out below.
EEO Page 34
b. The inability of a person to provide the certification
set out below will not necessarily result in denial of
participation in this covered transaction. The prospective
participant shall submit an explanation of why it cannot
provide the certification set out below. The certification or
explanation will be considered in connection with the
department or agency's determination whether to enter into
this transaction. However, failure of the prospective
primary participant to furnish a certification or an
explanation shall disqualify such a person from
participation in this transaction.
c. The certification in this clause is a material
representation of fact upon which reliance was placed when
the department or agency determined to enter into this
transaction. If it is later determined that the prospective
primary participant knowingly rendered an erroneous
certification, in addition to other remedies available to the
Federal Government, the department or agency may termi-
nate this transaction for cause of default.
d. The prospective primary participant shall provide
immediate written notice to the department or agency to
whom this proposal is submitted if any time the prospective
primary participant learns that its certification was
erroneous when submitted or has become erroneous by
reason of changed circumstances.
e. The terms "covered transaction," "debarred,"
"suspended," "ineligible," "lower tier covered transaction,"
"participant," "person," "primary covered transaction,"
"principal," "proposal," and "voluntarily excluded," as used
in this clause, have the meanings set out in the Definitions
and Coverage sections of rules implementing Executive
Order 12549. You may contact the department or agency to
which this proposal is submitted for assistance in obtaining
a copy of those regulations.
f. The prospective primary participant agrees by
submitting this proposal that, should the proposed covered
transaction be entered into, it shall not knowingly enter into
any lower tier covered transaction with a person who is
debarred, suspended, declared ineligible, or voluntarily
excluded from participation in this covered transaction,
unless authorized by the department or agency entering into
this transaction.
g. The prospective primary participant further agrees
by submitting this proposal that it will include the clause
titled "Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion-Lower Tier Covered
Transaction," provided by the department or agency
entering into this covered transaction, without modification,
in all lower tier covered transactions and in all solicitations
for lower tier covered transactions.
Minnesota Department of Transportation
Office of EEO Contract Management
EEO Special Provisions
Revised 11/0 I
REQUIRED CONTRACT PROVISIONS (con't)
h. A participant in a covered transaction may rely
upon a certification of a prospective participant in a lower
tier covered transaction that is not debarred, suspended,
ineligible, or voluntarily excluded from the covered
transaction, unless it knows that the certification is
erroneous. A participant may decide the method and
frequency by which it determines the eligibility of its
principals. Each participant may, but is not required to,
check the nonprocurement portion of the "Lists of Parties
Excluded From Federal Procurement or Nonprocurement
Programs" (Nonprocurement List) which is compiled by the
General Services Administration.
i. Nothing contained in the foregoing shall be
construed to require establishment of a system of records in
order to render in good faith the certification required by
this clause. The knowledge and information of participant
is not required to exceed that which is normally possessed
by a prudent person in the ordinary course of business
dealings.
j. Except for transactions authorized under paragraph
f of these instructions, if a participant in a covered
transaction knowingly enters into a lower tier covered
transaction with a person who is suspended, debarred,
ineligible, or voluntarily excluded from participation in this
transaction, in addition to other remedies available to the
Federal Government, the department or agency may termi-
nate this transaction for cause or default.
* * * * *
Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion--Primary Cov-
ered Transactions
1. The prospective primary participant certifies to the
best of its knowledge and belief, that it and its principals:
a. Are not presently debarred, suspended, proposed
for debarment, declared ineligible, or voluntarily excluded
from covered transactions by any Federal department or
agency;
b. Have not within a 3-year period preceding this
proposal been convicted of or had a civil judgement
rendered against them for commission of fraud or a criminal
offense in connection with obtaining, attempting to obtain,
or performing a public (Federal, State or local) transaction
or contract under a public transaction; violation of Federal
or State antitrust statutes or commission of embezzlement,
theft, forgery, bribery, falsification or destruction of
records, making false statements, or receiving stolen proper-
ty;
c. Are not presently indicted for or otherwise
criminally or civilly charged by a governmental entity
(Federal, State or local) with commission of any of the
EEO Page 35
offenses enumerated in paragraph 1 b of this certification;
and
d. Have not within a 3-year period preceding this
application/proposal had one or more public transactions
(Federal, State or local) terminated for cause or default.
2. Where the prospective primary participant is unable to
certify to any of the statements in this certification, such
prospective participant shall attach an explanation to this
proposal.
*****
2. Instructions for Certification - Lower Tier Covered
Transactions:
(Applicable to all subcontracts, purchase orders and other
lower tier transactions of $25,000 or more - 49 CFR 29)
a. By signing and submitting this proposal, the
prospective lower tier is providing the certification set out
below.
b. The certification in this clause is a material
representation of fact upon which reliance was placed when
this transaction was entered into. If it is later determined
that the prospective lower tier participant knowingly
rendered an erroneous certification, in addition to other
remedies available to the Federal Government, the
department of agency with which this transaction originated
may pursue available remedies, including suspension and/or
debarment.
c. The prospective lower tier participant shall provide
immediate written notice to the person' to which this
proposal is submitted if at any time the prospective lower
tier participant learns that its certification was erroneous by
reason of changed circumstances.
d. The terms "covered transaction," "debarred,"
"suspended," "ineligible," "primary covered transaction,"
"participant," "person," "principal," "proposal," and
"voluntarily excluded," as used in this clause, have the
meanings set out in the Definitions and Coverage sections
of rules implementing Executive Order 12549. You may
contact the person to which this proposal is submitted for
assistance in obtaining a copy of those regulations.
e. The prospective lower tier participant agrees by
submitting this proposal that, should the proposed covered
transaction be entered into, it shall not knowingly enter into
any lower tier covered transaction with a person who is
debarred, suspended, declared ineligible, or voluntarily
excluded from participation in this covered transaction,
unless authorized by the department or agency with which
this transaction originated.
EEO Special Provisions
Revised 1110 I
Minnesota Department of Transportation
Office of EEO Contract Management
REQUIRED CONTRACT PROVISIONS (con't)
f. The prospective lower tier participant further agrees
by submitting this proposal that it will include this clause
titled "Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion-Lower Tier Covered
Transaction," without modification, in all lower tier covered
transactions and in all solicitations for lower tier covered
transactions.
g. A participation in a covered transaction may rely
upon a certification of a prospective participant in a lower
tier covered transaction that is not debarred, suspended,
ineligible, or voluntarily excluded from the covered
transaction, unless it knows that the certification is
erroneous. A participant may decide the method and
frequency by which it determines the eligibility of its
principals. Each participant may, but is not required to,
check the Nonprocurement List.
h. Nothing contained in the foregoing shall be
construed to require establishment of a system of records in
order to render in good faith the certification required by
this clause. The knowledge and information of participant
is not required to exceed that which is normally possessed
by a prudent person in the ordinary course of business
dealings.
i. Except for transactions authorized under paragraph
e of these instructions, if a participant in a covered
transaction knowingly enters into a lower tier covered
transaction with a person who is suspended, debarred,
ineligible, or voluntarily excluded from participation in this
transaction, in addition to other remedies available to the
Federal Government, the department or agency with which
this transaction originated may pursue available remedies,
including suspension and/or debarment.
* * * * *
Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion-Lower Tier
Covered Transactions:
1. The prospective lower tier participant certifies, by
submission of this proposal, that neither it nor its principals
is presently debarred, suspended, proposed for debarment,
declared ineligible, or voluntarily excluded from
participation in this transaction by any Federal department
or agency.
2. Where the prospective lower tier participant is unable
to certify to any of the statements in this certification, such
prospective participant shall attach an explanation to this
proposal.
EEO Page 36
XII. CERTIFICATION REGARDING USE OF CON-
TRACT FUNDS FOR LOBBYING
(Applicable to all Federal-aid construction contracts and
to all related subcontracts which exceed $1 00,000 - 49 CFR
20)
1. The prospective participant certifies, by signing and
submitting this bid or proposal, to the best of his or her
knowledge and belief, that:
a. No Federal appropriated funds have been paid or
will be paid, by or on behalf of the undersigned, to any
person for influencing or attempting to influence an officer
or employee of any Federal agency, a Member of Congress,
an officer or employee of Congress, or an employee of a
Member of Congress in connection with the awarding of
any Federal contract, the making of any Federal grant, the
making of any Federal loan, the entering into of any
cooperative agreement, and the extension, continuation,
renewal, amendment, or modification of any Federal
contract, grant, loan, or cooperative agreement.
b. If any funds other than Federal appropriated funds
have been paid or will be paid to any person for influencing
or attempting to influence an officer or employee of any
Federal agency, a Member of Congress, an officer or
employee of Congress, or an employee of a Member of
Congress in connection with this Federal contract, grant,
loan, or cooperative agreement, the undersigned shall
complete and submit Standard Form-LLL, "Disclosure
Form to Report Lobbying," in accordance with its instruc-
tions.
2. This certification is a material representation of fact
upon which reliance was placed when this transaction was
made or entered into. Submission of this certification is a
prerequisite for making or entering into this transaction
imposed by 31 U.S.c. 1352. Any person who fails to file
the required certification shall be subject to a civil penalty
of not less than $10,000 and not more than $100,000 for
each such failure.
3. The prospective participant also agrees by submitting
his or her bid or proposal that he or she shall require that the
language of this certification be included in all lower tier
subcontracts, which exceed $100,000 and that all such
recipients shall certify and disclose accordingly.
COUNTY STATE AID CONTRACT
SPECIAL PROVISIONS DIVISION A
September 1, 1999
A-1 PREAMBLE
It is in the public interest that public works projects be constructed and maintained by
the best means and the highest quality of labor reasonably available and that persons
working on public works be compensated according to the real value of the services
they perform. Therefore, the City of New Hope will administer this Contract according to
the provisions set forth in Minn. Stat. SS 177.41 - 177.44 and 6 MCAR 5200.1120.
A-2 MINIMUM WAGE RATES
1. The minimum hourly rates of wages required to be paid to the various
laborers and mechanics employed by the Contractor and the
subcontractors in the construction work on the contract shall be an amount
equal to the sum of the basic hourly rate plus applicable fringe benefits as
certified by the Minnesota Department of Labor and the Industry for State
funded Construction projects.
2. "Prevailing wage rate" means the hourly basic rate of pay plus the
contribution for health and welfare benefits, vacation benefit, pension
benefits, and any other economic benefit. Minn. Stat. S 177.42, Subd. 6.
3. The laborer or mechanic must be paid at least the prevailing wage rate in
the same or most similar trade or occupation in the area as provided by
the Commissioner of labor and Industry Master Job Classification. Minn.
Stat. S 177.44, Subd. 3 and 4.
4. If a construction project extends into more than one area, there shall be
only one standard of hours of labor and wage rates for the entire project.
Minn. Stat. S 177.44, Subd.4.
5. The City of New Hope shall apply classifications of labor, as listed under 6
MCAR 5200.1100 - Master Job Classifications. Under Standard
Specifications for Construction 1906, the City of New Hope shall withhold
such amounts as may be needed to protect the City's interest in
consideration of charges or assessments against the Contractor, whether
arising from this contract or any other contract with the City.
1 of 5
COUNTY STATE AID CONTRACT
SPECIAL PROVISIONS DIVISION A
September 1, 1999
6. The wage determination(s) contained in the contract and MnDOT's poster
titled "Notice to Workers" (Tp-02126-03) must be kept posted on the
project work site by the Contractor in at least one conspicuous place for
the information of all the employees working on the project. Minn. Stat. S
177.44, Subd. 5.
7. APPRENTICE
A. Establishment of wage rates. Apprentices working on state projects
are not subject to the prevailing wage rate determination, except as
they may be affected by registered apprenticeship agreements.
The hourly rates of pay for such workers are established by the
particular program to which the apprentice or trainee is subject. 6
MCAR 5200.1070, Subp.1.
B. The term "apprentice" means:
i. A person employed and registered in a bona fide
apprenticeship program registered with the U. S. Department
of Labor or with the state apprentice agency, and
ii. A person in the first 90 days of probationary employment as
an apprentice who is not registered in the program but who
has been_certified by the U. S. Bureau of Apprenticeship and
Training or state apprenticeship agency or council to be
eligible for a probationary employment as an apprentice. 6
MCAR 5200.1070, Subp. 2.
C. Any employee listed on a payroll for a state project that does not fall
within the term "apprentice" defined above shall be paid the prevailing
wage rate for the classification of work performed.
2 of 5
COUNTY STATE AID CONTRACT
SPECIAL PROVISIONS DIVISION A
September 1, 1999
A.3 PREVAILING HOURS OF LABOR
1. The prevailing hours of labor may not be more than eight hours per day or
more than 40 hours per week. Minn. Stat. S 177.42, Subd. 4.
2. "Hourly basic rate" means the hourly wage paid to any employee. Minn.
Stat. S 177.42, Subd. 5.
3. Employees may not be allowed or required to work longer than the
prevailing hours of labor unless the employee is paid for all hours more
than the prevailing hours at a rate of at least 1 % times the hourly basic
rate of pay. Minn. Stat. S 177.44, Subd.1.
A-4 STATEMENTS AND PAYROLLS
1. The Contractor and all subcontractors shall provide information, based on
the contractor's employee payment schedule, to the Project Engineer.
Minn. Stat. S 177.44, Subd.1.
2. The Contractor and all subcontractors may provide the following types of
payroll information to the City of New Hope to satisfy this requirement.
Payroll information need not include all the listed information below, but
failure to provide the listed information may delay payment of funds or
result in additional inquires.
A. The employee's full name, address, and social security number. The
employee's address and social security number need only appear on
the first payroll on which their name appears.
B. The employee's classification as defined under 5200.1100 Master Job
Classifications.
3 of 5
COUNTY STATE AID CONTRACT
SPECIAL PROVISIONS DIVISION A
September 1,1999
C. Entries showing the employee's basic hourly wage rate, including any
fringe benefits amounts paid in cash. The payroll should show
separately the amounts contributed on behalf of the employee to "bona
fide" fringe benefit funds and/or programs.
D. The employee's daily and weekly hours worked in each classification,
including overtime hours worked.
E. The itemized deductions made; and
F. The net wages paid.
3. The Contractor and subcontractor shall submit, along with the payroll
information, statement specifying that the individual signing the statement
attest that the information on the payrolls is true and correct. The
statement shall specify that the willful falsification of any information on the .
payroll may result in civil or criminal prosecution. Contractors must attach
to the payroll MnDOT's form 21658 A.
4. The City of New Hope the Minnesota Department of Transportation, or the
Minnesota Department of Labor and Industry may examine the
Contractors and subcontractor records related to hours of work and the
wages paid laborers and mechanics working on the project. Minn. Stat. S
177.44, Subd.7. The City of New Hope the Minnesota Department of
Transportation, or the Minnesota Department.of Labor and Industry may
interview contractor and subcontractor employees during work hours on
the project.
5. The City of New Hope will administer this contract according the Mn/Dot
Contractor Payroll Maintenance Program. Accordingly, the Contractor
must collect, maintain, and store certified payroll records for each week
work is performed on the Contract by all subcontractors and their own
work force.
4 of 5
COUNTY STATE AID CONTRACT
SPECIAL PROVISIONS DIVISION A
September 1, 1999
A. Contractors that have corporate offices outside of the State of
Minnesota must preserve the records within the State until the final
voucher has been issued for final acceptance, unless the project
engineer has approved a location outside of the State. Upon
completion of the Contract, the Contractor may send the payroll
records to an out-of-state location. In the event the Contractor does
not have a suitable location within the State to store records, the
payrolls may be submitted to the project engineer.
B. The Contractor and all subcontractors must complete a Mn/Dot
21658A form for each payroll record produced. Upon receipt of payroll
records from subcontractors, the Contractor must review the record to
determine if all required information is contained, and sign the attached
21658A form. The Contractor must send a copy of both the Contractor
and subcontractor's 21658A forms to the project engineer attesting that
the payrolls have been received and are available for review.
C. The project engineer may request that the Contractor send copies of
certified payroll records for examination. The payroll records must be
submitted to the project engineer within three days.
D. Upon completion Of the Contract, the Contractor must preserve all
payroll records for three years from the fiscal year ending date (July 1)
after the final payment voucher has been issued.
6. The City of New Hope shall require adherence to the state prevailing wage
. law, as such, the City will withhold funds sufficient to protect the City's
interest in the implementation of these Special Provisions against the
Contractors as provided for under section 1906, Standard Specification for
Construction. Minn. Stat. 9 177.44, subd. 7.
5 of 5
COVERAGE OF PREY AILING WAGE LAW UNDER MlNNESOTA STATUTES, SECTIONS
177.41 TO 177.44.
Subpart 1. In general. For purposes of parts 5200.1105 and 5200.1106 and Minnesota Statutes,
sections 177.41 to 177.44,the prevailing wage rate which, for the purpose of all public works highway
projects funded in whole or in part by state funds only, includes truck rental rates, must be paid for work
under the contract.
Subp.2. Work under the contract.
A. Except as provided in subpart 4, work under the contract means all construction activities
associated with the public works project, including any required hauling activities on the site of or to or from
a public works project and work conducted pursuant to a contract as defined by item B, regardless of whether
the construction activity or work is performed by the prime contractor, subcontractor, trucking broker,
trucking firms, independent contractor, or employee or agent of any of the foregoing entities, and regardless
of which entity or person hires or contracts with another. The term "work under a contract" has the same
meamng.
B. "Contract" means the written instrument containing the consideration and the terms of agreement
between the prime contractor and the contracting agency for the construction of all or a part of:
(1) a highway pursuant to Minnesota Statutes, sections 161.32 and 177.44;
(2) a public works project pursuant to Minnesota Statutes, section 177.43 and chapter 16B; or
(3) any public building or public works financed in whole or in part with state funds pursuant to
Minnesota Statutes, sections 177.41 to 177.44.
Contract includes project proposals, plans, and specifications, and all requirements for labor,
equipment, and rnaterials found in such proposals, plans, and specifications.
C. "Prime contractor" means an individual or business entity that enters into a contract as defined in
item B with the contracting agency.
D. "Contractor" means an individual or business entity that is engaged in construction or construction
service-related activities including trucking activities either directly or indirectly through a contract as
defined by item B, or by subcontract with the prime contractor, or by a further subcontract with any other
person or business entity performing work under the contract.
Subp. 3. Work considered to be under a contract. Without limiting the application of parts
5200.1105 and 5200.1106 to other situations, the following are considered to be work under the contract.
A. Work performed by employees of a contractor or subcontractor that operates an asphalt or concrete
plant, that was moved into a gravel pit, borrow pit, or other location not on the project, primarily to serve
public works projects is considered work under the contract including the contractor's employees loading the
equipment hoppers with materials obtained from the pit regardless of whether the pit meets the definition of
commercial establishment.
B. The following hauling activities are included in hours worked and considered work under the
contract for purposes of payment of prevailing wages and payment of the truck rental rate:
(1) the hauling of any or all stockpiled or excavated materials on the project work site to other
locations on the same project even if the trucks leave the work site at some point;
Page 1 of6
(2) the delivery of materials from any facility that does not meet the requirements of a commercial
establishment to the project and the return haul to the starting location either empty or loaded;
(3) the delivery of materials from another construction project site to the public works project and
the return haul empty or loaded is considered work under the contract. Construction projects are
not considered a commercial establishment;
(4) the hauling required to remove any materials from the public works project to a location off the
proj ect site and the return haul if empty or if loaded from other than a commercial establishment;
(5) the delivery of materials or products by trucks hired by a contractor, subcontractor, or agent
thereof, from a commercial establishment; and
(6) delivery of sand, gravel, or rock, by or for a commercial establishment, which is deposited
"substantially in place," either directly or through spreaders from the transporting vehicles is
work under the contract. In addition, the return haul to the off-site facility empty or loaded is also
considered work under the contract.
Subp.4. Work not considered to be under a contract. Without limiting the application of parts
5200.1105 and 5200.1106 to other situations, the following work is not considered to be work under a
contract:
A. the processing or manufacturing of materials or products by or for a commercial establishment;
B. the work performed by employees of the owner or lessee of a gravel pit or borrow pit that is a
commercial establishment and that performs work in conjunction with a public works project by adding
value to the sand, gravel, or rock contained in or delivered to the pit through the use of screening, washing,
or crushing machines. This applies even if the machines are portable. This does not include the employees
described in subpart 3, item A;
C. the delivery of processed or manufactured goods to a public works project by the employees of a
commercial establishment including truck owner-operators hired by and paid by the commercial
establishment, unless it is the delivery of mineral aggregate that is incorporated into the work under the
contract by depositing the material substantially in place; or
D. multiple site hauling operations include secondary hauling activities in addition to the hauling of
materials on and off the public works project in order to complete the truck's round trip haul. The hauling of
materials or products between these secondary off-site facilities as part of a multiple site hauling operation is
not considered work under the contract as long as the time spent hauling between the secondary sites is
properly documented in the trucking records and the time spent hauling on and off the project is properly
compensated as required in subpart 3.
Subp.5. Commercial establishment, exceptions, definitions. For purposes of parts 5200.1105 and
5200.1106 and Minnesota Statutes, sections 177.41 to 177.44, the following terms have the meanings listed.
A. "Laborer or mechanic" means a worker in a construction industry labor class identified in or
pursuant to part 5200.1100.
B. "Mineral aggregate" is sand, gravel, or crushed stone or rock, or earthen material suitable for
roadway development, or mixtures of these naturally occurring substances with recycled materials, suitable
for the base or shoulder of a highway or heavy project used to compose the shoulder, or support bituminous
or concrete pavement, or used as a final gravel road surface. Mineral aggregate specifically does not include
screenings, slag, riprap, recycled concrete and bituminous materials, ready-mix concrete, bituminous
concrete, asphalt, mastic, mortar, plaster, macadam, and other similar processed or manufactured materials or
Page 2 of6
products. Additionally, mineral aggregate does not include materials such as clay, topsoil, fill, dirt, silt,
boulders, wall stone, loam, gumbo, loess, peat, muck, hardpan, or other similar soils or mixed earth.
C. "Incorporated into the work under the contract by depositing the material substantially in place"
means the mineral aggregate is deposited on the project site directly or through spreaders where it can be
spread from or compacted at the location where it was deposited. As used in this part, "depositing
substantially in place" has the same meaning.
D. To be a "fixed place of business," a commercial establishment must serve the government project
from a location from which it served the public prior to and at the time of advertisement of the public works
contract and that has sufficient utilities and equipment to serve the public upon demand.
E. "Regularly supply" includes supply by a cornmercial establishment that is closed on a seasonal
basis.
F. The determination of whether a facility is a "commercial establishment" is made on a location-by-
location basis and on a product-by-product basis, not on a business wide basis. For purposes of parts
5200.1000 to 5200.1120 and Minnesota Statutes, sections 177.41 to 177.44, production of mineral aggregate
is considered production of one product. Construction projects are not considered commercial
establishments. A "commercial establishment" is a business entity that has not set up at the location from
which deliveries are made primarily to serve public works projects and, prior to and at the time of
advertisement of the public works contract, it:
(1) owned or leased the land on which it operates;
(2) possessed business records indicating that sales from the location from which deliveries are made
are for other than the contracting agency's public works contracts;
(3) advertised the availability of material for sale to the general public from the location and had
facilities available for effecting sales at the location; and
(4) has acquired all necessary permits to operate from the location, and met all legal obligations of
state and local regulations to excavate soils, sand, gravel, or rock for the purpose of receiving
something of value for the product.
Subp. 6. Prohibited payment practices. The contractor, subcontractor, trucking broker, or other
person making payment to an employee laborer, mechanic, worker, or truck owner-operator may not accept a
rebate for the purpose of reducing or otherwise decreasing the value of the compensation paid.
Subp.7. Trucking defInitions. The following terms have the meanings given them for the purpose
of parts 5200.1105 and 5200.1106 and Minnesota Statutes, sections 177.41 to 177.44.
A. "Independent truck owner-operator" is an individual, partnership, or principal stockholder of a
corporation who owns or holds a vehicle under lease and who contracts that vehicle and the owner's services
to an entity which provides construction services to' a public works project. In addition, an owner and
operator of a vehicle that is licensed and registered as a truck, tractor, or truck-tractor by a governmental
motor vehicle regulatory agency is an independent contractor, not an ernployee, only if each of the following
factors are significantly present:
(1) the individual, partnership, or corporation owns the equipment or holds it under a lease
arrangement;
(2) the individual, partnership, or corporation is responsible for the maintenance of the equipment;
Page 3 of6
(3) the individual, partnership, or corporation bears the principal burden of the operating costs,
including fuel, repairs, supplies, vehicle insurance, and personal expenses while on the road, but
not including brokerage fees;
(4) the owner drives the equipment;
(5) the owner determines the details and means of performing the services in conformance with
regulatory requirements, operating procedures, and specifications of the entity with which the
individual or corporation contracts; and
(6) the individual or corporation enters into a legally binding agreement that specifies the
relationship to be that of an independent contractor and not that of an employee.
B. "Trucking firm" is any legal business entity that owns more than one vehicle and hires the vehicles
out for services to brokers or contractors on public works projects.
C. "Trucking broker" is an individual or business entity, the activities of which include, but are not
limited to:
(1) contracting to provide trucking services in the construction industry to users of such services;
(2) contracting to obtain such services from providers of trucking services;
(3) dispatching the providers of the services to do work as required by the users of the services;
(4) receiving payment from the users in consideration of the trucking services provided; and
(5) making payment to the providers for the services.
D. "Own" and "operate" have the following meanings and apply to independent truck owner-
operators and trucking firms. The notation "truck owner-operator" for the purposes of this part will apply to
both the independent owner-operator and trucking firms unless otherwise defined:
(1) "Own" means to have a legal and rightful title to the vehicle or to have an approved lease on the
vehicle.
(2) "Operate" means the owner either physically drives the vehicle or hires another to physically
drive the vehicle but maintains the right to direct the day-to-day operations of the vehicle.
Subp. 8. Trucking provisions.
A. Independent truck owner-operators or the owner-driver of a trucking firm are not required to be
paid the truck rental rate for:
(1) time spent repairing or maintaining, or waiting to repair or maintain, the truck owner-operator's
equipment, except that repair, maintenance, or time spent waiting to load or unload which is
attributable to the fault of the broker, contractor, agent thereof, or an employee of such entities,
must be included in the hours worked and paid the hourly truck rental rate; and
(2) time spent correcting work that was not performed according to the prime contract that can be
directly attributed to the negligence of the truck owner-operator.
B. Employees of a trucking firm must always receive the appropriate prevailing wage rate for any
work performed under the contract.
Page 40f6
C. The owner of a trucking firm may either drive the vehicles or hire employees to drive the vehicles.
If the owner drives the vehicle, then the truck hire is subject to the truck rental rates. If the owner hires an
employee to drive the vehicle, the truck hire is subject to the truck rental rates and the employee driver is
subject to the appropriate prevailing wage rate. These provisions apply regardless of who owns any trailer
being pulled by the truck.
Subp.9. Required records.
A. Upon agreement of a contractor or trucking broker with an independent truck owner-operator to
perform work under the contract, the contractor or broker must keep the following records for a period of at
least six years following the payment for services:
(1) name, address, and social security number of the truck owner-operator;
(2) name, address, and phone number of the truck owner-operator's business and federal tax
identification number;
(3) time period covered by the agreement between the tnck owner-operator and the broker or
contractor;
(4) date and amount of each payment to the truck owner-operator, and for each payment:
(a) number of hours the truck owner-operator performed work under the contract, not including
hours excluded under subpart 7;
(b) type of trucking equipment used for each job by the truck owner-operator and if leased, the
name and address of the individual or business entity which owns the equipment;
( c) type of services performed;
(d) hourly truck rental rate used to calculate the minimum payment due; and
(e) an itemization of any deductions from the gross amount payable to the truck owner-operator;
(5) a copy of the owner's certificate of insurance; and
(6) a copy of the vehicle/truck registration.
The contractor or broker must also keep the same records for owner-drivers of trucking firms
working on the public works project unless the owner-drivers' information is submitted along with the
employee information to a contracting agency as listed under subpart 10.
B. Records required to be kept by item A and other similar records necessary to determine
compliance \vith Minnesota Statutes, sections 177.41 to 177.44, as determined by the commissioner of the
department of transportation or the department of labor and industry, must be provided upon request
accompanied by a certification form approved by the requesting department.
Subp. 10. Required employee records. Records pertaining to the proper payment of employees
including, but not limited to, fringe benefit documentation, time cards, payroll ledgers, check registers, and
canceled checks will be made available on request from the department for further review to determine if the
employee was paid according to this part and Minnesota Statutes, sections 177.41 to 177 .44. If the
commissioner of the department of transportation or the department of labor and industry requests any or all
of the following information, the contractor, subcontractor, or trucking firm shall submit the following
information to the department together with any certification forms approved by the requesting department:
Page 5 of6
A. name, address, and social security number of the employee;
B. the classification of work performed defined by part 5200.1100, master job classification;
C. the hours worked per day and per week;
D. legal deductions made from the employee's check;
E. contract information regarding the public works projects worked on by the employee;
F. hourly rate of pay, including any fringe benefit information deemed necessary to determine if the
proper prevailing wage rate was paid;
G. project gross amount earned;
H. weekly gross and net amount of payroll check; or
1. in the case of the owner-driver, information described in items A to E shall be submitted along
with the hourly truck rental rate paid to the owner-driver.
Subp.l1. Effective Date. Parts 5200.1105 and 5200.1106 are effective June 25, 2001. Part
5200.1106 is effective for all projects as described in part 5200.1106, subpart 2, item B, that are advertised
for bid on and after June 25, 2001. The new truck rental rates to be issued under part 5200.1105 are effective
for all projects as described in part 5200.1106, subpart 2, item B, that are advertised on and after the
publication in the State Register of the notice of certification of the truck rental rates.
STAT AUTH: MS s 175.171; 177.41 to 177.44
. HIST: 25 SR 1942
Current as of 08/17/01
Page 60f6
MINNESOTA DEPARTMENT OF LABOR AND INDUSTRY PREVAILING WAGES FOR STATE
FUNDED CONSTRUCTION PROJECTS
W TIDS NOTICE MUST BE POSTED ON THE JOB SITE IN A CONSPICUOUS PLACE
Construction Type: Highway and Heavy
Region Number: 09
Counties within region:
· ANOKA-02
· CARVER-10
· CHISAGO-13
· DAKOTA-19
· HENNEPIN-27
· RAMSEY -62
· SCOTT-70
· W ASHINGTON-82
Effective: 2005-10-17 Revised: 2006-02-08
This project is covered by Minnesota prevailing wage statutes. Wage rates listed below are the minimum hourly rates
to be paid on this project.
All hours worked in excess of eight (8) hours per day or forty (40) hours per week shall be paid at a rate of one and
one half (1 1/2) times the basic hourly rate.
Violations should be reported to:
Department of Transportation
Office of Construction
Transportation Building
John Ireland Blvd
St. Paul, MN 55155
(651) 297-5716
Refer questions concerning the prevailing wage rates to:
Department of Labor and Industry
Prevailing Wage Section
443 Lafayette Road N
St Paul, MN 55155
(651) 284-5091
DLLPrevWa!ie@state.mn.us
03/07/06
LABOR CODE AND CLASS EFFECT BASIC FRINGE TOTAL
DATE RATE RATE RATE
101 LABORER,CO~ON(GENLABOR 2005-10-17 22.84 10.56 33.40
WRK)
2006-05-01 24.39 10.56 34.95
102 LABORER,SKILLED-ASST CRFT 2005-10-17 22.84 10.56 33.40
JRNYMN
2006-01-05 24.39 10.56 34.95
103 LABORER, LANDSCAPING 2005-10-17 14.19 7.75 21.94
2006-05-01 15.69 7.75 23.44
104 FLAGPERSON 2005-10-17 22.84 10.56 33.40
2006-05-01 24.39 10.56 34.95
105 W A TCHPERSON 2005-10-17 19.44 10.01 29.45
2006-05-01 20.99 10.01 31.00
106 BLASTER 2005-10-17 25.84 10.56 36.40
2006-05-01 27.39 10.56 37.95
107 PIPELA YER (WATER, SEWER & GAS) 2005-10-17 24.84 10.56 35.40
2006-05-01 26.39 10.56 36.95
108 TUNNEL MINER 2005-10-17 23.54 10.56 34.10
2006-05-01 25.09 10.56 35.65
109 UNDRGRND & OPEN DITCH LABOR 2005-10-17 23.54 10.56 34.10
(8')
2006-05-01 25.09 10.56 35.65
GROUP 1
2005-10-17
2006-05-01
27.77
29.32
11.70
11.70
39.47
41. 02
201 HELICOPTER PILOT
03/07/06
2
202 CRANE,OVER 135' BOOM, WITHOUT JIB
203 DRGLN/SMLR,SHVL CNTRLS,3 CU YDS+
204 PILE DRIVING,WITH 3 DRUMS IN USE
205 TOWER CRANE
GROUP 2 2005-10-17 27.22 11.70 38.92
2006-05-01 28.77 11.70 40.47
206 CABLEW A Y
207 CONCRETE MIXER,STATIONARY PLANT
208 DERRICK-GUY,STFLEG,PWR,SKD,IMMOV
209 DRGLN/SMLR/SHVL CNTRLS,TO 3 CYDS
210 DRDGEORENGmEE&POWER&ENGmEER
211 FRONT END LOADER,5 CU YDS & OVER
212 GRADER OR MOTOR PATROL
213 LOCOMOTIVE CRANE OPERATOR
214 MIXR-P A VING,ROADMOLE,CONW A Y /SMLR
216 TRACTOR - BOOM TYPE
217 TRACTORCRANE-CRAWLERCRANE
218 TUGBOAT, 100 H.P. AND OVER
GROUP 3 2005-10-17 26.92 11.70 38.62
2006-05-01 28.47 11.70 40.17
219 DUAL TRACTOR
220 ELEV A TING GRADER
221 PUMP CRETE
222 SCRAPER,32 CU YDS AND OVER
223 SELF PROPELLED SOIL STABILIZER
GROUP 4 2005-10-17 26.92 11.70 38.62
2006-05-01 28.47 11.70 40.17
224 AIR TRACK ROCK DRILL
225 ASPHALT BITU1v1INOUS STABLZR PLANT
226 AUTOMATIC ROAD MACHINE(CMI/SMLR)
227 BACKFILLER OPERATOR
228 CONCRETE BATCH PLANT
229 BITUMINOUS ROLLER,8 TONS OR MORE
03/07/06 3
230 BITUMINOUS SPREADER,FINISH (PWR)
231 CAT TRACTORS W/ROCK W AGONS/SMLR
232 CHIP HARVESTER AND TREE CUTTER
233 CONCRETE MIXER ON JOB SITE
234 CONCRETE MOBIL
235 CRUSH,W ASH,SCREEN GRAVEL PLANT
236 CURB MACIDNE
237 DOPE MACHINE (PIPELINE)
238 DRILL RIGS (ROTARY,CHAIN,CABLE)
239 FORK LIFT OR STRADDLE CARRIER
240 FORK LIFT OR LUMBER STACKER
241 FRONTENDLOADEROVER1CUYD
242 HOIST ENGINEER (POWER)
243 HYDRAULIC TREE PLANTER
244 LAUNCHER,TANKER PERSON,PILOT LIC
245 LOCOMOTIVE
246 MECHANIC WELDER
247 MILL,GRIND,AND PLANE MACIDNE
248 MULTIPLE MACIDNES/WELD,GENS,PUMP
249 PAVE BRKR,TAMP (PWR),MIGHTY MITE
250 PICKUP SWEEP W HOPPER OF 1 CUYD+
251 PIPELINE WRAP,CLEAN,BEND MACHINE
252 PWR PLANT ENGINEER,100 KWH +
253 PWR HORlZONTAL BORING MACH 6" +
254 PUGMILL
255 RUBBER TIRE TRACTOR,B/HOE ATTACH
256 SCRAPER UP TO 32 CUBIC YARDS
257 SKID LDR,lCUYD+ & BACKHOE ATTACH
258 SLIP FORM (POWER DRIVEN)(PA VING)
259 TIE TAMPER AND BALLAST MACHINE
260 TRACTOR, BULLDOZER
261 TRENCIDNG MACH (SEWER,W ATER,GAS)
262 WELL POINT INSTALLATION
GROUP 5 2005-10-17
2006-05-01
03/07/06
23.88
25.43
11.70
11.70
35.58
37.13
4
263 AIR COMPRESSOR, 600 CFM OR OVER
264 BITUMINOUS ROLLER UNDER 8 TONS
265 CNCRTE DSTRB/SPRD/FNSH,FLOAT,JNT
266 CNCRTE SAW W MULT BLADE,PWR OPER
267 FORM TRENCH DIGGER, POWER OPER
268 FRONT END LOADER UPTO INCL 1 CUYD
269 GUNITE GUNALL
270 HYDRAULIC LOG SPLITTER
271 LOADER-BARBERGREENEORS~AR
272 POST HOLE DRIVING MACHINE/AUGER
273 POWER AUGER AND BORING MACHINE
274 POWER ACTUATED JACK
275 PUMP
276 SELF PROP CHIP SPRDR(FLAHERTY)
277 SHEEP FOOT COMP ACTR/BLADE,200HP+
278 SHOULDER MACH W SAND/CHIP SPRDR
279 STUMP CHIPPER AND TREE CHIPPER
280 TREE FARMER (MACHINE)
281 BTMNUS SPRDR/FINSH MACH OPRlHLPR
GROUP 6
2005-10-17
2006-05-01
22.67
24.22
11.70
11.70
34.37
35.92
282 CONVEYOR
283 DREDGE DECK HAND
284 FIRE PERSON OR TAl~K CAR HEATER
285 GRVL SCRN PLNT-PORT,NOCRUSH/W ASH
286 GREASER (TRUCK OR TRACTOR)
287 LEVER PERSON
288 OILR-SHVL,CRANE,DLINE,CRUSH,MILL
289 POWER SWEEPER
290 ROLLER ON GRA VEL COMPACTION
291 SELF PROPELLED VIBRATING PACKER
292 SHEEP FOOT ROLLER
293 TRACTOR, WHEEL TYPE,OVER 50 H.P.
294 TRUCK CRAi'ffi OILER
03/07/06 5
GROUPl 2005-10-17 23.00 9.25 32.25
2006-05-01 24.55 9.25 33.80
301 MECHANIC - WELDER
302 TRACTOR~ERDillNCR
303 TRUCK DRVR,OPER HAND/PWR WINCH
GROUP 2 2005-10-17 22.45 9.25 31.70
2006-05-01 24.00 9.25 33.25
304 4 OR MORE AXLE,STRGHT BODY TRUCK
GROUP 3 2005-10-17 22.35 9.25 31.60
2006-05-01 23.90 9.25 33.15
305 BITUMINOUS DISTRIBUTOR DRIVER
306 BITUMINOUS DISTRIBUTOR-1 PERSON
307 THREE AXLE UNITS
GROUP 4 2005-10-17 22.10 9.25 31.35
2006-05-01 23.65 9.25 32.90
308 BITUMINOUS DISTRIBUTOR SPRAY OPR
309 DUMP PERSON
310 GREASER
311 PILOT CAR DRIVER
312 RUBBER TIRED SELF PROPELL PACKER
313 TWO AXLE UNIT
314 SLURRY OPERATOR
315 TANK TRUCK HELPER-GAS,OIL,W ATER
316 TRACTOR OPERATOR, UNDER 50 H.P.
401 HEATING Al~D FROST INSULATORS 2005-10-17 26.03 20.47 46.50
402 BOILERMAKERS FOR RATE CALL 651-284-5091 OR EMAIL
DLI.PREVW AGE@STATE.MN.US
403 BRICKLAYERS 2005-10-17 27.89 14.85 42.74
404 CARPENTERS 2005-10-17 30.26 10.86 41.12
03/07/06
6
405 CARPET LAYERS (LINOLEUM) FOR RATE CALL 651-284-5091 OR EMAli
DLLPREVW AGE@STATE.MN.US
406 CEMENT MASONS 2005-10-17 24.09 14.96 39.05
407 ELECTRICIANS 2005-10-17 32.25 17.85 50.10
2006-05-01 34.25 17.85 52.10
408 ELEV ATOR CONSTRUCTORS FOR RATE CALL 651-284-5091 OR EMAli
DLLPREVW AGE@STATE.MN.US
409 GLAZIERS FOR RATE CALL 651-284-5091 OR EMAli
DLLPREVW AGE@STATE.MN.US
410 LATHERS FOR RATE CALL 651-284-5091 OR EMAli
DLI.PREVW AGE@STATE.MN.US
411 GROUND PERSON 2005-10-17 21.49 7.83 29.32
412 IRONWORKERS 2005-10-17 31.35 15.52 46.87
2006-05-01 32.90 15.52 48.42
413 LINEMAN 2005-10-17 29.62 12.28 41.90
414 MILLWRIGHT 2005-10-17 29.48 9.87 39.35
415 PAINTERS 2005-10-17 28.50 12.25 40.75
416 PILEDRIVER 2005-10-17 30.26 10.86 41.12
417 PIPEFITTERS - STEAMFITTERS 2005-10-17 32.74 16.57 49.31
418 PLASTERERS FOR RATE CALL 651-284-5091 OR EMAli
DLLPREVW AGE@STATE.MN.US
419 PLUMBERS 2005-10-17 32.77 14.87 47.64
2006-05-01 34.57 14.87 49.44
03/07/06 7
420 ROOFER
421 SHEET METAL WORKERS
422 SPRINKLER FIITERS
423 TERRAZZO WORKERS
424 TILE SETTERS
425 DRYWALL TAPER
430 WIRING SYSTEM TECHNICIAN
431 WIRING SYSTEM INSTALLER
435 ASBESTOS ABATEMENT WORKER
436 SIGN ERECTOR
03/07/06
FOR RATE CALL 651-284-5091 OR EMAIL
DLI.PREVW AGE@STATE.MN.US
FOR RATE CALL 651-284-5091 OR EMAIL
DLI.PREVW AGE@STATE.MN.US
FOR RATE CALL 651-284-5091 OR EMAIL
DLI.PREVW AGE@STATE.MN.US
FOR RATE CALL 651-284-5091 OR EMAIL
DLI.PREVW AGE@STATE.MN.US
2005-10-17
26.10
FOR RATE CALL 651-284-5091 OR EMAIL
DLI.PREVW AGE@STATE.MN.US
2005-10-17
27.93
2005-10-17
19.26
2005-10-17
23.67
FOR RATE CALL 651-284-5091 OR EMAIL
DLI.PREVW AGE@STATE.MN.US
16.11
10.46
3.96
10.36
42.21
38.39
23.22
34.03
8
DOCUMENT 00100
ADVERTISEMENT FOR BIDS
Sealed Bids will be received by the City of New Hope, Minnesota, in the City Hall at 4401 Xylon
Avenue North, until 2:00 P.M., C.S.T., Thursday, March 30, 2006, at which time they will be
publicly opened and read aloud for the furnishing of all labor, materials, and all else necessary for
the following:
2006 Infrastructure Improvements
In general, work consists of the following approximate quantities:
30,000
13,000
14,000
1
15,000
3,000
8,000
4,500
1
3,750
1,200
2
18,000
4
LF Street Mill and Overlay and Reclaim and Pave
LF Remove & Replace Concrete Curb & Gutter, spot replacement
LF Concrete Curb & Gutter, machine placed
LS Traffic Control
LF Striping, incl. pavement markings
LF Full (Residential) Street Reconstruct, incl. removals, base, paving, etc.
CY Common Excavation, off-site
LF DIP Water Main Replacement, incl. hydrants, valves, fittings, etc.
LS Temporary Water Service
LF RCP Storm Sewer, incl. structures, grit chambers (3), etc.
LF Park Trail Reconstruction
EA Parking Lot Reconstruction (50-60 stall)
CY Muck Excavation (Lake Dredging)
EA Street Light
Bidders desiring a copy of the Bidding Documents may obtain them from the Issuing Office of
Bonestroo, Rosene, Anderlik & Associates, Inc., Consulting Engineers, 2335 West Highway 36, St.
Paul, MN 55113, (651) 636-4600 upon payment of a non-refundable fee of $55.00. Bidding
Documents may be seen at the office of the City of New Hope and at the Issuing Office. Bidding
Documents can also be purchased with a credit card over the internet at www.bonestroo.com.
Direct inquiries to Engineer's Project Manager, Jason Quisberg at (651) 604-4938.
Bid Security in the amount of 5 percent of the amount of the Bid must accompany each Bid in
accordance with the Instructions to Bidders.
The Owner reserves the right to retain the deposits of the 3 lowest Bidders for a period not to
exceed 60 days after the date and time set for the Opening of Bids. No Bids may be withdrawn for a
period of 60 days after the date and time set for the Opening of Bids.
The Owner reserves the right to reject any and all Bids, to waive irregularities and informalities
therein, and further reserves the right to award the Contract to the best interests of the Owner.
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@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
Daniel Donahue, City Manager
City of New Hope, Minnesota
ADVER~EMENIFORBIDS
DOCUMENT 00200
INSTRUCTIONS TO BIDDERS
ARTICLE 1- DEFINED TERMS
1.01 Terms used in these Instructions to Bidders have the meanings indicated in the General
Conditions and Supplementary Conditions. Additional terms used in these Instructions to
Bidders have the meanings indicated below:
A. Issuing Office: The office from which the Bidding Documents are to be issued and
where the Bidding procedures are to be administered.
ARTICLE 2 - COPIES OF BIDDING DOCUMENTS
2.01 Complete sets of the Bidding Documents in the number and for the non-refundable sum
stated in the Advertisement for Bids may be obtained from the Issuing Office.
2.02 Complete sets of Bidding Documents shall be used in preparing Bids; neither Owner nor
Engineer assumes any responsibility for errors or misinterpretations resulting from the use
of incomplete sets of Bidding Documents.
2.03 Owner and Engineer in making copies of Bidding Documents available on the above terms,
do so only for the purpose of obtaining Bids for the work and do not confer a license or
grant for any other use.
ARTICLE 3 - QUALIFICATIONS OF BIDDERS
3.01 To demonstrate Bidder's qualifications to perform the work within 5 days of Owner's
request, Bidder shall submit written evidence, such as financial data, previous experience,
present commitments, and such other data, as may be called for below:
A. Evidence of Bidder's qualification to do business in the state where the Project is
located or covenant to obtain such qualification prior to award of Contract.
B. Evidence of genuineness of Bid and lack of collusion in conjunction therewith.
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INSTRUCTIONS TO BIDDERS
ARTICLE 4 - EXAMINATION OF BIDDING DOCUMENTS, OTHER RELATED DATA,
AND PROJECT SITE
4.01 Subsurface and Physical Conditions
A. The Supplementary Conditions Identify:
1. Those reports of explorations and tests of subsurface conditions at or
contiguous to the Project Site that Engineer has used in preparing the
Bidding Documents.
2. Those drawings of physical conditions in or relating to existing surface and
subsurface structures at or contiguous to the Project Site (except
Underground Facilities) that Engineer has used in preparing the Bidding
Documents.
B. Copies of reports and drawings referenced in Paragraph 4.01.A will be made
available by Owner to any Bidder on request. Those reports and drawings are not
part of the Contract Documents, but the "technical data" contained therein upon
which Bidder is entitled to rely as provided in Paragraph 4.02 of the General
Conditions has been identified and established in Paragraph 4.02 of the
Supplementary Conditions. Bidder is responsible for any interpretation or
conclusion Bidder draws from any "technical data" or any other data,
interpretations, opinions, or information contained in such reports, or shown or
indicated in such drawings.
4.02 Underground Facilities
A. Information and data shown or indicated in the Bidding Documents with respect to
existing Underground Facilities at or contiguous to the Project Site is based upon
information and data furnished to Owner and Engineer by owners of such
Underground Facilities, including Owner or others.
4.03 Hazardous Environmental Condition
A. The Supplementary Conditions identify those reports and drawings relating to a
Hazardous Environmental Condition identified at the Project Site, if any, that
Engineer has used in preparing the Bidding Documents.
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INSTRUCTIONS TO BIDDERS
B. Copies of reports and drawings referenced in Paragraph 4.03.A will be made
available by Owner to any Bidder on request. Those reports and drawings are not
part of the Contract Documents, but the "technical data" contained therein upon
which Bidder is entitled to rely as provided in Paragraph 4.06 of the General
Conditions has been identified and established in Paragraph 4.06 of the
Supplementary Conditions. Bidder is responsible for any interpretation or
conclusion Bidder draws from any "technical data" or any other data,
interpretations, opinions, or information contained in such reports or shown or
indicated in such drawings.
4.04 Provisions concerning responsibilities for the adequacy of data furnished to prospective
Bidders with respect to subsurface conditions, other physical conditions, Underground
Facilities, and possible changes in the Bidding Documents due to differing or unanticipated
conditions appear in Paragraphs 4.02, 4.03, and 4.04 of the General Conditions. Provisions
concerning responsibilities for the adequacy of data furnished to prospective Bidders with
respect to a Hazardous Environmental Condition at the Project Site, if any, and possible
changes in the Contract Documents due to any Hazardous Environmental Condition
uncovered or revealed at the Project Site which was not shown or indicated in the Drawings
or Specifications, or identified in the Contract Documents to be within the scope of the
work appear in Paragraph 4.06 of the General Conditions.
4.05 On request, Owner will provide Bidder access to the Project Site to conduct such
examinations, investigations, explorations, tests, and studies as Bidder deems necessary for
submission of a Bid. Bidder shall fill all holes, and clean up and restore the Project Site to
its former condition upon completion of such explorations, investigations, tests, and studies.
Bidder shall comply with all applicable Laws and Regulations relative to excavation and
utility locates.
4.06 Reference is made to Article 7 of the Supplementary Conditions for the identification of the
general nature of other work that is to be performed at the Project Site by Owner or others
(such as utilities and other prime contractors) that relates to the work contemplated by these
Bidding Documents. On request, Owner will provide to each Bidder for examination access
to or copies of contract documents (other than portions thereof related to price) for such
other work.
4.07 It is the responsibility of each Bidder before submitting a Bid to:
A. examine and carefully study the Bidding Documents, the other related data
identified in the Bidding Documents, and any Addenda;
B. visit the Project Site and become familiar with and satisfy Bidder as to the general,
local, and Project Site conditions that may affect cost, progress, and performance of
the work;
C. become familiar with and satisfy Bidder as to all federal, state, and local Laws and
Regulations that may affect cost, progress, and performance of the work;
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INSTRUCTIONS TO BIDDERS
D. carefully study all: (1) reports of explorations and tests of subsurface conditions at
or contiguous to the Project Site and all drawings of physical conditions in or
relating to existing surface or subsurface structures at or contiguous to the Project
Site (except Underground Facilities) which have been identified in the
Supplementary Conditions as provided in Paragraph 4.02 of the General Conditions,
and (2) reports and drawings of Hazardous Environmental Conditions at the Project
Site which have been identified in the Supplementary Conditions as provided in
Paragraph 4.06 ofthe General Conditions;
E. obtain and carefully study (or accept consequences of not doing so) all additional or
supplementary examinations, investigations, explorations, tests, studies, and data
concerning conditions (surface, subsurface, and Underground Facilities) at or
contiguous to the Project Site which may affect cost, progress, or performance of the
work or which relate to any aspect of the means, methods, techniques, sequences,
and procedures of construction to be employed by Bidder, including applying any
specific means, methods, techniques, sequences, and procedures of construction
expressly required by the Bidding Documents, safety precautions, and programs
incident thereto;
F. agree at the time of submitting its Bid that no further examinations, investigations,
explorations, tests, studies, or data are necessary for the determination of its Bid for
performance of the work at the Price( s) Bid and within the times and in accordance
with the other terms and conditions of the Bidding Documents;
G. become aware of the general nature of the work to be performed by Owner and
others at the Project Site that relates to the work as indicated in the Bidding
Documents;
H. correlate the information known to Bidder, information and observations obtained
from visits to the Project Site, reports and drawings identified in the Bidding
Documents, all additional examinations, investigations, explorations, tests, studies,
and data with the Bidding Documents;
1. promptly give Engineer written notice of all conflicts, errors, ambiguities, or
discrepancies that Bidder discovers in the Bidding Documents and confirm that the
written resolution thereof by Engineer is acceptable to Bidder; and
J. determine that the Bidding Documents are generally sufficient to indicate and
convey understanding of all terms and conditions for the performance of the work.
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00200-4
INSTRUCTIONS TO BIDDERS
4.08 The submission of a Bid will constitute an incontrovertible representation by Bidder that
Bidder has complied with every requirement of this Article 4, that without exception the
Bid is premised upon performing and furnishing the work required by the Bidding
Documents, and applying any specific means, methods, techniques, sequences, and
procedures of construction that may be shown or indicated or expressly required by the
Bidding Documents, that Bidder has given Engineer written notice of all conflicts, errors,
ambiguities, and discrepancies that Bidder has discovered in the Bidding Documents and
the written resolutions thereof by Engineer are acceptable to Bidder, and that the Bidding.
Documents are generally sufficient to indicate and convey understanding of all terms and
conditions for performing and furnishing the work.
ARTICLE 5 - PRE-BID CONFERENCE
5.01 There will be no pre-Bid conference.
ARTICLE 6 - PROJECT SITE AND OTHER AREAS
6.01 The Project Site is identified in the Bidding Documents. Easements for permanent
structures or permanent changes in existing facilities are to be obtained and paid for by
Owner, unless otherwise provided in the Bidding Documents. All additional lands and
access thereto required for temporary construction facilities, construction equipment, or
storage of materials and equipment to be incorporated in the work are to be obtained and
paid for by Contractor.
ARTICLE 7 - INTERPRETATIONS AND ADDENDA
7.01 All questions about the meaning or intent of the Bidding Documents are to be submitted to
Engineer in writing. Interpretations or clarifications considered necessary by Engineer in
response to such questions will be issued by Addenda mailed or delivered to all parties
recorded by Engineer as having received the Bidding Documents. Questions received less
than 10 days prior to the date for Opening of Bids may not be answered. Only questions
answered by Addenda will be binding. Oral and other interpretations or clarifications will
be without legal effect.
7.02 Addenda may be issued to clarify, correct, or change the Bidding Documents as deemed
advisable by Owner or Engineer.
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Anderlik & Associates, Inc.
00200-5
INSTRUCTIONS TO BIDDERS
ARTICLE 8 - BID SECURITY
8.01 A Bid must be accompanied by Bid Security made payable to Owner in an amount of 5
percent of Bidder's maximum Bid Price and in the form of a certified check or bank money
order, or a Bid Bond issued by a surety meeting the requirements of Paragraphs 5.01 and
5.02 of the General Conditions.
8.02 The Bid Security of the successful Bidder will be retained until such Bidder has executed
the Contract Documents, furnished the required Contract Security, and met the other
conditions of the Notice of Award, whereupon the Bid Security will be returned. If the
successful Bidder fails to execute and deliver the Contract Documents and furnish the
required Contract Security within 15 days after the Notice of Award, Owner may annul tlfe
Notice of Award and the Bid Security of that Bidder will be forfeited. The Bid Security of
other Bidders whom Owner believes to have a reasonable chance of receiving the award
may be retained by Owner until the earlier of 7 days after the Effective Date of the
Agreement or 61 days afterthe Bid Opening, whereupon Bid Security furnished by such
Bidders will be returned.
8.03 Bid Security of other Bidders whom Owner believes do not have a reasonable chance of
receiving the award will be returned within 7 days after the Bid Opening.
ARTICLE 9 - CONTRACT TIMES
9.01 The number of days within which or the dates by which Milestones are to be achieved and
the work is to be Substantially Completed and ready for Final Payment are set forth in the
Agreement.
ARTICLE 10 - LIQUIDATED DAMAGES
10.01 Provisions for liquidated damages, ifany, are set forth in the Agreement.
ARTICLE 11 - SUBSTITUTE AND "OR-EQUAL" ITEMS
11.01 The Contract, if awarded, will be on the basis of materials and equipment specified or
described in the Bidding Documents without consideration of possible substitute or "or-
equal" items. Whenever it is specified or described in the Bidding Documents that a
substitute or "or-equal" item of material or equipment may be furnished or used by
Contractor if acceptable to Engineer, application for such acceptance will not be considered
by Engineer until after the Effective Date of the Agreement.
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INSTRUCTIONS TO BIDDERS
ARTICLE 12 - SUBCONTRACTORS, SUPPLIERS, AND OTHERS
12.01 If the Supplementary Conditions require the identity of certain subcontractors, suppliers,
individuals, or entities to be submitted to Owner in advance of a specified date prior to the
Effective Date of the Agreement, the apparent successful Bidder and any other Bidder so
requested shall within 5 days after Bid Opening, submit to Owner a list of all such
subcontractors, suppliers, individuals, or entities proposed for those portions of the work for
which such identification is required. Such list shall be accompanied by an experience
statement with pertinent information regarding similar projects and other evidence of
qualification for each such subcontractor, supplier, individual, or entity if requested by
Owner. If Owner or Engineer after due investigation has reasonable objection to any
proposed subcontractor, supplier, individual, or entity, Owner may before the Notice of
Award is given request apparent successful Bidder to submit a substitute in which case
apparent successful Bidder shall submit an acceptable substitute, Bidder's Bid Price will be
increased (or decreased) by the difference in cost occasioned by such substitution and
Owner may consider such price adjustment in evaluating Bids and making the Contract
award.
12.02 If apparent successful Bidder declines to make any such substitution, Owner may award the
Contract to the next lowest Bidder that proposes to use acceptable subcontractors, suppliers,
individuals, or entities. Declining to make requested substitutions will not constitute
grounds for forfeiture of the Bid Security of any Bidder. Any subcontractor, supplier,
individual, or entity so listed and against which Owner or Engineer makes no written
objection prior to the giving of the Notice of Award, will be deemed acceptable to Owner
and Engineer subject to revocation of such acceptance after the Effective Date of the
Agreement as provided in Paragraph 6.06 of the General Conditions.
12.03 Contractor shall not be required to employ any subcontractor, supplier, individual, or entity
against whom Contractor has reasonable objection.
ARTICLE 13 - PREPARATION OF BID
13.01 The Bid Form is included with the Bidding Documents. Additional copies may be obtained
from Engineer.
13.02 All blanks on the Bid Form shall be completed by printing in ink or by typewriter and the
Bid signed in ink. Erasures or alterations shall be initialed in ink by the person signing the
Bid Form. A Bid Unit Price shall be indicated for each Bid Item listed therein.
13.03 A Bid by a corporation shall be executed in the corporate name by the president or a vice-
president or other corporate officer accompanied by evidence of authority to sign. The
corporate seal shall be affixed and attested by the secretary or an assistant secretary. The
corporate address and state of incorporation shall be shown below the signature.
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00200-7
INSTRUCTIONS TO BIDDERS
13.04 A Bid by a partnership shall be executed in the partnership name and signed by a partner
(whose title must appear under the signature), accompanied by evidence of authority to sign.
The official address of the partnership shall be shown below the signature.
13.05 A Bid by a limited liability company shall be executed in the name of the firm by a member
and accompanied by evidence of authority to sign. The state of formation of the firm and the
official address of the firm shall be shown below the signature.
13.06 A Bid by an individual shall show the Bidder's name and official address.
13.07 A Bid by a joint venture shall be executed by each joint venturer in the manner indicated on
the Bid Form. The official address of the joint venture shall be shown below the signature.
13.08 All names shall be typed or printed in ink below the signatures.
13.09 The Bid shall contain an acknowledgment of receipt of all Addenda, the numbers of which
shall be filled in on the Bid Form.
13.10 The address and telephone number for communications regarding the Bid shall be shown.
13.11 The Bid shall contain evidence of Bidder's authority and qualification to do business in the
state where the Project is located or covenant to obtain such qualification prior to award of
the Contract. Bidder's State Contractor License Number, if any, shall also be shown on the
Bid Form.
13.12 Bidders shall indicate the Total Add or Deduct to the Total Base Bid for each Alternate
provided on the Bid Form.
13.13 Bidders may list proposed Substitute Items on the spaces provided on the Bid Form.
Bidders shall clearly indicate the item name, Specification Section Number, and the Total
Deduct to the Total Base Bid for each Substitute Item proposed.
13.14 Bidders shall circle the name of the Base Bid Manufacturer they will provide if awarded the
Contract. Bidders shall circle only 1 name for each item. If the Bidder fails to circle an item,
the first item listed shall be provided.
13.15 Bidders shall identify the name of the company or subcontractor that will perform the listed
portion of the work if the Bidder is awarded the Contract.
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INSTRUCTIONS TO BIDDERS
ARTICLE 14 - BASIS OF BID; CO.MPARISON OF BIDS
14.01 Bid Unit Price With Alternates
A. Bidders shall submit a Bid on a Bid Unit Price for each Bid Item of work listed in
the Bid Form and include a separate price for each Alternate described in the
Bidding Documents as provided for in the Bid Form. The price for each Alternate
will be the amount added to the Base Bid if Owner selects the Alternate. In the
evaluation of Bids, Owner may select any combination of Alternates or the Owner
may choose not to accept any Alternate Bids.
B. The total of all estimated prices will be the sum of the products of the estimated
quantity of each Bid Item and the corresponding Bid Unit Price. The final quantities
and Contract Price will be determined in accordance with Paragraph 11.03 of the
General Conditions.
C. Discrepancies between the multiplication of units of work and Bid Unit Prices will
be resolved in favor of the Bid 'Unit Prices. Discrepancies between the indicated
sum of any column of figures and the correct sum thereof will be resolved in favor
of the correct sum. Discrepancies between words and figures will be resolved in
favor ofthe words.
D. Bids will be compared on the basis of the "Adjusted Total Base Bid" and this
amount will be the basis for determining the lowest Bidder. The sum of the Total
Base Bid and any combination of Alternates accepted by the Owner will determine
the "Adjusted Total Base Bid." The Owner may choose to not accept any Alternate
Bids.
14.02 The Bid Price shall include such amounts as the Bidder deems proper for overhead and
profit on account of cash allowances, if any, named in the Contract Documents as provided
in Paragraph 11.02 ofthe General Conditions.
ARTICLE 15 - SUBMITTAL OF BID
15.01 With each copy of the Bidding Documents, a Bidder is furnished 1 separate unbound copy
of the Bid Form, and, if required, the Bid Bond Form. The unbound copy of the Bid Form is
to be completed and submitted with the Bid Security.
15.02 A Bid shall be submitted no later than the date and time prescribed and at the place
indicated in the Advertisement for Bids and shall be enclosed in an opaque sealed envelope
plainly marked with the Project Title (and, if applicable, the designated portion of the
Project for which the Bid is submitted), the name and address of Bidder, and shall be
accompanied by the Bid Security and other required documents. If a Bid is sent by mail or
other delivery system, the sealed envelope containing the Bid shall be enclosed in a separate
envelope plainly marked on the outside with the notation ''BID ENCLOSED." A mailed
Bid shall be addressed to Owner's office.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00200-9
INSTRUCTIONS TO BIDDERS
ARTICLE 16 - MODIFICATION AND WITHDRAWAL OF BID
16.01 A Bid may be modified or withdrawn by an appropriate document duly executed in the
manner that a Bid must be executed and delivered to the place where Bids are to be
submitted prior to the date and time for the Opening of Bids.
16.02 Bids may be withdrawn after Bid Opening only in accordance with the law.
ARTICLE 17 - OPENING OF BIDS
17.01 Bids will be opened at the time and place indicated in the Advertisement for Bids and,
unless obviously non-responsive, read aloud publicly. A Bid Tabulation of the amounts of
the Base Bids and major Alternates, if any, will be made available to Bidders after the
Opening of Bids.
ARTICLE 18 - BIDS TO REMAlN SUBJECT TO ACCEPTANCE
18.01 All Bids will remain subject to acceptance for the period of time stated in the Bid Form, but
Owner may, in its sole discretion, release any Bid and return the Bid Security prior to the
end of this period.
ARTICLE 19 - EVALUATION OF BIDS AND AWARD OF CONTRACT
19.01 If the Contract is awarded, award will be made on the basis of the lowest responsive,
responsible, qualified Bidder determined by the Adjusted Total Base Bid.
19.02 Owner reserves the right to reject any or all Bids, including without limitation
nonconforming, nonresponsive, unbalanced, or conditional Bids. Owner further reserves the
right to reject the Bid of any Bidder whom it finds after reasonable inquiry and evaluation to
not be responsible. Owner may also reject the Bid of any Bidder if Owner believes that it
would not be in the best interest of the Project to make an award to that Bidder. Owner also
reserves the right to waive all informalities not involving price, time, or changes in the work
and to negotiate Contract terms with the successful Bidder.
19.03 More than 1 Bid for the same work from an individual or entity under the same or different
names will not be considered. Reasonable grounds for believing that any Bidder has an
interest in more than 1 Bid for the work may be cause for disqualification of that Bidder and
the rejection of all Bids in which that Bidder has an interest.
19.04 In evaluating Bids, Owner will consider whether or not the Bids comply with the prescribed
requirements and such Alternates, Bid Unit Prices, and other data as may be requested in the
Bid Form or prior to the Notice of Award.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00200-10
INSTRUCTIONS TO BIDDERS
19.05 In evaluating Bidders, Owner will consider the qualifications of Bidders and may consider
the qualifications and experience of subcontractors, suppliers, other individuals, or entities
proposed for those portions of the work for which the identity of subcontractors, suppliers,
other individuals, or entities must be submitted as provided in the Supplementary
Conditions.
19.06 Owner may conduct such investigations as Owner deems necessary to establish the
responsibility, qualifications, and financial ability of Bidders, proposed subcontractors,
suppliers, individuals, or entities to perform the work in accordance with the Contract
Documents. As a condition of its Bid, Bidder is required to waive any and all claims of
whatever nature against Owner, Engineer, and their employees and agents which arise out
of or relate to such investigations and statements made as a result thereof, except for
statements that can be shown by clear and convincing evidence to be intentionally false and
made with actual malice. This waiver is not intended to restrict Bidder's rights to challenge
a Contract award pursuant to law.
19.07 If the Contract is to be awarded, Owner will award the Contract to the Bidder whose Bid is
in the best interests of the Project.
ARTICLE 20 - CONTRACT SECURITY AND INSURANCE
20.01 Article 5 of the General Conditions, as may be modified by the Supplementary Conditions,
sets forth Owner's requirements as to Performance and Payment Bonds and Insurance.
When the successful Bidder delivers the executed Agreement to Owner, it shall be
accompanied by such bonds.
ARTICLE 21 - SIGNING OF AGREEMENT
21.01 When Owner gives a Notice of Award to the successful Bidder, it shall be accompanied by
the required number of unsigned counterparts of the Agreement with the other Contract
Documents which are identified in the Agreement as attached thereto. Within 15 days
thereafter, successful Bidder shall sign and deliver the required number of counterparts of
the Agreement and attached documents to Owner. Within 10 days thereafter, Owner shall
deliver 2 fully signed counterparts to successful Bidder with a complete set of the Drawings
with appropriate identification.
END OF DOCUMENT
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00200-11
INSTRUCTIONS TO BIDDERS
DOCUMENT 00300
INFORMATION AVAILABLE TO BIDDERS
Portions of reports and drawings used by the Engineer in the preparation of the Bidding Documents
are attached to this document. The Technical Data is identified in the Supplementary Conditions.
Bidders are responsible for their own interpretation, verification, and use of the Technical Data
contained in these reports and drawings consistent with the General Conditions and Supplementary
Conditions. Reports, drawings, and other historical information regarding the Project may be
available for Bidder's review at the Engineer's office. Schedule a viewing time with the Project
Manager.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
END OF DOCUMENT
INFORMATION A V AILABLE TO BIDDERS
~ Bonestroo
-=- Rosene
U Anderlik &
.~. Associates
Engineers & Architects
( .
BIDDER: \...
C:.',,::>::::" C(..L.,-
>=v\c
DOCUMENT 00410
BID FORt'\1
2006 IN"FRA.STRUCTURE IMPROVEMENTS
CITY PROJECT NO. 790
FILE NO. 000034-05172-0
Nl:W HOPE, MINl'.l:SOTA
2006
BID COpy
THIS BID IS SUBMITTED TO:
City of New Hope, Minnesota
City Hall
4401 Xylon Avenue North
New Hope, .MN 55428-4898
] .01 The undersigned Bidder proposes and agrees, if this Bid is accepted, to enter into an Agreement with Owner in the form
included in the Bidding Documents to perform all work as specified or indicated in the Bidding Documents for the prices and
within the times indicated in this Bid and in accordance with the other terms and conditions of the Bidding Documents.
2.0] Bidder accepts all of the terms and conditions of the Instructions to Bidders, including without limitation those dealing with
the disposition of Bid Security. The Bid will remain subject to acceptance for 60 days after the Bid Opening, or for such longer
period of time that Bidder may agree to in writing upon request of O\\ner.
3.01 In submitting this Bid, Bidder represents that:
A. Bidder has examined and carefully studied the Bidding Documents, the other related data identified in the
Bidding Documents, and the following Addenda, receipt of all which is hereby acknowledged:
Addendum No.
Addendum Date
B. Bidder has visited the Project Site and become familiar with and is satisfied as to the general, local, and Project
Site conditions that may affect cost, progress, and performance of the work.
C. Bidder is familiar with and is satisfied as to all federal, state, and local Laws and Regulations that may affect
cost, progress, and performance of the work.
D. Bidder has carefully studied an: (1) reports of explorations and tests of subsurface conditions at, or contiguous
to, the Project Site and an drawings of physical conditions in or relating to existing surface or subsurface
structures at, or contiguous to, the Project Site (except Underground Facilities) which have been identified in
SC-4.02, and (2) reports and drawings of Hazardous Environmental Conditions that have been identified in SC-
~ f\t:.
OD003405InOBlDFo,,"\1
00410-1
BID FO""'l
E. Bidder has obtained and careful1y studied (or accepts the consequences for not doing so) all additional or
supplementary examinations, investigations, explorations, tests, studies, and data concerning conditions
(surface, subsurface, and Underground Facilities) at, or contiguous to, the Project Site which may affect cost,
progress, or performance of the work or which relate to any aspect of the means, methods, techniques,
sequences, and procedures of construction to be employed by Bidder, including applying the specific means,
methods, techniques, sequences, and procedures of construction expressly required by the Bidding Documents
to be employed by Bidder, and safety precautions and programs incident thereto.
F. Bidder does not consider that any further examinations, investigations, explorations, tests, studies, or data are
necessary for the determination of this Bid for performance of the work at the price(s) Bid and within the times
and in accordance with the other terms and conditions of the Bidding Documents.
G. Bidder is aware of the general nature of work to be performed by Ovmer and others at the Project Site that
relates to the work as indicated in the Bidding Documents.
H. Bidder has correlated the infonnation lmown to Bidder, infonnation and observations obtained from visits to the
Project Site, reports and drawings identified in the Bidding Documents, and al1 additional examinations,
investigations, explorations, tests, studies, and data with the Bidding Documents.
1. Bidder has given Engineer written notice of al1 conflicts, errors, ambiguities, or dIscrepancies that Bidder has
discovered in the Bidding Documents, and the \vritten resolution thereofby Engineer is acceptable to Bidder.
J. The Bidding Documents are general1y sufficient to indicate and convey understanding of all tenns and
conditions for the perfonnance of the work for which this Bid is submitted.
K. Bidder wil1 submit written evidence of its authority to do business in the state where the Project is located not
later than the date of its execution of the Agreement.
4.0 I Bidder further represents that:
A. The prices in this Bid have been anived at independently, without consultation, communication, or agreement
as to any matters relating to such prices with any other Bidder or with any competitor for the purpose of
restricting competition.
B. The prices in this Bid have not or will not be lmowingly disclosed to any other Bidder or competitor prior to
opening of the Bids.
C. No attempt has been made or will be made by the Bidder to induce any other person or finn to submit or not to
submit a Bid for the purpose of restricting competition.
4.02 Bidder understands that the law may require the Owner, or Engineer at the Owner's direction, to undertake an investigation
and submit an evaluation concerning Bidder's responsiveness, responsibility, and qualifications before awarding a contract. Bidder
hereby waives any and all claims, of whatever nature, against O\\TIer, Engineer and their employees and agents, which arise out of
or relate to such investigation and evaluation, and statements made as a result thereof, except for statements that can be shown by
clear and convincing evidence to be intentional1y false and made with actual malice. Nothing in this paragraph is intended to
restrict Bidder's rights to chal1enge a contract pursuant to law.
00003405 I 720BIDFOR.\!
004] 0-2
BID FOP~\j
5.01 Bidder will complete the work in accordance with the Contract Documents for the following price(s):
All specific cash allowances are included in the ptice(s) set forth below and have been computed in accordance
with paragraph 11.02 of the General Conditions.
Unit Prices have been computed in accordance with paragraph ll.03.B of the General Conditions
Bidder acknowledges that estimated quantities are not guaranteed, and are solely for the purpose of comparison
of Bids, and final payment for all Unit Price Bid items will be based on actual quantities provided, determined
as provided in the Contract Documents.
00003405 I 720BIDFORM
00410-3
BID FORM
No. Item Units Qty Unit Price Total Price
17 SA WING BITUMINOUS PAVEMENT LIN FT 3,460 S 2,3 [) S 1 (15 b. 0 C'
18 REPLACE GATE VALVE BOLTS EACH I S S
19 SALVAGE STRUCTURE (SAN) EACH I S S
20 COMMON EXCA V A TION CUYD 10,177 $ 1.00 $ 10.177.00
.
21 GEOTEXTILE FABRIC TYPE IV SQYD 11,512 $ lAD' S I 1.,:- II l,.'. 00
/
22 SELECT GRAl\'ULAR BORROW TON 7,642 S 10.00 S 71.0 42.0.00
,
23 STREET S\VEEPER (\V1TH PICKUP HOUR 30 S S
BROOM)
24 WA TER MGALLON 215 $ 2c:5. CO S c) I 3 ; 5 . C'C
25 AGGREGA TE BASE CLASS 5 TON 11,372 S /4.00 S 15'1.2.0'6.00
,
26 MILL BIT1J1v1INOUS SURFACE (1.5") SQYD 37,050 S 0 4'] S lv;Gll,50
27 MILL BITUMINOUS PA YEMENT SQYD 26,690 $ c1\45 S iL.
(SPECIAL)
28 BITUMINOUS PATCHING MIXTURE TON 602 S $ 4 '5 J i '5' 0 .DO
29 BITUMINOUS PAVEMENT SQYD 25,689 S 3.00 $ 77,oCo7.o0
.
RECLAMA nON
30 TYPE LV 4 WEARING COURSE TON 11,786 $ $ 4!l."1. . tist.OD
1 \
IvllXTURE (B)
31 TYPE LV 4 \\rEARING COURSE TON 221 S b'5.C'D S \ S ,1 GS. GCI
MIXTURE (B), FOR DRIVE\VA YS
32 TYPE LV 3 NON W'EARING COURSE TON 5,448 S 31.00 $ \ t 4, 3.3L"..CD
,
MIXTURE (B)
33 BITUMINOUS MA TERlAL FOR TACK GALLON 4,512 $ Z .5\:7' $
COAT
34 RECONSTRUCT RETAINING WALL SQYD 10 S 2 DC), tle; S L . (Z.,O . CO
35 IMPROVED PIPE FOUNDA nON LIN FT 200 S cO S
36 18" PIPE APRON EACH 1 $ $ G'
37 4" PERF PYC PIPE DR.'\IN LIN FT 980$ 12.Ct" $
38 4" PYC PIPE SE\VER LIN FT 80 $ L $ 4.
OOC:034051720BIDFORM
0041 0-4
BID FORM
No.
Item
Units
Qty Unit Price Total Price
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
0000340517208lDFO~'v:
8" PVC PIPE SEWER, SDR-35
12" PVC PIPE SEVv'ER, SDR-26
12" RC PIPE SEWER CLASS III
15" RC PIPE SEWER CLASS III
18" RC PIPE SEVv'ER CLASS III
C01\TNECT TO EXISTING SANITARY
SE\VER SER
8"X4" PVC VlYE
2" INSULATION
W A TER.l\1A.IN OFFSET
RECON'NECT \VA TER SERVICE
INSTALL HYRANT & VALVE
ADJUST VALVE BOX
CONNECT TO EXISTING WATER
MAIN
ADJUST HYDRANT
1" CORPORATION STOP
6" GATE VALVE AND BOX
1" CURB STOP & BOX
8" GATE VALVE ANTI BOX
TEMPOR.ARY WATER SERVICE
1" TYPE K COPPER P1PE
LIN FT
UN FT
LIN FT
LIN FT
LIN FT
EACH
EACH
SQYD
EACH
EACH
EACH
EACH
EACH
EACH
EACH
EACH
EACH
EACH
LUMP SUM
LIN FT
6" WA TER.l\1AIN DUCTILE IRON CL 52 LIN FT
8" WA TER.\1...;IN DUCTILE IRON CL 52 LIN FT
004 i 0.5
321 S S \t. t").~ --LDC
217 S
806 S
688 S
1,239 S
30 S
85 S
37 S
85 S
85 S
2,750 S
3.122 S
1,452 S
ry"..,
~) t ,CCi S
.-.
.....
00
2(\,c( S I~:J,:;~' 4- .00
$ 233cil.GV
:34.tT' $ 41., \2.(,;<.:;:0
4$
i"J-eiCo $ {,Jbb.CO
4 S
2'5c CC $ ! , c;:Ot.> cC
i Ie C0 S . 01./
1 S
s
~1-0. CO S 2 7 {.\"c. C 0-"
- .. G} J /. /U
8 S
j
S
3 (i c: , DC' S I 4- J A:? C) ,Ct)
6 $
.:t ref: .
8 S
CS it.co S
14L
7 S
['/5C.C:D S
2 $
\,tDC),C{) S
1 $
l7.lY:"; S )
.-"
!_"t .CC $
2':.-.~C S
S
4-) LeG. .)C
$
rj q)['. c.c:
$
s
'-I c t{j() L',()
; ,
8m FORM
000034051720BIDFORM
00410-6
BID FORM
No. Item Units Qty Unit Price Total Price
83 CONCRETE CURB & GUTTER DESIGN LIN FT 14,245 S 1f.p.50 S Z3~,042.50
SPECL;\L
84 6" CONCRETE DRIVEWAY SQFT 10,830 S 413c1 S -Tv, S'Vicc
P A VE!\1ENT
85 PEDESTRIAN CURB Ri\.l\1P EACH 26 S ~ (>CCO S
86 7" CONCRETE VALLEY GUTTER SQYD 25 $ 13 cC S
87 TEMPORA.RY MAIL BOXES LUMP SUM 1 S (,;,tc:.(.>,cX: S U.. DOc) .CO
)
88 RELOCA TE LIGHT ST A:t\UARD EACH 5 5> Z4GC .CD S
!
89 TRA.FFIC CONTROL LUMP SUM 1 S \,:, 7 CC Ie S b,2..I::1.:.: 1',,-....\
) ....~ ~ . ,. .... \.."\.j
90 SIGN PANELS TYPE C SQFT 23 S S
91 PA VEMENT MESSAGE (LEFT EACH 2 S 4~c) .CJU S
ARROW) PAINT
92 PAVEMENT MESSAGE (RIGHT EACH 2 S .C'L' S
ARROW) PAINT
93 PAVEMENT i\1ESSAGE (THR U EACH 4 S .oc:, s l IcG .Ct:
ARROW) PAINT
94 4" SOLID LINE WHITE-PAINT LIN FT ]4,872 S (:;, (0 S 14.. 'PJ').. 2..0
I). "-' . j
S .., S c)
95 24" STOP LINE Wl1ITE PAINT UN FT 253 L ,C:C)
96 12"SOUD UNE YELLOW-PAINT UNFT 228 S \ .L S
97 4" BROKEN LINE WHITE-PAINT LIN FT 768 S 0.0\ S 1 .l.; t:'
98 4" DOUBLE SOLID LINE YELLOW- UNFT 3,822 S j-, S rl. 4 : 4-0
'"
PAINT
99 4" BROKEN LI},cE YELLOW-PAINT UNFT 10,613 S C,O) S
100 ZEBRA CROSSWALK \VHITE-PAINT SQFT 2,760 S i . Z [} S
101 LOOP DETECTOR SPECLA..L EACH 9 S S
102 SILT FENCE, TYPE HEA VY DUTY LIN FT 310 S ir.C S .t:C
;; '......-
MA.INT AfN"ED
103 SIL T FENCE, TYPE IvlA.CHINE SLICED LIN FT 450 S S .cc
104 TEMPORAR'{ ROCK CONSTRUCTION EACH 3 S S
ENTRANCE
00003405 I 720BIDFORM
00410-7
BID FO~'vl
No. Item Units Qty U nit Price Total Price
105 INLET PROTECTION EXPOSED EACH 27 S S
SUBGRADE
106 INLET PROTECTION POST EACH 37 S 23" Lie S
BITUMINOUS BASE
107 BIOROLL LIN FT 340 S L 1:7!~i S b')c.oD
108 INSTALL FLOTATION SILT CURTAIN LIN FT 100 S l S \ floo. CO
,
109 SODDING TYPE LA \VN SQYD 15,306 S 2..20 s ?:) 0-:13 2.0
,
110 SELECT TOPSOIL BORROW (LV) CUYD 1,707 S i4.CD $ J), b'~ e 00
~:.J !
TOTAL BASE BID $ 2,723[4413.3/
ALTERNATE NO.l- MEADOW
LAKE SEDIMENTIDELTA
REMOVAL:
wruCK EXCA V A T]ON
CUYD
2,000 S
\j,DD S 50 coO, C'O
III
112
DEWATERING
LUMP SUrv!
1 S
i (3 , C U C. ; cc~ $ \ '::) . D {) 0, c 0
TOTAL ALTERNATE NO.1 -
MEADOW LAKE SEDIMENT/DELTA
REMOVAL
S 45',0 0 0 . 0 0
ALTERNATE NO. 2-MEADOW
LAKE DREDGING:
rvruCK EXCA V A TION
CUYD
15,000 S
\ 7., Dt.; S
113
114
ROCK ST ABILIZA TION
TON
125 S
3c; GO S
j 1- i'o i Ci1,)
l15
BOA TRAMP
LUMP SUM
1 S
S
TOTAL AL TERJ'iA TE NO.2 -
MEADO\V LAKE DREDGING
S z.of),75'O.DO
,
ALTER"iATE NO.3 - BACKYARD
DRAINAGE IMPROVEIVIENTS:
CLEARING
TREE
3 S
:! '..; C t - S
c.
116
00003405] 720BIDFOK\,1
00410-8
BID FORM
No. Item Units Qty Unit Price Total Price
117 GRlTBBING TREE 3 $ $
118 REMOVE CONCRETE DRIVEWAY SQYD 56 $ i 3. cc s 1lt: cD
PAVEMENT
119 SALVAGE FENCE LIN FT 40 $ 5 Ul S -,,', r
i-. '-'L-'.
120 AGGREGA TE BASE CLASS 5 TON 20 $ 3(; to c, s loe DC)
. /
121 6" PVC PIPE DR.'\IN CLEAN OUT EACH 2 $ j tlc..oO s 1- GC.()D
122 8" PVC PIPE SEViER, SDR-35 UN FT 143 $ 3i c;c s
123 12"X 4" PVC WYE EACH 1 S S
124 12"X8" PVC WYE EACH 1 $ <1 lC.tc $ ,,\ Le. cC
125 8" PVC PIPE BEND 45 DEGREES, SDR- EACH 3 $ S
26
126 CONST. DRAINAGE STRUCTURE, 27" EACH 1 $ -:-\3o.cc S 130 oD
DLA. CATCH BASIN
127 6" CONCRETE DRIVEWA Y SQFT 500 S 4.bO S 240' 0 00
PAVEMENT -
128 INST ALL SALVAGED FENCE UN FT 40 S ! c.oe S
129 SODDING TYPE LA \VN SQ YD 278 S (~jC; s 8 ,CA'
130 SELECT TOPSOIL BORROW (LV) CUYD 30 S :3 C I CO s [1 C'Ci~ co
TOTAL ALTER.,"iATE NO.3- S 11, ~35. 00
.
BACKYARD DRAINAGE
IMPROVEMENTS
ALTER.,"iATE NO.4 - PARKING LOT
RECONSTRUCTION:
131 CLEARlNG TREE 1 S S ~j {)() , C~D
132 GRUBBING TREE I S S
133 REMOVE CURB AND GUTTER UN FT 150 S S
134 REMOVECONCRETEPAmGNG UN FT 450 S S
STOPS
000034051720BIDFORI,,1
00410-9
BID FO~\'l
No. Item Units Qty Unit Price Total Price
135 REMOVE BITlTMINOUS WALK SQFT 30 S s i14,C'D
136 REMOVE BITUMINOUS PAVEMENT SQYD 3,924 S \ .3c S ij . I 0 l. LO
137 COMMON EXCA V A nON CUYD 498 S i -t.C t. S b. lr(i (j;'. C"C)
1-'1 C'L: 2S, li-t~ . {)O
138 AGGREGA TE BASE CLASS 5 TON 1,975 S \) S
139 TYPE LV 4 VY'EARING COURSE TON 340 S 43 '.::.,0 S i4, (;;.20 cO
MIXHJRE (B)
140 TYPE LV 3 NON WEARING COURSE TON 455 S "'See S \5 '115.00
MIXTURE (B)
141 BITUMINOUS ivLA, TERl..;\L FOR TACK GALLON 225 S j, S
COAT
142 12" PIPE APRON EACH I S Lt:o.cc S 0[';0
143 12" RC PIPE SEWER CLASS III UN FT 42 S 4c.ot S
144 CONST. DRAINAGE STRUCTURE, 2' X EACH 1 S S
3' RECTANGULAR CATCH BASIN
145 RANDOM RlPRA.P CLASS III TON 28 S cc S j (.;1 ., . ~
L; ''';:[,. cu
146 4" CONCRETE WALK SQFT 860 S 3 2D S 2 ,-t (52 ,co
147 CONCRETE CURB & GUTTER DESIGN UN FT 1,198 S b ;le S
8612
148 6" CONCRETE DRlVE\VA Y SQ FT 400 S S \, (\2.0 ()C)
PAVEMENT
149 PEDESTRl..;\N CURB RAMP EACH 10 S 300.00 S
150 7" CONCRETE V ALLEY GUTTER SQYD 35 S 43 . t~C S \,51'5. CD
151 SIGN PAN'ELS TYPE C SQFT 24 S l"Cj. c.c) $
152 PA VT MSSG (HANTIICAPPED EACH 6 S S C'l)
SYMBOL) PAINT
153 PA VEMENT MESSAGE (LEFT EACH 4 S $ ,
\..","--'
ARROW) PAINT
154 PA VEMENT MESSAGE (THRU EACH 4 S 00 S
ARRO'vV) PAINT
155 4" SOLID LINe: \VHITE.PAINT LIN FT 3,640 S S
,
156 SILT FENCE, TYPE REA VY DUTY LIN FT 350 S 1 I., I- S C."C
. \J,/'-,
l'vlAINTAIN'ED
000034051nOBlDFOFUvl
00410-10
BID FORM
No. Item Units Qty U nit Price Total Price
157 il'<TLET PROTECTION EXPOSED EACH 1 $ 7 CC S !.. c.oD
t-
Su13GRADE
158 INLET PROTECTION POST EACH 2 S L- c' L;() S .cO
BITlJMINOUS BASE
159 SODDING TYPE LA \^/N SQYD 300 $ S
160 SELECT TOPSOIL BORROW (LV) CUYD 192 $ Lo. CO $ ,OC
TOTAL ALTER.c'\'ATE NO.4- S I07.b1b.4o
.
PARKING LOT RECONSTRUCTION
AL TERNA TE NO.5 - STREET
LIGHTING:
LIGHTING UNIT ORF & POLE
EACH
8 $ 2 l +0 .Ct) S 11 \ 2_0 o.~.
161
164
20 AMP CIRCUIT BREAKER
EACH
~
8 $ .. S
.
915 $ b $ 4-~) .~ 50
2 $ 4c .DO S tSCJ 0,'-~
.~it.....
305 $ '7. nl- S
~'U
162
LIGHT BASE
EACH
163
#12 CONDUCTOR
LIN FT
165
1.5" PVC CONDUIT
LIN FT
TOTAL ALTERNATE NO.5 - STREET
LIGHTING
s 25'.,342. 'JO
ALTERNATE NO. 6 - PARK TR>\IL
RECONSTRUCTION:
166 REMOVE CONCRETE C1JRB AND LIN FT 20 $ -~. f) () S
GUTTER, SPECIAL
167 REMOVE BITUMINOUS WALK SQFT 5,058 S o.bo S
168 SAL VAGE FENCE LIN FT 265 S DC' S
169 RELOCA TE BENCH EACH 3 S l,,-Dc.CC S J, t< (,;0 00
170 CO.tv1MON EXCA V A TION CUYD 452 S -to . LiD S
171 GEOTEXTILE FABRIC TYPE IV SQYD 315 S ; L L S (\ L\J") C'C'.
172 AGGREGA TE BASE CLASS 5 TON 630 S S
00003405 I 720BIDFORM
00410-11
BID FORM
No. Item Units Qty Unit Price Total Price
173 BITUMINOUS PATCHING MIXTURE TON 1 $ S
174 TYPE LV 4 WEARING COURSE TON 247 $ lc t: .CO S \.:.\- ~;)lC , OJ
MIXTURE (B)
175 TYPE LV 3 NON Vv'EARING COURSE TON 38 $ .0 S L ' ; " ..c
, ,\ /lit) . [; .
MIXTURE (B)
176 BITUMINOUS MA TERlA..L FOR TACK GALLON 152 S 3. 2..0 S .' c; 4 ~
'T 'C; lei. V
COAT
177 CONCRETE CURB & GUTTER DESIGN LIN FT 20 $ 2Cj.Cb S 5 be;.. ee,
SPECIAL
178 PEDESTRIAN CURB RAMP EACH 2$ 300.1)C' S
179 INSTALL SALVAGED FENCE LIN FT 265 S l ().[)C S
180 INSTALL CH.A.IN LINl<. FENCE UN FT 265 $ i eGG S
181 SILT FENCE, TYPE HEAVY DUTY LIN FT 1,240 $ I.L"'C s I q c"4 en
1 . \....- ''-.''
MAINT AINED
182 INLET PROTECTION EXPOSED EACH I $ 2~ s 230. co
SUBGRADE
183 SEEDING ACRE 0.7 S S
"? ce ..., \CjS
184 SODDING TYPE LA WN SQ YD 1,065 $ -.:) S , .DC
""""..,
185 SELECT TOPSOIL BORROW (LV) CUYD 1,400 S S
TOTAL ALTERNATE NO.6 - PARK S 80.000.2..0
,
TRA.IL RECONSTRUCTION
000034051720BlDFOR,\.1
00410-12
BID FORM
No.
Total Price
Item
Units
Qty
Unit Price
000034051720BiDFORM
BID SUMMARY:
TOTAL BASE BID
TOTAL ALTERNATE NO.l-
MEADOW LAKE SEDIMENT/DEL T A
REMOVAL
TOTAL ALTERi"iATE NO.2-
MEADOW LAKE DREDGING
TOTAL ALTERNATE NO.3-
BACKYARD DR>\INAGE
IMPROVEMENTS
TOTAL ALTERNATE NO.4-
PARKING LOT RECONSTRUCTION
TOTAL ALTERNATE NO.5 - STREET
LIGHTING
TOTAL ALTERNATE NO.6 - PARK
TR>\IL RECONSTRUCTION
00410-13
s 2 III 3 144 <3.3/
s 45000.00
I
s lO?>,75o.oo
s /4, j'3S. 00
s 107. C,'tb.4o
,
s 25,342.5'0
s 'Bo DO 0 .2. 0
I
BID FOR\.1
6.01 Bidder agrees that the work will be Substantially Completed and completed and ready for Final Payment in
accordance with paragraph 14.07.B of the General Conditions on or before the dates or within the number of calendar days
indicated in the Agreement.
6.02 Bidder accepts the provisions of the Agreement as to liquidated damages in the event of failure to complete the work
within the times specified above, which shall be stated in the Agreement.
7.01 The following documents are attached to and made a condition of this Bid:
A. Required Bid Security in the form of 5 percent.
8.01 The terms used in this Bid v..ith initial capital letters have the meanings stated in the Instructions to Bidders, the
General Conditions, and the Supplementary Conditions.
SUBMITTED on ~An \(y),\ '":li
, 20 C;(~.
If Bidder Is:
An Individual
Name (typed or printed):
By:
(SEAL)
(Individual's signature)
Doing business as:
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
00003405 1 720BlDFORM
00410-14
BID FORM
A Partnership
A Corporation
Partnership Name:
(SEAL)
By:
(Signature of general partner)
Name (typed or printed):
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
Corporation Name:
en.'.
State of Incorporation:
Type (General Business, Professional, Service, Limited Liability):
, /
II )"?/}" /
~'1 \J.J / /1..-(;( /Z:..f,../k~.~_
ij ~~a"ture)
By:
Name (typed or printed): '~OJiV: \v\,( in-co::" J,; i ,
Title: \)1(0 nl-""r\(;,d'
Attest
(CORPOR.i~ TE SEAL)
(Signature of Corporate Secretary)
Business Street Address (No P.O. Box #'s):
Phone No.: 7G'<,..L\-~}'),L\\(,,( Fax No.:
OOQ034051720BlDFOIUvj 00410-15 BiD FOlU,j
A Joint Venture
Joint Venture Name:
(SEAL)
By:
(Signature of joint venture partner)
Name (typed or printed):
Title:
Business address:
Phone No.:
Fax No.:
Joint Venturer Name:
(SEAL)
By:
(Signature)
Name (typed or printed):
Title:
Business Street Address (No P.O. Box #'s):
Phone No.:
Fax No.:
Phone and Fax Number, and Address for receipt of official communications:
(Each joint venturer must sign. The manner of signing for each individual, partnership, and corporation that is a party to
the joint venture should be in the manner indicated above).
END OF DOCUMENT
000034051720BIDFORlvl
00410-16
BID FORM
AlA Document A31 0
Bid Bond
KNOW ALL MEN BY THESE PRESENTS, that we C.s. McCrossan Construction, 1ne.
(Here insert full name and address or legal title of Contractor)
7865 Jefferson Highway P.O. Box 1240 Maple Grove, MN 55311-6240
as Principal, hereinafter called the Principal, and Travelers Casualty and Surety Company of America
(Here insert full name and address or legal title of Surety)
One Tower Square -13CZ Hartford, CT 06183
a corporation duly organized under the laws of the State of CT
as Surety, hereinafter called the Surety, are held and firmly bound unto City of New Hope
(Here insert full name and address or legal title of Owner)
4401 Xylon Avenue North New Hope, MN 55428
as Obligee, hereinafter called the Obligee, in the sum of
Five Percent of the Amount of the attached Bid
Dollars ($
5%
) ,
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind
ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by
these presents.
WHEREAS, the Principal has submitted a bid for City Project No. 790
(Here insert full name. address and description of project)
2006 Infrastructure Improvements
NOW, THEREFORE, if the Obligee shall accept the bid of the Principal and the Principal shall enter into a Contract with
the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding or
Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt
payment of labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shall pay to the Obligee the difference not to exceed the
penalty hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith
contract with another party to perform the Work covered by said bid, then this obligation shall be null and void, otherwise
to remain in full force and effect.
Signed and sealed this
30th
day of
rvlarch
2006
("1,...-r.
/ - 'I )--~---r"
'-~;_/(VvitnesS)
{
C.S. McCrossan Construction, Ine.
(Principal)/- (SeaO
I/!/I/N, /1 /
" I tc /[,,'---;'''/)/)''#2.//
(Titl!::/ .7il1e McCrossan. Vice President
~_.....~_.~..._...-_._-,--- .
{
Travelers Ca~l~~d $-t1i-ety Ciompany of America
~. ///I(Su.r,..9L...r;yj-.p-..../!. "'-. -." (Seal)
\ I~;/ '\
/.' J~_ /i \ I/"",- \
, "\ 1/ '-...L' .. ......._J
r---"-~-r-tlifC'TJeIll1ifer \liller ,A ttomev ..in.. Fact
I \. I' - .
Printed in cooperation with The American Institute of Architects (AlA) by Willis. Willis vouches that the language in the
Document conforms exactly to the language used In AlA Document A310, February 1970 Edition.
WC0054
Corporate Acknowledgment
STATE OF Minnesota
COUNTY OF Hennepin
)
) ss
)
On this 30th
Jane McCrossan
duly sworn, did say that she is the Vice President
C.S. McCrossan Construction, Inc.
corporation described in and which executed the foregoing instrument; that she knows the
seal of said corporation; that the seal is affixed to said instrument is such corporate seal; that
it was so affixed by order of the Board of Directors of said corporation; and that she signed her
name thereto by like order.
day of
March
,2006 , before me personally appeared
to me known, who being by me
of the
Ill'\!\.
.~'''~,~> ERIK A. BEGGS
~~ NOla,\, Public-M;nnesota j (N 0 ta ry Se a I)
. My Commission Expires Jan 31, 2010
c, vv'Vv">Vvvvv..../VVVVVV\l'VVV'~
/1---;7
i \
' r ) .1''''--
l _ //
ND'taryPublic Signature
Acknowledgment of Corporate Surety
STATE OF Minnesota
COUNTY OF Hennepin
)
) ss
)
On this 30th day of March ,2006 , before me appeared
Jennifer Miller , to be known,
who being by me duly sworn did say that she is the aforesaid Attorney-in-Fact of the
Travelers Casulaty and Surety Company of America a corporation;
that the seal affixed to the foregoing instrument is the corporate seal of said corporation, and
that said instrument was signed and sealed on behalf of said corporation by the aforesaid
officer, by authority of its Board of Directors; and the aforesaid officer acknowledged said
instrument to be the free act and deed of said corporatip9<
/',1 "
'/l /< /1
r .1 /.,,- ~f/.' ,-
if/ .1/ if L- .. /// / i
il t/ /I ',' I//ii/#;
/ II /' / I' !t i J. III
: I, //( ,,') .Ii P,I' /C,v-.~./'/
. '/ '.f
\ Notary Public Signatur~
\.. I
(Notary Seal)
IN WITNESS WHEREOF, TRAVELERS CASUALTY AND SURETY COJlf1PAl'i"Y OF AMERICA, TRAVELERS
CASUAL TY AND SURETY COI\lPANY and FARl'\lINGTON CASUALTY COJlf1PAl','Y have caused this instrument to be
signed by their Senior Vicc Presidcnt and their corporate seals to be hereto affixed this 12U1 day of February, 2004
STATE OF COl'.'NECTICUT
} SS Hartford
TR<\.VELERS CASUALTY AA'D SURETY COMPANY OF AMERICA
TR4.VELERS CASUALTY AND SURETY COlY1PANY
FA..RMmGTON CASUALTY COlYIPAi."IY
COUN1Y OF H.l\RTFORD
.L~~~~~~~~
fft!f --V~'!;
g i! l H....'Ur<lRO" ~ i
~~:\. Cctnl. / 'i':e
~ ",--.~",fl
:t .~.vr
lzn,.~~
By
~~-
-
George W. Thompson
Senior Vice President
On this 12th day of February, 2004 before me personally came GEORGE W. THOMPSON to me knO\vn, who, being by me duly
sworn, did depose and say: that he/she is Senior Vice Presidcnt of TRAVELERS CASUALTY AND SURETY COMPANY OF
Ai"IERICA, TRAVELERS CASUALTY AND SURETY COMPAi','Y and FARMINGTON CASUALTY COMPANY, the
corporations described in and which executed the above instrument; that he/she knows the seals of said corporations; that the seals
affixed to the said instrument are such corporate seals; and that he/she executed the said instrument on behalf of the corporations by
authority of his/her office under the Standing Resolutions thereof
'rf\. ~
e..~
My commission expires June 30, 2006 Notary Public
Marie C. Tetreault
CERTIFICATE
I, the undersigned, Assistant Secretary of TRAVELERS CASUALTY AND SURETY COl\ilPANY OF AMERICA,
TRAVELERS CASUALTY AND SURETY COJlf1PANY and FARMINGTON CASUALTY COMPANY, stock corporations of
the Slate of Connecticut, DO HEREBY CERTIFY Ulat the foregoing and attached Power of Attorney and Certificate of Authority
remains in full force and has not been revoked; and furthermore, that the Standing Resolutions of the Boards of Directors, as set
forth in the Certificate of Authority, are now in force
Signed and Sealed at the Horne Office or the Company, in the City of Hartford, State of Connecticut Dated this 30th day of
March , 20 06
"j!."=~J,:t'~
.#4>'~..n slmt;~~
l'..s.......-~~\
toll' ~ 'Il
" i! i PA:mORD, ~;]
~-;'\ Cctlfl. /..."'}
~"-'~"~o,~t.
:( . '\~;p
i.h;ll::l'1o..::!>~
~-t1/L"F .
By ~
Kori M. Johanson
Assistant Secretary, Bond
IRA. VELERS CASUAL TY A.1"<1) SURETY COMPA..NY OF A..,\-IERICA
TRA VELERS CASUALTY ..\..1','1> SURETY COMJ>A.NY
FARJ'vlT'IGTON CASUALTY COJ\1PAJ"iY
Hartford, Conn~cticut 06183-9061
POWER OF A TTOIU''iEY AND CERTIFICATE OF AUTHORITY OF A TTOR.....EY(S)-IN..FACT
K..,.....O\V ALL PERSONS BY THESE PRESENTS, THAT TR.\ VELERS CASUALTY AND SURETY COiY1J>A.!\lY OF
AMERlCA, TRi\VELERS CASUALTY AND SURETY COMPANY and FARJVIINGTON CASUALTY C01\IPANY,
corporations duly organized undcr the laws of llle State of Connecticut, and having their principal offices in the City of Hariford,
County of Hartford, State of Connecticut, (hereinafter the "Companies") hath made, constituted and appointed, and do by these
presents make, constitute and appoint: B. L. Kellar, Dennis G. Loots, Jill N. Swanson, Laurie Pflug, Susan Shapiro, Nina E.
Werstein, Jcnnifcr fI.'liller, of Minneapolis, 1\linnesota, their true and lawful Attorney(s)-in-Facl, with full power and authority
hereby conferred to sign, execute and acknowledge, at any place within the United States, the following instrument(s): by his/her
sole signature and act, any and all bonds, recognizances, contracts of indemnity, and other writings obligatory in the nature of a
bond, recognizance, or condiLional under1aking and any and all consents incident Ulcreto and to bind the Companies, thereby as fully
and to the same e:\.1ent as if the same were signed by the duly authorized officers of the Companies, and all the acts of said
Attorney(s)-in-Fact, pursuant to the authority berein given, are hereby ratified and corJirmcd
This appointment is made under and by authority of tbe following Standing Resolutions of said Companies, which Resolutions are
now in full force and effect:
VOTED: TIlut tb~ Chairman, the President, any Vice ChairmaJl, any Executive Vice President, any Senior Vice President, ill1Y Vice President, any
Second Vice President, Ule Treasurer, any Assistnnl Treasurer, L'1e Corporate Secretary or <lIlY Assistant SecretClIy may appoint Attorneys-in-fact
and Agents to oct for and on behnlf of L1e company and may give such appoinkc such nuthority as his or her certificate of autJ1Drlty may plescribe
to sign witil the Company's nome and seal with the Company's seal bonds, recogniZiL1Ces. contracts of l!ldemnity. and other \\Titings obligatory in
thc nature of u bond, recogniznnce, or condilional undenaking, and any of said o!Tlcers or the Borrrd of DirC1:tors at (my time may remove any such
appointee and revoke L'Ie power given him or her
VOTED: That the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or (my Vice Prcsident
may delegate <l11 or any part of the foregoing auL10my to one Dr more officers or employees of this Company, provided Lr.<lt each such dckgation is
in wriling and a copy thereof is filed iIl the office of the Secret<L')'
VOTED: Ill<l! any bond, recogr.iZilnce, contract of indemJlity, or "\Tiling obligatory !f! the llnture of a bond, recognizJ..'1ce. Dr condilionnl
li..llden<lking shall be valid illld binding upon the CompC!.llY when (a) signed by the President, my Vice Chairman, (lilY Executive Vice Presideflt, any
Seflior Vice President or <lny Vice Presideflt, any Second Vice President, the T rcasurer. any Assistant Treasurer, the Corporate Secretflr;, or a.ny
Assistant Secret<Ly and duly attested and senld wiL'I the Compa.ny's se,,1 by n Secretary or Assistant Secret<L''Y, or (b) duly executed (under seal, if
required) by one or more Attorncys..io-fuct illld Agents purs'Ja..l1 to the power prescribed in his or her cenificate or their certificntes or authority or
by one or more Company officers pursu<lnt to a written deieg<ltlon of authority
This Power of Attorney and Certificate of Authority is signed anti scaled by facsimile (mechanical or printed) under and by
authority of the following Standing Resolution votetl by the Boards of Directors of TR.\ VELERS CASUALTY AND SURETY
CO.MPANY OF AMERICA, TR~ VELERS CASUALTY AND SURETY COMPANY and FARJVIINGTON CASUALTY
COMPANY, which Resolution is now in full force and effect:
VOTED: Thot the signnlurc of each of the following officers President, any Executive Vice President, any Senior Vice President, ~ny Vice
Prcsident, uny Assist<lnt Vice President. any Secretary, any Assislanl Secreta..')', and :he seal of the Company rn<lY be nffixed by f~csimlle to iLlY
power of attorney or to <L'lY certificate relating thereto appointing Resident Vicc Prcsidents, Residcnt Assislllnt SecreL:lfies or Attorneys-in-fact lor
purposes only of executing und altestmg bonds (l.!1d undertakings illld other wrilings obligatory in the nature Lhereor. and any such po\\'er of uttorney
or certificate benring such facsimile signature Dr facsimiie seal shaJl be valid aJld binding upon LfJc Company (l!ld any such pOIVer 50 executed and
certified by such rncsimilc signature and !acsirnilc scn] sh~ll bc valid LL'1J Dtndlng UPOD the Compn.:.-:y in t.he future \viL1 respect to JliY Dond or
undertaking to \vhich it is nttuched
(1 J .00 StJ.fld,ud)
DOCUMENT 00520
AGREEMENT FORM
THIS AGREEMENT is by and between the City of New Hope, Minnesota (hereinafter called Owner) and C. S.
McCrossan Construction, Inc. (hereinafter called Contractor).
Owner and Contractor, in consideration of the mutual covenants hereinafter set forth, agree as follows:
ARTICLE 1 - WORK
1.01 Contractor shall complete all work as specified or indicated in the Contract Documents. The work is
generally described as follows: Municipal utility and street construction for the City of New Hope, Minnesota.
ARTICLE 2 - THE PROJECT
2.01 The Project for which the work under the Contract Documents may be the whole or only a part is
generally described as follows: 2006 Infrastructure Improvements Project for the City of New Hope,
Minnesota, City Project No. 790.
ARTICLE 3 - ENGINEER
3.01 The Project has been designed by Bonestroo, Rosene, Anderlik & Associates, Inc., 2335 West
Highway 36, St. Paul, MN 55113 (Engineer), who is to act as Owner's representative, assume all duties and
responsibilities, and will have the rights and authority assigned to Engineer in the Contract Documents in
connection with the completion ofthe work in accordance with the Contract Documents.
ARTICLE 4 - CONTRACT TIMES
4.01 Time of the Essence
A. All time limits for Milestones, if any, Substantial Completion, and completion and readiness for
Final Payment as stated in the Contract Documents are of the essence of the Contract.
4.02 Dates for Milestones, Substantial Completion, and Final Payment
A. All street and utility work, except for any milling and wear course paving, will be completed on
or before November 30,2006.
B. If the corresponding Altemate(s) is awarded, all excavation work in Meadow Lake shall be
completed on or before March 1, 2007.
C. Any remaining restoration work shall be completed on or before May 18,2007.
D. All wear course paving shall be completed on or before July 13,2007.
E. All of the work of the Project shall be completed and ready for Final Payment in accordance
with Paragraph 14.07 of the General Conditions on or before July 25,2007.
000034-05172-0
@ 2006 BonestToo, Rosene,
Ander1ik & Associates, Inc.
00520-1
AGREEMENT FORM
4.03 Liquidated Damages
A. Contractor and Owner recognize that time is of the essence of this Agreement and that Owner
will suffer financial loss if the work is not completed within the times specified in Paragraph 4.02 above, plus
any extensions thereof allowed in accordance with Article 12 of the General Conditions. The parties also
recognize the delays, expense, and difficulties involved in proving in a legal or arbitration proceeding the actual
loss suffered by Owner if the work is not completed on time. Accordingly, instead of requiring any such proof,
Owner and Contractor agree that as Liquidated Damages for delay (but not as a penalty), Contractor shall pay
Owner $150 for each day that expires after the time specified in Paragraph 4.02 for Milestones and Substantial
Completion until the work is Substantially Complete. After Substantial Completion, if Contractor shall neglect,
refuse, or fail to complete the remaining work within the Contract Time or any proper extension thereof granted
by Owner, Contractor shall pay Owner $250 for each day that expires after the time specified in Paragraph 4.02
for completion and readiness for Final Payment until the work is completed and ready for Final Payment.
ARTICLE 5 - CONTRACT PRICE
5.01 Owner shall pay Contractor for completion of the work in accordance with the Contract Documents an
amount in current funds as follows: For all work at the prices stated in Contractor's Bid, attached hereto as an
exhibit an Original Contract Amount of Two Million Nine Hundred Ninety-Six Thousand Twenty-Two
Dollars and Forty-One Cents ($2,996,022.41) for the Total Base Bid, Alternate No.1, Alternate No.3,
Alternate No.4, Alternate No.5, and Alternate No.6.
ARTICLE 6 - PAYMENT PROCEDURES
6.01 Submittal and Processing of Payments
A. Contractor shall submit Applications for Payment in accordance with Article 14 of the General
Conditions. Applications for Payment will be processed by Engineer as provided in the General Conditions.
6.02 Progress Payments; Retainage
A. Owner shall make progress payments on account of the Contract Price on the basis of
Contractor's Applications for Payment, monthly during performance of the work as provided in Paragraphs
6.02.Al and 6.02.A2 below. All such payments will be measured by the Schedule of Values established in
Paragraph 2.07.A of the General Conditions (and in the case of Bid Unit Price work based on the number of
units completed) or, in the event there is no Schedule of Values, as provided in the General Requirements:
1. Prior to Substantial Completion, progress payments will be made in an amount equal to the
percentage indicated below, but in each case, less the aggregate of payments previously made and less
such amounts as Engineer may determine or Owner may withhold, including but not limited to liquidated
damages, in accordance with Paragraph 14.02 of the General Conditions:
a. 95 percent of work completed (with the balance being retainage).
b. 95 percent of cost of materials and equipment not incorporated in the work (with the
balance being retainage).
000034-05172-0
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00520-2
AGREEMENT FORM
2. Upon Substantial Completion, Owner shall pay an amount sufficient to increase total payments
to Contractor to 100 percent of the work completed, less such amounts as Engineer shall determine in
accordance with Paragraph 14.02.B5 of the General Conditions and less 100 percent of Engineer's
estimate of the value of work to be completed or corrected as shown on the tentative list of items to be
completed or corrected attached to the certificate of Substantial Completion.
6.03 Final Payment
A. Upon Final Completion and acceptance of the work, in accordance with Paragraph 14.07 of the
General Conditions, Owner shall pay the remainder of the Contract Price as recommended by Engineer as
provided in said Paragraph 14.07.
ARTICLE 7 - INTEREST
7.01 All moneys not paid when due, as provided in Article 14 of the General Conditions, shall bear interest
at the maximum rate allowed by law at the place of the Project.
ARTICLE 8 - CONTRACTOR'S REPRESENTATIONS
8.01 In order to induce Owner to enter into this Agreement, Contractor makes the following
representations:
A. Contractor has examined and carefully studied the Contract Documents and the other related
data identified in the Bidding Documents.
B. Contractor has visited the Project Site and become familiar with and is satisfied as to the
general, local, and Project Site conditions that may affect cost, progress, and performance of the work.
C. Contractor is familiar with and is satisfied as to all federal, state, and local Laws and
Regulations that may affect cost, progress, and performance of the work.
D. Contractor has carefully studied all: (1) reports of explorations and tests of subsurface
conditions at or contiguous to the Project Site and all drawings of physical conditions in or relating to existing
surface or subsurface structures at or contiguous to the Project Site (except Underground Facilities) which have
been identified in the Supplementary Conditions as provided in Paragraph 4.02 of the General Conditions and
(2) reports and drawings of a Hazardous Environmental Condition, if any, at the Project Site which has been
identified in the Supplementary Conditions as provided in Paragraph 4.06 of the General Conditions.
E. Contractor has obtained and carefully studied (or assumes responsibility for having done so) all
additional or supplementary examinations, investigations, explorations, tests, studies, and data concerning
conditions (surface, subsurface, and Underground Facilities) at or contiguous to the Project Site which may
affect cost, progress, or performance of the work, or which relate to any aspect of the means, methods,
techniques, sequences, and procedures of construction to be employed by Contractor, including applying the
specific means, methods, techniques, sequences, and procedures of construction, if any, expressly required by
the Contract Documents to be employed by Contractor and safety precautions and programs incident thereto.
000034-05172-0
@ 2006 Bonestroo, Rosene,
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00520-3
AGREEMENT FORM
F. Contractor does not consider that any further examinations, investigations, explorations, tests,
studies, or data are necessary for the performance of the work at the Contract Price, within the Contract Times,
and in accordance with the other terms and conditions of the Contract Documents.
G. Contractor is aware of the general nature of work to be performed by Owner and others at the
Project Site that relates to the work as indicated in the Contract Documents.
H. Contractor has correlated the information known to Contractor, information and observations
obtained from visits to the Project Site, reports and drawings identified in the Contract Documents, and all
additional examinations, investigations, explorations, tests, studies, and data with the Contract Documents.
1. Contractor has given Engineer written notice of all conflicts, errors, ambiguities, or
discrepancies that Contractor has discovered in the Contract Documents, and the written resolution thereof by
Engineer is acceptable to Contractor.
J. The Contract Documents are generally sufficient to indicate and convey understanding of all
terms and conditions for performance and furnishing of the work.
ARTICLE 9 - CONTRACT DOCUMENTS
9.01 Contents
A. The Contract Documents consist of the following:
1. This Agreement.
2. PerfOlmance Bond, Payment Bond, and other Bonds.
3. General Conditions.
4. Supplementary Conditions.
5. Specifications.
6. Drawings bearing the following general title: 2006 Infrastructure Improvements
7. Addenda (None).
8. Exhibits to this Agreement (enumerated as follows):
a. Contractor's Bid Form.
b. Documentation submitted by Contractor prior to Notice of Award.
9. The following which may be delivered or issued on or after the Effective Date of the
Agreement and are not attached hereto:
a. Notice to Proceed.
000034-05172-0
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00520-4
AGREEMENT FORM
b. Work Change Directives.
c. Change Order(s).
B. The documents listed in Paragraph 9.01.A are attached to this Agreement (except as expressly
noted otherwise above).
C. There are no Contract Documents other than those listed above in this Article 9.
D. The Contract Documents may only be amended, modified, or supplemented as provided in
Paragraph 3.04 of the General Conditions.
ARTICLEIO-MISCELLANEOUS
10.01 Terms
A. Terms used in this Agreement will have the meanings stated in the General Conditions and the
Supplementary Conditions.
10.02 Assignment of Contract
A. No assignment by a party hereto of any rights under or interests in the Contract will be binding
on another party hereto without the written consent of the party sought to be bound; and, specifically but
without limitation, moneys that may become due and moneys that are due may not be assigned without such
consent (except to the extent that the effect of this restriction may be limited by law), and unless specifically
stated to the contrary in any written consent to an assignment, no assignment will release or discharge the
assignor from any duty or responsibility under the Contract Documents.
10.03 Successors and Assigns
A. Owner and Contractor each binds itself, its partners, successors, assigns, and legal
representatives to the other party hereto, its partners, successors, assigns, and legal representatives in respect to
all covenants, agreements, and obligations contained in the Contract Documents.
10.04 Severability
A. Any provision or part of the Contract Documents held to be void or unenforceable under any
Law or Regulation shall be deemed stricken and all remaining provisions shall continue to be valid and binding
upon Owner and Contractor, who agree that the Contract Documents shall be reformed to replace such stricken
provision or part thereof with a valid and enforceable provision that comes as close as possible to expressing
the intention of the stricken provision.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00520-5
AGREEMENT FORM
IN WITNESS WHEREOF, Owner and Contractor have signed this Agreement in duplicate. One (1)
counterpart each has been delivered to Owner and Contractor. All portions of the Contract Documents have
been signed or identified by Owner and Contractor or on their behalf.
This Agreement will be effective on (}';J;/.fj'f If) , de./) c:'(which IS the Effective Date of the
Agreement).
Owner:
Contractor:
Ci~:071~
BY~~
Attest ~(? I J 1 ~ C2fJrrlL
C. S. McCrossanci Cons~ction. Inc.
~/YJ ' )
By:(vvl // f1G(~v(
(J \J -
::----;;-
Attest . ~ c. ~~
,
Address for giving notices:
CITY OF NEW HOPE
44U 1 XYLON AVt. NO.
Address for giving notices:
-Orc'~ \---\--L
( uo..:J , ,-r-<:~', lV,
'-...l
TYJ'X \;:)40
~,lr\1.I Ilr-.r.r
~c.~Y nur c.,
M 0. olD !C)\^O jf"
\
1'0.\\) 55:5\ \
J:..'
License No. U/A
(Where applicable)
Designated Representative:
Designated Representative:
Name:
~"'ml ,} I'~, l-Kk" .~--
vi.~ 'f\';L.'"-- "l\
CiTY OF NEW HOPE
4401 X. '( LON A\ft:!~U~ t.~ORTI I
Address: NEW HOPE, MN 55428
Name: -....~o 1/\ v
li -C~c~.f'''
. \ \ A' i ) '):-'" \' v\...
Title:
Title: \l:.J..o, ?'C' s i,c1,jlAA-=t
Address: 7.0,(5',. \~r"-C)!\ \-h"v\
..J'
:Eo< \aLto
Ivktnlo breLL Ivlt\l ;""';S :)\1
\
Phone: 163 - 53/- S/(lO
Facsimile: 1 b 3 -' 53/- 5/3(;,
Phone: 7(:;;')- L+;{S-LtIG-j
Facsimile:
END OF DOCUMENT
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00520-6
AGREEMENT FORM
PERFORL'\1ANCE BOl\1)
Any singular reference to Contractor, Surety, Owner, or other pany shall be considered plural where applicable.
CONTRACTOR (Name and Address):
C.S. McCrossan Construction, Inc.
P.O. Box 1240 Maple Grove, MN 55311
O\ThTER (Name and Address):
City of New Hope
City Hall 4401 Xylon Avenue North
New Hope, MN 55428
COi\TTRACT
Date:
A.rnount: Two Million Nine Hundred Ninety-six Thousand Twenty-Two and 41/100 (S2,996,022.41)
Description (Name and Location): 2006 Infrastructure Improvements Project for the City of New Hope
City Project No. 790
SURE.TY (Name and Address of Principal Place of Business):
Travelers Casualty and Surety Company of America
One Tower Square - 2SHS
Hartford, CT 06183
BOND
Bond Number: 104709029
Date (Not earlier than Contract Date):
Amount: Two Million Nine Hundred Ninety-six Thousand Twenty-Two and 41/1 00 (S2,996,022.41)
Modifications to this Bond Form: N
one
Surety and Contractor, intending to be legally bound hereby, subject to the terms printed on Lie reverse side hereof, do each cause
this Performance Bond to be duly executed on its behalf by its authorized officer, agent, or representative.
CONTR..:\CTOR AS PRINCIPAL
CompanyLS. McCrossan Consjrt1ction, Inc.
~I\ //1" I)
I 'j I /
Signature: .k/W /~! "?'14,<../)<'rt%,,A.- (Seal)
Name and l:i~: Jo,\'\e !\;\~SSC~l\...
V, Q r '0 tcl..ku.:t
(Space is provided below for signatures of additional
parties, if required.)
COl'll'RACTOR AS PRINCIP AL
Company: ~
Signature: ~ t. ~~Cal)
Name and Title: . .
111 em Ci So"\' c C, O',;5>',))L
vrc;:, iC\.Q,vX
SlJRETI'
Travelers Casualty and Surety Com pan 10f America
Surety's N~and Co rate'!,
Ii
!
B~ \ I' . {
Signature and Tit!e,~eni'N.fer iller, Attorney-in-Fact
I "
(Attach Power of Attorney) "
~/} CZ~~
Arte;'j,i~. ~. lie / ...... e~A
Signa and Title
(Seal)
-
SURETI'
(Seai)
-
Surety's Name and Corporate Seal
By:
Signarure and Title
(Attach Power of Attorney)
Attest:
Signarure and Title:
EJCDC No. C-610 (2002 Edition)
Originally prepared through the joint efforts of the Surety Association of America, Engineers Joint Contract Documents Committee, the Associated General
Contractors of A.!nerica, and the American !llstitute of Architects.
00610-1
1 Contractor and Suret)'. joL~tly and severally. bind themselves, their heirs,
executors. administrators, successors. and assigns to Ovmer for the performance of
the Commcl. which is incorpomted herein by reference
2 If Contractor penoITl's the Contract, Surety and Contractor have no obligation
under this Bond, except to parJcipme in conferences as provided ill P:u-agr.lph 3 1
3. If there is 00 Owner Default, Surety's obligation under this Bond shal! arise
aner:
3 !
Owner has notified Conrractor and Surcty, at the addresses described ill
P=gr.lph 10 below. that Owner is considering decl:u'"ing a COlll:ractor
Default and has requested and anempted to arrange a conference with
Conrractor and Surety to be held oot later than 15 cbys aner receipt of
such notice 10 discuss methods of performing the Conrracl If Owner.
Contractor and Surety agree, ContractOr shilll be allowed a reasonable
time to perform the Contract, but such an agreement shaH not waive
Owner's right. if any. subsequently to deciare a Contractor Default; and
32
Owner has declared a CO!ltractor Default and formally tel1l'jnated
Conrractor's right l!l complete the Conrract Such CO!ltractor Default
shall not be declared earlier than 20 cbys after Contracl!lr and Surety
have received notice as provided in Pamgraph 3 !; and
3 3 Owner has agre"'...d to pay the Balnoce of the Contract Price to:
Surety in accordance witlt the tenns of the Contract:
2 .A.norher contracror selected pursuant to P=gmph 4 3 to perform the
Contract
4 When Ovmer has satisfied the conditions of P'lr.lgraph 3, Surety shill I promptly
and at Surety's expense t.ake one of the fcHowing actions:
4.1 Arrange for Contractor, with consent of Ov,rner, to perform and
complete the Contract; or
42
Underwke to perform and complete the Contr.lct itself, through its
agents or through independent cont.\"'ilctors; or
4.3.
Obtain bids or negotiated proposals from qualified contractors acceptable
to Owner for a contract for perionmnce and completion of L~e Contract,
arrange for a comract to be prepared for execution by Owner and
Contractor selected with Owner's concurrence, to be secured with
performance and payment bonds executerl by a qualified surety
equivaleot to the boods issued on the Contract, and pay to Owner the
amount of daIrulges as described in Paragraph 6 in excess of the Balance
of the Contract Price incurred by Owner resulting from Contractor
Default; or
44
Waive its right to periorm and complete. arrange for completion, or
oomin a new contractor and with reasonable prompmess under !be
circumstances:
After L~vestigation. determine L~e amount fur wbich it may be liable
EO Owner and, as 50 on as practicable afu:r the amount is determined,
leoder payment thcrefor to Owner; or
2. Deny liability in whole or in pan and notify Owner citing reasons
therefor
5 If Surcty does not proceed as provided in P:u-ngraph 4 with r=onable
prompmess, Sun:ty shall be deemed to he in default on this Bond 15 days after
receipt of an additional written notice from Owner to Surety demanding that Suret"f
perform its obligations under this Bond, and Owner shall be entitled to erJotCe any
remedy availahle to Owner If Surety procet:ds as provided in Paragraph 4 4, and
Owner refuses L'Je paymem tendered or Surety has denied liability, in whole or in
pan. witham further notice Owner shall be entitled to enforce any remedy available
to Owner.
FOR INFO RlvlA TION ONLY - Name, Address and Telephone
Surety Agency or Broker
OW'Iler's Representative (engineer or other p<Lrty)
6_ After Owner hns terminated ContrzlctDtls right to comnlete the Contract. and if
Surety elects to ilct under Paragr.lph 4 1. 4 2. 0; 4.3 aboY~, then the responsibilities
of Surety to Owner shall not he greater than those of Contracl!lr under the Coorract,
and the respoasibiliries of Ov.ller to Surety sball nOl be greater than those of Owner
under the COlllraC!. To a limit of the amount of this Bond, but subject to
coo:unitmem by Owner of the Baiance of the Contract Price to mitigation of costs
and damages on the Conrract. Surety is obligated without duplication for:
61
lhe responsibilities of Cont.-nctor fur correction of defective Work and
completion of the Conrract;
62
Additional legal, design professional, and deJay COSts resulting from
Contractor's Default, and resulting from the actions or failure to act of
Surety under P=gr.lph 4; and
63
Liquidated damages, or if no liquidated damages are specified in the
Contract, actual damages caused hy delayed performance or non.
performance of Contractor
7 Surety shall nO! be liable to Owner or others for obiigations of Contractor that
are unrelated to the ConL-act, and the Balance of the Contract Price shall not be
reduced or set off on a=UDl of any such unrelated obligntions. No right of action
shall accrue on this Eond to any person or entity other than Owner or its heirs,
executors, administrators, or successors
8 Surety hereby waives notice of any cbange, including ch;u,ges of lirne, to
Cont.-act or to related subcontracts, ptui:hase orders, and other obligatiollS.
9 Any proceeding, legal Of equitable. under this Bond may be instituted in any
coun: of competent juc'.sdiction in the location in which the Work or pan of the
Work is located and shall be irstituted witlJin two y= after Comractor Default or
within twO years ailer Contractor ceased working or within !:wo' years after Surety
refuses or fails to perform its obligations under this Bond, whichever occurs firsr If
tlie provisions of this paragraph an: void or prohibited by law, the minimum period
of limitation available to sureties as a defense in the jurisdiction of the suit shall be
applicabie.
10 Notice to Surety. Owner, or Contractor shall be mailed or delivered to the
address shown on the sigroture page
11. V,'hen this Bond has been furnished to comply with a statutory requirement in
the location where t.'1e Conrract was 10 be performed. any provision in this Bond
conflicting with said statutory requirement shall be deemed deleted herefrom and
provisiors conforming to such statutory requirement sbal! be deemed incorporated
herein The intent is L'1ar L'Jis Bond shall be consrrued as a St:lnnory hond and nor as
a cornrnon law bond
12. Definitions
12 1 Balance of the Contract Price: The total amount payable by Owner to
Contractor under the CODlI:ict aner all proper adjustments bave been
made. including allowance to Contractof of any amounts received or to
he received by Owner in secrlemcnt oi irsuraJ1ce or other ClaiIT's for
damages to which Contractor is entitled. reduced by all valid and proper
payments made to or on behillf of Contractor under the Conh-act
12.2. Contract: The agreement hetween Owner and Contractor identified on
the signamre page, including all Contract Documents and changes
rhereto
12.3 Contractor Default: Failure of Contractor, which has nenner been
remedied nor waived, to perionn or otlierwise to comply with the terms
of the Contract
12 4 Owner Defuult Failure of Owner, which bas neither been remedied n8r
waived, to pay ContractOr as required by the Conh-nct or to perform and
complete or comply \Vith the other terms thereof.
00610-2
P A YlVIE:l'rr BOND
A...ll}' singular reference to Contractor, Surety, Owner, or other party shall be CDnsidered plural where applicable.
CONTR.A..CTOR (Name and Address):
C.S. McCrossan Construction, Inc.
P.O. Box 1240 Maple Grove, MN 55311
OWNER (Name and Address):
City of New Hope
City Hall 4401 Xylon Avenue North New Hope, MN
CONTRACT 55428
Date:
A...'11ount: Two Million Nine Hundred Ninety-six Thousand Twenty-Two and 41/100 (52,996,022.41)
Description (Na.1TIe and Location): 2006 Infrastructure Improvements Project for the City of New Hope
City Project No. 790
SURETY (Name and Address of Principal Place of Business):
Travelers Casualty and Surety Company of America
One Tower Square - 2SHS
Hartford, CT 06183
BOND
Bond Number:. 104709029
Date (Not earlier than Contract Date):
Amount: Two Million Nine Hundred Ninety-six Thousand Twenty-Two and 41/100 (52,996,022.41)
Modifications to this Bond Form: None
Surety and Contractor, intending to be legally bound hereby, subject to the terms printed on the reve_ _ side hereof, do eacb cause
this Payment Bond to be duly executed on its behalf by its authorized officer, agent, or representative.
CONTRACTOR AS PRINCIP.A..L
Compan.y: C~. McCroi,san ConYr;uction, Inc.
Signature: ~v.JJ11'1d hVVk1/VL (Seal)
Name and 11i~: JCUAL y.,~)SC~
\h CQ.
(Space is provided below for signatures of additional
parties, if required.)
CON "TRACTOR AS PR..TNCIPAL
Company: ~
Signarure: /4 ~ kL~
Name and Title: (
'1\W('l\C\.5 iA ;:LroS5ClU\...-
,d.JJDt
SURETY
Travelers Casualty and Surety Company ~f America (Seal)
Surety's N~nd co~.m r i .~
By: ~
Signature and Title I Jennirer Miller, Attorney-in-Fact
(Attach Power of Attorney)
~:{/iA(Jl<~f?~
SURETY
(Seal)
Surety's Name and Corporate Seal
By:
Signature and Title
(Attach Power of Attorney)
Attest:
Signature and Title:
E.JCDC No. C-615 (2002 Edition)
Origin:!lly prepared through the joint efforts of the SUl'ety Association of America, Engineers Joint Contract Documents Committee, the ;i..ssociated
General Contractors of America, the American Institute of Architects, the American SubcoDtractors Association, and the Associated Spe<:iclty Contractors.
00615-1
Com:racror and Surety, joinrly and severally, bind themselves, their heirs,
executors, administrators, successors, and assigns to Owner 10 pay for iabor,
materials, and equipment furnished by Claimants for use in the performance of
the Contract, which is incorporated herein by reference
2 With respect to Owner, !his obligation shall be null and void if Contractor:
2.1. Promptly makes payment, directly or indirectly, for all sut!!S due
Claimants, and
2.2 Defends, indemnifies, am! holds I:tarrnless Owner from all clait!!S,
demands, liens, or suits alleging non-payment by Contractor by any
person or entity who fi.J.ITlished labor, materials, or equipment for use
in the performance of the Contract, provided Owner has promptly
notified Coru:ractor and Surety (at the addresses described ill
Paragraph 12) of any clairns, demands, liens, or suits and tendered
defense of such claims, demands, liens, or suits to Corur"ctor and
Surety, and provided there is no Owner Default.
3. With respect to Ciaimants, Lilis obliga.ion sr,aJi be null and VOla if
Contractor promptly rna..l;es payment, directly or indirectly, for ail surns due
4 Surety shail have no obligation to Ciaimants under this Bond umil:
4 1. Claimants who are employed by or have a direct contract wlm
Contractor have given notice to Surety (at Lile addresses described in
Paragraph 12) :md sent a copy, or notice thereof, to Owner, stating
that a claim is being made under tl>js Bond and, with substantial
accuracy, the amount of the claim.
4.2 Claimants who do not have a direct contract with Contractor:
1. Have furnished written notice to Contractor and sent a copy, or
notice thereof, to Owner, within 90 days after having last
performed labor or lnst furnished materials or equipment included
in the claim stating, with substantial accuracy, the amount of the
claim and the name of tlte party to whom the materials or
equipmem were furnished or supplied, or for whom the labor was
done or performed; and
2. Have either received a rejection in whoie or in pan from
Contractor, or not received within 30 days of furnishing the above
notice any COtll.111unication from Contractor by which Contractor
had indicated the claim will be paid directly or indirectly; and
3 Not having been paid wi!hin Li]e above 30 days, have sent a
written notice to Surety and sent a copy, or uotice thereof, to
Ov,ller, statIng that a claim is bei.ng made under this Bond and
enclosing a copy of the previous written notice furnished to
Contractor
5. If a notice by a Claimant required by Pill'agraph 4 is provided by Owner to
Contractor or to Surety, that is sufficient compliance
6 When a Claimant has satisfied the conditions of Paragraph 4, the Surety
shall promptly and at Surerj's expense take the following actions:
6.1 Send an answer to that Claimant, with a copy to Ov,ller, within 45
days after receipt of the claim, staring the amounts that are undisputed
and the basis for challenging any amounts that are disputed
6.2 Payor a..\'1-ange for payment of any undisputed 2'1lounts
7 Surety's total obligation shall not exceed the a..rnount of this Bond, and the
amount of !his Bond shall be credited for any payments made in good faith by
Surety.
8. .Amounts owed by wller to Contractor under the Contract shall be used for
the perfurmance of the Contract ill.'1d to satisfY claims, if any, under any
performance bond. By ContractOr furnishing and Owner accepting this Bond,
they agree that all funds earned by Contractor i.n the perfurmance of t.i]e
Contract are dedicated to satisfY obligations of Contractor a..'1d Surety under
!his Bond, subject to Owner's ptiority to use the funds for the completion of
the Work
9. Surety shall not be liable to Owner, Claimants, or others for obligations 0 f
Contractor that are unrelated to Lile Contract Owner shall nor be -liable far
payment of any costs or expenses of any Claimant under this Bond, and shall
have under !his Bond no obligations to l.nake payments 10, give notices on
behalf of, or otherwise have obligations to Claimants under this Bond.
10. Surety hereby waives notice of any change, including changes of dtne, to
the Contract or to related Subcontracts, purchase orders and OLi]er obligations .
11 No suit or action shall be commenced by a Claimant under this Bond other
than in a court of competent jurisdiction in the location in which ll.le Work or
part of the Work is located or after the expiration of one year from the dare (1)
on which the Claimant gave the notice required by Paragraph 4 1 or Paragraph
4.2.3, or (2) on which the last labor or service was perfurmed by anyone or
the last materials or equipment were furnished by anyone under the
Construction Contract, whichever of (1) or (2) first occurs. If the provisions
of this paragraph are void or prohibited by law, the minimum period of
limitation available to sureties as a defense in the jurisdiction of the suit shall
be applicable
12 Notice to Surety, Owner, or ContractOr shall bemailedordeliveredtoll.1e
addresses shown on the signature page ActUal receipt of notice by Surety,
Owner, or Contractor, however accomplished, shall be sufficient compliance
as of the date received at the address shown on the signature page.
13 \Vhen this Bond has been furnished to comply with a statutory requirement
in the location where ll.'1e Contract was to be performed, any provision in this
Bond conflicting with said stamtory rcquiremem shall be deemed deleted
herefrom ill.'1d provisions confonnitlg to such Statutory requirement shall be
deemed incoroorated herein The iment is that ll.1is Bond shall be construed as
a stamtory Eo"od and not as a common law bond
14. Upon request of any person or entity appearing to be a potential
beneficiary of this Bond, Contractor shall promptly furnish a copy of Litis Bond
or shall permit a copy to be made.
15. DEFINIIlONS
15 1. Claimant: .1>,.0 individual or emity havL'1g a direct contract wlm
Contractor, or with a first-tier s-:locontractor of Contractor, to furnish
labor, materials, or equipment for use in the performance of the
Contract. Toe intent of this Bond shali be to include without
limitation in the terms "labor, materials or equipment" that pan: of .
vlater. gas, power, ligx;t, neat, oil, gasoline. telephone service, or
rental equipment used in the ContraCt, architecmral and engineering
services required for performance of the Work of Contractor tmd
Contractor's Subcontractors, and all other iteITIs for wl:>Jch a
mechanic's lien may be asser'":..edin the jurisdiction where the tabor,
materials, or equipment were furnished.
152. Contract: The agreemem between Owner and Contractor identified on
the signarure page, including all Contract Documents ill.'1d changes
ll.1ereto
15 3 Ov:ner Default: Failure of Owner, which has neill.'1er been remedied
nor waived, to pay Contractor as required by the Contract or to
petform and complete or comply with the other terms thereof
FOR IN'FO&\L<\TION ONLY - Name, Address and Telephone
Surety Agency or Broker:
Owner's Representath'e (engineer or other party):
00615-2
Corporate Acknowledgment
)
) ss
)
STATE OF Minnesota
COUNTY OF Hennepin
On this
\8
day of
Ayfl\
,j CU/\ (i. tV\ c ern ,") "; QU.
duly sworn, did say that she is the
C.S. McCrossan Construction, Inc.
corporation described in and which executed the foregoing instrument; that she knows the
seal of said corporation; that the seal is affixed to said instrument is such corporate seal; that
it was so affixed by order of the Board of Directors of said corporation; and that she signed her
name thereto by like order.
\.J;, CD_?re.:- i n (,~ j
,2006 , before me personally appeared
to me known, who being by me
of the
J
~
ERIK A. BEGGS
Notary Public-Minnesota
l\'.y Commission expires Jan 31, 2010
~
- v\. ,
. ;ry~ Signature
(Notary Seal)
Acknowledgment of Corporate Surety
)
) ss
)
STATE OF Minnesota
COUNTY OF Hennepin
On this day of ,2006 , before me appeared
Jennifer Miller , to be known,
who being by me duly sworn did say that she is the aforesaid Attorney-in-Fact of the
Travelers Casulaty and Surety Company of America a corporation;
that the seal affixed to the foregoing instrument is the corporate seal of said corporation, and
that said instrument was signed and sealed on behalf of said corporation by the aforesaid
officer, by authority of its Board of Directors; and the aforesaid officer acknowledged said
instrument to be the free act and deed of said corporation.
L. KELLAR ..,.......,..../ 1:....!;..iN11./0<t/ la~/Jry/lp"'/JUbli.',~'I"js..f""gn,a/tu Jl"'r/elr.~'/I'
;.!)TARY PUBLiC.MiNNESOTp. '.2 t1!.i/!L:..'UL._ le:(t&':2.
CCITHlljss10n c>:-pii"es J3n.31, 2010
, I
Seal) . I
\..:,/ !
IN WITNESS WHEREOF, TR>\VELERS CASUALTY AND SURETY COMPA.1\.l-Y OF A.1VIERICA, TRAVELERS
CASUALTY AND SURETY COl\<1PANY and FARl'\lIINGTON CASU..<\.LTY COl\<1PA1~Y have caused this instrument to be
signed by their Senior Vice President and their corporate seals to be hereto affixed this 12th day of February, 2004
STATE OF CONNECTICUT
) SS Hartford
COUNIY OF HAR nORD
TRAVELERS CASUALTY AND SURETY COMPANY OF AlVmRICA
TRAVELERS CASUALTY AND SURETY COMPANY
FAR.1\i1I.NGTON CASUALTY COMPANY
By
/~-'~
-
George W. Thompson
Senior Vice President
On this 12th day of February, 2004 before me personally came GEORGE W. THOI\iPSON to me known, who, being by me duly
sworn, did depose and say: that he/she is Senior Vice President of TRAVELERS CASUALTY AND SURETY COMPANY OF
A..'\'IERICA, TRAVELERS CASUALTY AND SURETY COMPA1~Y and FAR1\HNGTON CASUALTY COMPANY, the
corporations described in and which executed the above instrument; that he/she knows the seals of said corporations; tilat tile seals
affixed to tile said instrument are such corporate seals; and tilat he/she executed the said instrument on behalf of the corporations by
authority of his/her office under the Standing Resolutions tilereof
'<<\~
t~
My commission expires June 30, 2006 Notary Public
Marie C. Tetreault
CERTIFICATE
I, Ll)e undersigned, Assistant Secretary of TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA,
TRAVELERS CASUALTY M'1> SURETY COMPANY and FARMINGTON CASUALTY C01\-iPANY, stock corporations of
the Slate of Connecticut, DO HEREBY CERTIFY Ulat tile foregoing and attached Power of Attorney and Certificate of Authority
remains in full force and has not been revoked; and furthermore, that the Standing Resolutions of the Boards of Directors, as set
fortil in the Certificate of Authority, are now in force
Signed and Sealed at the Home Office of the Company, in the City of Hartford, State of Connecticut Dated this
,20 06
day of
By~.fl/L~
Kori M. Johanson
Assistant Secretary, Bond
(pJ1!PunlS 00-1 r)
P;Jll:JU}111 Sj 1! IP!l{A\ 01 ilU!1fll11Clpun
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pUll PCllU:J;)XCl os l:Jh\od Lpns hUll PUll,\Ulldwo:) Cll{1 uodn illI!PuJq pUll PHllA Clq llnqs {UclS ;JI!Ul!S:JUJ 10 ;JlTIllJuil!s aI!Ul!S:JllJ q:ms ilu!l1laq Cl1ll'J!.l!11a:l10
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ACORDrM CERTIFICATE OF LIABILITY INSURANCE Page I DATE
1 of 2 04/13/2006
PRODUCER 877-945-7378 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION
ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
Willis North America, Inc. - Regional Cert Center HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
26 Century Blvd. ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
P. O. Box 305191
Nashville, TN 372305191 INSURERS AFFORDING COVERAGE NAIC#
INSURED C.S. McCrossan, Ine. INSURERA: Travelers Property Casual ty Company of Am 25674-005
7865 Jefferson Highway INSURER B: National Union Fire Insurance Company i 19445-001
PO Box 1240
Maple Grove, MN 55311-6240 INSURER C: The Travelers Indemnity Company of Ameriei 25666 - 001
i INSURER D:
i INSURER E: :
COVERAGES
THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOWvlTHSTANDING
ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR
MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH
POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INSR' DD'U POLICY EFFECTIVE i POLICY EXPIRATION I
TYPE OF INSURANCE POLICY NUMBER DATEIMMIDDIYY i DATE MMIDD
A
. GE~ERALLIABILlTY VTC2JC03939B267TIL05 12/1/2005
i X i COMMERCIAL GENERAL LIABILITY
. : I CLAIMS MADE i X i OCCUR
12/1/2006 EACH OCCURRENCE
DAMAGE TO RENTED
PREMISES iEa occurence)
MED EXP (Anyone person)
PERSONAL & ADV INJURY
GENERAL AGGREGATE
PRODUCTS - COMP/OP AGG
1 000 000
300 000
5 000
1 000 000
2 000 000
2 000 000
1,000,000
A
GEN'LAGGREGATE LIMIT APPLIES PER:
Ii POLICY !Xl ::'t€': LOC
LIABILITY
ANY AUTO
ALL OWNED AUTOS
SCHEDULED AUTOS
HIRED AUTOS
NON-OWNED AUTOS
510A049TIL05
12/1/2005
12/1/2006
COMBINED SINGLE LIMIT
(Ea accident)
BODILY INJURY
(Per person)
BODILY INJURY
(Per accident)
DEDUCTIBLE
RETENTION
WORKERS COMPENSATION AND
EMPLOYERS' LIABILITY
ANY PROPRIETOR/PARTNER/EXECUTIVE
OFFICER/MEMBER EXCLUDED?
If yes, describe under
SPECIAL PROVISIONS below
OTHER
12/1/2006
AUTO ONLY. EA ACCIDENT
EA ACC
AGG
ANY AUTO
B
BE2685772
12/1/2005 12/1/2006
1 000 000
1 000 000
CLAIMS MADE
C
AOS VTC2HUB4586B210
12/1/2005
WCSTATU- OTH-
TORY LIMITS ER
E.L. DISEASE - EA EMPLOYEE
E.L. DISEASE - POLICY LIMIT
500 000
500 000
500 000
DESCRIPTION OF OPERATIONS/LOCATIONSNEHICLESIEXCLUSIONS ADDED BY ENDORSEMENT/SPECIAL PROVISIONS
Project: 2006 Infrastructure Improvements; City Project No. 790
The certificate holder and the Engineer are named as additional insured under the GL, AL and
Umbrella as their interests may appear per written contract. This insurance is primary and
non-contributory
CERTIFICATE HOLDER
CANCELLATION
City of New Hope
City Hall
4401 Xylon Avenue North
New Hope, MN 55428
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION
DATE THEREOF. THE ISSUING INSURER WILL ENDEAVOR TO MAIL ~ DAYS WRITTEN
NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL
IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER. ITS AGENTS OR
ACORD 25 (2001/08)
@ACORDCORPORATION 1988
Page 2 of 2
IMPORTANT
If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. A statement
on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may
require an endorsement. A statement on this certificate does not confer rights to the certificate
holder in lieu of such endorsement(s).
DISCLAIMER
The Certificate of Insurance on the reverse side of this form does not constitute a contract between
the issuing insurer(s), authorized representative or producer, and the certificate holder, nor does it
affirmatively or negatively amend, extend or alter the coverage afforded by the policies listed thereon.
ACORD 25 (2001/08)
Coll:1S97881 Tpl:438048 Cert:7171S00
DOCUMENT 00800
SUPPLEMENTARY CONDITIONS
These Supplementary Conditions amend or supplement the Standard General Conditions of the
Construction Contract (No. C-700, 2002 Edition) and other provisions of the Contract
Documents as indicated below. All provisions which are not so amended or supplemented
remain in full force an:d effect.
The terms used in these Supplementary Conditions have the meanings stated in the General
Conditions. Additional terms used in these Supplementary Conditions have the meanings stated
below, which are applicable to both the singular and plural thereof.
ARTICLE 1 - DEFINITIONS AND TERMINOLOGY
SC-1.02
Add the following new paragraph immediately after Paragraph 1.02.F:
G. The Specifications are written in imperative mood and streamlined form. This
imperative language is directed to the Contractor, unless specifically noted otherwise. The words
"shall be" are included by inference where a colon (:) is used within sentences or phrases.
ARTICLE 2 - PRELIMINARY MATTERS
SC 2.02.A Amend the first sentence of Paragraph 2.02.A by striking out the word "ten" and
inserting the word "five."
ARTICLE 4 - AVAlLABILITY OF LANDS: SUBSURFACE AND PHYSICAL
CONDITIONS, REFERENCE POINTS
SC-4.02
Add the following new paragraphs immediately after Paragraph 4.02.B:
C. In the preparation of Drawings and Specifications, Engineer relied upon
information contained in the following reports of explorations and tests of subsurface conditions
at the Project Site:
1. Report Dated February 23, 2006, prepared by Braun Intertec, entitled "A
Geotechnical Evaluation Report: 2006 New Hope Infrastructure Improvements."
D. Copies of reports and drawings itemized in SC-4.02.C that are not included with
Bidding Documents may be examined at the office of Engineer during regular business hours.
These reports and drawings are not part of the Contract Documents, but the "technical data"
contained therein upon which the Contractor may rely as identified and established above are
incorporated therein by reference. Contractor is not entitled to rely upon other information and
data utilized by Engineer in the preparation of Drawings and Specifications.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00800-1
S'UPPLEMENT AR Y CONDITIONS
ARTICLE 5 - BONDS AND INSURANCE
SC-5.01
Add the following new paragraph immediately after Paragraph 5.01.C:
D. Separate Performance and Payment Bonds should be submitted utilizing EJCDC
Form C-610 and C-615 (2002 Edition) or a similar bond form if approved by Owner.
SC-5.03.B
Delete Paragraph 5.03.B in its entirety and insert the following:
B. Failure of Owner to demand such certificates or other evidence of full compliance
with these insurance requirements or failure of Owner to identify a deficiency from evidence
provided shall not be construed as a waiver of Contractor's obligation to maintain such
msurance.
C. By requmng such insurance and insurance limits herein, Owner does not
represent that coverage and limits' will necessarily be adequate to protect Contractor and such
coverage and limits shall not be deemed as a limitation on Contractor's liability under the
indemnities granted to Owner in the Contract Documents.
SC-5.04
Add the following new paragraph immediately after Paragraph 5.04.B:
C. The limits ofliability for the insurance required by Paragraph 5.04 of the General
Conditions shall provide coverage for not less than the following amounts or greater where
required by Laws and Regulations:
1. Worker's Compensation Insurance
Coverage A - Statutory
Coverage B - $500,000
$500,000
$500,000
Each Accident
Disease - Policy Limit
Disease - Each Employee
2. Commercial General Liability
$1,000,000 General Aggregate
$1,000,000 Products/Completed Operations Aggregate
$1,000,000 Each Occurrence
$1,000,000 Personal Injury
3. Comprehensive Automobile Liability
$1,000,000 Combined Single Limit - Bodily injury and property
damage. All owned, non-owned, and hired
vehicles.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00800-2
SUPPLEMENTARY CONDITIONS
4. Umbrella Excess Liability
$1,000,000
$1,000,000
Each Occurrence
Aggregate
Umbrella excess liability shall be a combined single limit which shall provide
excess liability insurance over Commercial General Liability, Comprehensive
Automobile Liability, and Employers Liability.
5. The following persons or entities shall be included as additional insured on the
Commercial Liability, Comprehensive Automobile Liability, and Umbrella
Excess Liability. This coverage shall be primary and noncontributory:
Owner.
Engineer.
SC-5.06.A
Amend the first sentence of Paragraph 5.06.A to read:
A. Contractor shall purchase and maintain during the entire construction period a
Builders Risk Property Insurance Policy in the amount of the full replacement cost of the entire
work at the Project Site. The insurance policy shall comply with the provisions of Paragraph
5.06.A1 through 5.06.A7. A minimum deductible of $1,000 each claim shall apply to this
insurance and the risk of loss of the applicable deductible shall be born by Contractor,
subcontractor, or others suffering such loss. In addition, the provisions of Paragraphs 5.07, 5.09,
and 5.10 shall apply with the exception that Contractor shall act as fiduciary for the insureds as
their interest may appear and adjust the loss with the insurance company.
SC-5.06.A
Add the following new item immediately after Item 5.06.A7:
8. The Builder's Risk Insurance required herein shall apply to projects involving
construction of structures and buildings only. The requirements of this Section shall be waived
on projects involving only underground utilities, grading, street improvements, and similar
construction work but any damage or loss to property shall be at the sole responsibility of
Contractor until final acceptance of the work.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00800-3
SUPPLEMENTARY CONDITIONS
ARTICLE 6 - CONTRACTOR'S RESPONSIBILITIES
SC-6.06
Add the following new paragraph immediately after Paragraph 6.06.G:
H. Pursuant to' Minnesota Statute, Contractor shall be fully responsible to pay
subcontractors, suppliers, and other entities within 10 days of the Contractor's receipt of
payment for undisputed services provided by the subcontractor, supplier, or other entity.
Contractor shall pay interest of 1-112 percent per month or any part of a month to the
subcontractor, supplier, or other entity on any amount not paid on time to the subcontractor,
supplier, or other entity. The minimum monthly interest penalty payment for an unpaid balance
of $100 or more is $10. For an unpaid balance of less than $100, the Contractor shall pay the
actual penalty due to the subcontractor, supplier, or other entity. A subcontractor, supplier, or
other entity who prevails in a civil action to collect interest penalties from a Contractor must be
awarded its costs and disbursements, including attorney's fees included in bringing the action.
SC-6.08.A Amend the first sentence of Paragraph 6.08.A by replacing the words "the
Supplementary Conditions" with the words "Division 1 - General Requirements."
SC-6.19.A Delete the words "representation of' in the second sentence.
ARTICLE 10 - CHANGES IN THE WORK; CLAIMS
SC-I0.05.B Amend the first sentence of Paragraph 10.05.B by replacing the words "30 days"
with the words "10 days." Amend the third sentence of Paragraph 10.05.B by replacing the
words "60 days" with the words "30 days."
ARTICLE 13 - TESTS AND INSPECTIONS; CORRECTION, REMOVAL OR
ACCEPTANCE OF DEFECTNE WORK
SC-13.07.A Amend the first sentence of Paragraph 13.07.A by striking out the words "one
year" and inserting the word "two years."
ARTICLE 14-PAYMENTS TO CONTRACTOR AND COMPLETION
SC-14.02.B5 Add the following new item immediately after Item 14.02.B5d:
e. Contractor's failure to make acceptable submittals in accordance with the
accepted schedules.
000034-05172-D
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
00800-4
SUPPLEMENTARY CONDITIONS
ARTICLE 16 - DISPUTE RESOLUTION
SC-16.01
Delete Paragraph 16.01.C in its entirety and insert the following in its place:
C. If the claim is not resolved by mediation, Engineer's action under Paragraph
10.05.C or a denial pursuant to Paragraphs 10.05.C3 or 10.05.D shall become final and binding
30 days after termination of the mediation, unless within that time period Owner or Contractor:
1. elects in writing to demand arbitration of the claim, pursuant to
Paragraph SC-16.02, or
2. agrees with the other party to submit the claim to another dispute
resolution process.
SC-16.01.D Add the following new paragraph immediately after Paragraph SC-16.01.C:
D. Notwithstanding any applicable statue of limitations, a party giving notice under
Paragraph SC-16.01.C1 shall commence an action on the claim within 1 year of giving such
notice and within the period of any applicable statute of limitation or repose. Failure to do so
shall result in the claim being time-barred and Engineer's action or denial shall become final and
binding.
SC-16.02
Add the following new paragraph immediately after Paragraph 16.01:
SC-16.02
Arbitratio)1
A. All claims or counterclaims, disputes, or other matters in question between Owner
and Contractor arising out of or relating to the Contract Documents or the breach thereof (except
for claims which have been waived by the making or acceptance of Final Payment as provided
by Paragraph 14.09), including but not limited to those not resolved under the provisions of
Paragraphs SC-16.01.A and 16.01.B, but not including any claim in excess of $100,000, will be
decided by arbitration in accordance with the Construction Industry Dispute Resolutions
Procedures of the American Arbitration Association then in effect, subject to the conditions and
limitations of this Paragraph SC-16.02. This agreement to arbitrate and any other agreement or
consent to arbitrate entered into will be specifically enforceable under the prevailing law of any
court having jurisdiction.
B. The demand for arbitration will be filed in writing with the other party to the
Contract and with the selected arbitrator or arbitration provider and a copy will be sent to
Engineer for information. The demand for arbitration will be made within the 30 day period
specified in Paragraph SC-16.01.C, and in all other cases within a reasonable time after the claim
or counterclaim, dispute, or other matter in question has arisen, and in no event shall any such
demand be made after the date when institution of legal or equitable proceedings based on such
claim or other dispute or matter in question would be barred by the applicable statue of
limitations.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, lnc.
00800-5
SUPPLEMENTARY CONDITIONS
C. No arbitration arising out of or relating to the Contract Documents shall include
by consolidation, joinder, or in any other manner any other individual or entity (including
Engineer and Engineer's consultants and the officers, directors, partners, agents, employees, or
consultants of any of them) who is not a party to this Contract, unless:
1. in inclusions of such other individual or entity is necessary if complete
relief is to be afforded among those who are already parties to the
arbitration; and
2. such other individual or entity is substantially involved in a question of
law or fact which is common to those who are already parties to the
arbitration and which will arise in such proceedings.
D. The award rendered by the arbitrator(s) shall be consistent with the agreement of
the parties in writing and include: (i) a concise breakdown of the award; (ii) a written
explanation of the award specifically citing the Contract Documents provisions deemed
applicable and relied on in making the award.
E. The award will be final. Judgment may be entered upon it in any court having
jurisdiction thereof and it will not be subject to modification or appeal, subject to provisions of
the Controlling Law relating to vacating or modifying an arbitral award.
F. The fees and expenses of the arbitrators and any arbitration service shall be shared
equally by Owner and Contractor.
END OF DOCUMENT
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SUPPLEMENTARY CONDITIONS
SECTION 01100
SUMMARY
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Basic description of the Project and work restrictions.
1.02 SUMMARY OF WORK
A. Project Name: 2006 Infrastructure Improvements for the City of New Hope,
Minnesota, City Project No. 790.
B. Description of Work: Project consists of mill and overlay, full depth reclamation,
full street reconstruction, water main replacement, parking lot reconstruction,
bituminous trail reconstruction, muck excavation (lake dredging).
1.03 COMPLETION DATES
A. Substantial Completion: Set forth in the Agreement.
B. Final Completion: Set forth in the Agreement.
1.04 LIQUIDATED DAMAGES
A. Provisions for liquidated damages, if any, are set forth in the Agreement.
1.05 WORK RESTRICTIONS
A. Use of Project Site:
1. Location of construction facilities, staging areas, product stockpiles,
material storage, and temporary construction are shown on the Drawings
and shall be removed upon completion of work.
2. Contractor responsible for snow removal and disposal from the Owner's
property if necessary to maintain access and working space during
construction.
3. Keep existing driveways and entrances clear and available to the public
and to the Owner.
4. If additional space is needed, obtain and pay for such space off Project
Site.
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SUMMARY
B. Access to Project Site:
1. If awarded, access used for the Meadow Lake dredging work will need to
be discussed based on the timing of the work Access to the lake is
anticipated to be via Bass Lake Road to 58th Ave to Xylon Avenue to
Meadow Lake Park.
C. Other Work at Project Site:
1. The installation and revision of electric power, telephone lines, gas lines,
and cable TV by private utilities is anticipated.
PART 2 - PRODUCTS
Not Used.
PART 3 - EXECUTION
3.01 MEASUREMENT AND PAYMENT
A. All work and costs of this Section shall be incidental to the Project and included
in the TOTAL BASE BID.
END OF SECTION
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SUMtvlARY
SECTION 01200
PRICE AND PAYMENT PROCEDURES
PART 1- GENERAL
1.01 SECTION INCLUDES
A. Administrative and procedural requirements for allowances, Alternates, pricing of
work, and request for payment procedures.
1.02 ALLOWANCES
A. Cash allowances have been included throughout the Specification Sections. These
allowances are to be used for Bidding purposes. Allowance costs in excess of the
funds provided shall be paid by Change Order. At closeout of Contract, allowance
funds not authorized for payment will be credited to the Owner by Change Order.
1.03 ALTERNATES
A. This article identifies each Alternate by number and describes the basic changes to be
incorporated into the work as part ofthat Alternate. Refer also to the Specifications
and Drawings for information.
B. Alternates may be accepted by the Owner in any order and may be used to determine
the award of Contract consistent with the Instructions to Bidders.
1. Alternate No.1 - Meadow Lake SedimentJDelta Removal- Add to TOTAL
BASE BID:
a. In general the work of this Alternate No.1 consists of pumping the
water down in Meadow Lake, excavating and hauling away the
material to be removed at the 7 locations shown on the Drawings.
2. Alternate No.2 - Meadow Lake Dredging - Add to TOTAL BASE BID:
a. In general the work of this Alternate No.2 consists of excavating and
hauling away the material in Meadow Lake as shown on the
Drawings that is in addition to that material which is included in
Alternate No.1.
Awarding Alternate No.2 will likely be in addition to Alternate No.
1. Alternate No.2 involves the construction of a boat ramp along with
the removal of material to allow boat access throughout the lake
where Alternate No.1 involves cleaning of areas abutting the inlets to
the lake only.
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PRICE AND PAYMENT PROCEDURES
3. Alternate No.3 - Backyard Drainage Improvements - Add to TOTAL BASE
BID:
a. In general the work ofthis Alternate No.3 involves the construction
ofthe storm sewer near the intersection of 61-1/2 Avenue and Ensign
Avenue as shown on the Drawings.
4. Alternate No.4 - Parking Lot Reconstruction - Add to TOTAL BASE BID:
a. In general the work of this Alternate No.4 involves the removal of
the existing parking lots and the construction of new at the 49th
Avenue Lighted Ball Fields park.
5. Alternate No.5 - Street Lighting - Add to TOTAL BASE BID:
a. In general the work ofthis Alternate No.5 involves the installation of
lighting for the reconstructed parking lots included in Alternate No.4.
6. Alternate No.6 - Park Trail Reconstruction - Add to TOTAL BASE BID: .
a. In general the work of this Alternate No.6 includes removal of the
existing trails in Meadow Lake Park and the construction of new
trails.
C. No Bid Items for mobilization have been provided for any ofthe Alternates included
in the Project. Costs associated with mobilization, traffic control, etc. for each
Alternate should be included in the total cost for that Alternate.
1.04 BID UNIT PRICES
A. Provide access and assist Engineer in determining actual quantities of Bid Unit Price
work.
B. Provide documentation to substantiate Bid Unit Price work.
C. If the Contractor delivers and places more of any material that is paid for on a Bid
Unit Price basis than is required to perform the work and thereby causes the materials
to be wasted, the quantity wasted will be deducted from the final measurement for
that Bid Item.
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pmCEAND PAYMENT PROCEDURES
1.05 PAYMENT PROCEDURES
A. Submit 1 preliminary copy of progress payment application for review, consistent
with Article 14 of the General Conditions. Submit 4 signed copies of Application for
Payment to Engineer prior to the dates identified at the Preconstruction Conference.
B. Attach the following supporting documentation, in addition to the requirements of
General Conditions Article 14:
1. Documentation to substantiate Bid Unit Price work.
2. Updated construction schedule consistent with Section 01330 - Submittal
Procedures.
PART 2 - PRODUCTS
Not Used.
PART 3 - EXECUTION
3.01 MEASUREMENT AND PAYMENT
A. All work and costs oftms Section shall be incidental to the Project and included in
the TOTAL BASE BID.
END OF SECTION
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PRICE AND PAYMENT PROCEDURES
SECTION 01310
PROJECT MANAGEMENT AND COORDINATION
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Gener?-l requirements for overall Project coordination.
1.02 UTILITIES
A. Notify Gopher State One Call before starting construction in a given area requesting
utility locates in the Project Site.
B. Project Utility Sources: Coordinate work with the following utility owners. The
following utilities are known to be on the Proj ect Site and are shown on the Drawings
in a general way:
1. Water: Owner.
2. Sanitary Sewer: Owner.
3. Storm Sewer: Owner.
4. Electric: Xcel Energy, Greg Plumedahl; 763-493-1670, fax: 763-493-1501.
5. Gas: CenterPointEnergy, AlIa Denisova; 612-321-5077, fax: 612-321-5480.
6. Telephone: Qwest, Steve Hotvedt; 612-381-5031, fax: 612-381-5571.
7. Cable TV: Comcast, Doug Zahn; 651-493-5316, fax: 651-493-5116.
C. Owner requires 48 hour notice for all utility interruptions.
D. Private utility information obtained from utility owners/operators is shown on the
Drawings in a general way. The location of utilities is not guaranteed. The locating of
utilities and coordination during construction is the responsibility of the Contractor.
Final locations of all utilities, per the Gopher One System, will be the responsibility
of the Contractor. All costs associated with private utility coordination shall be
incidental to the total work of the Project.
Information provided is of Quality Level D (QLD) as defined by ASCE Standards.
Utility locations shown on the Drawings are based on this QLD information and have
not been verified with a field survey.
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PROJECT MANAGEMENT AND
COORDINATION
1.03 PERMITS
A. Comply with the stipulations of the following permits, which have been applied for
and will be furnished by the Owner:
1. MPCA Stormwater Discharges Associated With Construction Activities
NPDES General Permit.
2. Shingle Creek Watershed Management Commission permit.
B. Apply for, obtain, and comply with other permits, licenses, and approvals which may
be required for the Proj ect.
1.04 SURVEYING AND CONSTRUCTION OBSERVATION
A. Provide Engineer and Resident Proj ect Representative a minimum of 48 hours notice
in advance of the need for establishing lin@s, grades, measurements, grade checks,
and observation of work.
1.05 PROJECT MEETINGS
A. Administrative Requirements:
1. Proj ect Superintendent or persons designated by the Contractor to attend and
participate in the Proj ect meetings shall have all required authority to commit
the Contractor to solutions agreed upon in the Project meetings.
2. Engineer will set the time, sites, and prepare the agenda for the meetings.
3. Engineer will prepare meeting minutes and distribute 1 copy to Contractor.
Notify Engineer of inaccuracies or discrepancies in the meeting minutes
within 5 calendar days of receipt of the minutes.
4. The attendance and cooperation of subcontractors and suppliers may be
required.
B. Preconstruction Conference:
1. Provisions for the Preconstruction Conference are set forth in the General
Conditions.
2. Requirements for preconstruction submittals are set forth in the General
Conditions. Submittal procedures shall be consistent with Section 01330-
Submittal Procedures.
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PROJECT MAL~AGEMENT AND
COORDINATION
C. Progress Meeting Procedures:
1. Engineer will schedule construction progress meetings throughout the
duration of the Project to assess the progress of the work, identifY and discuss
Project related issues, and discuss near-term construction activities.
1.06 CONSTRUCTION SCHEDULING
A. 'Sequencing and Scheduling:
1. The Owner is very sensitive to the inconvenience each property owner will
experience to construct this Project., The most frequent complaint received
during this type of Project is the length oftime for which streets, driveways,
and boulevards are disturbed. Therefore, scheduling ofthe work, maintenance
oflocal traffic, and timely repair of each driveway and yard are critical to the
success of the Project.
2. Resident notification of work directly affecting their property is required for
all situations. The Project Inspector may assist with notifying residents.
However, it is the responsibility of the Contractor to ensure residents are
aware of issues such as access restrictions or disrupted water supply.
3. Given the underlying soil type, conditions resulting from precipitation can be
devastating to residents. Construction should be coordinated such that
disturbed areas are minimized at any given time. Work completed in the
street reconstruction area may be facilitated if phasing is scheduled for the
included streets.
4. Streets that are completely reconstructed shall be reclaimed. The aggregate
material generated by the reclamation process can be used to ramp driveways
and better maintain access for the residents within the Project area.
1.07 SUBMITTALS
A. Submit a minimum of 4 copies of shop drawings, plus the quantity of copies the
Contractor wants returned.
PART 2 - PRODUCTS
Not Used.
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PROJECT MANAGEMENT AND
COORDINATION
PART 3 - EXECUTION
3.01 MEASUREMENT AND PAYMENT
A. All work and costs of this Section shall be incidental to the Project and included in
the TOTAL BASE BID.
END OF SECTION
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PROJECT MANAGEMENT AND
COORDINATION
SECTION 01330
SUBNITTTALPROCEDURES
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. General procedures and requirements for submittals during the course of
construction.
1.02 SEQUENCING AND SCHEDULING
A. Schedule submittals consistent with the Contractor's schedule of shop drawings.
PART 2 - PRODUCTS
Not Used
PART 3 - EXECUTION
3.01 CONSTRUCTION SCHEDULE
A. Submit preliminary schedule and progress schedule consistent with the General
Conditions.
B. Prepare schedules on 11 inch x 17 inch sheets showing overall sequence of
construction. Organize the schedule by work activity. Identify separate stages of each
work activity:
1. List work items in chronological sequence. Show beginning and completion
dates of each activity. Include all activities with an estimated duration of 3
days or longer.
2. Format schedule as a horizontal bar chart. Provide separate bars for each
activity or trade.
3. Provide space for revisions and notations.
4. Identify interrelations between activities.
C. As work progresses, revise, update, and resubmit schedule as requested by Engineer.
At a minimum, update schedule with each Application for Payment. Show all
activities started or finished since previous schedule was submitted and show
percentage of completion for each activity.
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sUBMm AL PROCEDURES
3.02 EMERGENCY CONTACT LIST
A. Before any work at the Project Site is started, submit a typed list on 8-1/2 inch x 11
inch paper outlining 24 hour on-call contacts for the Project. This list shall include
the Contractor's safety representative, key representatives from the Contractor,
subcontractors, and suppliers. Include the following information for each contact:
1. Company name.
2. Contact person(s).
3. Local and mobile phone numbers.
4. Fax number.
3.03 SHOP DRAWINGS AND MANUFACTURERS' INFORMATION
A. Conform to the requirements of Paragraph 6.17 of the General Conditions, except as
modified herein.
B. The minimum sheet size shall be 8-1/2 inch x 11 inch. Non-legible copies will not be
reviewed.
C. Submit a minimum of 3 copies of shop drawings, plus the quantity of copies the
Contractor wants returned. Each copy shall contain the following information:
1. Date of submission and date of any previous submittals.
2. Project Title.
3. Names Of: Contractor, subcontractor, supplier, and manufacturer.
4. Identification of product and Specification Section number.
5. Identification of revisions from previous submittals.
6. A 4 inch x 4 inch blank space for the Engineer's stamp.
D. Engineer's review will be in conformance with the requirements of Paragraph 6.17 of
the General Conditions, except as modified herein.
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SUBMmAL PROCEDURES
E. Engineer will stamp shop drawings and indicate requirements for Contractor's review
or resubmittal as follows:
1. "Approved" - Appears that items covered by the submittal will after
installation or incorporation into the work conform to the information given
in the Contract Documents and appears to be compatible with the design
concept of the completed Proj ect as a functioning whole as indicated by the
Contract Documents.
2. "Approved as Noted" - Appears that items covered by the submittal will
after installation or incorporation into the work conform to the information
given in the Contract Documents and appears to be compatible with the
design concept ofthe completed Project as a functioning whole as indicated
by the Contract Documents, except as noted by Engineer.
3. "Revise and Resubmit" - Appears that items covered by the submittal will
not after installation or incorporation into the work conform to the
information given in the Contract Documents and will not be compatible with
the design concept of the completed Project as a functioning whole as
indicated by the Contract Documents. Contractor shall revise submittal and
conform to the resubmittal procedures described in Paragraph 6.17.F of the
General Conditions.
4. "Not Approved" - Appears that items covered by the submittal will not after
installation or incorporation into the work conform to the information given
in the Contract Documents and will not be compatible with the design
concept of the completed Project as a functioning whole as indicated by the
Contract Documents. Contractor shall conform to the resubmittal procedures
described in Paragraph 6.17.F of the General Conditions.
F. Engineer will return. reviewed submittals to Contractor by U.S. Postal Service general
delivery. If Contractor wants Engineer to expedite return. delivery, Contractor shall
notify Engineer in writing and reimburse Owner for delivery plus 15 percent mark-
up.
3.04 TEST REPORTS
A. Submit 3 copies of all inspections, tests, and approvals required in the Specification.
3.05 MEASUREMENT AND PAYMENT
A. All work and costs of this Section shall be incidental to the Project and included in
the TOTAL BASE BID.
END OF SECTION
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SUBMmAL PROCEDURES
SECTION 01400
QUALITY REQUIREMENTS
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Information required for conformance to regulatory requirements.
B. Quality assurance.
C. Procedures to measure and report the quality and performance of the work.
1.02 REFERENCE STANDARDS
A. Whenever reference is made to the Minnesota Department of Transportation
Specifications, such reference shall mean "Standard Specifications for Construction,"
2000 Edition (MnDOT Spec.) and all subsequent revisions and supplements. The
word "Engineer" is understood to refer to the Engineer for the Owner.
1.03 SUBMITTALS
A. Prior to start of work, submit testing laboratory name for various specified tests for
approval by Engineer.
B. Submit copies oflaboratory test results or analysis consistent with Section 01330-
Submittal Procedures.
1.04 WORKMANSHIP
A. Comply with industry standards of the region, except where more restrictive
tolerances or specified requirements indicate more rigid standards or more precise
workmanship.
1.05 TESTS AND INSPECTIONS
A. Conform to the requirements of Article 13 of the General Conditions, except as
modified herein.
B. Notify Engineer 48 hours prior to expected time for operations requiring tests and
inspections.
C. Provide incidental labor and facilities to obtain and handle samples at Proj ect Site or
source, transport samples to laboratory, facilitate tests and inspections for storing and
curing of test samples.
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QUALITY REQUIREMENTS
1.06 LABORATORY REPORTS
A. After each inspection and test, submit 3 copies of Laboratory Report to Engineer.
B. Include: Date issued, Project Title and number, name of inspector, date and time of
sampling or inspection, identification of product and Specifications Section, location
in the Proj ect, type of inspection or test, date oftest, results oftests, and conformance
with Contract Documents.
1.07 LABORATORY RESPONSIBILITIES
A. Test samples and perform field tests.
B. Provide qualified personnel. Cooperate with Engineer in performance of services.
C. Ascertain compliance with the requirements ofthe Contract Documents.
D. When requested by Engineer, provide interpretation oftest results.
1.08 LIMITS ON TESTING LABORATORY AUTHORITY
A. Laboratory may not release, revoke, or alter on requirements of Contract Documents.
B. Laboratory may not approve or accept any portion ofthe work.
C. Laboratory may not assume any duties of Contractor.
D. Laboratory has no authority to stop work.
1.09 MANUFACTURER'S CERTIFICATES
A. If requested by Engineer, submit manufacturer's certificate with shop drawings
certifying that products meet or exceed specified requirements executed by
responsible officer.
PART 2 - PRODUCTS
Not Used.
PART 3 - EXECUTION
3.01 MEASUREMENT AND PAYMENT
A. All work and costs of this Section shall be incidental to the Project and included in
the TOTAL BASE BID.
END OF SECTION
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QUALITY REQUIREMENTS
SECTION 01500
TEMPORARY FACILITIES AND CONTROLS
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Temporary utilities and miscellaneous temporary facilities required during
construction.
1.02 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for Construction,"
2000 Edition (MnDOT Spec.).
B. The Minnesota Manual on Uniform Traffic Control Devices (MMUTCD), including
the Field Manual on Temporary Traffic Control Zone Layouts - Latest edition.
1.03 SUBMITTALS
A. Submit Traffic Management and Control Plan consistent with Section 01330 -
Submittal Procedures. Plan shall include the following information:
1. Haul and access routes.
2. Traffic control measures.
3. Permits or applications required by local authorities.
4. Temporary facilities required.
PART 2 - PRODUCTS
Not Used.
PART 3 - EXECUTION
3.01 MOBILIZATION
A. Move personnel, equipment, materials, and all other items required to complete the
work at the Project Site.
B. Establish Contractor offices, building, or other facilities necessary for work on the
Project.
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TEMPORARY FACILITIES
AND CONTROLS
C. Temporarily hold or relocate utilities and any miscellaneous structures, such as signs,
power poles, guy wires, and mailboxes disturbed.
3.02 SIGNS, MAILBOXES, ETC. REMOVAL AND REPLACEMENT
A. Remove, store carefully, and replace all signs, posts, etc. that may be within the
Project Site as directed by Engineer.
B. Remove existing mailboxes and posts, and temporarily install in locations determined
by Engineer and as approved by the Post Office. Replace mailboxes prior to
Substantial Completion. Removal, temporary reinstallation, and replacement shall
occur such that mail delivery is not interrupted. Mailboxes, posts, and appurtenances
damaged during construction shall be replaced with new at no charge to Owner.
An alternative to temporarily installing existing mailboxes in the street reconstruction
area, the Contractor may install "new" temporary mailboxes in lieu of relocating
existing boxes. If chosen this option is selected, the existing mailboxes would be
removed and left on the homeowner's property until the mailboxes may be
reinstalled.
C. Temporary mailbox location(s) and requirements are subject to approval ofthe Post
Office responsible for the delivery of mail to this area. The Post Office may modify
the list of homes requiring the installation of a temporary mailbox. Temporary
mailboxes required are anticipated for approximately 58 homes. Unless a significant
increase or decrease is realized, no adjustment in the payment for this Bid Item will
be made.
3.03 TEMPORARY UTILITIES
A. Provide and maintain all temporary facilities, utilities, and controls as long as needed
for the safe and proper completion of the work. Remove all temporary facilities,
utilities, and controls as rapidly as progress will permit or as directed by Engineer.
B. Temporary Water for Construction:
1. Obtain water for construction at a hydrant specified by the Owner. Obtain a
meter and backflow preventor assembly from Owner. Return to Owner at
completion.
C. Temporary Water Services:
1. Maintain temporary potable water service to the structures that will have
disrupted water service during the water main construction or as identified on
the Drawings.
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TEMPORARY FACILITIES
AND CONTROLS
3.04 CONSTRUCTION FACILITIES
A. Sanitary Facilities:
1. Comply with all governing regulations, including safety and health codes, for
sanitary fixtures and facilities.
2. Provide self-contained toilet units, or water and sewer connected temporary
toilet facilities consistent with governing regulations. Contractor may not use
Owner's toilet facilities.
3. Provide and maintain adequate supply of toilet tissue, paper towels, paper
cups, and similar disposable materials appropriate for each facility. Provide
appropriate covered waste containers for used material.
3.05 TEMPORARY CONSTRUCTION
A. Pumping and Dewatering:
1. Provide draining, pumping, dewatering, and cleaning operations necessary to
complete the work.
2. Provide all necessary pumping to remove all surface water and groundwater
from structures as required for the work. Provide erosion control measures for
discharge of water.
3. Protect Project Site and adjacent property to avoid damage.
3.06 TRAFFIC CONTROL
A. Provide and maintain all traffic control devices needed to guide, warn, control, and
protect traffic throughout the Project Site. All traffic control devices and other
protective measures shall conform to MMUTCD.
B. Remove traffic control devices at the conclusion of the work.
C. Flaggers are required to protect construction vehicles during unloading or
construction materials. Conform to the requirements of the MMUTCD, the Flagging
Handbook included in the Field Manual for Temporary Traffic Control Zone Layouts,
and the following: while on duty flaggers shall wear hard hats and reflectorized
florescent orange rests; and flaggers shall be fully clothed when on duty with shirt or
blouse, slacks or trouser, and sturdy shoes.
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TEMPORARY FACILITIES
AND CONTROLS
D. Field Quality Control:
1. Daily inspect and insure that all traffic control devices required by the
construction are in accordance with the MMUTCD. Any discrepancy between
the actual devices in use and the required devices shall be immediately
rectified.
2. Furnish names, addresses, and phone numbers of at least 3 individuals
responsible for the placement and maintenance of traffic control devices. At
least 1 of these individuals shall be "on call" 24 hours per day, 7 days per
week during the time any traffic control devices furnished and installed by the
Contractor are in place.
3. Provide access for emergency vehicles and busses to all residences at all
times.
4. Respond to any request from the Engineer to improve or correct the.usage of
traffic control devices on orrelated to this Proj ect within 1 hour ofthe time of
notification.
5. Keep all traffic control signs and devices in a legible condition. This shall
include but not be limited to removing grime and dust deposited on any
device by traffic, natural causes, or when requested by Engineer.
3.07 TEMPORARY BARRIERS AND ENCLOSURES
A. Temporary Barriers:
1. Provide temporary covers, enclosures, markers, and barriers as necessary to
protect work.
2. Damage to the Project Site caused by removal of temporary fencing,
including postholes, shall be promptly repaired by Contractor. During
removal at no time shall the work remain unattended if a dangerous condition
exists because of incomplete removal or Project Site repairing.
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TEMPORARY FACILITIES
AND CONTROLS
3.08 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Mobilization. Measurement is Lump Sum. This
will be considered payment in full for all work and costs of this Bid Item. The
amount of the Lump Sum Bid shall not exceed 5 percent of the Total Base Bid:
1. Partial payment of the Lump Sum Bid Item "Mobilization" will be made
using a percentage based on the following:
Cumulative Percent of
Mobilization Item Paid
First Partial Payment
Percent of original contract amount earned - 25
Percent of original contract amount earned - 50
Percent of original contract amount earned - 100
50
70
90
100
B. A Bid Item has been provided for Dewatering. This Bid Item is provided as part of
Alternate No.1 - Meadow Lake SedimentlDelta Removal. Measurement for this Bid
Item is Lump Sum. This will be considered payment in full for all work involved to
pump the water out of Meadow Lake, allowing the excavation to be completed.
Payment will include any continued or multiple pumping required to maintain a water
level that allows the work to be completed. If Alternate No. 2 - Meadow Lake
Dredging is awarded, no additional payment will be made for dewatering Meadow
Lake. It is assumed the work will be completed at the same time such that pumping
will need to be completed a single time to complete both Alternates.
Any dewatering not involving the work included in Alternate No.1 or No.2 will be
considered incidental to the Project with all costs included in the TOTAL BASE
BID.
C. A Bid Item has been provided for Traffic Control. Measurement is Lump Sum. This
will be considered payment in full for all work and costs of this Bid Item:
1. Partial payment of the Lump Sum Bid Item "Traffic Control" will be made
using a percentage based on the following:
Cumulative Percent of
Mobilization Item Paid
First Partial Payment
Percent of original contract amount earned - 25
Percent of original contract amount earned - 50
Percent of original contract amount earned - 100
50
70
90
100
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D. A Bid Item has been provided for Temporary Mailboxes. Measurement is Lump
Sum.
Payment for the Temporary Mailboxes Bid Item will be made as follows:
1. 50 percent of the Bid Unit Price will be paid upon completion of the removal
of the existing mailboxes and installation of the temporary mailboxes.
2. 50 percent will be paid upon completion of the reinstallation ofthe existing
mailboxes and removal of the temporary mailboxes.
This will be considered payment in full for all work and costs of this Bid Item. Full
payment for this Bid Item will not be made until all mailboxes are installed properly
and accepted by the Post Office and the homeowner.
E. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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AND CONTROLS
SECTION 01570
TEMPORARY EROSION AND SEDIMENT CONTROL
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Temporary measures to control soil erosion and sedimentation.
1.02 RELATED SECTIONS
A. Section 02315 - Excavation and Fill.
B. Section 02920 - Lawns and Grasses.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for Construction,"
2000 Edition (MnDOT Spec.):
1. 1803 - Prosecution of Work.
2. 2573 - Temporary Erosion Control.
3. 3733 - Geotextile.
4. 3886 - Silt Fence.
5. 3887 - Flotation Silt Curtain.
6. 3893 - Sandbags.
7. 3911 - Calcium Chloride.
8. 3912 - Magnesium Chloride Solution.
9. Special Provisions S-250.
1.04 SUBMITTALS
A. Erosion Control Plans:
1. Temporary Erosion Control Plan.
2. Permanent Erosion Control Plan.
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3. Storm Water Pollution Prevention Plan.
4. Erosion Control Schedule: Conforming to MnDOT Spec. 1803.5G:
a. Proposed erosion control installations and when they will be installed.
b. Areas ready for permanent turf establishment and when it will be
accomplished.
c. Grading operations and how erosion control will be incorporated into
the work.
d. Repair or maintenance required on erosion control installations and
when it will be accomplished.
5. Completed application form for the MPCA's General Storm Water Permit for
Construction Activity.
B. Certification and Sampling:
1. Furnish a manufacturer's certification stating that the material supplied
conforms to the requirements of this Section. The certification shall include
or have attached typical results of tests for the specified properties,
representative of the materials supplied.
1.05 QUALITY ASSURANCE
A. Qualifications:
1. MnDOT InspectorlInstaller Certification.
B. Certifications: Conform to MnDOT Spec. 1803.5D.
1.06 PERMITS
A. General:
1. This Proj ect disturbs 1 or more acres of total land area, submit a completed
application form for the MPCA's General Storm Water Permit for
Construction Activity and the appropriate fees to the MPCA. Also, submit a
copy of the completed, signed, and dated application form to Owner.
Authorization to begin grading under the NPDES Permit is automatically
granted 48 hours after the permit application has been submitted to the
MPCA.
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1.07 SEQUENCING AND SCHEDULING
A. Conform to MnDOT Spec. 1803.5:
1. Submit for approval the plan of operations for accomplishing temporary and
permanent erosion control.
2. All temporary erosion control measures to be installed prior to any grading
activities.
3. Permanent erosion control measures are to be installed when deemed
appropriate during the grading process.
4. If the Contractor fails to install erosion or sediment measures, the Engineer
may withhold payment from related work until the control measures are
undertaken by the Contractor:
a. When the Contractor fails to conduct the quality control program,
does not conduct the inspection required in the NPDES permit, or
fails to take action ordered by the Engineer to remedy erosion or
sediment control problems, the Engineer shall issue a Written Order
to the Contractor.
b. The Contractor shall respond within 24 hours with sufficient
personnel, equipment, materials, and conduct the required work or be
subject to a $500.00 per calendar day deduction for noncompliance.
B. Contractor is responsible for the establishment of permanent turf in accordance with
Section 02920 - Lawns and Grasses to prevent excessive soil erosion. Contractor is
also responsible for the proper installation of all permanent erosion control measures
in accordance with Section 02920 - Lawns and Grasses.
PART 2 - PRODUCTS
2.01 SILT FENCE
A. Machine Sliced Silt Fence:
1. Geotextile Fabric: Monofilament/Monofilament Geotextile conforming to
MnDOT Spec. 3886.2A, Machine Sliced:
a. Width: Minimum 36 inches.
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2. Posts: Standard steel T -posts with welded plate weighing not less than 1.33
pound per lineal foot. Minimum length 60 inches. Minimum embedment is
24 inches below ground surface with a maximum:
a. Post spacing of 6 feet.
b. Ditch Checks: 4 foot maximum spacing.
B. Heavy - Duty Silt Fence:
1. Geotextile Fabric: Conform to MnDOT Spec. 3886.2A, Heavy Duty.
2. Posts: Standard steel T -posts with welded plate weighing not less than 1.33
pound per lineal foot:
a. Minimum length 60 inches. Minimum embedment is 24 inches
below ground surface with a maximum post spacing of 8 feet.
2.02 TEMPORARY CONSTRUCTION ENTRANCE
A. Rock Construction Entrance:
1. 3 inch size (minimum) washed river rock.
2. Geotextile: Conform to MnDOT Spec. 3733, Type 4.
2.03 STORM DRAIN INLET PROTECTION
A. Paved streets with concrete curb and gutter inlet protection (post bituminous base):
1. Road Drain Curb and Gutter: Manufacturer: Wimco, LLC.
2. Silt Screen: Manufacturer: Alpine Stormwater Management.
B. Non-paved surfaces without curb and gutter inlet protection (exposed subgrade):
1. Silt fence box.
2. Road Drain: Manufacturer: Wimco, LLC.
3. Erosion Control Shroud: Manufacturer: Royal Anchor Systems, Inc.
4. Silt Sack: Manufacturer: ACF Environmental.
5. Verti * Pro as manufactured by Alpine Stormwater Management.
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C. Alternate curb inlet protection devices:
1. Eco Block.
2. Straw or Excelsior Wattle (8 inch minimum diameter).
3. Filter Compost Sock: Manufacturer: Filtrexx.
4. Rock Barrier:
a. Size: 3/4 inch to 1-1/2 inch clear aggregate only.
b. Wire mesh and filter fabric.
5. Woven Type Sandbag Barriers conform to MnDOT Spec. 3893.
2.04 FLOATATION SILT CURTAIN
A. Conform to the requirements ofMnDOT Spec. 3887, Still Water.
2.05 DUST CONTROL
A. Water shall be clear and free from suspended fme sediment.
B. Calcium Chloride: Conform to MnDOT Spec. 3911.
C. Magnesium Chloride Solution: Conform to MnDOT Spec. 3912.
PART 3 - EXECUTION
3.01 GENERAL
A. Conform to MnDOT Spec. 2573.3:
1. Minimize the amount of disturbed land that is susceptible to erosion.
2. Install the appropriate temporary erosion and sediment structural controls
measures in accordance with approved sequence of construction. Clearing
and grubbing operations shall be so scheduled and performed so that grading
operations and permanent erosion control features can follow immediately
thereafter.
3. The surface area of erodible earth material exposed at 1 time by clearing and
grubbing, by excavating, by fill, or by borrow shall not exceed 1/3 of the
Project length without written approval of the Engineer.
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4. Only disturb, clear, or grade areas necessary for construction. Delineate areas
not to be disturbed:
a. Exclude vehicles and construction equipment from these areas to
preserve natural vegetation.
5. Maintain and preserve riparian and naturally vegetated buffer strips along
water courses.
3.02 INSTALLATION
A. Silt Fence: Conform to MnDOT Spec. 2573.3B3:
1. Silt fences shall be installed in the locations. shown on the Drawings, using
the machine sliced installation method.
2. If the silt fence is longer than 600 feet, it shall be constructed in separate
independent units with each unit having a length less than 600 feet. All
splices shall be avoided whenever possible:
a. If necessary, splices will be made at an opposing fence post and
according to the manufacturer's specifications.
B. Temporary Rock Construction Entrance:
1. Rock construction entrance shall be installed in locations shown on the
Drawings.
2. Rock construction entrance shall be constructed before grading begins on the
Project Site.
3. Inspect rock construction entrance daily for mud accumulation.
C. Ditch Checks and Velocity Checks:
1. Bioroll Blanket System: The bioroll is anchored with wood (1/2 inch x 2
inches) stakes at a maximum spacing of 2 feet. The stakes should be angled
such that the force of the water would cause the stake to rotate up vertically.
If more than 1 bioroll is needed to properly span the distance ofthe ditch, the
ends should be overlapped about 1 foot.
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D. Floatation Silt Curtain:
1. Floatation silt curtain shall be installed in locations shown on the Drawings
and according to the manufacturer's specifications:
a. Be "anchored" and secured to prevent any material from passing
beneath, over, around, or through the barrier.
b. Curtain shall have sufficient slack to permit the curtain to rise to the
maximum expected high water level, including wave action, without
being overtopped and still be in continuous contact with the bottom.
3.03 MAINTENANCE
A. Conform to MnDOT Spec. 2573.3D, and as follows:
1. Contractor is responsible for inspection, maintenance, and repair of any
washouts or accumulations of sediment that occur as a result of the grading or
construction. Restoration consists of grade repair, turfre-establishment, and
street sweeping of mud and debris tracked from the Project Site.
2. Inspection of all erosion control items will take place immediately after each
runoff event and at least daily during prolonged rainfall. Any required repairs
shall be made immediately.
3. Upon final acceptance of the Project and establishment of permanent erosion
control measures, the Contractor shall remove all temporary erosion control
measures.
4. Maintain temporary construction entrances in a condition to prevent mud or
sediment from leaving the construction Project Site:
a. Replace gravel material when surface voids are visible.
b. After each rainfall, inspect any structure used to trap sediment and
clean it out as necessary.
c. Immediately remove all objectionable materials spilled, washed, or
tracked onto public roadways. Remove all sediment deposited on
paved roadways within 24 hours.
5. Floatation silt curtain shall remain in place until such time that water
contained within is free from turbidity:
a. The curtain shall be removed within 72 hours after this determination
has been made.
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b. At the completion of the Project, the floatation silt curtain shall be
removed in such a maImer 130 as .to minimize release of sediment
adhering to the turbidity curtain.
B. Sediment Removal: Conform to MnDOT Spec. 2573.3E and Special Provision S-25:
1. If an erosion control device has been reduced in capacity by 30 percent or
more, the Contractor shall restore such features to their original condition.
C. Mobilization, Emergency Erosion Control: Conform to MnDOT Spec. 2573.3H,
Special Provision S-250, or as modified below:
1. Routine temporary erosion control measures are not considered to be part of
Emergency Mobilization Erosion Control.
D. Control dust blowing and movement on Project Site and roads as directed by
Engineer to prevent exposure of soil surfaces, to reduce on and offsite damage, to
prevent health hazards, and to improve traffic safety:
1. Dust control measures will be considered incidental.
E. Acceptance of Work: Conform to MnDOT Spec. 2573.3C.
3.04 MEASUREMENT AND PAYMENT
A. Bid Items have been provided for temporary measures to control soil erosion and
sedimentation. Payment at the Bid Unit Price will be considered compensation in
full for all work necessary to complete the Bid Item in full, including installation,
maintenance, sediment removal, repairs, and removals.
B. Measurement will be based upon the units as listed below for Bid Items removed,
abandoned, or salvaged complete as specified. No measurement will be made of any
removals that are not required. The actual quantity installed multiplied by the
appropriate Bid Unit Price will be compensation in full for all work and costs ofthe
following Bid Items. 80 percent partial payment will be made upon installation and
20 percent payment will be made upon removal and restoration:
1. Silt Fence Type Machine Sliced: Measurement will be along the base of the
fence, from outside to outside of the end posts for each section of fence.
2. Heavy-Duty Silt Fence Type Heavy Duty Maintained: Measurement will be
along the base ofthe fence, from outside to outside ofthe end posts for each
section of fence. Payment shall include woven wire fence fabric.
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3. Temporary Rock Construction Entrance: Measurement will be per each
entrance installed and maintained in accordance with the specifications.
4. Inlet Protection Exposed Subgrade: Measurement will be by each. Payment
will be made only once per structure. Temporary removal and
reinstallatioI?-(s) of device to allow stages of work will be considered
incidental.
5. Inlet Protection Post Bituminous Base: Measurement will be by each.
6. Install Floatation Silt Curtain: Measurement will be by the linear foot.
7. Bioroll: Measurement will be by the linear foot.
8. Water (for Dust Control): Measurement will be per 1,000 gallons (MG)
applied to the street. Payment will constitute compensation in full for all
work and cost to furnish and install the water. This Bid Unit Price Bid Item
is intended to pay for water used for dust control only and only at those times
that it is requested by either the Engineer or City:
a. Water used for the construction of the streets will be considered
incidental to the Proj ect.
C. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SECTION 01700
EXECUTION REQUIREMENTS
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Requirements for overall execution of work and closeout of Contract for Final
Payment.
1.02 SUBMITTALS
A. Submit the following items consistent with the Conditions of the Contract and
Division 1- General Requirements Sections:
1. Schedules, warranties, Bonds, certificates, and other documents.
2. Final Application for Payment, including accompanying documentation
IC-134 Forms.
PART 2 - PRODUCTS
Not Used
PART 3 - EXECUTION
3.01 EXAMINATION
A. Existing Conditions: Before commencing work, inspect adjacent areas. If adjacent
conditions prevent completion of work, Contractor will not commence work until the
conditions are corrected.
B. Acceptance of Conditions: By commencing work, Contractor construes acceptance
of any adjacent work as satisfactory to receive subsequent work.
C. Inspect each product prior to installation. Remove damaged products from Project
Site.
3.02 GENERAL INST ALLA TION REQUIREMENTS
A. Comply with the manufacturer's instructions for installation of manufactured
products to the extent that these instructions are applicable and more explicit or more
stringent than requirements indicated in the Contract Documents.
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B. Install each element of work during weather conditions and Project status to ensure
coordination of the work.
3.03 PROJECT SITE MAINTENANCE
A. Maintain stockpiles, excavations, access roads, and all other work areas free from
dust. Employ dust abatement techniques whenever a dust nuisance or hazard occurs,
or as directed by Engineer. Comply with local ordinances.
B. Protect hazardous work areas and hazardous material storage areas.
C. Protect trees, unless specifically indicated on Drawings.
D. Clean access roads and haul routes with mechanical street sweeper.
E. If Contractor fails to maintain Project Site, Engineer will provide Written Notice of
Contractor's defective work. Contractor will be given 12 hours from the Notice to
clean Project Site. After the 12 hour period, Owner may correct the defective work
consistent with Article 13.09 of the Conditions of the Contract.
3.04 CERTIFICATE OF COMPLIANCE WITH MINNESOTA STATUTES 290.92 & 290.97
A. Upon completion of the Project and prior to Final Payment, the Contractor and all
subcontractors shall complete Minnesota Department of Revenue Revised Form
IC-134. This form, Affidavit for Obtaining Final Settlement of Contract with the
State of Minnesota and any of its Political or Governmental Subdivisions, is to be
signed by a Department of Revenue representative and forwarded to the Owner.
Copies of this form can be obtained by writing to the Minnesota Department of
Revenue, Forms Section, Mail Station 1173, St. Paul, MN 55146-1173 orbycalling
(651) 296-4444.
3.05 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Street Sweeper (With Pickup Broom).
Measurement will be by the units of hours for a sweeper and operator.
B. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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EXECUTION REQUIREMENTS
SECTION 02225
REMOVALS
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Complete or partial removal and disposal or salvage of at grade, above grade, and
below grade structures and miscellaneous items.
1.02 RELATED SECTIONS
A. Section 02315 - Excavation and Fill.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for Construction,"
2000 Edition (MnDOT Spec.):
1. 2104 - Removing Pavement and Miscellaneous Structures.
1.04 DEFINITIONS
A. Remove: To take away or eliminate from the Project Site by any method selected by
the Contractor, including disposal of material.
B. Salvage: To dismantle, disassemble, or remove carefully without damage so the item
can be re-assembled, replaced, or reused in a workable condition equal to that
existing before removal.
C. Abandon: To fill, bulkhead, or close off pipes and structures so that no settlement or
flow can occur.
1.05 REGULATORY REQUIREMENTS
A. Conform to MnDOT Spec. 2104.3C, with the following modifications:
1. All materials designated for removal shall be disposed of outside the Proj ect
Site at locations to be selected by the Contractor.
2. All materials designated for salvage shall be stockpiled or temporary stored
on sites to be provided by the Contractor.
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1.06 SCHEDULING
A. Prior to starting work, submit for review by the Engineer and approval by the Owner,
a schedule showing the commencement, order, and completion dates of the various
parts of this work.
B. Fill holes or depressions resulting from removal or salvage immediately.
C. Provide temporary surface restoration for traffic continuity where removal or salvage
operations are completed within streets, driveways, or parking lots.
PART 2 - PRODUCTS
Not Used
PART 3 - EXECUTION
3.01 GENERAL
A. Dispose of all items removed, except for those items identified to be salvaged or
recycled. Said disposal shall be in accordance with all laws, regulations, statutes, etc.
B. Perform removal work without damage to adjacent retained work. Where such work
is damaged, the Contractor shall patch, repair, or otherwise restore same to its
original condition at no expense to the Owner.
C. Remove debris from the work area as often as necessary, but not less than at least
once at the end of each workday. Debris shall be placed in approved containers to
prevent the spread of dust and dirt.
D. Execute the work in a careful and orderly manner with the least possible disturbance
to the public and occupants of buildings.
E. Fill holes resulting from removals consistent with Section 02315 - Excavation and
Fill.
3.02 EXAMINATION
A. Meet with owners of signs to determine requirements for salvage, storage, and
replacement.
B. Develop plan acceptable to Engineer and postal service for maintaining mail service.
Temporary relocations of mailboxes will be necessary.
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3.03 PROTECTION
A. Take all necessary precautions to adequately protect personnel and public and private
property in the areas of work.
B. All street signs, traffic control signs, guy wires, mailboxes, posts, wood fence, etc.
which may interfere with construction shall be removed, stored safely, and replaced.
C. Approved barriers or warning signs shall be provided as necessary.
D. Provide and maintain temporary protection of existing structures designated to
remain where removal work is being done, connections made, materials handled, or
equipment moved.
E. Do not close or obstruct walkways or roadways. Do not store or place materials in
passageways or other means of egress. Conduct operations with minimum traffic
interference.
F. Take reasonable precautions to limit damage to existing turf.
G. Holes or depressions created by removals shall not be left open for more than 1 day.
Any hole within 10 feet of sidewalks shall be filled, suitably marked, or covered
immediately.
H. Avoid disturbance to any material beyond the limits required for new construction.
3.04 SAWING PAVEMENT
A. Concrete Pavement: Saw along the removal line to a depth of 1/3 ofthe thickness of
the concrete prior to breaking off the pavement.
B. Bituminous Pavement: Saw along the removal line to a minimum depth 00 inches
prior to breaking off the pavement.
3.05 REMOVE CONCRETE PAVEMENT
A. Remove in accordance with MnDOT Spec. 2104.3B, except as modified below.
B. Sawcut concrete pavement and concrete base prior to mechanical pavement removal
equipment. Remove concrete in such a maImer that the remaining pavement is not
damaged.
C. Prior to restoring trench areas, the edges of the trench shall be trimmed back to a
vertical face on a straight line which is parallel with the centerline of the trench.
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3.06 REMOVE BITUMINOUS PAVEMENT, PATH, DRIVEWAY
A. Remove in accordance with MnDOT Spec. 2104.3B, except as modified below.
B. Sawcut bituminous pavement at the removal limits prior to that removal, unless
otherwise approved by the Engineer.
C. Prior to restoring trench areas, the edges of the trench shall be trimmed back to a
vertical face on a straight line which is parallel with the centerline of the trench.
3.07 REMOVE CURB AND GUTTER
A. Sawcut at removal limits (incidental).
B. Concrete Curb and Concrete Curb and Gutter: Do not disturb any material beyond the
limits required to form for new construction (assumed 12 inches maximum from the
back of new work and 6 inches beyond the edge of new driveways).
C. Two Bid Items are provided for curb and gutter removal:
1. Remove Curb and Gutter: Quantities will be measured under this Bid Item
when that the length of any individual span of removal is equal or greater
than 100 feet in length.
This Will Include Areas Such As: All of Boone Avenue, all streets scheduled
for reconstruction, and any length of curb greater than 100 feet removed for
the installation of utilities.
2. Remove Curb and Gutter, Special: To include all "spot replacement" curb
and gutter scheduled on reclaim and mill and overlay streets that do not fall in
the constraints given above (1.).
3.08 PAVEMENT MILLING
A. Bituminous:
1. Sawcut at removal limits prior to milling process.
2. Mill bituminous surface to the depth specified as shown on the Drawings or
as directed by the Engineer.
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3. Two approaches are used for pavement milling. The following information
identifies the approaches:
a. Edge Mill and Overlay:
1) Pavement will be milled a width of6 feet adjacent to the curb
and gutter and at the limits of the mill and overlay sections.
2) It is intended to improve the street crown in overlaid streets.
Milling will be completed as directed by the Engineer in the
field.
3) The thickness of the overlay may vary to establish the street
crown and a smooth pavement surface.
b. Full Mill and Overlay:
1) Pavement will be milled across the entire width of the street,
between the edges of the curbs.
3.09 REMOVE CONCRETE SURFACING
A. Work includes sidewalks, pedestrian ramps, and driveways.
B. Sawcut concrete surfacing prior to removal (incidental).
C. Remove concrete in such a maImer that the remaining surfacing is not damaged.
D. When removing existing sidewalks, the Contractor shall not disturb any material
beyond the limits required for new construction (assumed as 6 inches maximum
beyond and 8 inches maximum below existing grade).
E. When removing existing driveways, the Contractor shall not disturb any material
beyond the limits required to form for new construction (assumed 12 inches
maximum from the back of new work and 6 inches beyond the edge of new
driveways).
F. Prior to restoring trench areas, the edges of the trench shall be trimmed back to a
vertical face on a straight line which is parallel with the centerline of the trench.
3.10 REMOVE BITUMINOUS SURFACING
A. Work includes pathways and driveways.
B. Sawcut bituminous surfacing to full depth at the limits of partial removal prior to that
removal, unless otherwise approved by the Engineer (incidental).
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C. Remove bituminous in such a maImer that the remaining surfacing is not damaged.
D. Prior to restoring trench areas, the edges of the trench shall be trimmed back to a
vertical face on a straight line which is parallel with the centerline of the trench.
E. When removing existing pathways and driveways, the Contractor shall not disturb
any material beyond the limits required to form for new construction (assumed 12
inches maximum from the back of new work and 6 inches beyond the edge of new
driveways).
3.11 REMOVE MANHOLES AND CATCHBASINS
A. Remove entire structure, including base slab.
3.12 REMOVE SECTIONS OF EXISTING PIPE
A. Pipes to be abandoned shall be bulkheaded with non-shrink concrete grout 8 inches
thick at upstream and downstream ends and as determined by the Engineer
(incidental).
B. Pipe to be abandoned shall be filled with suitable material as directed by the
Engineer.
C. Pipe to be abandoned shall be removed if the top of pipe is within 3 feet of fmal
surface elevation.
3.13 SALVAGE AND REINSTALL
A. Signs:
1. In no case shall a traffic sign or street sign be removed or disturbed by
Contractor without prior notification being given to Engineer and then only
after satisfactory arrangements have been made for a temporary installation or
its disposition:
a. Street identification signage shall be maintained at all times due to its
importance to the 911 Emergency Response System.
2. Remove and salvage all posts, A-frame angle brackets, stringers, as well as
the nuts, bolts, and washers.
3. Exercise reasonable care against damage to in-place signs during storage and
installation.
4. Remove signs damaged during construction and replace with new signs.
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B. Mailboxes:
1. Remove and salvage existing mailboxes that interfere with the work or whose
access is restricted by the construction activities.
2. Place at temporary locations as directed by Engineer or as shown on
Drawings.
3. Removal, temporary re-installation, and replacement shall occur such that
mail delivery is not interrupted.
4. Reinstall in locations as shown on Drawings or as directed by Engineer.
5. Mailboxes, posts, and appurtenances damaged during construction shall be
replaced with new at no charge to Owner.
C. Fences:
1. Salvage and store fence and post material when in conflict with the work.
2. After completion of work, reinstall fence to the condition existing prior to
removal.
3. Install temporary snow fence or similar barrier at the end of the working day
while the permanent fence is removed.
D. Retaining Wall (Reconstruct):
1. Salvage and store retaining wall materials where in conflict with work.
2. Reinstall retaining wall to match initial shape, size, and dimension upon
completion of work.
E. Structure:
1. Salvage entire structure such that it may be reinstalled in new location.
F: Benches (Relocate):
1. Salvage and store benches designated for relocation as shown on the
Drawings.
2. Install salvaged benches in new locations as shown on the Drawings or as
directed by Engineer.
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REMOVALS
G. Light Standard (Relocate):
1. Conflicts with yard lights are anticipated during the installation of utilities.
2. Services to the yard lights are unknown. Electric feeds to the lights should be
anticipated.
3. Salvage light fixture and electric service, if applicable, prior to completion of
the work in conflict.
4. Reinstall fixture and bury service line after completion of work.
5. Fixture to be relocated back to the same position as prior to removaL
3.14 REPLACE GATE VALVE BOLTS
A. Includes removal and installation of new bolts in the existing gate valve:
1. Bolts shall be replaced 1 at a time to eliminate the need to shut down the
water main for the repair.
3.15 FIELD QUALITY CONTROL
A. Salvaged items to be reinstalled shall be of the same shape, dimension, location, and
quality of the original item prior to construction.
B. Items damaged during removal or salvaging operations shall be replaced with new
material of equal type and quality ofthe damaged item when it was new.
3.16 DISPOSING OF MATERIAL
A. Dispose of all materials outside of the Project Site at disposal location selected by
Contractor in compliance with state and local regulations. Burying of material and
debris is not allowed within the Project Site.
3.17 MEASUREMENT Ai'JD PAYMENT
A. Bid Items have been provided for removal items. Payment at the Bid Unit Price will
be considered compensation in full for all work necessary to complete the Bid Item in
full, including removal, salvage, storage, disposal, and reinstallation.
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B. Measurement will be based upon the units as listed below for items removed,
abandoned, or salvaged complete as specified. No measurement will be made of any
removals that are not required. The actual quantity removed multiplied by the
appropriate Bid Unit Price will be compensation in full for all work and costs of the
following Bid Items:
1. Sawing Bituminous Pavement: Per lineal foot along the saw cut line as
staked.
2. Remove Bituminous Pavement: Per square yard without regard to thickness.
3. Remove Bituminous Driveway Pavement: Per square yard without regard to
thickness.
4. Remove Bituminous Walk: Per square foot without regard to thickness.
5. Remove Concrete Walk: Per square foot without regard to thickness.
Measurement includes sawing pavement at removal limits.
6. Remove Concrete Curb and Gutter: Per lineal foot.
7. Remove Concrete Curb and Gutter, Special: Per lineal foot. Measurement
includes all sawing at removal limits required for the removal of existing and
installation of new concrete curb and gutter.
8. Remove Concrete Driveway Pavement: Per square yard without regard to
thickness.
9. Remove Concrete Parking Stops: Per lineal foot. Coordinate measurement
with Engineer prior to removal.
10. Remove Hydrant: Per each.
11. Remove Manhole or Catch Basin: Per each.
12. Remove Casting: Per each. Includes removal of casting and all adjustment
nngs.
13. Reconstruct Retaining Wall: Per square yard, measured to existing ground
level, of wall salvaged and reinstalled.
14. Remove Pipe: Per lineal foot of the type specified, measured from center of
junction fittings, catch basins, or manholes, and will include the length of any
aprons.
15. Salvage Fence: Per lineal foot, regardless of type.
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16. Salvage Structure (San): Per Each. Includes salvaging the entire structure,
including base slab.
17. Water service pipe, and curb stops and boxes removal incidental to the
installation of new copper services and curb stops and boxes.
18. Gate Valve Removal: No direct compensation will be made for removal of
gate valves and/or boxes, costs to be included in the Bid Unit Price for pipe
removal.
19. Bulkheading and abandoning of existing pipe will be incidental.
20. Salvage and reinstall signs and mailboxes will be incidental.
21. Relocate Bench: Per each bench salvaged and reinstalled in the new location.
22. Mill Bituminous Pavement: Per square yard to thickness as identified in the
Drawings. Measurement ofthe area milled will be made as follows:
a. For Edge Mill streets (Special), a width of 6 feet will be multiplied by
the length distance milled, as measured along the curb line, as
plaImed. Any additional milling required will be measured separately.
b. For Full Mill streets (1.5 inch), the existing bituminous width will be
multiplied by the length of street milled.
23. Replace Gate Valve Bolts: Per each. Includes replacement of all bolts on the
entire gate valve assembly and all excavation and backfilling required to
perform the work.
24. Relocate Light Standard: Per each light standard (yard light) and service feed
salvaged and reinstalled to avoid damage caused by utility work.
25. Install Salvaged Fence: Per lineal foot, regardless of type, reinstalled in its
original location to a standard equal to or greater than the existing condition
prior to the work.
C. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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REMOVALS
SECTION 02230
PROJECT SITE CLEARING
PART 1- GENERAL
1.01 SECTION INCLUDES
A. Removal and trimming of vegetation and trees, and stripping and stockpiling of
sod and topsoil.
1.02 RELATED SECTIONS
A. Section 02315 - Excavation and Fill.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2101 - Clearing and Grubbing.
1.04 DEFINITIONS
A. Brush: All bushes, shrubs, and other vegetation that can be cut with a brush
scythe or mowing machine, including small isolated trees having a diameter of 4
inches or less at a point 2 feet above the ground surface.
B. Clearing: Cutting, removing, and disposing of trees, shrubs, bushes, windfalls,
and other vegetation in the designated areas.
C. Grubbing: Removing and disposing of stumps, roots, and other remains in the
designated areas.
D. Tree Trimming/Pruning: Cutting broken, damaged, or obstructing branches and
installing wound dressing.
1.05 QUALITY ASSURANCE
A. Burning:
1. Conform to all local regulations.
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PROJECT SITE CLEARING
1.06 PROJECT SITE CONDITIONS
A. Work consists of removing trees generally ill areas where conflict with the
installation of new utilities exist.
B. The Drawings do not specifically show all trees to be removed. Tree removals
will be on a tree-by-tree basis. The quantity shown on the Bid Form is an estimate
only. The actual quantity to be removed will not be determined prior to the start of
construction.
C. Protect specimen trees close to work that are designated to remain but may be
damaged by work.
1.07 SEQUENCING AND SCHEDULING
A. Complete before rough grading, excavation, backfill, and compacting for utilities.
B. Install temporary erosion control measures prior to work of this Section.
PART 2 - PRODUCTS
2.01 WOUND DRESSING
A. Asphalt base tree paint.
B. Other acceptable materials per Engineer's approval.
PART 3 - EXECUTION
3.01 GENERAL
A. Review removals in the field with the Engineer prior to doing work. Trees to be
removed or clearing limits will be clearly marked by the Engineer.
B. Assume multiple mobilizations for the work of this Section.
C. The Bid Unit Price will not be adjusted due to a change in the Bid quantity.
D. Stockpile soil to eliminate contamination with other onsite materials.
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3.02 CLEARING AND GRUBBING
A. Clearing Trees: Cut off, remove, and dispose of trees and brush in the areas
designated as a clearing operation. When grubbing is not required, the point of cut
off shall be 6 inches above the ground.
B. Clearing Brush: Cut even with the ground surface.
C. Grubbing: Remove brush, stumps, roots, and other remains to a depth of 6 inches
below sub grade for all proposed sections.
D. All depressions resulting from the grubbing operations shall be backfilled in
accordance with Section 02315 - Excavation and Fill.
3.03 TRIMMING AND PRUNING
A. As directed by the. Engineer, trim trees that are to be saved but interfere with the
proposed construction. Paint all cuts with wound dressing.
3.04 STRIPPING
A. After clearing and grubbing have been completed, strip sod and topsoil to a line 2
feet outside of areas to be occupied by structures, walks, roadways, areas to be
excavated or filled, and other areas shown.
B. Stockpile topsoil to re-spread disturbed areas identified for seeding or sodding:
1. Do not strip within the drip line (branch spread) of trees identified to
remam.
3.05 DISPOSAL
A. Dispose of all cleared and grubbed material and debris outside the right-of-way at
a location selected by the Contractor.
B. Disposal site should be a properly designated landfill area as determined by
appropriate governmental agencies or lands under direct control of the Contractor.
C. Stripped materials not used for embankments shall be disposed off Project Site.
D. Onsite burial of any debris is not permitted.
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PROJECT SITE CLEARING
3.06 PROTECTION
A. Conduct operations so as not to damage surrounding private property.
B. Protect trees intended to be saved from injury or defacement during operations:
1. Restrict widths of utility trenches.
2. Provide protective bracing, sheeting, or box to insure safe work conditions
as incidental to Contract.
C. Exercise care to keep salvaged material as clean as possible during operations.
D. Install temporary fencing at the construction limits and drip lines of trees to be
protected prior to any construction activities in order to protect vegetation.
3.07 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Clearing. Measurement will be by physical
count of each tree cleared having a diameter of more than 4 inches at a point 24
inches above the ground surface. Payment will constitute compensation in full for
all removal, disposal, and costs.
B. A Bid Item has been provided for Grubbing. Measurement will be by physical
count of each tree or stump grubbed. Payment will constitute compensation in full
for all removal, disposal, and costs.
C. Sod Removal: This work is considered incidental to the other work of the
Contract.
D. Windfal1/Deadfall Removal: This work shall be incidental to the Project with no
direct compensation.
E. Brush Removal: This work shall be incidental to the Project.
F. Stripping and Stockpiling of Soil: This work shall be considered incidental to
other work in the Contract.
G. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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PROJECT SITE CLEARING
SECTION 02280
ADJUST MISCELLANEOUS STRUCTURES
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Adjustment of utility structures.
1.02 RELATED SECTIONS
A. Section 02510 - Water Main.
B. Section 02530 - Sanitary Sewer.
C. Section 02630 - Storm Drainage.
D. Section 02740 - Plant Mixed Asphalt Pavement.
1.03 REFERENCES
A. American Society of Testing and Materials (ASTM):
1. A48 ~ Specification for Gray Iron Casting.
2. C6 - Specification for Normal Finishing Hydrating Lime (Mortar).
3. C141 - Specification for Hydraulic Hydrated Lime for Structural Purposes
(Mortar).
4. C150 - Specification for Portland Cement (Concrete Rings/Mortar).
1.04 DEFINITIONS
A. Adjust Frame and Ring Casting: A change in rim elevation accomplished for
manholes or catch basins through the addition or removal of adjustment rings only.
Adjustment does not include the addition or removal of sections from the structure.
B. Adjust Valve Box: A change in elevation of the top of the valve box accomplished
through the raising or lowering of the existing top section of the valve box only.
Adjustment does not include the addition or removal of sections from the valve box.
C. Remove and Replace Adjustment Rings: The process of removing the existing
concrete adjustment rings from an existing structure and placing new rings on
manholes and catch basins.
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1.05 SEQUENCING AND SCHEDULING
A. Contractor, Engineer, and Owner shall inspect all existing structures prior to
beginning construction.
B. Owner will remove any foreign material found in the existing structures prior to
construction. Contractor is responsible for removing any foreign material that enters
the structures during construction.
PART 2 - PRODUCTS
2.01 ADmSTING RING
A. Concrete:
1. Size to match cone or opening in top slab.
2. Concrete Compressive Strength: Minimum 3000 psi.
3. Reinforcing: Single hoop 8 gauge steel wire.
4. Thickness: Minimum 2 inches, maximum 4 inches.
2.02 ADHESION MATERIALS
A. Ram-Nek material, or approved equal.
B. Mortar:
1. Standard Portland Cement: Type I, ASTM C150.
2. Normal Finishing Hydrated Lime: ASTM C6.
3. Hydraulic Hydrated Lime for Structural Purposes: ASTM C141.
4. Mix Proportions: 1 part cement to 3 parts mortar sand; lime may be added to
mixture: maximum amount 15 percent by volume.
2.03 HYDRANT EXTENSIONS
A. Sections: Match hydrant manufacturer and model.
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2.04 CASTINGS
A. Manhole, Catch Basin Frames, and Covers:
1. Requirement: ASTM A48.
2. Material: Class 35 cast iron. Best grade. Free from injurious defects and
flaws.
3. Finish: Coal tar pitch varnish.
4. Finish Preparation: Sandblast.
5. Machine cover and frame contact surface for non-rocking protection.
6. Type and Style: NEENAH R1642, Type "B" Lid, or approved equal, for
sanitary and storm sewer manholes, and NEENAH R3067, Type "V" Grate,
or approved equal, for storm sewer catch basin manholes and catch basins.
Covers without grate openings stamped with "SANITARY SEWER" or
"STORM SEWER" as appropriate. Use 2 inch letters.
2.05 VALVE BOX
A. Risers:
1. Valve box riser to fit the Tyler No. 6850, 6855, 6860, or 6865 top section and
drop lid, or approved equaL
2. Tyler No. 69 grate valve extension screw adjustable, or approved equal.
PART 3 - EXECUTION
3.01 GENERAL
A. The necessary vertical alignment will be determined by the Engineer and generally as
indicated on the schedule of adjustments.
B. Where existing frame is within 0.10 feet of grade, no adjustment is to be made.
C. The frame shall be raised or lowered to match the street or gutter.
D. Protect existing structures from damage.
E. Prevent sand, concrete, or any other debris from entering the structures.
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3.02 PREPARATION
A. Call utility owners to field mark their utility locations.
B. Contractor to verify exact location of existing utilities.
3.03 ADmST FRAME AND RING CASTING
A. Remove all dirt, debris, dust, and other deleterious material from surface prior to
placement of first adjusting ring.
B. Concrete Adjusting Ring:
1. Mortar on top and bottom surfaces of all concrete adjusting rings; between
surface oftop slab or cone and bottom ring; between surface of top ring and
casting; on entire surface of area of ring with no gaps:
a. Mortar Thickness: 1/4 to 1/2 inch.
2. No shims of any material allowed.
3. Required cross slope of casting to be achieved by varying thickness of mortar.
4. Do not plaster the inside surface of rings.
5. Wipe clean all excess mortar from the joints inside all rings and frame.
6. Remove all mortar spills from the structure.
7. Minimum of 2, maximum of 6 adjusting rings allowed.
8. Use a 6 inch ring where applicable.
3.04 ADmSTVALVEBOX
A. Adjust box by screwing top section up or down.
B. Prevent sand, chunks of concrete, or any other debris from entering the valve box:
1. Short sections inserted inside the existing top section are not allowed to
perform adjustment, unless specified.
C. Install approved sections as needed.
D. Patch road to match design pavement section.
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3.05 REMOVE EXISTING AND PLACE NEW MANHOLE AND CATCH BASIN FRAME
A. Remove and dispose of frame and casting as indicated on the Drawings.
B. Place new adjustment rings conforming to Section 3.03 - Adjust Frame and Ring
Casting.
C. Install new frame and casting.
D. Patch road to match design pavement section.
E. Dispose of removed material off Project Site.
3.06 HYDRANT EXTENSIONS
A. Remove upper section.
B. Install extension kit as per manufacturer's requirements.
C. Replace upper and lower rod assemblies with heavy-duty for extensions in excess of
18 inches.
D. Replace the upper section.
3.07 FIELD QUALITY CONTROL
A. For adjustments made within bituminous surfaced areas, any settlements of the
bituminous surface greater than 3/8 inch below the rim of the adjustment structure
will require removal and replacement ofthe bituminous surfacing at the Contractor's
expense.
B. Secure manholes and structures immediately after completion or before suspension of
operations at the end of working day with castings or suitable alternative device.
C. Adjust Manholes and Catch Basin Frames 1/8 inch to 3/8 inch below grade prior to
placing the final wear course. Thorough tamping ofthe material around manhole and
catch basin frames is required. Where existing frame is within 0.10 feet of grade, no
adjustment is to be made. In such cases the crown or gutter shall be either lowered or
raised, as the case may be, to put the street and frame at the same grade.
D. Adjust frame upward with standard concrete adjustment rings of the same size as the
cone or slab opening. Place each adjustment ring and frame in a full mortar bed.
Adjusting rings needed to raise the casting to grade shall be incidental to the
adjustment Bid Item.
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E. Adjust frame downward by removing the necessary number of adjustment rings from
the structure and resetting the frame in a full mortar bed to grade.
F. Regardless of the direction of adjustment, no shims of any material will be allowed.
The minimum thickness of all mortar joints shall be at least 1/4 inch with a
maximum allowable thickness of 1/2 inch. All excess mortar from the joint shall be
wiped clean from the inside of all rings and frame. All manhole castings must be
replaced prior to the placing of the final wear course.
G. Adjust valve boxes to 1/8 inch to 3/8 inch below grade prior to placing the final wear
course. Thorough tamping of the material around the valve box is required. All valve
boxes are the sectional screw-threaded adjustable type.
3.08 MEASUREMENT AND PAYMENT
A. Bid Items have been provided for various adjustments. Payment at the Bid Unit Price
for all items is considered compensation in full for all materials and work required to
furnish and install the Bid Item in place. No additional payment will be made for
interim adjustments. Costs for additional adjustments should be included in the Bid
Item for providing and installing the casting.
B. Adjusting Frame and Ring Casting: Adjustment of the manhole/catch basin frame
and ring castings in this Contract are considered incidental to the installation ofthe
manhole/catch basin and/or casting.
C. Adjust Valve Box: A Bid Item has been provided for Adjust Valve Box.
Measurement will be by each existing valve box adjusted.
D. Adjust Valve Box: Adjustment of the valve box on new valves installed under this
Contract is incidental to the Bid Unit Price for furnishing and installing the valve.
E. Adjust Hydrant: A Bid Item" has been provided for Valve Box Extension.
Measurement will be per each hydrant adjusted using extensions, regardless of
extension length.
F. Adjust Curb Box: Adjustment of curb box on new curb stops installed under this
Contract is incidental to the Bid Unit Price for furnishing and installing the curb stop.
G. Install Casting: A Bid Item has been provided for Install Casting. Measurement will
be per each casting installed as shown on the Drawings and adjusted in accordance
with the Specifications.
H. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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ADJUST MISCELLANEOUS STRUCTURES
SECTION 02285
RECONSTRUCT MISCELLANEOUS STRUCTURES
PART 1- GENERAL
1.01 SECTION INCLUDES
A. Reconstruction of existing utility and drainage structures.
1.02 RELATED SECTIONS
A. Section 02225 - Removals.
B. Section 02280 - Adjust Miscellaneous Structures.
C. Section 02320 - Trench Excavation and Fill.
1.03 REFERENCES
A. American Society of Testing and Materials (ASTM):
1. A615 - Specification for Deformed and Plain Billet - Steel Bars for
Concrete Reinforcement.
2. C150 - Specification for Portland Cement.
3. C206 - Specification for Finishing Hydrated Lime.
1.04 SEQUENCING AND SCHEDULING
A. Contractor, Engineer, and Owner shall inspect all structures prior to beginning
construction.
B. Owner will remove any foreign material found III these structures pnor to
construction.
C. Remove and dispose of any foreign material which enters the structures during the
construction period.
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MISCELLANEOUS STRUCTURES
PART 2 - PRODUCTS
2.01 CONCRETE MATERIALS
A. Standard Portland Cement Type 1, clean washed sand, crushed rock, and gravel
free from deleterious materials for monolithic concrete manholes and all manhole
bases.
B. Portland Cement: Comply with the requirements of ASTM C150.
C. Design Mix: Subject to the approval of the Engineer. Water-Cement Ratio: 4000
psi in 28 days.
D. Mortar Materials:
1. Cement: Type 1 Standard Portland Cement conforming to ASTM C150.
2. Lime: Normal finishing hydrated lime meeting the requirements of ASTM
C206.
3. Mix Proportions:
a. 1 part cement to 3 parts of suitable plaster sand for mortar used for
plastering the exterior walls of block manholes, catch basins,
adjusting rings, and lift holes. Use lime or mortar mix in the
amount necessary to make a suitable mixture for plastering
purposes, but not to exceed 15 percent by volume.
b. 1 part Portland cement to 2 parts of sand to which lime or mortar
mix may be added but not to exceed 15 percent by volume for
mortar used for laying concrete block.
E. Reinforcing Steel: Comply with the requirements of ASTM A615, Grade 60.
PART 3 - EXECUTION
3.01 EXCAVATION AND FILL
A. Conform to the requirements of Section 02320 - Excavation and Fill.
3.02 REMOVALS
A. Conform to the requirements of Section 02225 - Removals.
3.03 EXAMINATION
A. Field verify size of structure prior to ordering materials.
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MISCELLANEOUS STRUCTURES
3.04 RECONSTRUCT CATCHBASIN OR MANHOLE
A. Remove all loose, broken material.
B. Grout all joints.
C. Reconstruct invert.
D. Install new casting and adjustment rings in conformance with Section 02280 -
Adjust Miscellaneous Structures.
3.05 RECONSTRUCT INVERT
A. Jackhammer entire existing invert to base of existing structure.
B. Pour new invert to match pipe inverts.
C. Mud doghouses and bench.
D. Invert to be poured completely at 1 time.
3.06 PROTECTION
A. Secure structures immediately after completion or before the end of working day
with castings or suitable alternative device.
B. Clearly mark structures to avoid damage by vehicular traffic.
3.07 MEASUREMENT AND PAYMENT
A. Reconstruct Drainage Structure: Measurement will be by each structure,
regardless of size, reconstructed. Payment will include all costs associated with
reconstruction of the structure and invert and installation of a new casting and
adjustment rings in accordance with the Specifications.
B. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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RECONSTRUCT
MISCELLANEOUS STRUCTURES
SECTION 02315
EXCAVATION AND FILL
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Excavation and fill for roadways, foundations, channels, ponds, and other areas.
1.02 RELATED SECTIONS
A. Section 02225 - Removals.
B. Section 02230 - Project Site Clearing.
C. Section 02318 - Subgrade Preparation.
D. Section 02320 - Trench Excavation and Backfill.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2105 - Excavation and Embankment.
2. 3149 - Granular Material.
1.04 SUBMITTALS
A. Submit the following items consistent with Section 01330 - Submittal
Procedures:
1. Gradation tests for borrow materials.
1.05 DEFINITIONS
A. The definitions of the different classifications of excavation and borrow material
shall conform to MnDOT Spec. 2105.2, or as modified herein:
1. Grading Grade: Bottom of the aggregate base as shown on the Drawings.
2. Common Excavation: Will include all excavation below the grading grade.
Other excavations directed by the Engineer, such as subgrade excavation,
shall be included as common excavation.
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EXCAVATION AND FILL
1.06 QUALITY ASSURANCE
A. Assist testing laboratory by excavating for density tests. Assist testing laboratory
with obtaining material samples.
1.07 SEQUENCING AND SCHEDULING
A. Perform excavation as soon as possible after sewer and water construction.
B. Complete subgrade for streets, driveways, walks, and parking lots immediately
after trench backfill and compaction.
C. Complete finish grading of turf areas within 5 calendar days after backfill.
PART 2 - PRODUCTS
2.0 1 MATERIALS
A. Select Granular Borrow:
1. Conform to MnDOT Spec. 3149.2B.
B. Rock Stabilization:
1. Approximately 3 inches limestone.
PART 3 - EXECUTION
3.01 GENERAL
A. Conform to MnDOT Spec. 2105.3A, or modified herein:
1. Establish traffic control prior to excavations.
2. Establish the specified erosion control devices according to Section 01570
- Temporary Erosion and Sediment Control prior to all excavations.
3. Notify utility companies of progress schedule so they can accomplish
relocations, removals, and holding oflines.
4. Perform removals consistent with Section 02225 - Removals.
B. Rock Stabilization:
1. For stabilization of boat ramp construction. To be used at Engineer's
discretion to construct base for ramp.
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3.02 PREPARATION OF EMBANKMENT
A. Conform to MnDOT Spec. 2105 .3B, or as modified herein:
1. Engineer's approval is required of all areas where preparation work has
been performed prior to the placement of the embankment or fill material.
2. Where embankment is to be constructed over swamp, marsh, or other
locations where the foundation material is unstable, the foundation shall
be excavated to remove all or part of the unstable material.
3.03 EXCAVATION OPERATIONS
A. Conform to MnDOT Spec. 2105.3C, or as modified herein:
1. Perform excavations to the alignment and grade as shown on the Drawings
and staked by the Engineer.
2. Excavation of unstable material below grade shall be done under the
direction of the Engineer as the subsurface conditions are disclosed.
3. Remove muck excavation material by utilizing a backhoe so as to
minimize disruption to the bottom of the excavation.
4. Notify Engineer immediately of any large boulders or ledge rocks
encountered so proper measurement or profile can be made for pay
quantities.
5. No solid rock will be allowed within 12 inches of the subgrade.
6. Provide and maintain temporary drainage facilities until permanent
facilities are completed.
7. Cut, fill, and grade Project Site to elevations and contours shown on the
Drawings with allowances for pavements, topsoil, and structures.
3.04 DISPOSITION OF EXCAVATED MATERIAL
A. Conform to MnDOT Spec. 2105.3D, or as modified herein:
1. Strip topsoil consistent with Section 02230 - Project Site Clearing.
2. No disposition of bituminous millings will be permitted, unless thoroughly
mixed with other onsite materials.
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3.05 PLACING EMBANKMENTS
A. Conform to MnDOT Spec. 2105.3E, or as modified herein:
1. Topsoil placement shall conform to Section 02920 - Lawns and Grasses.
3.06 COMPACTING EMBANKMENTS
A. Conform to MnDOT Spec. 2105 .3F, or as modified herein:
1. Compaction required for embankment materials shall conform to the
Specified Density Method with the testing location and rates being
determined by the Engineer.
3.07 FINISH OPERATIONS
A. Conform to MnDOT Spec. 2105.3G, or as modified herein:
1. Finish grading of sub grade prior to placement of an aggregate base course
shall conform to the following tolerances:
a. Not vary by more than 0.05 feet above or below the prescribed
elevation at any point where a measurement is made.
2. Finish grading of select granular borrow for subgrade prior to placement
of an aggregate base course shall conform to the following tolerances:
a. Not vary by more than 0.10 feet above or below the prescribed
elevation at any point where a measurement is made.
3. Grading of the soils beneath the proposed topsoil shall be reviewed and
approved by the Engineer prior to the start of the topsoil placement.
3.08 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Common Excavation. Measurement will be by
volume of material in its original position. Payment includes removal, hauling,
disposal, and all other costs associated with this Bid Item.
The quantity on the Bid Form accounts for all excavations required for the
construction of all parts of this Project as shown by the Drawings. The Bid
Quantity will be adjusted accordingly for any deviations from the original plan or
for reclaim materials that are salvaged and reused as aggregate base.
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B. A Bid Item has been provided for Muck Excavation. Measurement will be by
volume of material removed from Meadow Lake as part of Alternate No.1 and/or
No.2. Measurement will be made by truck count. Payment includes removal,
hauling, disposal, and all other costs associated with this Bid Item.
Coordinate hauling operation tracking with Engineer prior to starting excavations
and hauling. Payment will not be made for material hauled if Engineer not given
sufficient time to arrange for monitoring of hauling operations.
If Alternate No.1 or No.2 is awarded, but not both, measurement and payment
for the excavated material will be paid under Bid Item for Muck Excavation that
is provided for the Alternate awarded.
If Alternates No.1 and No.2 are both awarded, measurement and payment for the
excavated material will be as follows: The total excavated quantity will be
distributed between the 2 Bid Items for Muck Excavation at the same ratios as the
estimated volumes. i.e. 7 percent of the total excavated amount will be paid under
the Bid Item provided for Alternate No.1; the remaining 93 percent will be paid
under the Bid Item provided under Alternate No.2.
C. A Bid Item has been provided for Select Granular Borrow. Select Granular
Borrow shall be paid for by the number of Ton compacted in place and calculated
from design widths, depths, and lengths. If the material is furnished by the
Contractor, it must meet all material requirements, and payment shall include
furnishing, placing, compacting, and shaping the material and all miscellaneous
items associated with the work.
D. Excess aggregate material generated on the reclaim streets that is hauled away
directly or used for access maintenance, then hauled away will be paid under the
Common Excavation Bid Item.
Payment will not be made to move the material to another part of the Project, then
again for the removal and disposal. i.e. Compensation for excess reclaim material
used for maintenance will be made only once.
E. Excess aggregate material generated from reclaim streets used as Aggregate Base
will be paid in accordance with Section 02720 - Aggregate Base Course.
The quantity of material paid as Aggregate Base will be subtracted from the
quantity of Common Excavation. Aggregate quantities will be calculated using a
conversion factor of 1.80 TonJCY.
F. A Bid Item has been provided for Rock Stabilization. Measurement will be by the
Ton of material placed at the Project Site of the boat ramp as directed by the
Engineer.
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G. A Bid Item has been provided for Boat Ramp. Measurement is Lump Sum.
Payment for this Bid Item will be for all materials other than the additional Rock
Stabilization, and labor required to construct the boat ramp in accordance with the
details shown on the Drawings. This includes silt curtain, temporary water dam,
and all other temporary and permanent material required for the construction.
H. The removal of the rock will not be paid under Common Excavation. Excavation
and disposal of any rock stabilization used on the Project will be considered in the
Unit Bid Price for this Bid Item.
1. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SECTION 02318
SUBGRADE PREPARATION
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Grading, shaping, and compacting subgrade prior to placing a base or surface
course.
1.02 RELATED SECTIONS
A. Section 02315 - Excavation and Fill.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2105 - Excavation and Embankment.
2. 2111 - Test Rolling.
3. 2112 - Subgrade Preparation.
1.04 SEQUENCING AND SCHEDULING
A. Sub grade preparation shall be performed pnor to placement of the
bituminous/aggregate base course.
B. Complete sub grade for streets, driveways, walks, and parking lots immediately
after installation of pipe as part of trench backfill and compaction.
PART 2 - PRODUCTS
Not Used
PART 3 - EXECUTION
3.01 GENERAL
A. Subgrade preparations shall be performed to produce the required density, grade,
and cross-section.
B. Includes shaping, compacting, and tolerancing of the aggregate base material.
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3.02 PREPARATION
A. Inspection of sub grade by test rolling conforming to MnDOT Spec. 2111.
3.03 COMPACTION
A. Conform to MnDOT Spec. 2l05.3F1.
3.04 FINISH OPERATIONS
A. Subgrade tolerance shall conform to MnDOT Spec. 2105.3G, or as modified
below:
1. Not vary by more than 0.05 feet above or below the prescribed elevation at
any 1 point where a measurement is made.
3.05 MEASUREMENT AND PAYMENT
A. No Bid Item has been provided for sub grade preparation. Sub grade preparation
and all related work shall be considered incidental to the Common Excavation Bid
Item with no direct compensation made thereof.
B. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SECTION 02320
TRENCH EXCAVATION AND BACKFILL
PART I-GENERAL
1.01 SECTION INCLUDES
A. Trenching requirements for underground piping and appurtenances, including
requirements for excavation, backfill, and compaction.
1.02 RELATED SECTIONS
A. Section 02230 - Project Site Clearing.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2105 - Excavation and Embankment.
2. 3149 - Granular Material.
B. American Society of Testing Materials (ASTM):
1. D2321 - Recommended Practice for Underground Installation of Flexible
Thermoplastic Sewer Pipe.
C. American Water Association (A WW A):
1. C150 - Thickness Design of Ductile Iron Pipe.
2. C15l - Ductile Iron Pipe Centrifugally Cast in Metal Molds or Sand -
Lined Molds for Water and Other Liquids.
1.04 SUBMITTALS
A. Provide the following consistent with Section 01330 - Submittal Procedures:
1. Product Data:
a. Each Borrow Material:
1) Name and location of source.
2) Results of gradation tests.
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1.05 DEFINITIONS
A. Bedding: The soil material adjacent to the pipe which makes contact with the pipe
foundation, walls of the trench, and upper level of backfill. The purpose of
bedding is to secure the pipe to true line and grade, and to provide structural
support to the pipe barrel.
B. Foundation: Soil material beneath the pipe bedding.
C. Improved Pipe Foundation: Foundation provided by importing material from
sources outside the Project Site. Required when foundation is soft or unstable.
D. Course Filter Aggregate: Free draining mineral product used around draintile
pIpe.
E. Rock Excavation: Includes such rocks that are not decomposed, weathered, or
shattered, and which will require blasting, barring, wedging, or use of air tools for
removal. Also included are any boulders, concrete, or masonry structure (except
concrete pavement, curb and gutter, and sidewalk) exceeding 1 cubic yard.
F. Pipe Zone: That part ofthe trench below a distance of 1 foot above the top of the
pIpe.
1.06 SEQUENCING AND SCHEDULING
A. Known existing underground utilities are shown on the Drawings in a general
way. Owner does not guarantee the locations as shown on the Drawings.
Contractor shall anticipate variations in both the vertical and horizontal locations
of underground utility lines from those shown on the Drawings.
B. Uncover utilities and verify both horizontal and vertical alignments sufficiently in
advance of construction to permit adjustments in the work. Determine location of
existing utilities and identify conflicts before excavating trench for pipe
installation.
C. Notify Gopher State One Call before starting construction III a gIven area,
requesting utility locations in the field.
D. Provide continuance of flow of existing sewer and other facilities.
E. Backfill and compact all trench excavations promptly after the pipe is laid.
1. 07 W ARRAt"l"TY
A. Trench settlements that occur during the correction period and are greater than
1 inch as measured by a 10 foot straight edge will be repaired in a maImer
acceptable to the Owner at the Contractor's expense.
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AJ'iD BACKFILL
PART 2 - PRODUCTS
2.01 PIPE BEDDING MATERIAL
A. Polyvinyl Chloride (PVC) Pipe:
1. Comply with MnDOT Spec. 3149 .2B 1 for granular borrow:
a. No onsite granular material encountered during construction may
be used.
b. 1 inch maximum aggregate size.
B. Ductile Iron Pipe (DIP) and Reinforced Concrete Pipe (RCP):
1. Class C-1 Bedding:
a. Undisturbed soil.
2.02 IMPROVED PIPE FOUNDATION MATERIAL
A. Comply with MnDOT Spec. 3149.2H Modified:
1. Crushing Requirements: At least 50 percent of the material by weight
retained on the No.4 sieve shall have 1 or more crushed faces.
2.03 COARSE FILTER AGGREGATE MATERIAL
A. Comply with MnDOT Spec. 3149.2H.
2.04 SAl'ID CUSHION MATERIAL
A. Comply with MnDOT Spec. 3149.2B1 for Granular Borrow:
1. No onsite granular material encountered during construction may be used.
2. 1 inch maximum aggregate size.
2.05 BACKFILL MATERIAL
A. Suitable materials selected from the excavated materials to the extent available
and practical.
B. Suitable materials are mineral soils free of rubbish, trees, stumps, branches,
debris, frozen soil, oversize stone, concrete and bituminous chunks, and other
similar unsuitable material.
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PART 3 -EXECUTION
3.01 EXAMINATION
A. Prior to construction, inspect existing utility structures and surface features, and
document condition.
B. Re-inspect foundation soils ifrain fall or snow has occurred after initial inspection
but prior to placing pipe and bedding.
3.02 PREPARATION
A. Notify Utility Owners to field mark their utility locations.
B. Protect as necessary surface features, such as utility poles, trees, structures,
pavement, etc., that are not designated on the Drawings to be removed.
C. Notify utility companies of progress schedule so they can accomplish any
necessary relocations and removals that they have agreed to relocate, remove, or
support.
D. Implement traffic control.
E. Complete temporary removal or relocation of surface features, such as fences,
shrubs, signs, and mailboxes.
F. Strip off existing topsoil from within the trench excavation limits and stockpile.
Separate vegetative strippings from salvageable topsoil and dispose of
appropriately.
G. Crossing Under Existing Utility Lines:
1. Use extreme care when excavating in the vicinity of underground utility
lines to avoid damage to protective coatings or surfaces.
2. Where possible and as authorized by the utility, temporarily remove the
utility line, install the new pipe, and reinstall the utility line.
3. Where existing line cannot be removed or is not feasible to remove,
securely support, excavate under, backfill under and around the utility line
to 100 Percent Standard Proctor Density.
4. Report and repair damaged lines prior to backfilling trench.
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TRENCH EXCAVATION
AND BACKFILL
3.03 CONSTRUCTION
A. Trench Excavation:
1. Excavate trench to alignment and grade shown on the Drawings.
2. The trench width at the surface may vary and depends on the depth of
trench and nature of the excavated material encountered. However, it shall
be of ample width to permit th.t;l pipe to be laid and jointed properly and
the backfill to be placed and compacted properly.
3. Correct any part of the trench that is inadvertently excavated below grade
with approved material compacted to 100 Percent Standard Proctor
Density.
4. Brace, shore, or sheet trench and provide drainage. Comply with
applicable State Regulations relating to industrial safety to a safe angle of
repose. Angle of repose may be no less than that required by the Accident
Prevention Division of the State Industrial Commission or the
requirements of the Occupational Safety and Health Act (OSHA),
whichever is most restrictive.
5. Pile all excavated material in a maImer that will not endanger the work or
obstruct sidewalks, driveways, gutters, etc.
6. Segregate soils in the excavated material that are not suitable for trench
backfill and dispose of in a maImer that is consistent with the requirements
specified herein under "Backfill Above Pipe Zone. "
7. Dispose of excess excavated materials off of right-of-ways and easements
in a suitable site selected by the Contractor.
8. Haul materials, other than natural soil materials that are suitable as backfill
material, to an approved landfill as directed by the Engineer.
B. Water Control:
1. Dewater the ground as necessary to excavate the trench and install the
pipe. All pipe and structures shall be laid in a dry condition prior to
backfill. Maintain groundwater level a minimum of 1 foot below the pipe
invert. Measure the rate of flow from dewatering pumps at the beginning
of the dewatering operation(s) and once per week thereafter. Keep a daily
log of hours pumped.
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TRENCH EXCA V A TION
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C. Trench Bottom:
1. Excavate to a sufficient depth to insure adequate foundation when the
bottom of the trench is soft or where in the opinion of the Engineer
unsatisfactory foundation conditions exist. Bring excavation up to pipe
grade with thoroughly compacted granular materials meeting the
requirements of Improved Pipe Foundation Material.
2. Provide temporary support, remove, relocate, or reconstruct existing
utilities located within the trench excavation. Utility shall designate
method employed. Use particular care and provide compacted fill or other
stable support for utility crossings to prevent detrimental displacement,
rupture, or failure.
3. Excavate to expose existing utilities that cross in close proximity to the
plaImed pipe line to determine the utilities' exact location sufficiently
ahead of pipe installation to plan for the avoidance of grade conflict.
Measure to determine the utilities' location relative to the planned pipe line
location. A deviation from the alignment, grade, and location to avoid
conflict may be ordered by the Engineer.
4. In locations where rock affects the pipe foundation, excavate the trench 6
to 12 inches below the pipe and place sand cushion material up to the
proposed invert elevation. The remainder of the trench up to the top of
rock elevation shall be backfilled with granular backfill material meeting
the requirements of Part 2.05.B of this Section:
a. Sand Cushion: The removal and disposal of the unsuitable material
within the trench and below the invert elevation, and the
replacement up to invert elevation with the appropriate bedding
material.
b. Granular Backfill: The removal and disposal of unsuitable material
within the trench, above the invert elevation, and replacement up to
the surface with appropriate backfill material. No additional
compensation will be allowed for wider or deeper trenches in rock
excavations.
c. For PVC Pipe, the sand cushion shall be placed to 1 foot above the
pipe and shall be paid as pipe bedding. The remainder of the trench
up to the top of the rock shall be backfilled with granular backfill
material.
5. Improved Pipe Foundation: When unsatisfactory foundation conditions
exist, excavate to a depth consisting of solid materials. Fill to pipe grade
with thoroughly compacted granular materials meeting the requirements of
Improved Pipe Foundation Material.
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TRENCH EXCAVATION
AND BACKFILL
3.04 PIPE BEDDING
A. Polyvinyl Chloride Sewer Pipe: Bed pipe in accordance with ASTM D2321.
B. Reinforced Concrete Pipe: Bed pipe in accordance with Class C-1 Bedding.
C. Ductile Iron Pipe: Bed pipe in accordance with A WW A Standard C150 and C151.
D. Use only selected materials free from rock, boulders, debris, or other high void
content substances to a level 1 foot above the top of pipe. Remove ledge rock,
boulders, and large stones to provide at least 6 inch clearance from pipe.
E. Dig bell holes of ample dimension at each joint such that the pipe barrel rests
continuously on the bedding.
3.05 BACKFILL WITHIN PIPE
A. Backfill immediately after pipe is laid. Restrain pipe as necessary to prevent their
movement during backfill operations.
B. Place material completely under pipe haunches in uniform layers not exceeding 4
inches in depth.
3.06 BACKFILL ABOVE PIPE ZONE
A. Use suitable materials meeting the requirements of Backfill Material.
B. Place in uniform depth layers not to exceed 12 inches before compaction.
Complete the compaction of each layer before placing material for the succeeding
layer.
C. Compact each layer by mechanical means until it meets the requirements of
MnDOT Spec. 2105.3F1 "Specified Density Method." Trenches shall be
compacted to a minimum of 95 percent, except to 100 percent in the upper 3 feet.
D. The method and means of placement and type of compaction equipment used is at
the discretion of the Contractor. However, all portions of the trench backfill must
meet minimum specified compaction requirements.
E. Any deficiency in quantity of backfill material (caused by shrinkage or
settlement) shall be supplied at no additional cost to the Owner.
F. Excavated material not suitable or required for backfill shall be disposed of
outside of the Project Site.
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3.07 RESTRICTED TRENCH WIDTH
A. Restrict width of trench to conform to construction limits indicated on the
Drawings and where directed by the Engineer to prevent damage to specimen
trees or adj acent structures.
3.08 FIELD QUALITY CONTROL
A. Density Tests: To be performed by an approved soils testing firm at various
locations and depths throughout the Project Site as directed by the Engineer. The
Contractor shall cooperate fully and provide assistance as necessary to complete
these tests.
B. Failed density test areas shall be excavated and re-compacted until the density
requirements are met.
3.09 MEASUREMENT AND PAYMENT
A. Trench Excavation: Excavation and backfilling of trench and associated pipe
bedding shall be included in the price of pipe provided.
B. Pipe Bedding: Considered incidental and shall be included in the price of pipe
furnished and installed.
C. Improved Pipe Foundation: At the Bid Unit Price per lineal foot for each 6 inch
layer placed below pipe bedding:
1. For example, if 2 feet of foundation material is required under a pipe
installed with C-2 bedding; 6 inches of material is required for Class C-2
bedding and payment will be made for 3 lineal feet of pipe foundation
material, 6 inches deep per foot of pipe installed.
2. No payment will be made without the knowledge or consent of the
Engineer.
3. No payment will be made for subgrade rock installed for de-watering
purposes only, unless specified.
D. Temporary Bracing and Sheeting: Considered part of the excavation costs with no
additional compensation to Contractor, unless provided for otherwise.
E. Density Tests:
1. Passing Tests: All costs paid by Owner.
2. Failing Tests: All costs charged to and paid by the Contractor.
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F. Dewatering: No explicit, direct payment is made for this work. Include the costs
in the Bid Unit Prices for the pipe or structure installed.
G. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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AND BACKFILL
SECTION 02341
GEOTEXTILE SOIL STABILIZATION
PART I-GENERAL
1.01 SECTION INCLUDES
A. Geotextile fabric used for street construction.
1.02 RELATED SECTIONS
A. Section 02315 - Excavation and Fill.
B. Section 02318 - Subgrade Preparation.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 3733 - Geotextiles.
1.04 SUBMITTALS
A. Manufacturers Certificate of Compliance which shall include the following
information:
1. Full product name by trademark and style number.
2. Geotextile polymer type(s).
3. Geotextile physical properties.
B. Samples of the geotextile:
1. The geotextile machine direction shall be marked on each sample
submitted for testing.
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GEOTEXTILE SOIL STABILIZATION
PART 2 - PRODUCTS
2.01 GEOTEXTILE FABRIC
A. Conform to the requirements ofMnDOT Spec. 3733, Type IV (non-woven) or
Type IV (woven), except as modified below:
1. Minimum Fabric Weight: Type IV 8 oz/sq yd.
2. Non-woven fabric to be used in street section.
3 . Woven fabric to be used for park trails.
PART 3 -EXECUTION
3.01 PREPARATION
A. Excavation: Conform to Section 02315 - Excavation and Fill.
B. Sub grade Preparation: Conform to the requirements of Section 02318 - Sub grade
Preparation:
1. Sub grade shall be toleranced and approved before geotextile placement.
3.02 INSTALLATION
A. The geotextile shall be placed immediately ahead ofthe covering operation:
1. No geotextiles shall be left exposed to sunlight during installation for a
total of more than 7 calendar days.
2. The geotextile shall be laid smooth without excessive wrinkles.
3. The geotextile shall not be dragged through mud or over sharp objects
which could damage the geotextile.
B. All adjoining sections of the geotextile shall be overlapped a minimum of 18
inches or sewn using mechanical machine.
C. Secure fabric in place by means of stone weights to prevent displacement.
D. If geotextile is torn or punctured, the damaged area shall be repaired or replaced:
1. The patch shall overlap the existing geotextile a minimum of 3 feet from
the edge of any part of the damaged area.
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GEOTEXTILE SOIL STABILIZATION
3.03 FILL PLACEMENT
A. Only granular spreading methods that will not tear the fabric shall be used.
B. Granular borrow shall not be dropped on the fabric from a height greater than 3
feet:
1. Minimum of 8 inches of granular borrow must be placed on the geotextile
prior to the movement of construction equipment:
a. Turning movement must be carefully monitored.
2. Tracked or wheeled equipment shall not be permitted to drive directly on
the fabric.
3. Any ruts occurring during construction shall be filled with additional
granular borrow and compacted to the specified density.
C. Compaction of first lift above the geotextile shall be limited to routing of
placement and spreading equipment only. No vibratory compaction will be
allowed on the first lift.
3.04 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Geotextile Fabric. Measurement will be based
upon units of square yards of actual surface area covered by Geotextile Fabric.
Payment at the Bid Unit Price shall include all materials (woven or non-woven),
installation, and protection of installed Geotextile Fabric as specified. The
required overlap joint or joint sewing shall be incidental to this fabric item with
no direct payment being made.
B. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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GEOTEXTILE SOIL STABILIZATION
SECTION 02510
WATER MAIN
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Water main pipe, hydrants, valves, fittings, and miscellaneous appurtenances.
1.02 RELATED SECTIONS
A. Section 02280 - Adjust Miscellaneous Structures.
B. Section 02315 - Excavation and Fill.
C. Section 02320 - Trench Excavation and Backfill.
1.03 REFERENCES
A. American Water Works Association (A WW A):
1. C104 - American National Standard for Cement Mortar Lining for
Ductile-Iron Pipe and Fittings for Water.
2. C105 - American National Standard for Polyethylene Encasement for
Ductile-Iron Pipe Systems.
3. C111 - American National Standard for Rubber Gasket Joints for Ductile
Iron Pressure Pipe and Fittings.
4. C15l - American National Standard for Ductile-Iron Pipe, Centrifugally
Cast, for Water.
5. C153 - American National Standard for Ductile-Iron Compact Fittings, 3
Inch Through 24 Inch, and 54 Inch Through 64 Inch, for Water Service.
6. C509 - A WW A Standard for Resilient-Seated Gate Valves for Water
Supply Service.
7. C600 - AWWA Standard for Installation of Ductile-Iron Water Main and
Their Appurtenances.
8. C651 - A WW A Standard for Disinfecting Water Mains.
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WATER MAIN
B. American Society of Testing and Materials (ASTM):
1. A674 - Standard Practice for Polyethylene Encasement for Ductile Iron
Pipe for Water or Other Liquids.
C. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 3760 - Insulation Board (polystyrene).
1.04 SEQUENCING AND SCHEDULING
A. Notify the Owner a minimum of 48 hours prior to performing work. At this time,
the Contractor is responsible to notify the Fire Department of the intended
shutdown.
B. Notify all customers connected to water system to be shut down 48 hours in
advance of shut down.
C. The Owner must open and close the existing valves for this part of the operation.
The Owner is responsible for flushing the mains after the connection is
completed; however, the Contractor shall assist the Owner as necessary.
D. Successfully complete required test and inspections before restoration of surface.
PART 2 - PRODUCTS
2.01 DUCTILE IRON PIPE AND FITTINGS (DIP)
A. General Requirement: A WW A C151/A21.51.
B. Cement-mortar lining conforming to AWW A C104/A21.4.
C. Class 52 for diameters less than 20 inches.
D. Fittings: A WW A C153/A21.53, Ductile Iron, 250 psi working pressure, A WW A
C 111/ A21.11 latest revision, mechanical joint or push-on.
E. Spray exterior fitting nuts, bolts, and megalugs using a bituminous coal tar as
supplied by the manufacturer.
F. Wrap all pipe and fittings according to pipe encasement requirements.
G. Cor-Blue T-Bolts shall be required on all mechanical joint fittings.
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2.02 HYDRANT
A. General Requirements: A WW A Standard C-502.
B. Specified Hydrant: WB-67-250, or approved equal.
C. Approved Manufacturer: Waterous Pacer, or approved equal.
D. Two (2) 2-1/2 inch hose connections.
E. One (1) 4-1/2 inch steamer.
F. National standard operating nut.
G. 5 inch valve opening.
H. 6 inch mechanical joint pipe connection.
I. Break-off flange with breakable rod coupling.
J. 8 feet - 0 inch cover.
K. 16 inch high traffic section.
L. Nozzle caps attached to hydrant with metal chains.
M. Stainless steel hardware.
N. Hydrants placed where the ground water table is less than 8 feet below the ground
surface shall have the drain holes plugged and shall be equipped with a tag stating
the need for pumping after use.
O. Color: Painted Waterous Enamel #V1814-R at the place of manufacture
P. After installation and testing is complete, the "field coat" of paint shall be applied
with a brush.
2.03 GATE VALVE AND BOX
A. General Requirement: A WW A C509.
B. Bronze mounted, iron body valves.
C. O-ring seals.
D. Non-rising stem, opening by turning counter clockwise, 2 inch square operating
nut.
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E. Mechanical joint ends conforming to A WW A C 111/ A21.11.
F. Stainless steel hardware.
G. Spray exterior nuts and bolts and megalugs usmg a bituminous coal tar as
supplied by the manufacturer.
H. Wrap gate valves according to Section 2.07, Pipe Encasement.
1. Valve Boxes:
1. 3 piece, cast iron, screw-type.
2. Adjustable for 7-1/2 foot depth of cover.
3. Valve and box considered as integral units.
4. 5-1/4 inch diameter shafts.
5. "Stay put" type drop covers, "WATER" on top with extended skirts.
2.04 CONDUCTIVITY STRAP
A. As specified by the pipe manufacturer.
2.05 WET TAP
A. Not allowed.
2.06 JOINT RESTRAINT
A. Mechanical Joint Restraint:
1. Ductile iron.
2. Working Pressure: Minimum 250 psi.
3. EBAA Iron, Inc., Mega-lug, or approved equal. Mega-lug and retainer
glands are not allowed on existing cast iron pipe.
2. Spray exterior ductile iron nuts and bolts using a bituminous coal tar as
supplied by the manufacturer and wrap according to Section 2.07 Pipe
Encasement.
B. Tie Rods: Steel rods with "Star" brand tie bolts.
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2.07 PIPE ENCASEMENT
A. Polyethylene: Conform to AWWA C105/A21.5, Class C (Black), tube form.
Material shall conform to ASTM A674.
2.08 INSULATION
A. Conform to MnDOT Spec. 3760.
2.09 CORPORATION COCK
A. See Section 02515 - Water Services.
2.10 COPPER SERVICE PIPE
A. See Section 02515 - Water Services.
PART 3 - EXECUTION
3.01 PREPARATION
A. Conform to Section 02320 - Trench Excavation and Backfill.
3.02 INSTALLATION OF PIPE
A. Install pipe and fittings in accordance with the manufacturer's instructions and
with the details shown on the Drawings.
B. Permanently support, remove, relocate, or reconstruct eXIstmg utility pipes,
cables, structures, or other appurtenances when they obstruct the line, grade, or
location of the pipe or appurtenance.
C. Remove foreign matter or dirt from the inside of pipe.
D. All jointing of mechanical joint pipe and push-on joint pipe in accordance to
AWWA C600.
E. Outside of the spigot and the inside of the bell, wire brush, wipe clean and dry.
Keep pipe ends clean until joints are made.
F. Lay and maintain pipe and appurtenances to the alignment, grade, and location
shown on the Drawings. No deviation from the Drawing alignment, grade, or
location is allowed, unless approved by the Engineer. No pipe shall be laid in
water or when the trench conditions are unsuitable for such work.
G. Provide conductivity throughout the water system by use of conductivity strap.
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H. Precautions are to be taken to prevent debris or groundwater from entering the
pipe being laid.
1. Installing Fittings:
1. General Requirements: AWWA C600.
2. Set and jointing to existing pipe and fittings as specified for cleaning,
laying, and joining pipe.
J. Backfilling: Conform to Section 02320 - Trench Excavation and Backfill.
3.03 INSTALLATION OF HYDRANT
A. Location determined by Engineer. A grade stake and location stake will be
provided by the Engineer before the hydrant may be set.
B. Set on 8 inch concrete block, or approved equal concrete base.
C. Brace according to Drawings.
D. After each hydrant has been set, place around the base ofthe hydrant not less than
1 cubic yard of Class A round washed rock with a minimum diameter of 3/4 inch.
Carefully place 2 layers of polyethylene, minimum 4 mm thickness each, over the
rock to prevent backfill material from entering voids in the drain rock.
E. Maintain hydrants in a plumb position during the backfilling operation.
3.04 INSTALLATION OF VALVE
A. Set and joint valves to new pipe in the maImer as specified for cleaning, laying,
and jointing pipe. Location to be determined by the Engineer.
B. Valves and boxes shall be supported on an 8 inch concrete block as shown on the
Drawings.
C. Maintain valve box centered and plumb over the operating nut of the valve.
D. Set top of valve box flush with the existing surface to provide 12 inches of
upward adjustment.
3.05 ANCHORAGE
A. Brace fittings and hydrants securely against undisturbed soil using precast
concrete block. Mega-lug or rod all joints from main line tee to hydrant gate
valve, then from gate valve to hydrant.
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3.06 INSULATION
A. Review insulation installation with Engineer:
1. Place insulation between water pipe and sanitary pipe when water main or
service is within 1 foot above or below the sanitary pipe.
2. Place insulation between storm sewer pipe and water mam or water
service when pipes are separated by less than 2 feet.
3.07 TEMPORARY WATER SERVICE
A. During water main construction, install and maintain temporary water service to
all homes, apartments, and/or businesses as shown on the Drawings:
1. The temporary service will allow efficient removal of the existing water
main and services, and installation ofthe new.
2. The temporary service shall provide adequate pressure and volume to
properties.
3. Coordinate all work with the Owner and the Engineer.
4. Coordinate connections and service interruptions with the property
owners.
5. Provide rampmg and/or shallow trenching at street and driveway
crossmgs.
6. Provide emergency contact numbers for evenings and weekends.
7. Temporary system will be provided in stages throughout the Project if
necessary. Submit a plan for temporary service for approval by the
Owner.
8. Temporary water lines shall be sized by the Contractor to maintain
adequate pressure and valve. (4 inch diameter main lines have been used
on similar past projects)
B. Contractor to chlorinate the temporary water service lines. The lines are to be
filled with water, let stand for 48 hours and then the entire system flushed
completely. After the temporary water service lines have been flushed, let them sit
for 24 hours and perform a bacteria test. When the bacteria test results have
passed, the residents may be connected.
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3.08 PIPE CONFLICTS
A. Shall apply to any crossings under existing cast iron pipe and any pipe conflicts
where a minimum clear separation of 1 foot is not possible.
B. Cut the water main beyond the proposed sewer trench wall.
C. Remove the abandoned water main and install offset as shown on the Drawings or
as encountered during construction.
D. All offset piping shall be DIP.
E. Megalug type restraints shall not be allowed on cast iron pipe.
3.09 PROTECTION
A. Existing valves and hydrants shall be operated by the Public Works Department,
unless under emergency situations.
B. Securely plug all water main openings promptly before suspension of work at any
time to prevent earth or other substances from entering the water main.
C. Mark valve boxes and structures susceptible to being hit by construction or
vehicular traffic.
3.10 FIELD QUALITY CONTROL
A. Scope:
1. Perform hydrostatic pressure, disinfection, and conductivity tests.
2. The Engineer will observe and verify all tests and visually inspect final
work for compliance.
B. Required Tests and Inspection:
1. Hydrostatic Pressure Test:
a. Minimum Test Pressure: 150 psi.
b. Test Duration: 2 hours.
c. Criteria: No drop in pressure allowed.
d. Testing gauge shall be liquid filled, 4-1/2 inch diameter, labeled in
1 psi increments, such as Ashcroft Modell 082, or approved equal.
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e. All lines, including hydrant leads, water services, and stubs, shall
be tested. Services will be tested to the new curb stops.
2. Disinfection:
a. General Requirement: A WW A C651 - Disinfecting Water Mains
(Tablet Method).
b. Place hypochlorite tablets m each section of pIpe and all
appurtenances:
1) Attach tablets to top of pipe with a food grade adhesive
such as denture grip.
2) The number of tablets required per 20 foot length of pipe
based on 3-114 grain available chlorine per tablet is as
follows:
Diameter
4 Inch
6 Inch
8 Inch
12 Inch
No. of Tablets
1
2
3
5
c. Fill main with water at a velocity of less than 1 foot per second if
tablet method is used.
d. Flushing by Contractor may begin after the chlorinated water has
been allowed to disinfect the new pipe for 24 hours.
e. 1 bacteria test is required for every 2000 feet of. water main
installed with a minimum of 2 sample tests per Project. Bacteria
test shall be done by Contractor.
3. Conductivity:
a. Conductivity shall be provided throughout the water system by use
of copper straps or approved conductive gaskets with copper
inserts.
b. Current - Standard: 350 amps at approximately 30 volts for 4
minutes, then 400 amps for 1 minute without fluctuation. Engineer
may alter current requirement and durations.
c. Lines must be filled with water prior to test.
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d. All lines, including hydrant leads, water services, and stubs, shall
be tested.
3.11 MEASUREMENT AND PAYMENT
A. Bid Items have been provided for Water Main. Measurement and payment will be
based upon the units listed below:
1. Water Main Pipe: Measurement will be based upon units of lineal feet for
each size and type of pipe installed, as measured along the axis of pipe,
without regard to intervening valves or fittings. Water main over depth
shall not be measured. Payment at the Bid Unit Price shall include
furnishing and installing pipe complete in place as specified.
2. Gate Valve and Box: Measurement will be based on Gate Valve and Box
installed for each size specified. Payment at the Bid Unit Price shall
include furnishing and installing the Gate Valve alld Box complete in
place as specified.
3. Install Hydrant and Valve: Measurement will be based on units of each
Hydrant with a 6 Inch Gate Valve and Box installed. Payment at the Bid
Unit Price shall include furnishing and installing the Hydrant and Gate
Valve.
4. Ductile Iron Fittings: Measurement shall be based on the fitting access
weight installed. The fitting access weight shall be construed to mean
equivalent cast iron weight. Payment at the Bid Unit Price shall include
DIP Fitting, poly encasement, and bituminous coal tar spray, and
hardware.
5. Connect to Existing Water Main: Measurement shall be based on each
connection made, including but not limited to: cutting of existing pipe,
fittings, sleeves, etc. Payment at the Bid Unit Price shall include all items
required to complete the work.
6. Water Main Offset: Measurement is per each offset installed in accordance
with the details shown on the Drawings.
The Water Main, Ductile Iron Pipe, will be measured through the offset.
Payment for the Offset includes all fittings, restraints, additional
excavation, additional pipe, insulation, and all other costs associated with
the installation of the offset.
7. Temporary Water Service: No measurement shall be made. Payment shall
be by Lump Sum. Payment shall include the water main pipe, fittings,
service lines, staging, ramping, removal, and any other work involved with
providing Temporary Water Main/Service.
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8. Insulation: Measurement will be based on square yards of Insulation at the
specified thickness. Payment shall be made at the Bid Unit Price and will
include furnishing and installation of the Insulation.
9. Adjust Hydrant: Measurement will be per each hydrant adjusted by use of
a hydrant barrel extension. Only hydrants installed new as part of this
Contract will be adjusted as needed. Existing hydrants will not be adjusted
under this Bid Item.
10. Modify Water Main Service. Measurement will be per each water service
modified to allow construction as shown on the Drawing. Payment will
include all material and labor costs associated with the modification,
including supplying copper service line and silver soldering the new
connections.
B. No Bid Items have been provided for steel rodding. Steel rodding shall be
considered incidental to water main installation with no direct payment made.
C. No Bid Items have been provided for testing. Testing shall be considered
incidental to water main installation with no direct payment made.
D. No direct payment will be made for the removal of existing gate valves. Removal
and disposal of existing valves will be considered incidental to the removal of the
existing water main.
In the event that a valve exists in a section of pipe to be abandoned, the top
section (3 feet) of the box is to be removed and the box filled with a granular
material. This will be considered incidental to the water main work.
E. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SECTION 02515
WATER SERVICES
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Construction of water service pipe, corporation stops, curb stops and boxes, and
all appurtenances.
1.02 RELATED SECTIONS
A. Section 02320 - Trench Excavation and Backfill.
B. Section 02510 - Water Main.
1.03 REFERENCES
A. American Society of Testing and Materials (ASTM):
1. B88 - Class K Copper Water Service Pipe.
1.04 SEQUENCING AND SCHEDULING
A. Install water main and all pipe deeper than the services prior to the installation of
the services.
B. Perform testing of new water main prior to reconnecting existing services.
PART 2 - PRODUCTS
2.01 SERVICE PIPE
A. Copper Water Tube: Service shall be seamless, Type K water tube conforming to
ASTM B88:
1. Fittings shall be designed for working pressures up to 150 psig. Fittings
used in service lines shall be designed for connection to the service line
by threads, brazing, and! or flaring.
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2.02 CORPORATION STOP
A. Approved Manufacturers:
1. Mueller, Minneapolis Pattern H-15000.
2. Ford Type F600.
3. Hayes No. 5200.
4. McDonald No. 4701.
B. Threaded for use with copper service pipe.
C. Threaded on inlet end with standard corporation cock thread.
2.03 CURB STOP
A. Approved Manufacturers:
1. Mueller Oriseal, Minneapolis Pattern H-15154.
2. McDonald No. 4717.
B. Proper connection type for inlet and outlet.
C. Full opening through the valve body with no smaller restriction allowed.
2.04 CURB BOX
A. Approved Manufacturers:
1. Mueller: Conforming to 2.03.A.1.
2. McDonald: Conforming to Paragraph 2.03.A.2.
B. Adjustable in height from 78 inches to 90 inches.
C. No stationary rods.
D. 2 inch upper section.
E. Mueller improved extension typed with arch pattern base.
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PART 3 - EXECUTION
3.01 INSTALLATION
A. Governing Code: Minnesota Plumbing Code and any local ordinances that may
apply.
B. Preparation: Conform to Section 02320 - Trench Excavation and Backfill.
C. New services shall be connected at the locations shown on the Drawings or if not
shown as directed by the Engineer.
D. Water Service Line:
1. Terminate water service as shown on Drawings or as directed by the
Engineer.
E. Corporation Stop:
1. Tap into main only when water main is under pressure.
2. Support corporation with 1/2 cubic yard 1-1/2 inch stabilization rock.
F. Curb Box:
1. Support on full size pre-cast segmental manhole block.
2. Place in a vertical position.
3. Install to finished grade.
G. Reconnect Existing Service:
1. Disconnect existing service from existing water main.
2. Remove existing curb stop and box and excess existing service pipe.
3. Reconnect existing service to new curb box.
H. All trenches shall be backfilled and compacted in accordance to Section 02320 -
Trench Excavation and Backfill.
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3.02 FIELD QUALITY CONTROL
A. Do not backfill trench until the service has been inspected and approved by the
Engineer.
B. All water services will be pressure tested in conjunction with the water main,
conforming to Section 02510 - Water Main.
3.03 PROTECTION
A. Mark Each Curb Box:
1. Raise each curb box to existing grade and mark with lath or stake so
Engineer may tie out location.
3.04 MEASUREMENT AND PAYMENT
A. Water Service Line: Measurement by linear foot, measured from centerline of the
water main to termination as shown on the Drawings. Payment at the Bid Unit
Price per foot shall include cost of all pipe, fittings, laying, excavation,
backfilling, and testing:
1. Placement and compaction of the aggregate material around the
corporation stop and gooseneck is incidental to the service line.
B. Corporation Stop: By physical count of each type installed.
C. Curb Stop and Box: By physical count of each type installed.
D. Material, placement, compaction, and removal of excess trench material to be
included in the Bid Unit Price for Water Service Line.
E. Reconnect Water Service: Measurement shall be based on each service
disconnected from the main, including the removal and disposal of the existing
service pipe, curb stop and box and connection of the existing service from the
house to the new curb stop. Payment at the Bid Unit Price shall include all items
required to complete the work.
F. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SECTION 02530
SANITARY SEWER
PART 1- GENERAL
1.01 SECTION INCLUDES
A. Sanitary sewer gravity pipe, manholes, fittings, and miscellaneous appurtenances.
1.02 RELATED SECTIONS.
A. Section 02225 - Removals.
B. Section 02280 - Adjust Miscellaneous Structures.
C. Section 02320 - Trench Excavation and Backfill.
D. Section 02535 - Sanitary Sewer Services.
1.03 REFERENCES
A. American Society of Testing and Materials (ASTM):
1. A48 - Specification for Gray Iron Castings.
2. A615 - Specification for Deformed and Plain Billet-Steel Bars for Concrete
Reinforcement.
3. C150 - Specification for Portland Cement.
4. C206 Specification for Finishing Hydrated Lime.
5. C478 - Specification for Precast Reinforced Concrete Manhole Sections.
6. Dl784 - Specification for Rigid Poly (Vinyl Chloride) (pVC) Compounds
and Chlorinated Poly (Vinyl Chloride) (PVC) Compounds.
7. D3034 - Specification for Type PSM Poly (Vinyl Chloride) (PVC) Sewer
Pipe and Fittings.
8. D3212 - Specification for Joints for Drain and Sewer Plastic Pipes Using
Flexible Elastomeric Seals.
9. F 4 77 - Specification for Elastomeric Seals (Gaskets) for Joining Plastic Pipe.
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B. Minnesota Department of Transportation "Standard Specifications for Construction,"
2000 Edition (MnDOT Spec.):
1. 3760 - Insulation Board (polystyrene).
1.04 PROJECT SITE CONDITIONS
A. Sanitary sewer lines are shown on the Drawings in a general way. Contractor should
anticipate minor variations in both horizontal and vertical directions in locating
existing system.
1.05 SUBMITTALS
A. Submit the following items consistent with Section 01330 - Submittal Procedures.
B. Shop Drawings: Indicating information for fabrication and installation of manholes.
C. Manufacture's Certification of Compliance:
1. Precast structures fabrication and installation.
2. Certification of compliance for each diameter and class of pipe.
3. Gray iron castings.
1.06 SEQUENCING AND SCHEDULING
A. Do not pursue work causing shut off of utility services (gas, water, electric,
telephone, TV, etc.) to consumers until the utility owner is contacted and all
consumers are notified of the shut-off schedule.
B. Verify vertical and horizontal location of sanitary sewers sufficiently in advance of
installing new pipe to determine the extent of conflict, if any.
C. Successfully complete required inspections and testing before restoration of surface.
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PART 2-PRODUCTS
2.01 MATERIALS
A. Concrete Materials:
1. Standard Portland Cement Type 1, clean washed sand, crushed rock, and
gravel free from deleterious materials for monolithic concrete manholes and
all manhole bases.
2. Portland Cement: Comply with the requirements of ASTM C150.
3. Design Mix: Subject to the approval of the Engineer. Use proper water-
cement ratio to obtain (4000 psi) in 28 days.
B. Mortar Materials:
1. Cement: Type 1 Standard Portland Cement conforming to ASTM C150.
2. Lime: Normal finishing hydrated lime meeting the requirements of ASTM
C206.
3. Mix Proportions:
a. 1 part cement to 3 parts of suitable plaster sand for mortar used for
plastering the exterior walls of block manholes, catch basins,
adjusting rings, and lift holes. Use lime or mortar mix in the amount
necessary to make a suitable mixture for plastering purposes, but not
to exceed 15 percent by volume.
b. 1 part Portland cement to 2 parts of sand to which lime or mortar mix
may be added but not to exceed 15 percent by volume for mortar used
for laying concrete block.
4. Reinforcing Steel: Comply with the requirements of ASTM A615, Grade 60.
2.02 MANHOLES
A. Precast concrete sections conforming to ASTM C478.
B. Joints: Rubber o-ring gasket type, or approved equal.
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C. Structure Bases:
1. Pre-cast integral with bottom section of manhole.
2. Pre-cast invert.
D. Manhole Steps: Reinforced polypropylene plastic steps with No.2 deformed grade
steel rod:
1. Pipe Connections:
a. All manholes shall be fabricated with pipe openings consisting of a
rubber boot and stainless steel band to seal off the joint from allowing
dirt, ground water, or other objectionable material from entering.
These materials shall be installed with the fabrication on all new
manholes.
2.03 MANHOLE FRAMES AND COVERS
A. Requirement: ASTM A48, Class 35C.
B. Finish: Coal tar pitch varnish.
C. Finish Preparation: Sandblast.
D. Machine cover and frame contact surface for non-rocking protection.
E. Type and Style: As shown on Drawings.
F. Covers with 2 concealed pick holes of approved design.
G. Weight: Minimum of380 lbs.
2.04 PIPE MATERIAL
A. PSM Poly (Vinyl Chloride) (PVC) Plastic Pipe and Fittings:
1. General: Pipe and fittings conform to ASTM D3034.
2. Materials: PVC plastics having a minimum Cell Classification of 12454B,
12454C, or 13364B as defined in ASTM D1784. Pipe materials shall have a
minimum hydrostatic design stress of2,000 psi as certified by the Plastic Pipe
Institute. Additives and fillers, including but not limited to stabilizers,
antioxidants, lubricants, colorants, etc., shall not exceed 20 parts by weight
per 100 ofPVC resin in the compound.
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3. Design: Integral wall bell and spigot joint, and a minimum wall thickness
conforming to SDR 35 and/or SDR 26.
4. Joints: Conform to ASTM D3212. Push-on type only with the bell-end
grooved to receive a gasket. Elastomeric Seal (Gasket): A basic polymer of
synthetic rubber conforming to ASTM F4 77. Natural rubber'gaskets will not
be accepted.
5. Marking: Each pipe shall be identified with the name of the manufacturer, or
trademark and code, nominal pipe size in inches, the PVC cell classification,
and "Specification D3034."
2.05 INSULATION
A. Conform to the requirements of MnDOT Spec. 3760 for Polystyrene Insulation
Board.
PART 3 - EXECUTION
3.01 PREPARATION
A. Excavation and Preparation of Trench: Conform to Section 02320 - Trench
Excavation and Backfill.
B. By-Pass Pumping: Contractor shall be responsible for all items required to maintain
sewer flows during construction of the new sanitary sewer line. All work and costs
for this are considered incidental to the Project, unless otherwise specified.
3.02 INSTALLATION
A. Connect to Existing System:
1. Connect to Existing Structure:
a. Connect to existing structure at location shown on the Drawings.
b. Core the hole in the structure, trimming the pipe flush with the
structure, trimming the pipe flush with the pipe to seal it within the
wall.
c. Reconstruct manhole bench/invert.
d. Make repairs to the structure.
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2. Connect to End of Existing Pipe:
a. Locate and expose end of existing pipe.
b. Connect to relocated structure.
B. Pipe Installation:
1. Excavation and Preparation of Trench: Conform to Section 02320 - Trench
Excavation and Backfill.
2. Lay and maintain pipe and appurtenances to the alignment~ grade, and
location shown on the Drawings and/or staked in the field. No deviation from
the Drawing and/or staked alignment, grade, or location is allowed, unless
approved by the Engineer. Deviation from grade in excess of 0.05 percent
may be cause for removal and relaying pipe at the Contractor's expense.
3. General Pipe Installation Procedure: Use joint lubricant in accordance to
manufacturer's instructions. Lubricate joint, center spigot in bell, push spigot
home, bring pipe to proper line and grade, and secure pipe in place by
properly bedding.
4. Lay pipe upgrade with spigot ends pointing in the direction of flow.
5. Plug all openings to the installed pipe with suitable stoppers to prevent water,
dirt, and debris from entering the sewer.
6. Remove all foreign matter or dirt from interior of each pipe length as the
work progresses. Keep the bell and spigot clean during and after installation.
Take care to prevent dirt from entering the joint space. Remove any
superfluous material from inside the pipe after pipe installation by means of
an approved follower or scraper.
7. All joints must be watertight. Repair any leaks discovered.
C. Installing Structures and Appurtenances:
1. Furnish and install structures in accordance with Detail Plates as shown on
the Drawings.
2. Place precast integral base section on compacted sub grade.
3. Set precast concrete sections plumb with a 1/4 maximum out of plumb
tolerance allowed.
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4. Install short precast section (maximum 16 inch height) immediately below
the eccentric cone or precast top slab.
5. Position vertical wall of the eccentric cone on the downstream side.
6. Steps:
a. Locate over downstream pipe.
b. Secure and neatly mortar in place 15 inches on center spacing.
7. Install Rings and Adjust Structure: Conform to Section 02280 - Adjust
Miscellaneous Structures.
8. Neatly mortar lift holes.
9. All pipes entering the manhole must be cut with a power saw to provide a
clean, smooth pipe surface.
D. Sanitary Sewer Service Connections:
1. Wye:
a. Wye to be at 45 degree angle from horizontal.
2. PVC Risers:
a. Pour concrete casement around connection.
b. Pipe to be supported on undisturbed trench slope for entire riser
length.
E. Installation of Insulation:
1. Insulation is to be placed wherever sanitary sewer line comes within 3 feet of
any storm structure or line, or within 5 feet of the ground surface.
3.03 PROTECTION
A. Plug all entrances and openings to the system promptly and before suspension of
operations at the end of working day.
B. Secure manholes and structures immediately after completion or before suspension of
operations at the end of working day with casting or suitable alternative device.
C. Mark structure susceptible to being hit by construction or vehicular traffic.
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3.04 FIELD QUALITY CONTROL
A. Scope:
1. Provide all labor, materials, and equipment to perform tests.
2. Engineer to observe and verify all tests and to visually inspect the final work
for compliance.
B. Cleanup:
1. Clean pipe and all structures:
a. If newly installed mains and structures are kept clean during
construction, cleaning will not be required.
b. If newly installed mains and/or structures become dirty due to
negligence of the Contractor, cleaning will be performed at the sole
expense ofthe Contractor.
2. The bailing or flushing method of cleaning pipe is acceptable only if adequate
provisions, acceptable to the Engineer, for keeping dirt and debris out ofthe
existing sewer system or ponds are employed. Jetting may be required.
3. Complete prior to final inspection for acceptance.
C. Tests and Inspections:
1. Commence test procedures only when pipe and structures are clean and free
of dirt, water, or other foreign matter, and for buried pipe, trench has been
backfilled.
2. Lamping: Engineer will verify installation for true line and grade, joints are
home, no broken or deflective pipes exist, the installed pipe is structurally
sound, and that the structures conform to the specified requirements.
3. Deflection Testing: Deflection testing shall be conducted at least 30 days
after the pipe has been backfilled to the desired finish grade. Deflection
testing shall be done in the presence of the Engineer:
a. Deflections shall be determined by pulling mandrel through the sewer
mam.
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b. Mandrel Requirements: The mandrel shall have a minimum diameter equal to
95 percent of the average internal diameter of the pipe. The 5 percent
deflection allowance shall include both deflec;tion occurring after burial and
deformation which occurs as a result of the manufacturing process, shipping,
and pipe storage:
1) The Average Internal Diameter shall be determined as
specified below:
a) Average Internal Diameter = (Average Outside
Diameter) minus 2 x (Minimum Pipe Wall
Thickness).
b) The Average Outside Diameter will be computed as
the average of 16 Project Site field measurements of
the pipe prior to installation. 4 outside diameter
measurements will be made on each of 4 lengths of
the particular diameter pipe to be tested.
Measurements shall be made by the Contractor in the
presence of the Engineer.
c) No adjustments to the average internal diameter will
be allowed for out-of-roundness, diameter variation,
or thickness variation due to manufacture, shipping,
and handling.
2) Mandrel shall be constructed of rigid steel, be non-adjustable,
and have an odd number of legs (9 legs minimum). Its
effective length shall not be less than its nominal diameter.
3) Deflection Template/Bar Requirements:
a) The circular template diameter (or rigid bar length)
shall be equal to the average internal diameter as
determined in Articles 3.4.C. 2.
b) Circular templates shall be constructed of rigid
materials and be non-adjustable.
c) Rigid bars shall have a 1 inch diameter circular
section, be constructed of steel, and be non-adjustable.
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c. Owner reserves the right to measure the deflection of all flexible pipe
at any time during the correction period. Deflections greater than
5 percent of the inside diameter of the pipe shall be considered
failure. Contractor may be required to re-excavate the trench, re-
compact the backfill material, and restore the surface with no
additional compensation for such work.
4. Low Pressure Air Test:
a. Must meet criteria set forth in ASTM C924 and ASTM F1417.
b. Pipe shall be cleaned but may be wetted. Pneumatic balls shall be
used to plug the ends at manholes. Low-pressure air shall be
introduced into plugged line until the internal air pressure reaches
4.0 psig greater than the average back pressure of any groundwater
pressure that may submerge the pipe. At least 2 minutes shall be
allowed for the pressure to stabilize before readings are taken and the
timing started. During this time, check all plugs with soap solution to
detect plug leakage. If any plugs are found to leak, air shall be bled
off, the plugs shall be retightened, and the air shall be reintroduced
into the line.
c. The sewer line under test will be accepted as having passed the air
test, ifthe pressure does not drop more than 0.6 psig in less time than
1/2 minute per inch in diameter of the pipe being tested. The
minimum starting pressure is 3.6 psig.
3.05 MEASUREMENT AND PAYMENT
A. Bid Items have been provided for Sanitary Sewer Pipe. Measurement will be based
upon units of lineal feet for each size,= and type for furnishing and installing pipe
complete in place as specified, including excavation, backfilling, and compaction.
Pipe will be measured from centerline to centerline of manholes or to the connection
point of the existing pipe:
1. PVC pipe bedding will be paid in accordance with Section 02320 - Trench
Excavation and Backfill.
2. Improved pipe foundation material, if necessary, shall be per Section 02320
- Trench Excavation and Backfill.
B. A Bid Item has been provided for Standard Sanitary Manhole. Measurement will be
per each manhole installed. Payment will include the manhole, manhole frame and
casting, and adjusting rings in place as specified on the Drawings.
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C. A Bid Item has been provided for Connect to Existing Sanitary Manhole.
Measurement shall be on the basis of each and shall be considered to include all
excavation, labor, materials, and equipment necessary to make the required
connection, including core drilling and reconstructing bench/invert.
D. A Bid Item has been provided for Install Salvaged Sanitary Manhole. Measurement
shall be on the basis of each manhole relocated and installed in accordance with the
Specifications. Payment shall be considered to include all excavation, labor,
materials, and equipment necessary to relocate and install the manhole, including
connecting the existing pipe to the structure.
E. Bid Items have been provided for Wyes. Measurement will be based on units of each
for each wye furnished and installed complete in place. Payment at the Bid Unit Price
will be considered compensation in full for all work and costs, including all
necessary items to complete the connection.
F. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SECTION 02535
SANITARY SEWER SERVICES
PART 1- GENERAL
1.01 SECTION INCLUDES
A. Sanitary sewer service pipe replacement and all appurtenances.
1.02 RELATED SECTIONS
A. Section 02320 - Trench Excavation and Backfill.
B. Section 02530 - Sanitary Sewer.
1.03 REFERENCES
A. American Society of Testing Materials (ASTM):
1. D1784 - Specification for Rigid Poly (Vinyl Chloride) (pVC) Compounds
and Chlorinated Poly (Vinyl Chloride) (PVC) Compounds.
1.04 SYSTEM DESCRIPTION
A. This work shall consist of the construction of sanitary sewer services in accordance
with the requirements of the Contract.
B. It is the intent of these Specifications to require the same quality of work be received
on the house services in the way of grade and alignment, and shall be required on the
main lines and laterals.
1.05 SUBMITTALS
A. Submit to Engineer at the End of Each Week: Depth of service record, wye location,
and length of service lines.
1.06 PROJECT SITE CONDITIONS
A. All work is to be confined to within the limits of construction easements or public
right-of-way.
B. Verify sanitary sewer service locations prior to the start of any construction.
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1.07 SEQUENCING AND SCHEDULING
A. Install sanitary sewer and all pipe deeper than the services, prior to the installation of
the services.
PART 2 - PRODUCTS
2.01 MANUFACTURED UNITS
A. PSM Poly (Vinyl Chloride) (PVC) Plastic Pipe and Fittings:
1. General: Pipe and fittings conform to ASTM D3034.
2. Materials: PVC plastics having a minimum Cell Classification of 12454B,
12454C, or 13364B as defined in ASTM Dl784. Pipe materials shall have a
minimum hydrostatic design stress of2,000 psi as certified by the Plastic Pipe
Institute. Additives and fillers, including but not limited to stabilizers,
antioxidants, lubricants, colorants, etc., shall not exceed 20 parts by weight
per 100 ofPVC resin in the compound. Certification of resin compounding
shall be provided by the pipe manufacturer prior to shipment to the Project
Site.
3. Design: Integral wall bell and spigot joint and a minimum wall thickness
conforming to SDR 26 and as shown on the Drawings.
4. Joints: Conform to ASTMD3212. Joints shall be push-on type only with the
bell-end grooved to receive a gasket. Elastomeric seal (gasket) shall have a
basic polymer of synthetic rubber conforming to ASTM F477. Natural rubber
gaskets will not be accepted.
5. Marking: Each pipe shall be identified with the name ofthe manufacturer or
trademark and code, nominal pipe size in inches, the PVC cell classification,
and "Specification D3034."
2.02 BEDDING MATERIAL
A. See Section 02320 - Trench Excavation and Backfill.
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PART 3 -EXECUTION
3.01 INSTALLATION
A. Governing Code: Minnesota Plumbing Code and any local ordinances which may
apply.
B. Minimum 1/4 inch per foot grade, unless otherwise directed by the Engineer.
C. PVC Pipe and Fittings:
1. Similar to main line sanitary sewer pipe installation.
D. Connect to existing house service as shown on Drawings.
E. Record Actual Depth and Station at End of Service:
1. Exercise care in determining the depth.
2. The depth recording is incorporated into the "Record Drawings" and becomes
a permanent part of City Records.
3.02 FIELD QUALITY CONTROL
A. Do not backfill trench until the service has been inspected and approved by the
Engineer.
3.03 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for 4 Inch PVC Pipe Sewer. Measurement will be by
linear foot ofSDR-26 PVC pipe installed as measured along the axis ofthe pipe with
no regard to intervening fittings. Payment at the Bid Unit Price shall be compensation
in full for all work and costs, including excavation, pipe, bedding, backfill, and
trench compaction.
B. A Bid Item has been provided for Connect to Existing Sanitary Sewer Service.
Measurement will be per each service connected to the new sanitary sewer main.
Payment will be considered compensation in full for all labor and materials necessary
to connect the new service line to the existing house service line in accordance with
the specifications.
C. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SECTION 02630
STORM DRAINAGE
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Storm sewer pipe, manholes, catch basins, and miscellaneous appurtenances.
1.02 RELATED SECTIONS
A. Section 01330 - Submittal Procedures.
B. Section 01570 - Temporary Erosion and Sediment Control.
C. Section 02280 - Adjust Miscellaneous StfUctures.
D. Section 02315 - Excavation and Fill.
E. Section 02320 - Trench Excavation and Backfill.
F. Section 02635 - Subsurface Drainage.
G. Section 02720 - Aggregate Base Course.
H. Section 02770 - Concrete Curb and Gutter.
1.03 REFERENCES
A. American Society of Testing and Materials (ASTM):
1. A48 - Specification for Gray Iron Castings.
2. C76 - Specification for Reinforced Concrete Culvert, Drain, Sewer Pipe.
3. C139 - Specification for Concrete Masonry Units for Construction of
Catch Basins and Manholes.
4. C 150 - Specification for Portland Cement.
5. C206 - Specification for Finishing Hydrated Lime.
6. C361 - Specification for Reinforced Concrete Low Head Pressure Pipe.
7. C443 - Specification for Joints for Circular Concrete Sewer and Pipe,
Using Rubber Gaskets.
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8. C478 - Specification for Precast Reinforced Concrete Manhole Sections.
9. D1784 - Specification for Rigid Poly (Vinyl Chloride) (PVC) Compounds
and Chlorinated Poly (Vinyl Chloride) (CPVC) Compounds.
10. D3212 - Specification for Joints for Drain and Sewer Plastic Pipe Using
Flexible Elastomeric Seals.
11. F477 - Specification for Elastomeric Seals (Gaskets) for Joining Plastic
Pipe.
B. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2511-Rip Rap.
2. 3601- Rip Rap Materials.
3. 3733 - Geotextiles.
1.04 SEQUENCING AND SCHEDULING
A. Do not pursue work-causing shut off of utility service (gas, water, electric,
telephone, TV, etc.) to consumers until the utility owner is contacted and all
consumers are notified of the shut-off schedule.
B. Successfully complete required inspections and tests before commencement of
Aggregate Base Course - Section 02720 and Concrete Curb and Gutter - Section
02770.
1.05 SUBMITTALS
A. Conform to Section 01330 - Submittal Procedures.
B. Shop Drawings:
1. All storm sewer structures.
C. Manufacturer's Certificate of Compliance for:
1. Gray iron castings.
2. Precast manhole sections.
3. Rip rap.
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PART 2 - PRODUCTS
2.01 MATERIALS
A. Mortar Materials:
1. Cement: Use Type 1 Standard Portland Cement conforming to ASTM
C150.
2. Lime: Use normal finishing hydrated lime meeting the requirements of
ASTM C206.
3. Mix Proportions:
a. 1 part cement to 3 parts of suitable plaster sand for mortar used for
plastering the exterior walls of block manholes and catch basins,
adjusting rings, and lift holes. Use lime or mortar mix in the
amount necessary to make a suitable mixture for plastering
purposes, but not to exceed 15 percent by volume.
b. 1 part Portland cement to 2 parts of sand to which lime or mortar
mix may be added, but not to exceed 15 percent by volume for
mortar used for laying concrete block.
2.02 STORM MANHOLE AND CATCH BASIN FRAMES Ai'ID COVERS
A. General:
1. Requirement: ASTM A48.
2. Material: Class 35 cast iron. Best grade. Free from injurious defects and
flaws.
3. Type and Style: As shown on Drawing. Covers without grate openings
shall be stamped "STORM SEWER."
4. Covers with 2 concealed pick holes of approved design.
5. Weight: Minimum of380 lbs.
2.03 STORl\1 MANHOLES A1'ID CATCH BASINS
A. General:
1. Requirements: ASTM C478, details on the Drawings.
2. Diameter and special requirements are shown on the Drawings.
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3. Structures shall be of precast concrete.
4. Manhole Joints: Rubber o-ring gasket type meeting ASTM C443.
5. Segmental Manhole Blocks: Blocks conform to ASTM C139.
6. Structure bases shall be pre-cast.
7. Manhole Steps: Reinforced polypropylene plastic steps with No. 2
deformed grade steel rod.
2.04 PIPE MATERIALS
A. Reinforced Concrete (RCP) Pipe and Fittings:
1. General Requirement: ASTM C76, Wall B with circular reinforcing.
2. Materials: Conform to the requirements of ASTM C76, Wall B with
circular reinforcing. O-ring gaskets shall be synthetic rubber, circular
reinforcing in cross-section, and shall conform to ASTM C361.
3. Pipe Joints: Bell and spigot ASTM C361.
4. Pipe Class: As shown on the Drawings.
5. Marking: Each pipe shall be identified with the name of the manufacturer
trade name or trademark and code, identification of plant, date of
manufacture, and the pipe class and specification design.
B. Polyvinyl Chloride (PVC) Pipe and Fittings:
1. General: Pipe and fittings conform to ASTM D3034.
2. Materials: PVC plastics having a minimum Cell Classification of 12454B,
12454C, or 13364B as defined in ASTM D1784. Pipe materials shall have
a minimum hydrostatic design stress of 2,000 psi as certified by the Plastic
Pipe Institute. Additives and fillers, including but not limited to stabilizers,
antioxidants, lubricants, colorants, etc., shall not exceed 20 parts by
weight per 100 ofPVC resin in the compound.
3. Design: Integral wall bell and spigot joint, and a minimum wall thickness
conforming to SDR 35 and/or SDR 26.
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4. Joints: Conform to ASTM D3212. Push-on type only with the bell-end
grooved to receive a gasket. Elastomeric Seal (Gasket): A basic polymer
of synthetic rubber conforming to ASTM F477. Natural rubber gaskets
will not be accepted.
5. Marking: Each pipe shall be identified with the name of the manufacturer,
or trademark and code, nominal pipe size in inches, the PVC cell
classification, and "Specification D3034."
2.05 RIP RAP
A. General Requirement: Conform to MnDOT Spec. 2511:
1. Riprap Materials: Conform to MnDOT Spec. 3601.
2. Granular Filter: Conform to MnDOT Spec: 3601.
3. Geotextile Filter: Conform to MnDOT Spec. 3733.
4. Grout: Conform to MnDOT Spec. 2461.
PART 3 - EXECUTION
3.01 PREPARATION
A. Trench Excavation and Backfill shall conform to Section 02320 - Trench
Excavation and Backfill.
B. By-Pass Pumping: Contractor responsible for all items required to maintain sewer
flows during construction of the new storm sewer. All work and costs for by-pass
pumping is considered incidental to the Project, unless otherwise specified.
3.02 INSTALLATION
A. Connect to Existing Structure:
1. Connect to existing structure at location shown on the Drawings.
2. Core the hole in the structure and saw cut the pipe flush with the inside
wall of the structure.
3. Bulkhead void between outside wall of pipe and edge of opening with
mortar and brick.
4. Reconstruct manhole bench/invert.
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B. Connect Existing Pipe to Structure:
1. Connect existing pipe to structure at locations shown on the Drawings.
2. If butt connection must be made to existing pipe, construct concrete collar
around joint. Collar shall be minimum 12 inches thick in all locations and
shall extend a minimum of 12 inches each way of the joint.
C. Pipe Installation:
1. Lay and maintain pipe appurtenances to the alignment, grade, and location
shown on the Drawings and/or staked in the field. No deviation from the
Drawing and/or staked alignment, grade, or location is allowed, unless
approved by Engineer. Deviation from grade in excess of 0.05 percent
may be cause for removal and relaying pipe at the Contractor's expense.
2. General Pipe Installation Procedures:
a. Wipe joints clean; apply the manufacturer's recommended
lubricant compound over the entire joint surface; center spigot in
bell and push spigot home; take care to prevent dirt from entering
the joint space; bring pipe to proper line and grade, and secure pipe
in place by properly bedding.
3. Lay pipe upgrade with spigot ends pointing in the direction of flow.
4. All joints must be watertight.
5. Remove all foreign matter or dirt from inside the pipe. Keep the bell and
spigot clean during and after installation. Take care to prevent dirt from
entering the joint space. Remove any superfluous material from inside the
pipe after pipe installation by means of an approved follower or scraper.
6. Where cut-ins make it impossible to construct bell and spigot joints or
when dissimilar pipe materials are joined, a reinforced concrete collar
shall be placed completely surrounding the joint or the connection shall be
made by using an approved adapter.
7. Any pipe which has been disturbed after being laid must be taken up, the
joint cleaned and properly relaid as directed by the Engineer.
8. Where a sewer line outlets to grade or where the line is terminated with a
flared end section:
a. Fasten at least the last 3 joints together using 2 "U" bolt fasteners
per joint approved and as recommended by the pipe manufacturers.
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D. Structures and. Appurtenances Installation:
1. Furnish and install structures in accordance with the Drawings.
2. Excavate to depth and size as shown in the Drawings.
3. Pour inverts shaped to the half section of equivalent size pipe conforming
to the inlet and outlet pipe so as to allow for a free, uninterrupted flow
with all surfaces sloping to the flow line.
4. Preformed inverts not allowed where pipe grades are 2 percent or greater,
unless design grade is built through the manhole.
5. All concrete pipes entering manholes must be cut with a concrete saw.
6. Steps:
a. Locate on the downstream side, except for pipe 24 inches in
diameter or greater. Then place where most appropriate to provide
the most suitable access.
b. Secure and neatly mortar in place 15 inches on center spacing.
7. Position vertical wall of the eccentric cone on the downstream side.
8. On. structures with a build that contains more than 1 barrel section, the
section immediately below the precast top slab shall be maximum 16 inch
height.
9. Lift holes neatly mortared up.
10. Install Adjustment Rings and Adjust Casting: Conforming to Section
02280 - Adjust Miscellaneous Structures.
E. Construct Manhole Over Existing Pipe:
1. Construct manhole over existing pipe at locations shown on the Drawings.
2. Saw cut existing pipe to fit flush with inside wall of new structure.
3. Seal any openings in manhole.
F. Riprap:
1. General: Conform to MnDOT Spec. 2511.
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G. Bulkhead Pipe:
1. Bulkhead pipe with brick, non-shrink concrete grout, or concrete block
masonry 8 inches thick.
2. Precast concrete plugs may be used in lieu of bulkhead. Plug must fit
snugly into pipe opening and be watertight.
3.03 FIELD QUALITY CONTROL
A. Scope:
1. All pipeline testing is considered incidental to the Bid cost of the pipe.
2. Engineer to observe and verify that all tests and visual inspections have
been completed prior to final acceptance.
B. Cleaning:
1. Consists of Cleaning the Pipe and Structures:
a. If newly installed mains and structures are kept clean during
construction, cleaning will not be required.
b. If newly installed mains and/or structures become dirty due to
negligence of the Contractor, cleaning will be performed at the
sole expense of the Contractor.
2. The bailing or flushing method of cleaning pipe is acceptable only if
adequate provisions acceptable to the Engineer for keeping dirt and debris
out of the existing sewer system or ponds are employed. Jetting may be
required.
3. Complete prior to final inspection for acceptance.
C. Required Tests and Inspections:
1. Infiltration:
a. To determine the amount of ground water infiltration into the
sewers.
b. Test waived if no visible infiltration IS observed during the
lamping inspection.
c. Measurement made by means of 90 degree v-notch weirs placed in
the lines as directed by the Engineer.
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d. Measurements taken at the points where in the Engineer's opinion
the flow of water in the sewer is greater than the maximum
allowable leakage.
e. Maximum Allowable Rate of Leakage: Not more than 100 gallons
per mile per inch diameter per day.
f. Tests may be taken between individual manholes and the
infiltration in any given line must not exceed the specified
maximum allowable rate.
g. Method of Measurement: Measurement of time for a
predetermined volume of flow to occur.
2. Lamping:
a. Verify installation is to true line and grade.
b. Verify installed pipe is structurally sound.
c. Verify there are no broken or deflective pipe.
d. Verify that joints are all home.
e. Verify structures conform to specified requirements.
3. Mandrel Test:
a. Perform on PVC main after installation has been completed.
b. Minimum waiting period of 30 days after completion of
installation prior to performing test.
c. Contractor to furnish the mandrel and all labor, materials, and
equipment necessary to perform the test.
d. Engineer must be present during pulling of the mandrel.
e. Deflection of inside diameter of pipe in excess of 5 percent shall be
considered failure of the test.
f. Contractor shall repair/replace any failing segment of main, such
that it successfully passes the test. All costs for such work,
including but not limited to excavation, new materials, and
restoration of surface to existing condition, shall be the sole
expense of the Contractor.
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g. Owner reserves right to measure deflection of PVC pipe at any
time during the warranty period.
3.04 PROTECTION
A. Plug all entrances and openings to the system promptly and before suspension of
operations at the end of working day.
B. Secure manholes and structures immediately after completion or before
suspension of operations at the end of working day with castings or suitable
alternative device.
C. Mark all structures to avoid being hit by construction or vehicular traffic.
D. Mark each plug location with 2 inch x 2 inch timbers to above grade to aid in
marking the future connection.
E. Establish erosion control measures as per Section 01570 - Temporary Erosion
and Sediment Control.
3.05 MEASUREMENT AND PAYMENT
A. Bid Items have been provided for Storm Sewer Pipe. Measurement will be based
upon units of lineal feet for each size, type, and class of pipe furnished and
installed complete in place as specified, including excavation, backfilling, and
compaction. Pipe will be measured from centerline of structure to centerline of
structure:
1. Pipe bedding will be paid in accordance with Section 02320 - Trench
Excavation and Backfill.
2. Improved pipe foundation material, if necessary, shall be per Section
02320 - Trench Excavation and Backfill.
B. Bid Items have been provided for Construct Drainage Structure. Measurement
will be based upon units of each, according to type and size for furnishing and
installing structures complete, including casting frame and cover, and adjusting
rings in place as specified.
C. Bid Items have been provided for Flared Ends. Measurement will be based upon
units of each size installed at locations indicated in the Drawings complete in
place as specified, including excavation, backfilling, and compaction:
1. Where a sewer line is terminated with a flared end section, tying the last 3
joints as specified is considered incidental to the installation of the pipe.
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STORivl DRAINAGE
D. A Bid Item has been provided for Random Rip Rap. Measurement will be based
upon units of cubic yards of Rip Rap placed according to class. Payment shall
include placement of geotextile fabric.
E. A Bid Item has been provided for Connect Existing Pipe to Storm Structure.
Measurement shall be per each connection made, regardless of type of existing
pipe or type of connection made. Payment will include all costs related to making
the connection, including construction of concrete collar if necessary.
F. A Bid Item has been provided for Connect to Existing Manhole or Catch Basin.
Measurement shall be per each connection made, regardless of size of opening,
type of existing bulkhead, or type of existing structure. Saw cutting of the pipe
installed in the opening if necessary shall be considered incidental. Core cutting
the connection and reconstruction of existing structure invert if necessary shall
also be considered incidental to the connection.
G. A Bid Item has been provided for 6 Inch PVC Pipe Drain Cleanout. Measurement
shall be per each cleanout installed in accordance with the details shown on the
Drawings. Payment will include costs for all materials, including wye, 6 inch pipe
and cap, and all labor associated with installation of the cleanout.
H. Bid Items have been provided for Wyes. Measurement will be based on units of
each for each wye furnished and installed complete in place. Payment at the Bid
Unit Price will be considered compensation in full for all work and costs,
including all necessary items to complete the connection.
1. A Bid Item has been provided for 8 Inch PVC Pipe Bend, SDR-26. Measurement
will be per each bend installed.
J. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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STORi\1 DRAINAGE
SECTION 02635
SUBSURFACE DRAINAGE
PART I-GENERAL
1.01 SECTION INCLUDES
A. Storm sewer service.
B. Drain tile.
1.02 RELATED SECTIONS
A. Section 02320 - Trench Excavation and Backfill.
B. Section 02630 - Storm Drainage.
1.03 REFERENCES
A. American Society of Testing and Materials (ASTM):
1. D1056 - Flexible Cellular Materials - Sponge or Expanded Rubber.
2. D1248 - Polyethylene Plastics Molding and Extrusion Materials.
3. Dl784 - Rigid Poly (Vinyl Chloride) (PVC) Compounds and Chlorinated
Poly (Vinyl Chloride) (PVC) Compound.
4. F758 - Smooth-Wall Poly (Vinyl Chloride) (PVC) Plastic Under Drain
Systems for Highway, Airport, and Similar Drainage.
B. American Association of State Highway and Transportation Officials (AASHTO):
1. M252 - Corrugated Polyethylene Drainage Tubing (3 Inch to 10 inch).
C. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 3149 - Granular Material.
2. 3733 - Geotextiles.
1.04 SEQUENCING AND SCHEDULING
A. Install sanitary sewer, water main, storm sewer, and all pipe deeper than the
services prior to the installation of the services.
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SUBSURFACE DRAINAGE
PART 2 - PRODUCTS
2.01 PVC PIPE AND FITTINGS
A. Drain Tile:
1. General Requirement: ASTM F758.
2. Materials: Minimum Cell Classification of 12364C as defined in ASTM
D 1784.
3. Classification: Minimum pipe stiffness of 46.
4. Joints: Gasket-Type Joints meeting ASTM D3-212.
5. Perforations: Circular on 3-114 x 6-1/4 inch centers. Hole size maximum
of 3/8 inch and a minimum of 3/16 inch, arranged in 4 rows along the full
length of the pipe.
B. Storm Sewer Service: PSM Poly (Vinyl Chloride) (PVC) Plastic Pipe and
Fittings:
1. General: Pipe and fittings conform to ASTM D3034.
2. Materials: PVC plastics having a minimum Cell Classification of 12454B,
12454C, or 13364B as defined in ASTM D1784. Pipe materials shall have
a minimum hydrostatic design stress of 2,000 psi as certified by the Plastic
Pipe Institute. Additives and fillers, including but not limited to stabilizers,
antioxidants, lubricants, colorants, etc., shall not exceed 20 parts by
weight per 100 ofPVC resin in the compound.
3. Design: Integral wall bell and spigot joint and a minimum wall thickness
conforming to SDR 26 and as shown on the Drawings.
4. Joints: Conform to ASTM D3212. Joints shall be push-on type only with
the bell-end grooved to receive a gasket. Elastomeric seal (gasket) shall
have a basic polymer of synthetic rubber conforming to ASTM F477.
Natural rubber gaskets will not be accepted.
5. Marking: Each pipe shall be identified with the name of the manufacturer
or trademark and code, nominal pipe size in inches, the PVC cell
classification, and "Specification D3034."
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SUBSURFACE DRAINAGE
2.02 POLYETHYLENE PIPE (Approved Substitute)
A. General Requirements: High-density polyethylene corrugated exterior/smooth
interior pipe meeting AASHTO M252.
B. Material: Meet ASTM D1248, Type III, Category 4, Grade P33, Class C.
C. Coupling bands shall cover at least 1 full corrugation on each section of pipe. Pipe
fittings shall conform to AASHTO M252.
D. Perforated wall.
E. Geotextile Wrap of Fabric: Non-woven, spun-bonded polypropylene, or spun-
bonded nylon.
2.03 BEDDING MATERIAL
A. Granular Borrow meeting MnDOT Spec. 3149.2B1 Modified:
1. 100 percent passing by weight the 1 inch sieve.
2. Furnished by Contractor from a location located off the Project Site.
3. No onsite granular material encountered during construction may be used.
2.04 PIPE DRAIN AGGREGATE
A. Course Filter Aggregate conforming to MnDOT Spec. 3149.2H.
2.05 GEOTEXTILE
A. Geotextile Wrap shall conform to MnDOT Spec. 3733, Type 1.
PART 3 -EXECUTION
3.01 GENERAL
A. The location and alignment of the subsurface drains and outlets are shown in a
general manner on the Drawings. Exact location and alignment to be determined
by the Engineer.
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SUBSURFACE DRAINAGE
3.02 DRAIN TILE INSTALLATION
A. Conform to details on Drawings.
B. Construct at locations and elevations determined by Engineer or as shown on the
Drawings.
C. Pipe Bedding: Drain pipe aggregate.
D. Grade: Unless otherwise specified or shown on the Drawings, the grade of pipes
shall not be flatter than 1 in 250.
E. Plug upstream end of the drain pipe.
F. Sections of the drain pipe shall be firmly joined.
G. If perforated drain pipe is used, the pipe shall be placed so that the perforations
are in the position indicated on the Drawings or designated by the Engineer.
H. Connections: Connect to hole provided in precast structure. Seal joint with
mortar:
1. Core drill connection to structure where precast hole is not provided.
1. Compaction: Conform to Section 02320 - Trench Excavation and Backfill.
J. Flushing: After installation has been completed, pipes shall be flushed with
sufficient water to remove material that has entered the pipes during construction.
3.03 STORM SEWER SERVICE INSTALLATION
A. Construct at locations and elevations determined by Engineer or as shown on the
Drawings.
B. Pipe Bedding: Granular borrow.
C. Plug upstream end of pipe (incidental).
D. Sections of the pipe shall be firmly joined.
E. Connections: Connect to hole provided ill precast structure. Seal joint with
mortar:
1. Core drill connection to structure where precast hole is not provided.
F. Compaction: Conform to Section 02320 - Trench Excavation and Backfill.
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SL~SURFACEDRAINAGE
3.04 FIELD QUALITY CONTROL
A. Do not backfill trench until the pipe has been inspected and approved by the
Engineer.
3.05 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for 4 Inch Perf. PVC Pipe Drain. Measurement will
be by linear feet of pipe along its axis with no regard to intervening fittings.
Payment shall include geotextile, aggregate, and fittings. Corrugated Perforated
Polyethylene Drain Tile may be substituted for PVC.
B. A Bid Item has been provided for 4 Inch PVC Pipe Sewer (Storm Sewer Service).
Measurement will be by lineal feet of pipe actually installed, according to size and
type, as measured along the axis of the pipe with no regard to intervening fittings
or caps. Payment at the Bid Unit Price shall be compensation in full for all work
and costs, including excavation, pipe, fittings, backfill, and trench compaction:
1. Connecting to an existing hole in a precast structure will be considered
incidental to the installation of the service pipe.
C. Supplying and installing required markers at service ends shall be considered
incidental to the service installation.
D. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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SIJBSURF ACE DRAINAGE
SECTION 02720
AGGREGATE BASE COURSE
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Requirements for aggregate base course on a prepared sub grade.
1.02 RELATED SECTIONS
A. Section 02318 - Sub grade Preparation.
B. Section 02740 - Plant Mixed Asphalt Pavement.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for Construction,"
2000 Edition (MnDOT Spec.):
1. 2211 - Aggregate Base.
2. 3138 - Aggregate for Surface and Base Courses.
1.04 SUBMITTAL
A. Submit gradation report on sample of aggregate base to be used.
1.05 SEQUENCING AL'ID SCHEDULING
A. Construct aggregate base only after all ofthe following have been completed:
1. Sub grade has been corrected for instability pro b lems and successfully passed
a test rolling test performed by the Contractor and witnessed by the Engineer.
2. Subgrade has been checked for conformance to line and grade tolerances
(stringline ).
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AGGREGATE BASE COURSE
PART 2 - PRODUCTS
2.01 MATERIALS
A. Aggregate Base: Conform to MnDOT Spec. 3138, Class 5 aggregate.
B. Aggregate Base, Salvaged Reclaim Material: Material generated from reclaiming the
existing bituminous pavement with the existing aggregate base. Conform to MnDOT
Spec. 3138, Class 5.
PART 3 - EXECUTION
3.01 PREPARATION
A. Prepare the sub grade in accordance with Section 02318 - Sub grade Preparation.
B. Subgrade to be completed and approved by the Engineer prior to installation of
aggregate base.
C. Reclaim the existing pavement and aggregate base in accordance with Section 02965
- Full Depth Reclamation.
3.02 CONSTRUCTION REQUIREMENTS
A. Conform to MnDOT Spec. 2211.3:
1. Compact by mechanical means to 100 Percent Standard Proctor Density.
2. Install aggregate base in accordance with details on Drawings.
3. Deliver weight tickets to Engineer daily.
3.03 FIELD QUALITY CONTROL
A. The Owner shall have an independent testing laboratory sample the aggregate base
materials, determine the moisture/density relationships and gradation, and perform
field moisture/density tests at locations determined by Engineer.
B. Line and Grade Tolerance: The fillal aggregate base surface will be checked for
conformance to specified tolerances by the "stringline" method prior to approval to
pave the surface. Grade shall be:t 0.03 feet of grade.
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AGGREGATE BASE COURSE
3.04 PROTECTION
A. Protect aggregate base until it is covered by surface pavement.
B. Keep aggregate base free of ruts and irregularities until covered by surface paving.
C. Place water on aggregate base for dust control as required to eliminate nuisance
conditions for adjacent properties.
3.05 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Aggregate Base, Class 5. Measurement will be by
the ton of material compacted in place as determined from weight tickets delivered
to the Engineer:
1. If the aggregate base course material is being wasted or placed excessively
thick, the Owner reserves the right to deduct quantities that are in excess of
DraWIng thickness. Said quantities shall be based on material weighing 110
pounds per square yard of area per inch of thickness.
2. Excess reclaimed material used as Aggregate Base, Class 5 will be paid under
this item. The measured volume of compacted material salvaged and used
will be converted to tons using a factor of 1.80 Tons/CY.
B. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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AGGREGATE BASE COURSE
SECTION 02740
PLANT MIXED ASPHALT PAVEMENT
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Hot plant mixed asphalt-aggregate mixtures for wearmg and non-weanng
pavement courses.
B. Bituminous tack coat.
1.02 RELATED SECTIONS
A. Section 02280 - Adjust Miscellaneous Structures.
B. Section 02720 - Aggregate Base Course.
C. Section 02770 - Concrete Curb and Gutter.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. Attached version of Specification 2360 Plant Mixed Asphalt Pavement
(Combined 2360/2350 (GyratorylMarshall Design) Specification).
2. 2357 - Bituminous Tack Coat.
3. 2535 - Bituminous Curb.
1.04 SUBMITTALS
A. Submit mixture design report to the Engineer. Conform to MnDOT Spec.
2360.3E and 2360.4F, and Division 1 - General Requirements.
B. Contractors shall submit mix design report for all projects, regardless of the size
of the proj ect.
C. Contractor shall submit Q/C results in accordance with MnDOT Spec. 2360.4F
and MnDOT's most recent Materials Control Schedule.
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PLAL'IT MIXED ASPHALT PAVEMENT
1.05 SEQUENCING AND SCHEDULING
A. Aggregate base and concrete curb and gutter to be completed and approved by the
Engineer prior to placement of bituminous surfaces.
B. The Contractor shall provide a 48 hour notice for scheduling and noticing of the
residents prior to paving operations.
C. Adjust structures prior to placement of bituminous wearing course as specified in
Section 02280 - Adjust Miscellaneous Structures.
D. Bituminous cores for testing shall be taken 12 to 48 hours after paving operations.
PART 2 - PRODUCTS
2.0 1 MATERIALS
A. Mixture Designation: Conform to MnDOT Spec. 2360.1, except as modified in
the typical section Detail Drawing and Bid Form.
B. Conform to MnDOT Section 2360.2, except as modified herein:
1. Scrap Asphalt Shingles (2360.2A2h) are not allowed in wearing course
pavements.
2. Waste Incinerator Ash (WIA) (2360.2A2j) will not be allowed in either
bituminous wear or non-wear course pavements.
C. Bituminous Tack Coat:
1. Bituminous Material: Conform to MnDOT Spec. 3151:
a. Emulsified Asphalt, Cationic, CSS-1 or CSS-2.
D. Asphalt Binder Material: Conform to MnDOT Spec. 2360.2G and as identified in
the Mix Designation.
E. Mixture Design: Conform to MnDOT Spec. 2360.3.
F. Mixture Quality Management (Quality Control/Quality Assurance): Conform to
MnDOT Spec. 2360.4.
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PLANT MIXED ASPHALT PAVEMENT
PART 3 - EXECUTION
3.01 GENERAL - CONFOR1\1 TO MNDOT SECTION 2360.5 CONSTRUCTION
REQUIREMENTS, EXCEPT AS MODIFIED HEREIN
A. The Contractor to review the proposed paving sequence with the Engineer prior to
placement of each bituminous course (lift).
B. The Proposed Sequence Shall Address The: Longitudinal seams, compaction,
traffic control, hauling routes, and placement of pavement markings.
C. Preparation of Bituminous Non Wear Course:
1. Final clean up of the bituminous surface with the use of a power pickup
broom and front end loader.
2. Adjustment of structures as specified ill Section 02280 - Adjustment
Miscellaneous Structures.
D. Joints:
1. Where new construction meets existing bituminous surfacing, the existing
surface shall be uniformly milled or saw-cut straight and bituminous tack
coat applied prior to placement of each bituminous course (lift).
3.02 RESTRICTIONS
A. Conform to MnDOT Section 2360.5B, except as modified herein:
1. All street surfaces checked and approved by the Engineer prior to paving.
2. Existing bituminous surfaces must be dry prior and during placement of
any bituminous pavements.
3. Wearing course shall not be placed when the air temperature in the shade
and away from artificial heat is 500 or less, unless otherwise approved by
the Engineer.
3.03 EQUIPMENT
A. Conform to MnDOT Section 2360.5C.
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PLAL'IT MIXED ASPHALT PAVEMENT
3.04 TREATMENT OF SURFACE
A. Bituminous Tack coat shall conform to MnDOT Spec. 2357, except as modified
herein.
B. Restrictions:
1. The tack coat shall not be applied when the road surface is wet or when
the weather conditions are unsuitable.
2. The area for tack coat application shall be limited as directed by the
Engineer.
3. The Contractor shall have sole responsibility of claims of tack coat on
personal property due lack of notification or signage of the area being J:9,ck
coated.
C. Equipment:
1. Conform to MnDOT Spec. 2321.3C1.
D. Road Surface Preparation:
1. Conform to MnDOT Spec. 2357.3C.
E. Application:
1. At a uniform rate conforming to MnDOT Spec. 2357.3Dl, but not greater
than 0.05 gallon per square yard.
2. Along the front edge of the concrete curb and gutter, prior to placement of
bituminous base.
3.05 PAVEMENT DENSITY
A. Conform to MnDOT Section 2360.6, except as modified herein:
1. Pathways, Driveways, Small Parking Lots, Leveling Courses, and
Patching shall conform to Section 2360.6C - Ordinary Compaction
Method.
2. All other Pavement Density shall conform to Section 2360.6.B -
Maximum Density Method.
B. Vibrating steel drum roller and a pneumatic tired roller employed in conjunction
with each other during compaction of all wear courses.
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PLANT MIXED ASPHALT PAVEMENT
3.06 THICKNESS AND SURFACE SMOOTHNESS REQUIREMENTS
A. Conform to MnDOT Section 2360.7, except as modified herein:
1. Structure Adjustment - Conform to Section 02280 - Adjust Miscellaneous
Structures for tolerances.
3.07 MEASUREMENT AND PAYMENT
A. Method of measurement and payment shall conform to MnDOT Section 2360.8,
except as modified herein.
B. A Bid Item has been provided for bituminous material for Tack Coat:
1. Measured by volume in gallo~at 600 F.
2. Payment for bituminous materials used for Tack Coat includes
compensation in full for all costs incidental to the furnishing and
application at the Bid Unit Price per gallon.
3. Cleaning of all debris and dirt from the previous bituminous surfaces prior
to placement of Tack Coat is included in the Bid Unit Price for Tack Coat.
4. Payment for tacking exposed edges of existing bituminous surfaces and
concrete curb and gutter in conjunction with base course placement is
considered incidental to the placement of the base course.
C. Bid Items have been provided for different types of bituminous mixtures:
1. Measured by the weight in tons of material placed and accepted for each
specified Bid Item as stated in the Bid Form. Payment shall be made in
accordance with the acceptance and payment schedules provided in the
MnDOT Combined 2360/2350 (GyratorylMarshall Design) Specification.
2. The Bid Unit Price includes both the bituminous course mixture and
asphalt binder material.
3. Partial payment will not exceed 70 percent of the total calculated payment
until the required testing and product documentation is received and found
to be acceptable to the Engineer.
D. Patching required as a result of curb removal and installation or casting or
structure replacement only will be paid under the BiturnirJous Patching Mixture
Bid Item.
E. All other areas patched will be measured and paid under the wear and non-wear
Bid Items.
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PLANT MIXED ASPHALT PAVEMENT
F. Preparation of Bituminous Base: Payment shall be considered incidental to the
bituminous wear placement and shall include the following:
1. Final clean up ofthe bituminous base course with a power pickup broom.
2. Final adjustment of the structures to conform to Section 02280 - Adjust
Miscellaneous Structures.
G. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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PLAL'IT MIXED ASPHALT PAVEMENT
::!
(2360) PLANT MIXED ASPHALT P A VEl\'IENT
Combined 2360/2350 (Gyratory/Marshall Design) Specification
December 16, 2005
This Specification requires the Contractor to provide a mix that complies with all of the design,
production, and placement requirements of the Specification. The Department Owner does not make any guaranty
or warranty, either express or implied, that compliance with 1 part of this Specification guarantees that the
Contractor will meet the other aspects of the Specification.
2360.1
All Sections titled 2360 also apply to 2350.
DESCRIPTION
This work consists of the construction of 1 or more pavement courses of hot plant mixed asphaIt-
aggregate mixture on the approved prepared foundation, base course, or existing surface in accordance with the
Specifications and in conformity with the lines, grades, thicknesses, and typical cross sections shown on the
Dra\Vings or established by the Engineer. Mixture design will be either 2360 or 2350 (gyratory or Marshall) as
described in the Special Provisions Drawings through the mixture designation.
A
(2)
(3)
(4)
Mixture Designations
Mixture designations for asphalt mixtures contain the following information:
(1)
The first 2 letters indicate the mixture design type:
SP = Gyratory Mixture Design
LV = Marshall Mixture Design - Low Volume, 50 blow
MV = Marshall Mixture Design - Medium Volume, 50 blow
SM = Gyratory Mixture Design for Stone Matrix Asphalt (SMA)
The third and fourth letters indicate the course:
WE = Wearing and Shoulder Wearing Course
NvV = Non-Wearing Course
The fifth letter or number indicates the maximum aggregate size*:
A or 4 = l2.5mrn [112 inch], SP 9.5
B or 3 = 19.0mrn [3/4 inch], SP 12.5
Cor 2 = 25.0mrn [1 inch], SP 19.0
5 = 9.5rnm [3/8 inch], (Marshall design only)
E = See provision for SMA design
* Letter is used in gyratory designation; number is used in Marshall designation
For Gyratory Design:
The sixth digit indicates the Traffic Level (ESAL' s x 106)
The requirements for gyratory mixtures in this Specification are based on the 20 year design traffic
level of the Project expressed in Equivalent Single Axle Loads (ESAL's). The 5 traffic levels are
ShO\\l1 below in Table 2360.1-A.
Table 2360.1-A
Traffic Levels
Traffic Level 20 Year Design ESAL's (1 x 106 ESAL's)
21 < 1
3L 1 to < 3
4 3 to < 10
5 10to<30
6 SMA
1 -- (.MDT # 2300)
2 -- (2300< AADT <6000)
2360/2350 Combined Specification
December 16, 2005
For Marshall Design:
The sixth and seventh digit indicate the Marshall design blows:
50 blow design for both LV and MV mixtures
(5) The last 2 digits indicate the air void requirement:
40 = 4.0 percent for SP and SM Wear Mixtures
35 = 3.5 percent for MV Wear and N on- Wear
30 = 3.0 percent for LV Wear and Non- Wear and SP Non-Wear and Shoulder
(6) The letter at the end of the mixture designation identifies the asphalt binder grade:
Standard Grades
B = PG 58-28
C = PG 58-34
E = PG 64-28
F = PG 64-34
L = PG 64-22
Specialtv Grades
A = PG 52-34
D = PG 58-40
G = PG 64-40
H = PG 70-28
I = PG 70-34
Ex: Gyratory Mixture Designation -- SPWEB540E (Design Type, Lift, Agg Size, Traffic Level, Voids, Binder)
Ex: Marshall Mixture Designation - L VWE35030B (Mix Type, Lift, Agg Size, Marshall Blows, Voids, Binder)
Ex: SMA Mixture Designation -- SMWEE640H (Design Type, Lift, Agg Size, Traffic Level, Voids, Binder)
B
Minimum Lift thickness
Minimum paving lift thickness will be based on maximum aggregate size:
Aggregate Size A, 4*; B, 3*:
Aggregate Size 5*:
Aggregate Size C, 2* (for non-wear only):
* Marshall designation
Minimum Lift thickness = 40 mm [1-1/2 inch]
Minimum Lift thickness = 20 mm [3/4 inch]
Minimum Lift thickness = 65 mm [2:"1/2 inch]
2360.2
MATERIALS
A
Aggregate
Al
General
The aggregate shall consist of sound, durable particles of gravel and sand, crushed stone and sand,
or combinations thereof. It shall be free of objectionable matter, such as metal, glass, wood, plastic, brick, rubber,
and any other material having similar characteristics. Coarse aggregate shall be free from coatings of clay and silt to
the satisfaction of the Engineer.
The Contractor shall not compensate for the lack of fines by adding soil materials, such as clay,
loam, or silt. Overburden shall not be blended into the asphalt aggregate.
Each different material (source, class, kind, or size) shall be fed at a uniform rate from its storage
unit. An individual source, class, type, or size of material shall not be stockpile blended with another source, class,
ty-pe, or size of material.
A2
Classifica tion
The aggregate shall conform to 1 of the following classifications. The class of aggregate to be
used shall be the Contractor's option, unless otherwise specified in the Contract.
Page 2 of 48
2360/2350 Combined Specification
December 16, 2005
A2a
Class A
Class A aggregate shall consist of crushed igneous bedrock (specifically basalt, gabbro, granite,
rhyolite, diorite, and andosite) and rock from the Sioux Quartzite Formation. Other igneous or metamorphic rock
may be used with specific approval of the Engineer. Class A materials may contain no more than 4.0 percent non.
Class A aggregate. This recognizes the fact that some quarries may contain small pockets of non-Class A material
within that source. Intentional blending or addition of non.Class A material is strictly prohibited!
A2b
Class B
Class B aggregate shall consist of crushed rock from all other bedrock sources, such as carbonate
and metamorphic rocks. (gneiss or schist)
A2c
Class C
Class C aggregate shall consist of natural or partly crushed natural gravel obtained from a natural
gravel deposit.
A2d
Class D
Class D aggregate shall consist of 100 percent crushed natural gravel. The crushed gravel shall be
produced from material retained on a square mesh sieve having an opening at least twice as large as the
Specification permits for the maximum size of the aggregate in the composite asphalt mixture. The a~mount of
carryover (material finer than) the selected screen shall not exceed 10 percent.
A2e
Class E
Class E aggregate shall consist of a mixture of any 2 or more of the above classes of approved
aggregate (A, B, and D). The use of Class E aggregate, as well as the relative proportions of the different
constituent aggregates, shall be subject to the approval of the Engineer. The relative proportions of the constituent
aggregates shall be accurately controlled either by the use of a blending belt approved by the Engineer prior to
production or by separately weighing each aggregate during batching operations.
AU
Steel Slag
Steel slag may not exceed 25 percent of the mass of the total aggregate. Stockpiles will be
accepted for use if the total expansion, determined by ASTM D4792, is less than 0.50 percent.
A2g
Taconite Tailings (TT)
Taconite tailings shall be obtained from ore that is mined westerly of a north-south line located
east ofBiwabik, Minnesota (RI5W-RI6W); except that taconite tailings from ore mined in southwestern Wisconsin
will also be permitted for use.
Approved taconite tailing sources are on file with the Department Bituminous Engineer.
A2h
Scrap Asphalt Shingles
Scrap asphalt shingles may be included in both wear and non-wear courses to a maximum of 5
percent of the total weight of mixture. Only scrap asphalt shingles from manufacturing waste are suitable. The
percentage of scrap shingles used will be considered part of the maximum allowable RAP percentage. Refer to
Section 2360.2G I to select a virgin asphalt binder grade (use requirements for> 20 percent RAP, regardless of total
R..A.P/shingle percentage). Scrap Shingle Specifications are on file in the Bituminous Office.
Page 3 of 48
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December 16, 2005
A2i
Crushed Concrete and Salvaged Aggregate
Crushed concrete is allowed as an aggregate source for up to 50 percent of the aggregate in
non-wear mixtures. Crushed concrete is not allowed in wearing courses.
Salvaged aggregate is allowed as an aggregate source for up to 100 percent of the aggregate in
wear and non-wear mixtures. All salvaged aggregate shall be stockpiled uniformly to limit variation in mixture
properties. Salvaged aggregates shall meet quality and crushing requirements as specified herein.
A2j
Sewage Sludge Ash (SSA)
Sewage sludge ash is allowed as an aggregate source in both wear and non-wear courses to a
maximum of 5 percent of the total weight of mixture. Only SSA that meets the Tier II hazard evaluation criteria as
approved by MnDOT's Office of Environmental Services, Environmental Analysis Section, will be allowed for use
in the mixture.
Approved waste incinerator ash sources are on file with the Department Bituminous Engineer.
A3
Recycled Asphaltic Pavement Materials (Rt\P)
The combined RAP and virgin aggregate shall meet the composite fine aggregate angularity or
calculated crushed requirements (both coarse and fine aggregate) for the mixture being produced (calculated crushed
allowed for Marshall design only). RAP containing any objectionable material, i.e. road tar, metal, glass, 'wood,
plastic, brick, fabric, or any other objectionable material having similar characteristics, will not be permitted for use
in the asphalt pavement mixture.
Asphalt binder content in the RAP shall be determined according to MnDOT Lab Manual Method
1851 or 1852.
B
Manufactured Crushed Fines (-4 material)
All Class A, B, D, and E material that passes the 4.75 nun [#4] screen will be considered as
crushed fines.
Manufactured Crushed Fines (-4 material) from Class C Aggregate. Produce manufactured
crushed fines (-4 material) from a gravel source by passing the gravel over a selected screen, 9.5 nun [3/8 inch] or
larger, prior to mechanical crushing. The material which passes the 9.5 nun [3/8 inch] screen shall not be
incorporated into the manufactured crushed fines but may be used as it qualifies for natural sand. The amount of
carryover (material finer than) the selected screen shall not exceed 10 percent.
The material retained on the 9.5 nun [3/8 inch] screen shall be crushed. The material that passes
the 4.75 nun [#4] screen, after crushing, will be considered as 100 percent crushed fines. Material retained on the
4.75 nun [#4] screen after crushing will not be counted as +4 crushing until tested.
C
Quality Requirements
Cl
Los Angeles Rattler T est .......................................................................................... A.ASHTO T96
The Los Angeles Rattler loss on the coarse aggregate fraction (material retained on the 4.75 nun
[#4] sieve shall not exceed 40 percent for any individual source used within the mix. An aggregate proportion
which passes the 4.75 nun [#4] sieve and exceeds 40 percent LAR loss on the coarse aggregate fraction is prohibited
from use in the mixture.
Page 4 of 48
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December 16, 2005
C2
So u n d ness (IV1 a gnesi um S ulf ate) ... ............... ..... .............. ....................................... AA,SHTO TI04
The magnesium sulfate soundness loss at 5 cycles on the coarse aggregate fraction (material
retained on the 4.75 mm [#4]) shall not exceed the following for any individual source used ""ithin the mix: *
a) No more than 14 percent loss on the 19 mm [3/4 inch] to 12.5 mm [1/2 inch] and larger fractions.
b) No more than 18 percent loss on the 12.5 mm [112 inch] to 9.5 mm [3/8 inch] fraction.
c) No more than 23 percent loss on the 9.5 mm [3/8 inch] to 4.75 mm [#4] fraction.
d) No more than 18 percent for the composite loss. (Applies only if all 3 size fractions are tested).
* 1) If the composite requirement is met but 1 or more individual components do not, the source may
be accepted if no individual component is more than 110 percent of the requirement for that
component.
2) If each individual component requirement is met but the composite does not, the source may be
accepted if the composite is no greater than 110 percent of the requirement.
An aggregate proportion which passes the 4.75 mm [#4] sieve and exceeds the requirements listed
above on the coarse aggregate fraction is prohibited from use in the mixture.
C3
Spall Materials and Lumps ............................................................MnDOT Laboratory Manual
Spall is defined as shale, iron oxide, unsound cherts, pyrite, highly weathered and/or soft phyllite
and argillite (may be scratched with a brass pencil), and other materials having similar characteristics.
Lumps are defined as loosely bonded aggregations and clayey masses. If the percent of lumps
measured in the stockpile or cold feed exceed the values listed below, asphalt production shall cease and compliance
shall be determined by dry batching. This procedure may be repeated at any time at the discretion of the Engineer.
Maximum limits for Spall and lumps, expressed as percentages by mass, are listed in
Table 2360.3-B2a.
C4
I nsol uble Resid u e Test ........ ........ .......... ............ ........ ............ ..... ......MnDOT Labora tory Manual
If Class B carbonate material is used in the mix, the minus 0.075 mm [#200] sieve size portion of
the insoluble residue shall not exceed 10 percent.
D
Aggregate Restrictions
Class B carbonate aggregate restrictions are specified in Table 2360J-B2a.
E
Gradation Requirement
The coarse and fine aggregate shall be combined in such proportions to produce an asphalt
mixture meeting all of the requirements defined in this Specification and shall conform to the gradation as defined in
Table 2360.2-E. Gradation testing shall be conducted in accordance with .MSHTO T-ll (-0.075 mm [-#200] wash)
and T-n.
Page 5 of 48
2360/2350 Combined Specification
December 16, 2005
[percent paSSin!:!: 0 tota was e gradation)
Sieve Size A or 4* B or 3 * C or 2 * 5* E
(mm [inch]) (SMA)
25.0 [1 inch] 100 See SMA Provisions
19.0 [3/4 inch] 100(1) 85-100
12.5 [112 inch] lOOt!} 85-100 45-90
9.5 [3/8 inch] 85-100 35-90 - 100
4.75 [#4] 25-90 20-80 20-75 65-95
2.36 [#8] 20-70 15-65 15-60 45-80
0.075 [#200] 2.0-7.0 2.0-7.0 2.0-7.0 2.0-7.0
Table 2360.2-E
Aggregate Gradation Broad Bands
. f I h d
*Marshall Designation
The gradation broadband for the maximum aggregate size may be reduced to 97 percent passing for mixtures
containing Ri\P, when the oversize material is suspected to come from the RAP source. The virgin material must
remain 100 percent passing the maximum aggregate sieve size.
F
Additives
An additive is any material added to an asphalt mixture or material, such as mineral filler,
hydrated lime, asphalt additives, anti-strip, and similar products that do not have a specific Bid Item. When a
Contract requires additives, compensation is included with the Bid Items for the appropriate mixture. If the
Engineer directs the Contractor to incorporate additives, the compensation will be as Extra Work, at the Bid Unit
Price specified in the Bid Form. The Department OWl1er will not compensate the Contractor for additives
incorporated at the Contractor's option.
Additives will not be incorporated into the mixture without approval of the Department
Bituminous Engineer. Anti-foaming agents shall be added to asphalt cement at the manufacturer's recommended
dosage rate. Mineral filler and hydrated lime may be added in a quantity not to exceed 5 percent and 2 percent,
respectively, of the total mass of the aggregate. The combination of mineral filler and hydrated lime shall not
exceed 5 percent of the total mass of aggregate. The Engineer will approve or disapprove methods for addition of
additives.
Fl
lVIineral Filler. ................................. ............. .......................... ........................ ........ ............... .... 3145
F2
Hydrated Lime ..... .................... ............... ....................... ....................... ........ .... ..... ................... 3145
Hydrated lime used in asphalt mixtures shall meet the requirements of ASTM C977 and have a
maximum of 8 percent unhydrated oxides (as received basis). The method of introducing and mixing the hydrated
lime and aggregate shall be subject to approval by the Engineer prior to beginning mixture production.
F3
Liquid Anti-Stripping Additive
When a liquid anti-strip additive is added to the asphalt binder, blending shall be completed before
the asphalt binder is mixed with the aggregate. Liquid anti-strip additives that alter the asphalt binder, such that it
fails to meet the Performance Grade (PG) requirements, shall not be used. Liquid anti-strip may be added by the
supplier at the refinery or by the Contractor at the plant site. The company/supplier adding the additive shall be
responsible for testing the binder/additive blend to ensure compliance with the AASHTO M320, Standard
Specification for Performance Graded Asphalt Binder. No paving will be allowed until the asphalt binder/additive
blend has been tested and results show that binder/additive blend properties meet the criteria in Section 2360.2G.
The testing shall be done in accordance with a MnDOT approved Asphalt Binder QC Plan. Requirements for the
Asphalt Binder QC Plan are on file in the Bituminous Office.
Page 6 of 48
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December 16, 2005
The following requirements for HMA mixture and asphalt binder must also be met when liquid
anti-strip is added at the HMA plant site:
F4
G
Mixture ReQuirements at Desij!n:
I) The Contractor must design the mixture with the same asphalt binder that will be supplied to the
plant site. (Both Laboratory Mixture Design (Option 1) and Modified Mixture Design (Option 2).
2) The Contractor must provide documentation with either design option that includes Tensile
Strength Ratio results with the liquid anti-strip dosed at the optimal rate. Documentation must
include verification the binder/additive blend meets AASHTO M320 at the optimal dose rate.
Contractor Production Testin!:! ReQuirements for Asphalt BinderlLiQuid Anti-Strip Blend:
1) The Contractor shall, on a daily basis, sample and test the asphalt binder/anti-strip blend. Testing
of the blend can be by viscosity, penetration, or dynamic shear rheometer (DSR). When a
polymer modified asphalt binder is specified, the Contractor shall use the DSR as the daily QC
tes t.
2) The Contractor shall, on a w'eekly basis, send the Engineer and MnDOT Chemical Laboratory
Director a weekly QC report summarizing the results of the daily testing as required in number 1.
3) The Contractor shall, on a bi-weekly basis, test the binder/anti-strip blend to ensure compliance
with the AASHTO M320, Standard Specification for Performance Graded Asphalt Binder
(minimum 1/project). Test results shall be sent to the Engineer and MnDOT Chemical Laboratory
Director.
4) In addition to the sampling requirements listed above, the Contractor shall obtain asphalt
binder/anti-strip blend field verification samples according to 2360AE 12.
LiQuid Anti-Strip Additive Meterinj! Svstem:
1)
The metering system shall include a liquid anti-strip flow meter in addition to an anti~strip pump.
The flow meter shall be connected to the liquid anti-strip supply to measure and display only the
anti-strip being fed to the asphalt binder.
The meter readout shall be positioned for convenient observation.
There shaH be a means provided for comparing the flow meter readout with the calculated output
of the anti-strip pump. See number 7.
The system shall display in units ofIiters [gallons] to the nearest liter [gallon] or in units of metric
tons [tons] to the nearest 0.00 I metric tons [0.001 tons], the accumulated anti-strip quantity being
delivered to the mixer unit.
The system shall be calibrated and adjusted to maintain an accuracy of 2: 1 percent error.
Calibration shall be required for each plant set-up prior to production of mixture.
The Engineer may require, on a daily basis, the Contractor "stick" the anti-strip tank at the end of .
the day's production to verify anti-strip usage quantities.
The system shall provide for a convenient method for sampling the binder/anti-strip after blending
has occurred.
Alternative blending and metering systems must be pre-approved by the Engineer
2)
3)
4)
5)
6)
7)
8)
9)
Coating and Anti-S tripping Additive ...................................................................................... 3161
Asphalt Binder 1Vlaterial ........................................................................................\A.SHTO IVI 320
Asphalt binder material shall meet the requirements of PG asphalt binder testing tolerances,
sampling rates, testing procedures, and acceptance criteria based on the most current MnDOT Technical
Memorandum titled "Inspection, Sampling, and Acceptance of Bituminous Materials." The PG asphalt binder
cannot be modified with air blowing procedures, unless the Department Bituminous Engineer approves it. The
Contractor shaIl not use petroleum distillates, such as fuel oil, diesel fuel, or other fuels, in the asphalt tanks. A
statement shall be provided by the supplier for recommended laboratory mixing and compaction temperatures, and
field maximum mixing and compaction temperatures.
Page 7 of 48
2360/2350 Combined Specification
December 16, 2005
Gl
Asphalt Binder Selection Criteria for All Mixtures with RAP
Overlay Specified PG Asphalt Virgin Asphalt Binder Grade to be used with R"-P
Binder Grade < 20 Percent RAP > 20 Percent RAP
64-22 64-22 64-28
Other PG Grades No grade adjustment No grade adjustment
New Construction (I) Specified PG Asphalt Virgin Asphalt Binder Grade to be used with RAP
Binder Grade ~ 20 Percent R"-P > 20 Percent RAP
52-34 52-34 Not allowed *
58-28 58-28 58-28
58-34 58-34 Not allowed *
64-28 64-28 64-28
64- 34 64-34 Not allowed *
Other PG Grades No grade adjustment Not allowed *
*
When approved by the Engineer, the virgin asphalt binder grade can be selected by using the blending chart
procedure on file in the Bituminous Office. MnDOT may take production samples for
information/verification of compliance with a specified asphalt binder grade.
Includes cold inplace recycle, reclaiming, and reconstruction.
(1)
2360.3
MIXTURE DESIGN
A
Mixture Design General
The asphalt mix may be designed using 1 of the following 2 Contractor trial mix design options.
Review of mixture designs will be performed in the District Materials Laboratory lab where the Project is located.
The addition of aggregates and materials not included in the original mixture submittal is prohibited.
It is the Contractor's responsibility to design a Marshall mixture in accordance with the most
current AASHTO T245, the Asphalt Institute's Mix Design Methods for Asphalt Concrete MS-2, and the MnDOT
Laboratory Manual, such that it meets the requirements of this Specification.
For Marshall design, the design air void content of the mixture is dependent on the mixture type,
regardless of the location in the pavement structure. Design air void content for LV and MV mixtures is 3.0 percent
and 3.5 percent, respectively.
It is the Contractor's responsibility to design a gYTatory mixture in accordance with the most
current AASHTO T312, the Asphalt Institute's Superpave Mix Design Manual SP-2 (2 hour short term aging period
is used for volumetric), and the MnDOT Laboratory Manual such that it meets the requirements of this
Specification.
B
Laboratory Mixture Design (Option 1)
Test results and documentation as described in Section 2360.3C shall be submitted with the
materials described below for consideration by the Department Bituminous Engineer or District Materials Engineer
to verify compliance with these Specifications and to issue a Mixture Design Report.
Page 8 of 48
2360/2350 Combined Specification
December 16, 2005
Bl
Aggregate sample
At least 15 working days prior to the start of asphalt production, the Contractor shall submit to the
Department Bituminous Engineer or the District Materials Engineer a 35 kg [80 pound] sample of representative
aggregate retained on the 4.75 mm sieve [#4] and a 15 kg [35 pound] sample of material passing the 4.75 mm sieve
[#4] for quality testing. The Contractor shall provide 24 hour notice of intent to sample aggregates. These samples
will be tested for quality of each source, class, type, and size of virgin and non-asphaltic salvage aggregate source
used in the mix design. The Contractor shall retain a companion sample of equal size until a Mixture Design Report
is issued. Quality requirements are defined in Section 2360.2C.
Aggregates that require the magnesium sulfate soundness test shall be submitted to the
Department Bituminous Engineer or District Materials Engineer at least 30 calendar days prior to the start of asphalt
production. Dispute resolution procedures for aggregate qualities are on file in the Bituminous Office.
B2
Mixture sample
At least 7 working days prior to the start of asphalt production, the Contractor shall submit in
writing a proposed Job Mix Formula (JMF) for each combination of aggregates to the Department Bituminous
Engineer or District Materials Engineer for review. A Level II Quality Management mix designer must sign the
proposed JMF. For each JMF submitted, the Contractor shall include test data to demonstrate conformance to
mixture properties as specified in Table's 2360.3-B2b and 2360.3-B2c. The proposed JM:F shall be submitted on
forms approved by the Department. In addition, the Contractor shall submit an uncompacted mixture sample plus
briquettes compacted at the optimum asphalt content and required compactive effort conforming to the JMF for
laboratory examination and evaluation. Mixture sample size and number of compacted briquettes are as follows:
j lxture am e eQUlrements
Item Gyratory Design Marshall Design
Un-compacted Mixture Sample Size 30 Kg [75 pounds] 18 Kg [40 pounds]
Number of compacted briquettes 2 3
Table 2360.3-B2
M' SIR
B2a
Mixture Aggregate Requirements
The aggregate fractions shall be sized, graded, and combined in such proportions that the resulting
mixture will meet the requirements listed in Section 2360.2-E and Table 2360.3-B2a shown below.
Page 9 of 48
2360/2350 Combined Specification
December 16, 2005
Table 2360.3-B2a
M' :\ R
j lxture . _l!l!rel!a te eQUlrements
Traffic Traffic Traffic Traffic SMA
Aggregate Blend Property Level 2 & LV Level 3 & MY Level 4 Level 5 T. Level 6
20 Year Design ESAL's <1 million 1 - 3 million 3 - 10 10 - 30 See SMA
million million Provisions
Coarse Aggregate Angularity
(ASTM D5821) 30/- 55/- 85 / 80 95 / 90 -
(1 face/2 face), Percent - Wear 30/- 55/- 60/ - 80/75
(1 face/2 face), Percent - Non-Wear
Fine Aggregate Angularity (FAA)
(AASHTO T304, Method A) Percent 40(2) 42(1) 44 45 -
- Wear 40(2) 40(1) 40 40
Percent - Non-Wear
Flat and Elongated Particles, max(-) 10 10 10
percent by weight, (ASTM D4791) - (3: 1 ratio) (3: 1 ratio) (3:1 ratio) -
Clay ContenrtL) (AASHTO T 176) - - 45 45 -
Total Spall in fraction retained on the 5.0 2.5 1.0 1.0 -
4.75mm [#4] sieve
Maximum Spall Content in Total 5.0 5.0 1.0 1.0 -
Sample
Maximum Percent Lumps in fraction 0.5 0.5 0.5 0.5 -
retained on the 4.75mm [#4] sieve
Class B Carbonate Restrictions
Maximum percent -4.75mm [-#4]
Final Lift/All other Lifts 100/1 00 100/1 00 80/80 50/80 -
Maximum percent +4.75mm [+#4]
Final Lift! All other Lifts 100/1 00 100/1 00 50/100 0/1 00 -
Gvratorv
Max. allowable R..A.P percentage 30/40 30/30 30/30 30/30
Wear I Non Wear
IvIarshall
Max. allowable R..A.P percentage 30/40 30/30
Wear / Non Wear
(1) For Marshall design, the Contractor may determine -4 crushing by either FAA of uncompacted voids or
calculation of crush from the composite blend. The choice must be made prior to start of production.
Manufactured crushed fines requirement is 25 percent. R..A.P sand will be considered 50 percent crushed if
the angularity index equals or exceeds 40, and 100 percent crushed if the angularity index equals or
exceeds 45.
(2) Not applicable under Marshall design.
B2b Mixture Requirements
Mixture evaluation will be based on the trial mix tests and the corresponding requirements listed
in Table 2360.3-B2b and Table 2360.3-B2c.
Page 10 of48
2360/2350 Combined Specification
December 16, 2005
i lxture eqUlrements
Traffic Level Traffic Level Traffic Level Traffic Level S.tvlA
2 3 4 5 T. Level 6
20 year Design ESAL's < I million 1 - 3 million 3 - 10 million 10 - 30 See SMA
million Provisions
Gyratory Mixture Requirements
Gyrations for N initial 6 7 8 8 -
Gyrations for Ndesii!ll 40 60 90 100 -
Gyrations for Nmaximum 60 90 140 160 -
Air Voids, percent - Wear 4.0 4.0 4.0 4.0
Air Voids, percent - Non-Wear 3.0 3.0 3.0 3.0 -
& All Shoulder
percent Gmm at Ninitial- Wear - :::; 91.5 :::; 90.5 :::; 90.0
percent Gmm at Ninitial- - :::; 92.5 :::; 91.5 :::; 91.0
N on-Wear & All Shoulder
percent Gmm at Nmaximum- \Vear :::; 98.0 :::; 98.0 :::; 98.0 :::; 98.0 -
percent Gmm at Nmaximum- :::; 99.0 :::; 99.0 :::; 99.0 :::; 99.0 -
Non Wear & All Shoulder
Tensile Strength Ratio (I), min 75(2) 75(2) 80(3) 80(3) -
percent
Fines/Effective Asphalt 0.6 - 1.2 0.6 - 1.2 0.6 - 1.2 0.6 - 1.2 -
VF A, percent -- Wear 65 - 78 65 - 78 65 - 76 65 - 76
Non-Wear & All Shoulder 70 - 83 70 - 83 70 - 82 70 - 82
Marshall Mixture Requirements LV MV
Marshall Blows 50 50 - - -
Air Voids, percent 3.0 3.5 - - -
Tensile Strength Ratio (I), min 70(4) 70(4)
percent
Stability, minimum N [lb f] 5000 [1125] 6000 [1350]
Fines/Effective Asphalt Wear 0.6 - 1.30 0.6 - 1.30
Non-Wear 0.6-1.40 0.6-1.40 - - -
Table 2360.3-B2b
M' R
(1) See Section 2360.4 E9. Use 150mm [6 inch] specimens for gyratory and 100mm [4 inch] specimens for
Marshall design.
(2) MnDOT Min = 65, (3) MnDOT Min = 70, (4) MnDOT Min = 60
B2c VMA Criteria
The voids in mineral aggregate (VMA) of the mixture at design and during production shall meet
the minimum criteria as shown in Table 2360.3-B2c at the specified compaction level. V.tvlA shall be calculated
according to the procedures outlined in Asphalt Institutes SP-2 or MS-2 manual. V.tvlA is a design and
acceptance/process control requirement.
Table 2360.3-B2c
V oids in Mineral A ~gregate (VMA) Mixture Requirements
Fine Mixture VMA Coarse Mixture VMA
Gradation Percent Pass 2.36 mm Minimum Percent Pass 2.36 mm Minimum
[#8] [#8]
A or 4 * >47 15.0** :::; 47 14.5*
B or 3* > 39 14.0 :::; 39 13.5
C or 2* > 35 13..0 :::; 35 12.5
5* ----- 15.0** ----- -----
E See SMA Provisions
Page 11 of 48
2360/2350 Combined Specification
December 16, 2005
*Marshall designation.
**For LV 4 and LV 5 mixes lower VMA requirements by 0.5 percent
B3
Tensile Strength Ratio sample
Mixture or briquettes that represent the mixture at optimum asphalt content, shall be submitted at
least 7 days prior to actual production for verification of moisture sensitivity retained tensile strength ratio (TSR).
tvlaterial submitted for TSR verification may be tested for maximum specific gravity Gmm compliance in addition to
TSR results. Failure to meet the Gmm tolerance will result in rejection of the submitted mix design. A new mix
design submittal will be required and will be subject to provisions described in Section 2360.3C. One of
the following options may be used to verify that the tensile strength ratio (TSR) meets the requirements in
Table 2360.3-B2b.
Option A) The Contractor will batch material at the design proportions, including optimum
asphalt. Immediately (before curing) split the sample and allow samples to cool to room temperature. Submit 35 kg
[77 pounds] of mixture to the District Materials Laboratory for curing and test verification. Both groups will use a
2 hour cure time (2: 15 minutes) at 1440 C. [2900 F.] and follow procedures in ASTM D4867-92, MnDOT modified
as defined in the MnDOT Laboratory Manual.
Option B) The Contractor batches, cures (as indicated In option A), compacts, and submits
briquettes and uncompacted mixture as specified below.
'ptlOn 1 Ixture equirements
Item Gyratorv Design Marshall Design
Un-compacted Mixture Sample Size 8,200 g 8,200 g
Number of compacted briquettes([) 6 9
Compacted briquette air void content 6.5 - 7.5 percent 6.0 - 8.0 percent
(1) -
Table 2360.3-B3
o . BM' R
I)Omm [6 Inch] speCImens for gyTatory deSIgn
100mm [ 4 inch] specimens for Marshall design
B4
Aggregate Specific Gravity ......................................A.ASHTO T84 and T85, MnDOT Modified
The Contractor shall detennine the specific gravity of all aggregate used in the mixture.
c
Documentation
Each proposed JMF submitted for review under Section 2360.3B and 2360.3D shall include the
follo\ving documentation and test results.
(I) The name(s) of the individual(s) responsible for the Quality Control of the mixture during
production.
(2) The low projects number on which the mixture will be used.
(3) The percentage in units of 1 percent (except the 0.075 mm sieve [#200] in units of 0.1 percent) of
aggregate passing each of the specified sieves for each aggregate to be incorporated into the
mixture. The gradation of aggregate from salvaged asphaltic material shall be derived from the
material after the residual asphalt has been extracted.
(4) The source and description of the materials to be used. The aggregate pit or quarry source
number. The proportion of each material (in percent of total aggregate).
(5) The composite gradation based on (3) and (4) above. Note: Include virgin composite gradation
based on (4) and (5) above for mixtures containing RAP.
(6) The bulk (dry) and apparent specific gravities and \vater absorption (by percent weight of dry
aggregate) of both coarse and fine aggregate, for each product used in the mixture (including
R...o\P). Use AASHTO T84 and T85 MnDOT modified as defined in the MnDOT Laboratory
Manual. The tolerance allowed between the Contractor's and the Department's specific gravities
are Gsb (individual) = 0.040 [+4 AND -4] and Gsb (combined) = 0.020.
Page 12 of 48
2360/2350 Combined Specification
December 16, 2005
(7) The composite gradation plotted on a FHW A 0.45 power chart. (Federal form PR-III5).
(8) For mixtures containing RAP include extracted asphalt binder content of the RAP with no
retention factor included.
(9) The percentage (in units of 0.1 percent) and PG grade of asphalt binder material to be added,
based upon the total mass of the mixture.
(10) When using laboratory mixture design Option 1 (2360.3B) or Option 2 (2360.3D), include the
following:
(a) A minimum of 3 different asphalt binder contents (minimum 0.4 percent between each
point), with at least 1 point at I above and I below the optimum asphalt binder
percentage.
(b) The maximum specific gravity at each asphalt binder content. The theoretical maximum
specific gravity used for percent air voids determination shall be calculated based on the
average of the effective specific gravities measured by a minimum of 2 maximum
specific gravity tests at the asphalt contents above and below the expected optimum
asphalt binder content.
(c) The test results for the individual and average bulk specific gravity, density, and heights,
of at least 2 specimens at each asphalt binder content. For Marshall design include the
test results for the individual and average bulk specific gravity, density, height, stability,
and flow. of at least 3 specimens at each asphalt binder content.
(d) The percent air voids in the mixture at each asphalt binder content.
(e) The percent Voids in Mineral Aggregate (VMA) at each asphalt binder content.
(f) The fines to Effective Asphalt (F/ A) ratio calculated to the nearest 0.1 percent.
(g) TSR results at the optimum asphalt binder content.
(h) Graphs showing air voids, voids in the mineral aggregate, Gmb, Gmm and unit weight vs.
percent asphalt binder content for each of the 3 asphalt binder contents submitted with
trial mix.
(II) Optional Add-Rock/Add-Sand Provisions
If the Contractor chooses to use the add-material option to augment the submitted JMF, the
Contractor shall provide samples of the aggregate for quality analysis in accordance with Section
2360.3Bl. The Contractor shal1 provide mix design data for 2 additional design points per
add-material. One point shall show a proportional adjustment to the submitted JMF that includes
5 percent, by mass, add-material at the JMF optimum asphalt percent. The second point shal1
show a proportional adjustment to the submitted JMF that includes 10 percent, by mass,
add-material at the JMF optimum asphalt percent. The following information will be reported for
each of these 2 points:
(a) The maximum specific gravity (average of2 tests).
(b) The test results for the individual and average bulk specific gravity, density, and height of
at least 2 specimens at the optimum asphalt binder content. For Marshal1 design include
the test results for the individual and average bulk specific gravity, density, height,
stability, and flow of at least 3 specimens at the optimum asphalt binder content.
(c) The percent air voids in the mixture for each point.
(d) The Fines to Effective Asphalt ratio calculated to the nearest 0.1 of a percent.
(e) Coarse and Fine Aggregate crushing counts
Up to 2 add-materials will be al10wed per mix design submittal. Aggregate quality and mix
characteristics are required for each proposed add-material and shal1 be submitted at the time of
the original trial mix submittal. No mixture sample or briquettes are required for these 2
additional points.
Page 13 of 48
2360/2350 Combined Specification
December 16, 2005
Additional Documentation For:
Gyratory Design
(G1) The test results from the composite aggregate blend at the proposed JMF proportions
indicating compliance with Coarse Aggregate Angularity, Fine Aggregate Angularity,
and Flat and Elongated as sho\'m in Table 2360.3-B2a.
(G2) The design traffic level and the initial, design, and maximum number of gyrations Ninitial,
Ndesign, and Nmaximum'
(G3) The temperature ranges the mixture is intended to be discharged from the plant and
compacted at the roadway shall be provided by the asphalt binder supplier. Temperatures
to be included are laboratory mixing and compaction temperature ranges, and maximum
field mixing and compaction temperatures.
(G4) Evidence that the completed mixture will conform to all specified physical requirements
as follows:
Design air Voids (Va ), VMA, VFA, TSR, F/Ae (Fines to effective asphalt ratio),
Densification Percent Gmm at Ninitia!> Ndesign, and NMaximum'
(G5) Labeled gyratory densification tables and curves, generated from the gyratory compactor,
for all points used in the mixture submittal.
Marshall Design
(Ml) The test results from the composite aggregate blend at the proposed JMF proportions
indicating compliance with fine aggregate angularity uncompacted voids as shO\vn in
Table 2360.3-B2a. Or calculated -4.75 rnm [-#4] crushing from the composite blend of
the proposed JMF. Selection of either FAA or -4.75 rnm [-#4] crushing shall be made at
the time of mix design submittal. This selection will dictate the choice of method used
for determination of compliance and acceptance for the duration of time the Mixture
Design Report is in force. RAP sand will be considered 50 percent crushed if the
angularity index equals or exceeds 40, and 100 percent crushed if the angularity index
equals or exceeds 45.
D
Modified Mixture Design (Option 2)
Test results and documentation as described in Section 2360.3C shall be submitted to the
Department Bituminous Engineer or the District Materials Engineer to verify compliance with mix design
requirements and issue a Mix Design Report. Mixture submittal is not required. The Contractor may use this option
if all of the following conditions are met:
a)
The aggregates in the proposed Mix Design Report have been used, in part, in other Mix Design
Reports. Additionally, the aggregates must have been previously tested for and meet all applicable
quality requirements in the current construction season.
The Level II mix designer submitting the mixture design must have a minimum of 2 years
experience in mixture design.
The Contractor and his representatives cannot have violated the requirements of 1512
Unacceptable and Unauthorized Work relating to mixture design or mixture production within the
last 12 month period.
b)
c)
D1
Jl\iIF Submittal
At least 2 working days prior to the start of asphalt production, the Contractor shall submit in
\\-Tiring a proposed Job Mix Formula (JMF) for each combination of aggregates to the Department Bituminous
Engineer or District Materials Engineer for review. A Level II Quality Management mix designer must sign this
proposed JMF. For each JMF submitted, the Contractor shall include documentation as outlined in Section 2360.3C
to demonstrate conformance to mixture properties as specified in Table 2360.3-B2b and 2360.3-B2c. The proposed
JtvlF shall be submitted on forms approved by the Department.
Page 14 of 48
2360/2350 Combined Specification
December 16, 2005
D2
Initial Production Test Verification
At the start of production, the testing frequency for the first 1,800 metric tons [2,000 tons] of each
mix type shall be as specified in Table 2360A-D.
All mixture placed on MnDOT the O\\'I1er's projects shall meet the specified quality indicators
and required field density. Failure to do so will result in reduced payment or removal and replacement with
acceptable material.
The Department O\\'I1er shall take a mix verification sample within the first 4 samples at the start
of production of each mix type.
D3
Tensile Strength Ratio sample
See Section 2360AE9.
D4
Marshall Stability (Marshall Design Only)
On the first day of production, for each different mix design, at the same time the verification
sample is obtained, an additional sample shall be obtained for Department O\\'I1er evaluation of Marshall stability.
This sample may be tested at the discretion of the District Materials Engineer Engineer. The Contractor is not
required to test stability on production mixture.
If the Marshall stability fails to meet the minimum requirements as listed in Table 2360.3-B2c, the
Contractor shall stop production immediately. The Contractor "vill be required to submit a revised mix design, with
bituminous mixture at optimum asphalt content, to the District Materials Laboratory. If the mixture meets the
minimum stability requirement, production may be resumed.
If the stability fails the second time, the Mix Design Report will be revoked. The Contractor will
then be required to submit a new mix design according to Laboratory Mixture Design 2360.3B, Option 1. A new
Mix Design Report \vill be issued upon successful verification of the new mixture design submittal.
E
Mixture Design Report
A Mixture Design Report consists of the JMF (Job Mix Formula). The .ITvlF includes composite
gradation, aggregate component proportions, asphalt binder content of the mixture, design air voids, Voids in
Mineral Aggregate, and aggregate bulk specific gravity values. .ITvIF limits will be shown for gradation control
sieves, percent asphalt binder content, air voids, and Vl\IA. Issuance of a Mixture Design Report confirms the
mixture has been reviewed for and meets volumetric properties only. No guaranty or warranty, either express or
implied, is made regarding placement and compaction of the mixture
A Department reviewed Mixture Design Report is required for all paving, except for small
quantities of material provided under Section 2360.5H. All submitted materials must meet aggregate and mixture
design requirements before a Mixture Design Report is issued. The Department will review 2 trial mix designs per
mix type designated in the Drawing, per Contract at no cost to the Contractor. Additional mix designs will be
verified at a cost of52000 per design, payable to the Commissioner of Transportation.
For city, county, and other agency projects, the Contractor shall provide to the District Materials
Laboratory a complete Project proposal, including Addenda, Supplemental Agreements, Change Orders, and any
Drawings (including typical sections) that affect the mix design. The Department will not start the verification
process without this information.
Page 15 of48
2360/2350 Combined Specification
December 16, 2005
2360.4
MIXTURE QUALITY MA.i~AGEMENT (Quality Control/Quality Assurance)
A
Quality Control (QC)
The Contractor shall provide and maintain a quality control program for HMA production. A
quality control program is defined as all activities, including mix design, process control inspection, sampling and
testing, and necessary adjustments in the process that are related to the production of a hot mix asphalt (HMA)
pavement which meets the requirements of the Specifications.
Al
Contractor Certified Plant HiVIA
Ala
Certification Procedure
The Contractor shall:
(1)
(2)
(3)
Complete application form and request for plant inspection.
Provide a site map of stockpile locations.
Pass plant and testing facility inspection by having the Plant Inspector and Bituminous Plant
Authorized Agent complete and sign the Asphalt Plant Inspection Report (TP 02142-02, TP
02143-02). By signing the Asphalt Plant Inspection Report, the HMA plant authorized agent
agrees to calibrate and maintain all plant and laboratory equipment within allowable tolerances set
forth in these Specifications, Standard Specifications for Construction, and the MnDOT
Bituminous Manual.
Obtain a Mixture Design Report prior to production.
(4)
Alb
Maintaining Certification
To maintain certification, the plant must produce, test, and document all certified plant asphalt
mixtures in accordance with the above requirements on a continuous basis. Continuous basis means all asphalt
mixtures supplied from a certified plant to any Department project with 2360 asphalt mixtures must be sampled and
tested in accordance with 2360 requirements and the Schedule of Materials Control.
The Contractor shall assure the plant certification procedure is performed annually after winter
suspension and before producing material for a Project. In addition, a first-day sampling and testing frequency rate
as stated in Table 2360A-D shall be followed.
The Contractor shall recertify a plant when it is moved to a new location or a previously occupied
location.
Alc
Revocation of Plant Certification
The Department Construction Engineer may revoke certification of an asphalt plant when
requirements are not being met or records are falsified. The Department may revoke the Technician Certification
for the individual involved.
The Department Bituminous Engineer and Department Contract Administrator will maintain a list
of companies who have had their asphalt plant certification revoked.
B
Quality Assurance (QA)
The Dep:utment Owner will perform QA testing as part of the acceptance process. The Engineer
is responsible for QA testing, records, and acceptance. The Engineer wiII accomplish the QA process by:
(1) Conducting Quality assurance and verification sampling and testing.
(2) Observing sampling and tests performed by the QC personnel.
(3) Taking additional samples at any time and any location during production.
Page 16 of48
2360/2350 Combined Specification
December 16, 2005
(4)
(5)
(6)
(7)
Monitoring the required QC summary sheets and control charts.
Verifying calibration of laboratory testing equipment.
Communicating :\'fnDOT Owner test results to the Contractor's QC personnel in a timely manner.
Ensuring Independent Assurance Sampling and testing requirements are met.
C
Contractor's Quality Control
C1
Personnel Requirements
Along with the proposed mix design data, the Contractor shall submit to the Engineer an
organizational chart listing the names and phone numbers of individuals and alternates responsible for mix design,
process control administration, and inspection. The Contractor shall also post a current organizational chart and if
required by the Engineer, post a daily roster of individuals perfonning QC testing in the Contractor's test facility.
The Contractor's quality control organization or private testing firm shall have Certified
Technicians who have met the requirements on file with the Department's Technical Certification program.
Individuals performing process control testing must be certified as a Level I Bituminous Quality Management (QM)
Tester. Individuals perfonning mix design calculations or mix design adjustments must be certified as Level II
Bituminous QM Mix Designer. The Contractor shall have a Certified Level II Bituminous QM Mix Designer
available to make any necessary process adjustments. The Contractor shall have a minimum of 1 person per paving
operation certified as a Level II Bituminous Street Inspector.
C2
Laboratory Requirements:
The Contractor shall furnish and maintain a laboratory at the plant site or other site as approved by
the Engineer. The laboratory shall be furnished with the necessary equipment and supplies for performing
Contractor quality control testing. The laboratory equipment shall meet the requirements listed in Section 400 of the
MnDOT Bituminous Manual and these Specifications, including having extraction capabilities. The laboratory shall
be calibrated, and operational prior to the beginning of production. In addition to the requirements listed above, the
laboratory shall be equipped with a telephone for use by the Contractor or the Engineer. A fax machine and copy
machine shall be available for use by the Contractor or the Engineer at the laboratory site. The laboratory shall also
include a computer and printer. The computer shall have the following minimum requirements: 1) Intel based with
either Celeron or Pentium IV processor with a minimum processor speed of 1.8 MHZ. 2) CD '';Titer with CD/R W
capability and a minimum mite speed of 16x. 3) Windows 2000 or Windows XP with Microsoft Excel version 97
or newer. The printer must be able to print control charts.
The Engineer shall be allowed to inspect measuring and testing devices to confirm both calibration
and condition. The Contractor shall calibrate and correlate all testing equipment in accordance with the latest
version of the MnDOT Bituminous Manual.
D
Sampling and Testing
The Contractor shall ensure that all QC samples are taken at random locations. Random number
generation and determination of random sample location shall be consistent with the MnDOT Bituminous Manual
Section 5-693.7 Table A or Section 5 of ASTM D3665. The Engineer may approve alternate methods of random
number generation.
The tests for mixture properties shall be conducted on representative portions of the mix, quartered
from a larger sample of mixture taken from behind the paver, or when approved by the Engineer, an alternate
sampling location. The procedure for truck box sampling, an alternate sampling location, is on file in the
Bituminous Office. When an alternate sampling location is approved and used by the Contractor, the daily
verification sample must still be taken from behind the paver.
Page 17 of 48
2360i2350 Combined Specification
December 16, 2005
The Contractor shall obtain a sample of at least 25 kg [55 pounds]. This sample may be either
split in the field or transported to the test facility by a method to retain heat to facilitate sample quartering
procedures. The Contractor shall store and retain mixture bulk samples and companion samples for the Department
Engineer for a period of 7 working days. The Contractor shall maintain these split samples in containers labeled
with companion numbers. The Contractor shall perform QC sampling and testing according to the following
schedule.
Determine the planned tonnage for each mixture to be produced during the production day.
Divide the planned production by 1000. Round the number to the next higher whole number. This number will be
the number of production tests required for that mixture. Required production tests are listed in Table 2360A-E.
Split the planned production into even increments and select sample locations as described above. If actual tonnage
exceeds planned tonnage, additional tests may be required. During production, mixture volumetric property tests
will not be required when mix production is less than 270 metric tons [300 tons]. However, production tests will be
required when the accumulative tonnage on successive days exceeds 270 metric tons [300 tons].
At the start of production, the testing frequency for the first 1800 metric tons [2,000 tons] of each
mix type shall be as follows:
P d
Table 2360.4-D
S U T
R
ro uctlOn tart- Jp estm2 ates
Production Test Testing Rates Test Reference Section
Bulk Specific Gravity 1 test per 450 metric tons [500 tons] AASHTO T3l2,T166 MnDOT 2360.4E2
modified
Maximum Specific Gravity 1 test per 450 metric tons 500 tons 1 AASHTO T209 MnDOT modified 236D.4E3
Air Voids (calculated) I test per 450 metric tons [500 tons] AASHTO T269, T3l2 2360.4E4
Asphalt Content 1 test per 450 metric tons 500 tons 1 Bit & Lab Manual 2360.4El
VMA (Calculated) 1 test per 450 metric tons 500 tons] Al MS 2 & SP 2 2360.4E5
Gradation 1 test per 900 metric tons 1000 tonsl AASHTO Ill, T27, T30MnDOT modified 2360.4E6
Coarse Aggregate Angularity 1 test per 900 metric tons [1000 tons] ASTM D582l 2360.4E7
Fine Aggregate Angularity 1 test per 900 metric tons [1000 tons] AASHTO T304, Method A 2360.4E8
(F AA)(l)
(1) Marshall design allows -4.75mm [-#4] manufactured crushed fines calculation per MnDOT Bituminous Manual
E
Production Tests
When more than 1 MnDOT approved test procedure is available, the Contractor shall select, with
the approval of the Engineer, 1 method at the beginning of the Project and use that method for the entire Project.
The Contractor and Engineer may agree to change test procedures during the construction of the Project.
Page 18 of 48
2360/2350 Combined Specification
December 16, 2005
Table 2360.4-E
Production Sampling and Testing Rates
Production Test Sampline:/Testine: Rates Test Reference Section
Bulk Specific Gravity Divide the planned production by 1000. Round the AASHTO T312, T245, T166 2360.4E2
number to the next higher whole number. MnDOT Modified
Maximum Specific " AASHTO T209 MnDOT 2360.4E3
Gravity Modified
Air Voids (calculated) " AASHTO T269, T312 2360.4E4
Asphalt Content " Bit & Lab Manual 2360.4EI
VMA (Calculated) " AI MS 2 & SP 2 2360.4E5
Gradation 1 gradation per 1,800 metric tons [2,000 tons], or AASHTO TII, T27, T30 2360.4E6
portion thereof (minimum of I per day) MnDOT Modified
Coarse Aggregate 2 tests/day for a minimum of 2 days, then I per day if ASThI D5821
CAA is met. If CAA >8 percent of requirement, 1 2360.4E7
Angularity sample/day but test l/week.
Fine Aggregate 2 tests/day for a minimum of 2 days, then I per day if AASHTO T304, Method A
Angularity (F AAP) FAA is met. If FAA >5 percent of requirement, I 2360.4E8
sample/day but test I/week.
TSR 1st sample at 5,000 tons or by second day of production, ASTM D4867 MnDOT 2360.4E9
then sample at every 18,000 metric tons [20,000 tons1 Modified
Aggregate Specific 1 per 9,000 metric tons [10,000 tons] AASHTO T84 & T85, 2360.4E10
Gravity MnDOT Modified
Mixture Moisture Daily, unless exempted by Engineer MnDOT 5-693.950 2360.4E II
Content
Asphalt Binder Sample 151 load (each grade) then I per 1,000,000 liter MnDOT 5-693.920 2360.4E12
[250,000 gallon-sample size 1 Quart.l
(1) Marshall design allows -4.75mm [-#4] manufactured crushed fines calculation per MnDOT Bituminous Manual
(a)
(b)
(c)
(d)
Asphalt Binder Content
Spot Check (Virgin only).....................................................................MnDOT Bituminous Manual
Incinerator Oven (I) ......................................................... MnDOT Laboratory Manual Method 1853
Chemical Extraction .........................................MnDOT Laboratory Manual Method 1851 or 1852
Meter Method (Virgin only) .................................................................MnDOT Bituminous Manual
(1) Incinerator Oven may not be used when the percentage of Class B material exceeds 50
percent within the composite blend, unless a correction factor is determined by the
Contractor and approved by the District Materials Engineer.
E1
E2
Marshall Bulk Specific Gravity, Gmb (3 specimens)......AA..5HTO T166, MnDOT Modified, or
E2a
Gyratory Bulk Specific Gravity, Gmb (2 specimens) ................................AASHTO T312, T166,
MnDOT Modified
E3
Maximum Specific Gravity, Gmm..........................................AASHTO TZ09, MnDOT Modified
E4
Air Voids - Individual and Isolated (calculation) ...................................... AASHTO T269, T312
Isolated air voids are calculated using the maximum mixture specific gravity and the
corresponding bulk specific gravity from a single test. Individual air voids are calculated from the maximum
specific gravity moving average and the bulk specific gravity from that single test.
For gyratory design, compaction shall be conducted to Nmaxirnum and calculations for percentGmm
at Ninitial and Ndesign shall be determined by applying the calculated correction factor as described in the Asphalt
Institute SP 2 manual.
Page 19 of48
2360/2350 Combined Specification
December 16, 2005
Production control for percentGmm at Nini'ial and Nmaximum shall not exceed the limit shown in Table
2360.3-B2b by more than 1.0 percent. Mixture produced beyond these limits, as measured by the moving average
of 4 tests, may result in a cancellation of the Mix Design Report. A new mix design and submittal that satisfies
these Specification criteria may be required.
E5
V oids Mineral Aggregate (VMA) (calculation) ............................. Asphalt Institute MS-2, SP-2
E6
Gradation - Blended Aggregate...........AASHTO T-ll, T-27, and T-30 (all MnDOT modified)
Testing to determine the blended aggregate gradation shall be determined every 1800 metric tons
[2,000 tons], or portion thereof (minimum of 1 per day), on samples taken at the same time as the required mixture
sample for a given increment.
All gradations require a - 0.075 mm [-#200] wash.
(a)
Virgin Aggregate Mixtures - Drum or Screen1ess Plants
Belt Samples or extracted production samples.
All Other Mixtures:
1. Hot Bins - Drybatch (Optional)
2. Incinerator Oven MnDOT Laboratory Manual Method 1853 (Optional), except
samples that contain over 50 percent class B. (I)
Extraction MnDOT Laboratory Manual Method 1851 or 1852 (Optional)
(1) Incinerator Oven may not be used when the percentage of Class B
material exceeds 50 percent within the composite blend, unless a
correction factor is determined by the Contractor and approved by the
District Materials Engineer.
(b)
~
.).
E7
Coarse Aggregate Angula ri ty .. ............ ................... .... ........ .............. ......... ............... ASTlYI D5821
CAA test results shall meet the minimum percent fractured faces as shown in Table 2360.3-B2a.
ASTM D5821 shall be used to determine coarse aggregate angularity on the composite blend from aggregates used
in production of hot mix asphalt. Mixtures that contain virgin aggregates may be tested from composite belt
samples. Mixtures that contain RA.P must be tested from extracted aggregates taken from standard production
samples. The percentage of fractured faces of the composite aggregate blend less than 100 percent shall be tested at
the follo\ving rates:
(1) Perform 2 tests per day for each mixture blend for a minimum of 2 days and then 1 per day if the
test samples meet CAA requirements.
(2) If CAA crushing test results exceed 8 percent of the requirement, take 1 sample per day and
perform 1 test per week.
CAA results must be reported on the test summary sheet. Mixture placed and represented by
results below the minimum requirement. as shown in Table 2360J-B2a, will be subject to reduced payment as
outlined in Table 2360A-U. Tonnage subjected to reduced payment shall be calculated as the tons placed from the
sample point of the failing test until the sampling point when the test result is back within Specifications.
E8
Fine Aggregate Angularity ......................................................................ASTM C1252 Method A
FAA test results shall meet the minimum criteria shmVIJ. in Table 2360.3-B2a. ASTM C1252
Method A shall be used to determine fine aggregate angularity on the composite blend from aggregates used in
production of HMA. Mixtures that contain virgin aggregates may be tested from composite belt samples. .tvlixtures
that contain RAP must be tested from extracted aggregates taken from standard production samples. The percentage
of uncompacted voids from the composite aggregate blend shall be tested at the following rates.
Page 20 of 48
2360/2350 Combined Specification
December 16, 2005
(1) Perform 2 tests per day for each mixture blend for a minimum of 2 days and then 1 per day if the
test samples meet FAA requirements.
(2) If FAA test results exceed 5 percent of the requirement, take 1 sample per day and perform 1 test
per week.
FAA results must be reported on the test summary sheet. Mixture placed and represented by results below the
minimums, as shown in Table 2360.3-82a, will be subject to reduced payment as outlined in Table 2360A-L3.
Tonnage is subjected to reduced payment shall be calculated as the tons placed from the sample point of the failing
test until the sampling point when the test result is back within Specifications.
E8a
- 4.75 mm [-#4] Manufactured Crushed Fines .......................................... (calculation) MnDOT
Bituminous Manual
Under Marshall design, when the -4.75 mm [-#4] crushing is calculated, adjustments in target
values from the composite blend must be made at the end of each days paving. If the target quantity (percent of
-4.75 mm [-#4J to be crushed) changes due to mixture proportion or composite gradation change, a new target
shall be established for the next days paving.
E9
Field Tensile Strength Ratio (TSR) ..........................................ASTM D4867 MnDOT Modified
A TSR sample shall be obtained within the first 4,500 metric tons [5,000 tons] of HMA produced
or by the second day of production, whichever comes first, to verify tensile strength ratio (TSR). These samples
may be tested at the discretion of the District :--'laterials Engineer O\\'I1er. If the )'4:aterials En;ineer O\\.ner requires
the samples to be tested, both the Contractor and the Department Engineer will be required to test these samples
within 72 hours after it is sampled. Sample size shall be 50 kg [110 pound] minimum and split in half to provide a
sample for the Department Engineer and the Contractor. The Department Engineer companion of this split shall be
labeled with the date, time, Project number, and approximate cumulative tonnage to date. The Department Owner
companion shall be given to the Department Owners Street Inspector or Plant Monitor inunediately or delivered to
the District ?I'1aterialc Engineer within 24 hours of sampling, as specified by the Engineer. Mixture samples shall be
taken from behind the paver, unless the Engineer approves an alternate sampling location. Specimen size shall be
100 mm [4 inch] for Marshall mix design and 150 mm [6 inch] for gyratory design. The Contractor may test the
sample at a permanent lab site or a field lab site.
Additional HMA mixture samples for TSR evaluation shall be sampled at a rate of I per 18,000
metric tons [20,000 tons] increments for all mixtures produced on the Project. These samples may be tested at the
discretion of the District ?'laterials Engineer Ovmer. If the ?I'Iaterials Engineer Owner requires the samples to be
tested, both the Contractor and the Department Engineer \vill be required to test these samples.
Minimum acceptable TSR values for production are shown in Table 2360A-E9. The Contractor
shall stop production immediately if minimum TSR requirements are not met. The Contractor will not be allowed to
resume production until anti-strip has been added to the asphalt binder. Determination of who is responsible for the
cost .of.the anti-strip is based on ?llnDOT Owner and Contractor TSR values as outlined in Tables 2360AE9A,
2360AE9B, and 2360AE9C. When :.lnDOT the Owner is responsible for the cost of the anti-strip, payment will be
made only for the cost of the anti-strip for mixtures placed on that Project. :vInDOT The O\\'I1er will not reimburse
the Contractor for any delay costs associated with making changes related to this testing.
Table 2360A-E9
Mixture Tvpe- - Minimum TSR
LV and MV GYTatory Traffic Level 2-3 Traffic Level 4-5
!.'lnDOT ~.lnDOT :"lnDOT
Contractor O\\'I1er Contractor Owner Contractor Owner
70 percent 60 percent 75 percent 65 percent 80 percent 70 percent
Page 21 of 48
2360/2350 Combined Specification
December 16, 2005
Table 2360.4-E9A
LV and MV Contractor TSR
Mixtures >70 <70
,\lnDOT .::::60 NA ~.lnDOT
Owner Ovrner
TSR <60 Contractor Contractor
Table 2360.4-E9B
Gyratory Level Contractor TSR
2-3 >75 <75
!\lnDOT .::::65 NA ~.lnDOT
Owner Owner
TSR <65 Contractor Contractor
Table 2360.4-E9C
Gyratory Level 4-5 Contractor TSR
>80 <80
!\lnDOT .::::70 NA :\lnDOT
Owner Owner
TSR <70 Contractor Contractor
Another sample shall be taken and tested within the first 450 metric tons [500 tons] after
production resumes. If the re-test fails to meet the minimum specified value, the Contractor shall stop production
immediately. Production cannot resume until the Contractor has discussed with the Engineer a proposal for
resolving the problem. The Contractor shall not operate below the specified minimum TSR on a continuing basis.
A continuing basis shall be defined as 2 or more successive tests failing the TSR requirements.
The following conditions will automatically require a sample to be taken and tested:
1. A proportion change of more than 10 percent (from the currently produced mixture) for a single
stockpile aggregate.
2. The discretion of the Engineer.
Dispute resolution procedures for TSR are on file in the Bituminous Office.
E10
Aggregate Specific Gravity (Gsb) ............................ AASHTO T84 and T85, MnDOT modified
Samples of all aggregate stockpiles shall be collected on each aggregate used in the production
mixture, at a rate of 1 sample per 9,000 metric tons [10,000 tons] mixture produced. These samples shall be taken at
random as directed by the Engineer. These representative stockpile samples shall be 40 kg [90 pounds] of each
aggregate component. Each sample shall be split in half to provide a sample for the Department Owner and the
Contractor. The Department Owner companion shall be labeled with date, time, Project number and approximate
cumulative tonnage to date.
The Department Owner's companion shall be given to the Department Owner's Street Inspector or
Plant Monitor immediately or delivered to the District ::\'laterials Engineer within 48 hours of sampling, as specified
by the Engineer. These samples may be tested. Tested samples will be compared to the Contractor's values on the
Mix Design Report. If the results deviate beyond the tolerance specified in Table 2360A-M, the dispute resolution
procedure on file in the Bituminous Office will be utilized. Any mixture placed following notification of new
specific gravity values will be based upon Department results, unless proven incorrect. The Contractor shall be
notified when new specific gravity values become available and what impact this will have on the calculated VMA.
Page 22 of 48
2360/2350 Combined Specification
December 16, 2005
Ell
lVIoisture Con ten t .. ..... ....... .......... ............ ............ ......... ........... ......... ..... ............ lVInDOT 5-693.950
Provide a mixture with a moisture content not greater than 0.3 percent. The moisture content in
the mixture shall be measured behind the paver or alternate approved sampling method on file in the Bituminous
Office. Sampling and testing shall be conducted by the Contractor on a daily basis, unless exempted by the
Engineer. Sampling and testing is suggested when rain on stockpiles exceed more than 5 rum [0.2 inch] in a 24 hour
period. The sample shall be stored in an airtight container. Microwave testing is prohibited.
HMA that exceeds 0.3 percent moisture content is unacceptable. The Contractor shall take
appropriate action to remove excess water from the mixture. This action may include reducing the production rate,
mixing stockpile aggregates prior to placement into the feed bins and use of covered stockpiles.
E12
Asphalt Binder Samples
The Contractor shall sample the first shipment of each type of asphalt binder, then sample at a rate
of 1 per 1,000,000 liters [250,000 gallons]; sample size shall be 1.0L [1 quart]. All samples shall be taken in
accordance with the MnDOT Bituminous Manual 5-693.920. Sampling shall be conducted by Contractor and
monitored by the Inspector. Promptly submit the sample to the Department Materials Laboratory in Maplewood.
The Contractor shall record sample information on Asphalt Sample Identification Card.
F
Documentation (Records)
The Contractor shall maintain documentation, including test summary sheets and control charts,
on an ongoing basis. The Contractor shall also maintain a file of gyratory specimen heights for all gyratory
compacted samples and test worksheets. Reports, records, and diaries developed during the progress of construction
activities for the Project, shall be filed as directed by the Engineer and will become the property of the Department
Owner. The Contractor shall:
(1) Number test results in accordance with standard Department procedures and record on forms
approved/supplied by the Department.
(2) Facsimile all production test results on test summary sheets to the Distri~t ~.1aterials Laboratory
Engineer's Street Inspector and to other sites as requested by the Engineer, by 11 AM of the day
following production.
(2a) Include the following production test results and mixture information on the Department approved
test summary sheet.
1. Percent passing on sieves listed in Table 2360.2-E.
2. Coarse and fine aggregate crushing.
3. Maximum specific gravity (GmmJ
4. Bulk specific gravity (Gmb).
5. Percent asphalt binder content (Pb).
6. Calculated production air voids (Va)' Gyratory design shall also include percentGmm at
Ninitial, percentGmm at Ndcsign , and percent Gmm at Nmaximum.
7. Calculated voids in mineral aggregate (VMA).
8. Composite aggregate specific gravity (Gsb) reflecting current proportions.
9. Aggregate proportions in use at the time of sampling.
10. Tons where sampled.
11 Cumulative tons.
lla. Tons Represented by Test.
12. Fines to effective asphalt ratio (F/Ael.
13. Signature Line for ~,'InDOT Engineer and Contractor Representative.
14. Mixture Moisture Content.
15. :.1nDOT Owner verification sample test result.
(2b) Submit copies of all failing test results to the Engineer on a daily basis.
(3) Provide the Engineer with asphalt manifests of BOL's (Bill of Laddim:) on a daily basis.
Page 23 of 48
(4)
(5)
(6)
(6a)
(7)
(8)
G
2360/2350 Combined Specification
December 16, 2005
Provide a daily plant diary to include a description of QC actions taken (adjustmenr of cold feed
percentages, changes in JMFs, etc.) include all changes or adjustments on the test summary sheets.
Provide weekly truck scale spot checks (as requested bv the Engineer).
Provide a Department approved accounting system for all mixes and provide a daily and final
Project summary of material quantities and types.
Provide a final hardcopy summary of all quality control test summary sheets and control charts at
completion of bituminous operations on the Project to the Engineer. Because Certified Plant test
data often represents test data for multiple projects, it may be necessary to make duplicate copies
of the data for each Project. The Contractor shall also submit a diskette of the quality control
summary sheets, control charts, and density worksheets to the Bituminous Engineer.
Furnish an automated weigh scale and computer generated weigh ticket. The ticket shall indicate
project number, mix designation (including binder grade), Mixture Design Report#, truck
identification and tare, net mass, date and time of loadmg. Any deviations from the minimum
information to be provided on the computer generated weigh ticket must be approved by the
Engineer in writing.
Charts and records for a mixture produced at 1 plant site shall be continued from contract to
contract.
Documentation (Control Charts)
The following data shall be recorded on the standardized control charts if requested bv the
Engineer, all control charts, and summary sheets shall be computer generated using software approved by the
Engineer. Software is available from the MnDOT Bituminous Office at
www.mrr.do1.state.Inn.us/pa vemenUbituminouslb ituminous .asp.
(1) Blended aggregate gradation, include sieves shown in Table 2360.2-E for specified mixture.
(2) Percent asphalt binder content (Pb).
(3) Maximum specific gravity (Gmm).
(4) Production air voids (Va)'
(5) VMA.
Individual test results shall be plotted for each test point. A solid line shall connect individual
points. The moving average for each test variable shall be plotted starting with the fourth test. A dashed line shall
connect the moving average points. The Department's Owner's quality assurance and verification test results shall
be plotted with asterisks. Specification JMF limits shall be indicated on the control charts using a dotted line. The
Engineer may waive the plotting of control charts.
H
JIYIF Limits
The production air voids and VMA are based upon the minimum specified requirements as shown
in Tables 2360.3-B2b and 2360.3B2c. Gradations and asphalt binder content limits are based upon the current
Department reviewed Mixture Design Report. Gradation control sieves include each sieve shown in
Table 2360.2-E. The mixture production targets are listed on the Mixture Design Report. nvrF limits are the target
plus or minus the limits shown in Table 2360A-H. nvrF limits are used as the criteria for acceptance of materials
based on the moving average. A moving average is the average of the last 4 test results.
Page 24 of 48
2360/2350 Combined Specification
December 16, 2005
Item JMF Limits
YMA, percent - 0.3
Production Air Y oids, percent :i: 1.0
Asphalt Binder Content, percent -0.4
Sieve - Percent Passing*
25, 19, 12.5,9.5,4.75 mm [1 inch, 3/4 inch, 112 inch, 3/8 inch, #4] =7
2.36 mm [#8] :i:6
0.075 mm [#200] ::!: 2.0
Table 2360.4-H
JIHF Limits (N=4)
*JMF limits are not allowed outsIde the broadband requirements in Table 2360.2-E.
I
JMF Bands
JMF Bands are defined as the area between the target, as identified on the Mixture Design Report,
and the JMF limits.
J
JMF Adjustment
The Contractor shall begin mixture production with the materials (gradation, asphalt content, and
aggregate proportions) closely conforming to the reviewed Mixture Design Report. Closely conforming shaIl be
defined as aggregate proportions Vv'ithin 5 percent of the design .proportions (I) and other mixture parameters within
the JMF limits in Table 2360.4-H. This requirement may be waived if the Contractor provides the District Materials
Laboratory with prior documented production data showing how production affects the mixture properties or if the
Contractor provides the District Materials Laboratory with a wTitten justification or explanation of material changes
since the original mixture submittal.
(1) The Contractor shall begin mixture production using all aggregate proportions included on the Mixture Design Report, unless
the aggregate proportion is shown as 0 percent.
If, during production, the Contractor determines from results of QC tests that adjustments to the
mix design are necessary to achieve the specified properties, the following provisions shaIl apply. No adjustments
are aIlowed using aggregates or materials not part of the original mix design.
The Contractor shaIl make a request for a JMF adjustment to the Department Bituminous Engineer
or District Materials Engineer. The requested change wiII be reviewed for the Department by a Certified Level II
Bituminous QM Mix Designer. If the request meets the design requirements in Tables 2360.3-B2a and 2360.3-B2b,
a revised Mixture Design Report shall be issued. Each trial mixture design submittal as described in Section
2360.3A may have 3 JMF adjustments per mixture per project without charge. Additional JMF adjustments
requested must be accompanied with a $500 fee per each additional JMF adjustment, payable to the Commissioner
of Transportation.
If a JMF change is requested for the 0.075 mm [#200] sieve, the Fines to Effective Asphalt Ratio
shall be determined on the moving average from the previous 4 gradation tests conducted during actual production.
The adjusted JMF shall be within the mixture specification gradation design broadbands shown in Section 2360.2E.
Should a redesign of the mixture become necessary, a new Th1F shall be submitted. The JMF asphalt content may
only be reduced if the production VMA meets or exceeds the minimum VMA requirement for the mixture being
produced.
Adjustments will be made as a result of an interactive process between the Contractor, Engineer,
and District Materials Engineer. Consecutive requests for JMF adjustments, without production data, are not
allowed. The calculation of the moving average shaIl continue after the JMF has been approved.
Page 25 of 48
2360/2350 Combined Specification
December 16,2005
J1
JMF Adjustment for Proportion Change> 10 percent
If a JMF adjustment is requested for a proportion change exceeding 10 percent (from the currently
produced mixture) for a single stockpile aggregate, supporting production test data from a minimum of 4 tests run at
an accelerated testing rate of 1 test per 450 metric tons [500 tons] must be included with the request for adjustment.
In addition to the requirements listed above, acceptable verification and approval of the requested JMF will be based
on individual and moving average test results. Individual test results must be within twice the requested JMF limits
for percent asphalt binder, production air voids, and VMA. Individual gradation must be within twice the requested
JMF bands. The moving average values must be within the control limits of Table 2360A-H. The calculation of
the moving average shall continue after the change in proportions.
If the mixture meets the specified quality indicators, the request for JMF adjustment will be signed
by the District Materials Laboratory and considered effective from the point the proportion change was made.
Failure to meet the quality indicators will result in reduced payment or removal and replacement with acceptable
matexial. Consecutive requests for JMF adjustments without production data is not allowed.
K
Corrective Action -- Percent Asphalt Binder Content, VMA, and Gradation and Production
Air Voids
When the moving average values trend toward the JMF limits, the Contractor shall take corrective
action. The corrective action taken shall be documented on summary sheets and, if applicable, a request for JMF
adjustment shall be submitted to the District Materials Engineer for review and approval. All tests shall be part of
the Project files and shall be included in the moving average calculations. The Contractor shall notify the Engineer
whenever the moving average values exceed the JMF limits.
L
Failing Materials
The determination of price adjustments for failing materials will be based on the criteria outlined
in this Section. Material acceptance is based on individual and moving average test results. Isolated test results are
used for acceptance of air voids at the start of mixture production. Generally, individual test results which are more
than twice the JMF bands are considered failing. Moving average test results are considered failing when they
exceed the JMF limits.
If the moving average values exceed the JMF limits, the Contractor shall stop production and
make adjustments. The Contractor shall restart production only after notifying the Engineer of the adjustments that
have been made. Testing shall resume at the accelerated rates and for the tests listed in Table 2360A-D for the next
1800 metric tons [2,000 tons] of mixture produced. The calculation of the moving average shall continue after the
stop in production.
Mixture produced where the moving average of 4 exceeds the JMF limits shall be considered
unsatisfactory and subject to requirements of Section 2360AL4, L5, L6, and L7. Individual test failures are
discussed in Section 2360ALl, L2, and U.
When the total production of a mixture type for the entire Project requires less than 4 tests,
acceptance of material will be consistent with the criteria outlined in Section 2360ALl, L2, and U.
When the Contractor's testing data fails to meet specified tolerances as listed in Table 2360A-M,
quality assurance/verification data shall be used in place of the Contractor's data to determine the appropriate
payment factor.
Page 26 of 48
2360/2350 Combined Specification
December 16, 2005
L1
Isolated Failures at Mixture Start-Up - Production Air Voids
At the start-up of mixture production, before a moving average of 4 can be established the first 3
isolated test results for production air voids will be used for acceptance. Isolated production air voids are calculated
by using the maximum mixture specific gravity and the corresponding bulk specific gravity from that single test.
After 4 samples have been tested and a moving average of 4 can be established, acceptance \vill be based on
individual and moving average production air voids:
If, at the start of production, any of the first 3 isolated test results for production air voids exceeds
twice the 11v1F bands from the target listed on the Mixture Design Report, the material is considered unsatisfactory
or unacceptable. Reduced payment as outlined in Table 2360A-L3 shall apply to all tonnage placed from the sample
point of the failing test until the sample point when the isolated test result is back within twice the J1'vlF bands.
When the failure occurs at the first test, after the start of production, the tonnage subjected to reduce payment shall
be calculated as described above and shall include the tonnage from the start of production.
When isolated air voids are less than 1.0 percent or greater than 7.0 percent, the Engineer will
decide whether the mixture is subject to removal and replacement or reduced payment. If the mixture is to be
removed and replaced, the Contractor at his expense will perform the work. To better define the area to be removed
and replaced the Engineer may require the Contractor to test inplace mixture. This may include testing mixture
placed prior to the failing test result. Reduced payment will be 50 percent of the Contract Bid Unit Price.
L2
Individual Failure at Mixture Start-Up - V]\lA
At the start-up of mixture production, before a moving average of 4 can be established, the first 3
individual test results for VMA will be used for acceptance. After 4 samples have been tested and a moving average
of 4 can be established, acceptance will be based on individual and moving average VMA.
If, at the start of production, any of the first 3 individual VMA test results exceeds twice the JMF
bands from the target listed on the Mixture Design Report, the material is considered unsatisfactory or unacceptable.
Reduced payment as outlined in Table 2360.4-L3 shall apply to all tonnage placed from the sample point of the
failing test until the sample point when the test results are back within twice the JMF limits. When the failure
occurs at the first test, after the start of production, the tonnage subjected to reduce payment shall be calculated as
described above and shall include the tonnage from the start of production.
L3
Individual Failure - Gradation, Percent Asphalt Binder, Production Air Voids, and VMA
Item Pay Factor (1)
Gradation 95 percent
Coarse and Fine Aggregate Crushing 90 percent
VMA 85 percent
Asphalt Binder Content 85 percent
Production Air Voids (individual 1.-) and isolated I>)) 70 percent
Table 2360.4-L3
Reduced Pavment Schedule for Individual Test Results
(I) Lowest Pay Factor applies when there are multiple reductions on a single test.
(2) Individual air voids are calculated using the moving average maximum specific gravity and the
bulk specific gravity from that single test.
(3) Isolated air voids are calculated from the maximum specific gravity and the bulk specific gravity
from that single test. Isolated void test results are used for acceptance only for the first 3 tests
after mixture production start-up.
If the individual gradation test exceeds twice the JMF bands from the target listed on the Mixture
Design Report, the material is considered unsatisfactory or unacceptable. Reduced payment as outlined in Table
2360A-L3 shall apply to all tonnage represented by the individual test.
Page 27 of 48
2360/2350 Combined Specification
December 16, 2005
If the individual tests for percent asphalt binder content, production air voids, or VMA exceeds
twice the JMF bands from the target listed on the Mix Design Report, the material is considered unsatisfactory or
unacceptable. Reduced payment as outlined in Table 2360.4-U shall apply to all tonnage placed from the sample
point of the failing test until the sample point when the test result is back within twice the JMF limits. When the
failure occurs at the first test after the start of daily production, tonnage subjected to reduced payment shall be
calculated as described above and shall include the tonnage from the start of production that day.
When individual air voids are less than 1.0 percent or greater than 7.0 percent, the Engineer will
decide whether the mixture is subject to removal and replacement or reduced payment. If the mixture is to be
removed and replaced, the Contractor at his expense will perform the work. To better define the area to be removed
and replaced the Engineer may require the Contractor to test inplace mixture. This may include testing mixture
placed prior to the failing test result. Reduced payment will be 50 percent of the Contract Bid Unit Price.
L4
Moving Average Failure at Mixture Start-Up - Production Air Voids
When a moving average failure occurs within any of the first 3 moving average results after
mixture start-up (tests 4, 5, 6), the mixture will be considered acceptable if the individual air void, corresponding to
the moving average failure is within the JMF limits. If the individual air void is not within the JMF limit, the
mixture will be considered unacceptable and the Engineer will decide whether the mixture is subject to removal and
replacement or reduced payment. The Engineer may waive the penalty if the isolated air void corresponding to the
individual air void is within the JMF limit. If the mixture is to be removed and replaced, the Contractor at his
expense will perform the work. Reduced payment will be 50 percent of the Contract Bid Unit Price. Tonnage
subjected to replacement or reduced payment shall be calculated as the tons placed from the sample point of the
failing moving average result and corresponding individual air void beyond the JMF limit to the sampling point
when the individual test result is back within the JMF limit.
L5
Moving Average Failure at Mixture Start-Up - VMA
When a moving average failure occurs within any of the first 3 moving average results after
mixture start-up (tests 4, 5, 6), the mixture will be considered acceptable if the individual VMA, corresponding to
the moving average failure is within the JMF limits. If the individual VMA is not within the JMF limit, the mixture
will be considered unacceptable and the Engineer will decide whether the mixture is subject to removal and
replacement or reduced payment. If the mixture is to be removed and replaced, the Contractor at his expense will
perform the work. Reduced payment will be 75 percent of the Contract Bid Unit Price. Tonnage subjected to
replacement or reduced payment shall be calculated as the tons placed from the sample point of the failing moving
average result and corresponding individual VMA beyond the .DVIF limit to the sampling point when the individual
test result is back within the JMF limit.
L6
Moving Average Failure - Production Air Voids
A moving average production air void failure occurs when the individual production air void
moving average of 4 exceeds the JMF limit. This mixture is considered unacceptable and the Engineer will decide
whether the mixture is subject to removal and replacement, or reduced payment. If the mixture is to be removed and
replaced, the Contractor at his expense will perform the work. Reduced payment will be 50 percent of the Contract
Bid Unit Price. Tonnage subjected to replacement or reduced payment shall be calculated as the tons placed from
the sample point of all individual test results beyond the JMF limits which contributed to the moving average value
that exceeded the JMF limit to the sampling point when the individual test result is back within the JMF limits.
When the failure occurs at the first test after the start of daily production, tonnage subjected to reduced payment
shall include the tonnage from the start of production that day.
Page 28 of 48
2360/2350 Combined Specification
December 16, 2005
Reduced avment chedule or Moving Average Test Results
Item Pay Factor (1)
Gradation (SEE FOOTNOTE #3 BELOW) 75 percent<3)-
Coarse and Fine Aggregate Crushing NA (individual failures only)
V1vlA!!) 75 percent
Asphalt Binder Content 75 percent
Production Air Y oids!.) 50 percent
Table 2360.4-L6
P S f
(1 )
(2)
(3)
Lowest Pay Factor applies when there are multiple reductions on a single test.
See criteria for mixture production start-up.
Excluding the 0.075 mm f#2001 sieve. use 95 percent pay factor if failure is within aggregate
gradation broadband. Table 2360.2-E.
L7
Moving Average Failure - Percent Asphalt Binder Content, VMA, and Gradation
For mixture properties, including asphalt binder content, YMA, and gradation, where the moving
average of 4 exceeds the JMF limits, the mixture is considered unacceptable and the Engineer will decide whether
the mixture is subject to removal and replacement, or reduced payment. If the mixture is to be removed and
replaced, the Contractor at his expense will perform the work. Reduced payment will be 75 percent of the Contract
Bid Unit Price. Tonnage subjected to replacement or reduced payment shall be calculated as the tons placed from
the sample point of all individual test results beyond the JMF limits which contributed to the moving average value
that exceeded the JMF limit, to the sampling point when the individual test result is back within the JMF limits.
When the failure occurs at the first test after the start of daily production, tonnage subjected to reduced payment
shall include the tonnage from the start of production that day.
L8
Coarse and Fine Aggregate Crushing Failure
If any test result for Coarse Aggregate Angularity, Fine Aggregate Angularity or -4.75mm [- #4]
calculated crushing fail to meet minimum requirements in Table 2360.3-B2a, all material placed is subject to
reduced payment as outlined in Table 2360A-L3. Tonnage subjected to reduced payment shall be calculated as the
tons placed from the sample point of the failing test until the sampling point when the test result is back within
Specifications. When the failure occurs at the first test after the start of daily production, tonnage subjected to
reduced payment shall include the tonnage from the start of production that day.
M
Quality Assurance
The Engineer will periodically witness the sampling and testing being performed by the
Contractor. If the Engineer observes that the sampling and quality control tests are not being performed in
accordance with the applicable test procedures, the Engineer may stop production until corrective action is taken.
The Engineer will notify the Contractor of observed deficiencies promptly, both verbally and in 1NTiting.
The Engineer may obtain additional samples, at any time, to determine quality levels. These
additional samples or verification samples are described in Section 2360AN. For mixture, the Contractor shall test
their portion immediately.
All testing and data analysis shall be performed by the Certified Level I Bituminous Quality
Management (QM) Technician. Certification shall be in accordance with the MnDOT Technical Certification
Program. The Department shall post a chart giving the names and telephone numbers for the personnel responsible
for the Quality assurance program.
The Engineer shall calibrate and correlate all laboratory testing equipment in accordance with the
latest version of the MnDOT Bituminous Manual.
Page 29 of 48
2360/2350 Combined Specification
December 16,2005
Table 2360A-M
Allowable Differences (Tolerances) Between Contractor and :\InDOT Owner Test Results*
Item Allowable Difference
Mixture Bulk Specific Gravity (Gmb) 0.030
Mixture Maximum Specific Gravity (Gmm) 0.019
VMA (Calculated) 1.2
Fine Aggregate Angularity, uncompacted voids (D) percent 1
Coarse Aggregate Angularity, percent fractured faces (percent P) 15
Aggregate Individual Bulk Specific Gravity (+4.75mm [+ #4]) 0.040
Aggregate Individual Bulk Specific Gravity (-4. 75mm [- #4]) 0.040
Aggregate combined blend Specific Gravity (Gsb) 0.020
Tensile Strength Ratio (TSR) percent See Table 2360.3-B2b
Asphalt Binder Content
Meter Method, percent 0.2
Spot Check Method, percent 0.2
Chemical Extraction Methods, percent 0.4
Incinerator Oven, percent 0.3
Chemical vs. Meter, Spot Check, or Incinerator methods OA
Incinerator Oven vs. Spot Check 0.4
Gradation Sieve percent passino
25.0, 19.0, 12.5,9.5 mm [1 inch, 3/4 inch, 1/2 inch, 3/8 inch] 6
4.75 mm [#4] 5
2.36 mm [#8] 4
0.075 mm [#200] 2.0
*Test tolerances listed are for single test comparisons.
N
Verification Testing
A verification sample is a sample, which is sampled and tested by ~.1nDOT the Owner to assure
compliance of the Contractor's Quality Control program. A verification companion is a companion sample, to
:-.lnDOT's the O""ner's verification sample, provided to the Contractor. The Contractor is required to test and use
this verification companion sample as part of the QC program. The verification companion sample will replace the
next scheduled QC sample. It is reconunended enough material be sampled to accommodate retesting should the
samples fail to meet requirements as described below.
Verification testing shall be performed on at least I set of production tests Section 2360.4E,
excluding sections E9, EIO, Ell, and E12, on a daily basis per mix type. The verification companion sample will be
used to verify the requirements of Tables 2360.2-E, 2360.3-B2a, 2360.3-B2b, and 2360.3-B2c and will be compared
to the Verification sample for compliance with allowable tolerances as specified in Table 2360.4-M. These include
the mixture properties of Grrun (mixture max gravity), Gmb (mixture bulk gravity), asphalt binder content, VMA
(calculated), Coarse and Fine Aggregate crushing, and gradation. For Coarse and Fine Aggregate crushing that
meets the requirements of Section 2360AE7 and 2360.4E8, the I test per week shall be performed on a verification
companion. These do not include the aggregate bulk specific gravity Gsb. fines to effective asphalt, or the tensile
strength ratio (TSR). Asphalt binder content and gradation must be determined by either extraction method
2360AElb or 2360.4Elc. Asphalt content from the verification test result must be used to determine VMA.
The Department's Ow'ner's verification test results will be available to the Contractor within 2
working days from the time the sample is delivered to the District Laboratory En2:ineer for Gmm mixture max
gravity, Gmb mixture bulk gravity, air voids (calculated), asphalt binder content, VMA (calculated). Gradation and
crushing results will be provided to the Contractor within 3 MnDOT working days. Once the verification test results
are available, they \vill be included on the test summary sheet. These results and those from the Contractor's
verification companion will be compared for allowable tolerances as specified in Table 2360.4-M. If the tolerances
are met, the verification process is complete.
Page 30 of 48
2360/2350 Combined Specification
December 16, 2005
If the tolerances between Department OWl1er and Contractor are not met, retests of the material
shall be conducted by the Department Owner. If the retests fail to meet tolerances, the Department's O\\tl1er's
verification test results will be substituted for the Contractor's results in the QC program and used for acceptance.
Only those parameters out of tolerance will be substituted and, if applicable, volumetric properties will be
recalculated (1).
When tolerances from the verification sample retests are not met, an investigation will begin
immediately to determine the cause of the difference. Testing equipment, procedures, worksheets, gyratory
specimen height sheets, and personnel will be reviewed to determine the source of the problem. The fJts.tH.e.t
~iaterials Engineer may also require a hot-cold comparison of mixture properties be performed. The procedure for
hot-cold comparisons is as follows:
The hot-cold comparison sample will be split into 3 representative portions. The Engineer will
observe the Contractor testing the sample. One part shall be compacted immediately while still
hot (additional heating maybe required to raise the temperature of the sample to compaction
temperature). The second and third part will be allowed to cool to air temperature. The
Contractor will retain the second part and the third part \vill be transported to the District Materials
Laboratory Engineer. On the same day and at approximately the same time, the Contractor and
the District !'.iaterials Laboratory Engineer will heat their samples to compaction temperature and
compact them. From this information, a calibration factor will be developed to compare the
specific gravity of the hot compacted samples to reheated compacted samples, Each test will
involve a minimum of 3 Marshall specimens or 2 gyratory specimens. This test may be repeated
at the discretion of the Contractor or the District ~1aterials Engineer.
Note: Care must be taken when reheating samples for mixture properties analysis tests. Mix samples
should be reheated to 700 C. [1600 F.] to allow splitting of the sample into representative fractions
for the various tests. Overheating of the mixture portions to be tested for maximum specific
gravity (Rice Test) may result in additional asphalt being absorbed in the aggregate.
The Departm~I1t Owner will test the previously collected QA samples until they meet the
tolerances or the remaining samples are all tested. Once these samples are tested, the department O\vl1er will test
QA samples subsequent to the verification sample until tolerances are met. Acceptance will be based on QC data
with substitution of Department O\Vl1er test results for those parameters out of tolerance (1). If reestablishment of
test result tolerances is not achieved within 48 hours, the Contractor shall cease mixture production and placement
until the problem is resolved.
(1) If, through analysis of data, it is determined there is a bias in the test results, the Engineer will determine
which results are appropriate and shall govern. Methods to analyze data for determination of bias are on
file in the Bituminous Office.
2360.5 CONSTRUCTION REQUIREMENTS
A General
The follo\',ing construction requirements provide for the construction of all courses. When
construction is under traffic, the requirements of MnDOT 2221.3D will apply.
B
Restrictions
In general, no work within the roadway will be permitted in the spring until seasonal load
restrictions on roads in the vicinity have been removed. However, work within the roadbed may be permitted before
that time if, in the opinion of the Engineer, it can be done without damage to the subgrade. HMA shall not be placed
when, in the opinion of the Engineer, the weather or roadbed conditions are unfavorable.
Page 31 of 48
2360/2350 Combined Specification
December 16, 2005
No asphalt pavement wearing course (final wearing course if multiple wearing courses) shall be
placed after October 15th in that part of the state north of an east-west line between Browns Valley and Holyoke,
nor after November 1st south of that line. The Engineer may waive these restrictions when:
(1) The asphalt mixture is not being placed on the traveled portion of the roadway, or
(2) The roadway involved will not be open to traffic during the following winter, or
(3) The Engineer directs in writing the mixture be placed.
The Contractor shall not use petroleum distillates, such as kerosene and fuel oil, to prevent
adhesion of asphalt mixtures in pavement hoppers, truck beds, or on the contact surfaces of the compaction
equipment. Anti-adhesive agent must meet the criteria for "Effect on Asphalt" as described in the most recent
Asphalt Release Agent Report on file in MnDOT's Office of Environmental Services and the Bituminous Office.
C
Equipment
CI
Asphalt Mixing Plants
CIa
Requirement for All Plants
The Contractor shall test and calibrate all scales according to MnDOT 1901, except as otherwise
designated by the Contract.
CIa(I)
Equipment for the Preparation of the Aggregate
Add mineral filler to the mixture using a storage silo equipped with a device to ensure a constant
and uniform feed.
C1a(2)
Equipment for the Preparation of Asphalt Material
Tanks for storage of asphalt material at the plant shall be equipped to heat the material and
maintain the material at the required temperatures. The discharge end of the circulating line shall be below the
surface of the asphalt material. Provide agitation for modified asphalt, when used, if recommended by the supplier.
An outage table or chart and measuring stick shall be provided for each storage or working tank.
Tanks shall be equipped with provisions for taking of asphalt binder material samples. After delivery of asphalt
binder material to the Project, the Contractor shall not heat the material above 1750 C. [3500 F.]. For modified
asphalt, the maximum storage temperature shall not exceed the recommendation of the asphalt supplier.
Cla(3)
Asphalt Binder Control
When asphalt binder material is proportioned by volume, the plant shall be equipped with either a
working tank or a metering system for determining asphalt binder content of the mixture.
The working tank shall have a capacity between 3800 L [1,000 gallons] and 7600 L
[2,000 gallons]. The working tank shall be calibrated and supplied with a calibrated measuring stick. The tank may
be connected to a mixing unit and used only during spot check operations, but it shall be available at all times. Any
feedback shall be returned to the working tank during spot check operations.
The metering system shall consist of at least 1 approved asphalt binder flow meter, in addition to
the asphalt binder pump. The flow meter shall be connected to the asphalt binder supply to measure and display
only the asphalt binder being fed to the mixer unit. The meter readout shall be positioned for convenient
observation. Means shall be provided for comparing the flow meter readout with the calculated output of the asphalt
binder pump. In addition, the system shall display in liters [gallons] or to the nearest 0.001 metric tons [0.001 tons],
the accumulated asphalt binder quantity being delivered to the mixer unit. The system shall be calibrated and
adjusted to maintain an accuracy of 2:: 1 percent error. This calibration shall be required for each plant set-up prior to
production of mixture.
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December 16, 2005
C1a(4)
Dryer: The aggregate shall be free of unburned fuel.
Cla(5)
Thermometric Equipment:
The plant shall be equipped with a sufficient number of thermometric instruments to ensure
temperature control of the aggregate and the asphalt binder material.
Cla(6)
Pollution Controls
Cla(6)(a)
Poll u tio n ........... .................... ...... ....... ......................... .... ..... ................ .............. ....... .... .............. 171 7
Cla(7)
Surge and Storage Bins
The plant may include facilities to store hot asphalt mixture for coordinating the rate of production
with the paving operations. Storage of the hot mixture will be permitted for a period not to exceed 18 hours,
provided the following requirements are met:
(a)
Hot mix storage facilities shall be designed and operated to prevent segregation of the mix,
drainage of the asphalt from the mix, and to prevent excessive cooling or overheating of the
mixture.
The temperature of the mixture at time of discharge from the storage facility shall be within a
tolerance of 50 C. [90 F.] of the temperature when discharged from the silo or mixer.
(b)
C2
Placement and Hauling Equipment
All equipment shall be serviced away from the paving site to prevent contamination of the
mixture. Units that drip fuel, oil, or grease shall be removed from the paved surface until such leakage is corrected.
C2a
Asphalt Pavers
Asphalt pavers shall be self-contained, power-propelled units, with an operational vibratory
screed, capable of spreading and finishing courses of asphalt plant mix material in widths applicable to the specified
typical sections and thicknesses, indicated in the Contract.
The screed or strike-off assembly shall produce a finished surface of the required evenness and
texture without tearing, shoving, or gouging. For mainline paving, screed extensions and auger extensions are
required if the paving width on either side of the paver is greater than the basic screed, unless otherwise directed by
the Engineer. Strike-off only extension assemblies are not allowed for mainline wearing course paving, unless
directed by the Engineer.
Automatic screed control by means of an erected string line shall only be required when stated in
the Contract.
All pavers shall be equipped with an approved automatic screed control. The automatic controls
shall include a system of sensor-operated devices, which follow reference lines, or surfaces on 1 or both sides of the
paver as required. The speed of the paver shall be adjusted to produce the best results.
All mixtures shall be spread without segregation to the cross sections shown in the Drawings. In
general, leveling layers shall be spread by the method producing the best results as approved by the Engineer. The
objective is to secure a smooth base of uniform grade and cross section so that subsequent courses will be uniform in
thickness. The leveling layer may be spread with a properly equipped paver or, when approved by the Engineer, a
motor grader equipped with a leveling device, or with other means for controlling the surface elevation of the
leveling layer.
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All mixtures shall be spread, to the fullest extent practicable, by an asphalt paver. When approved
by the Engineer, mixtures may be spread by a motor grader in areas that are inaccessible to a paver, such as on
driveway entrances, irregular areas, short isolated areas, or when the quantity of mixture makes it impractical to
place with a paver.
On shoulder surfacing and uniform width widening, when the placement width is too narrow for a
paver, the mixture in each course shall be spread with an approved mechanical device.
The placement of each course shall be completed over the full width of the section under
construction on each day's run, unless otherwise directed by the Engineer.
C2b
Trucks
Trucks for hauling asphalt mixtures shall have tight, clean, and smooth beds. Mixture shall not be
allowed to adhere to the truck beds. Adherence may be prevented by spraying the truck bed with an anti-adhesive
agent in accordance with Section 2360.5B. Each truck shall be equipped with a cover of canvas or other suitable
material to protect the mixture from weather. The cover shall extend at least 300 mm [1 foot] over the sides and be
attached to tie-downs, unless the truck is furnished with a mechanical or automated covering system, which prevents
airflow underneath by stretching the cover tightly on the top of or inside the sideboards. The cover shall be used
when directed by the Engineer.
C2c
Motor Graders
Motor graders shall be self-propelled and have pneumatic-tires \vith a tread depth of 13 mm
[1/2 inch] or less. They shall be equipped with a blade not less than 3 m [10 feet] in length and shall have a
wheelbase of not less than 4.5 m [15 feet].
D
Treatment of the Surface
D1
Tack Coat
An asphalt tack coat shall be applied to existing asphalt and concrete surfaces and to the surface of
each course or lift constructed, except for the final course or lift, according to MnDOT 2357. Emulsified asphalt
tack coats shall be allowed to break, as indicated by a color change from brown to black, before a subsequent lift is
placed.
The contact surfaces of all fixed structures and the edge of the in-place mixture in all courses at
transverse Jomts and longitudinal joints shall be given a uniform but not excessive coating of liquid asphalt or
emulsified asphalt before placing the adjoining mixture.
E
Compaction Operations
After being spread, each course shall be compacted to the required density. The rollers shall, as
practicable, be operated continuously so all areas are thoroughly compacted to the required density. When not
operating, the rollers shall not stand on the uncompacted mixture or newly rolled pavement having a surface
temperature exceeding 600 C. [1400 F.]. Rolling with steel-wheeled rollers shall be discontinued if it produces
excessive crushing or pulverizing of the aggregate or displacement of the mixture.
To prevent adhesion of the mixture to the steel roller wheels, the contact surfaces of the wheels
shall be kept properly moistened using water or a water solution containing small quantities of a detergent or other
approved material.
To secure a true surface, variations such as depressions or high areas, which may develop during
rolling operations, and lean, fat, or segregated areas shall be corrected by removing and replacing the material in the
defective area. All such corrections shall be accomplished as directed by the Engineer at no expense to the
Department Owner.
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December 16, 2005
When mixtures are spread by a motor grader, pneumatic-tired rollers shall compact the mixture
simultaneously with the spreading operation.
F
Construction Joints
Joints shall be thoroughly compacted to produce a neat, tightly bonded joint that meets surface
tolerances. Both transverse and longitudinal joints are subject to density requirements as outlined in Section 2360.6
Pavement Density.
F1
Transverse Joints
A transverse joint (full paver width at right angles to the centerline) shall be constructed when
mixture placement operations are suspended. The forward end of the fresWy laid strip shall be thoroughly
compacted by rolling before the mixture has cooled. When work is resumed, the end shall be cut vertically for the
full depth of the layer, unless a formed edge is constructed as approved by the Engineer.
F2
Longitudinal Joints
Longitudinal joints between strips shall be parallel to the centerline. In multiple lift constmction,
the longitudinal joints between strips in each lift shall be constructed not less than 150 mm [6 inches] measured
transversely from the longitudinal joints in the previously placed lift. When the wearing course is constructed in an
even number of strips, I longitudinal joint shall be on the centerline of the road. When it is constructed in an odd
number of strips, the centerline of 1 strip shall be on the centerline of the road, provided that no joint is located in
the wheel path area of a traffic lane. Longitudinal joints in multiple lift construction over Portland cement concrete
pavements may be aligned directly over the concrete pavement longitudinal joints at the discretion of the Engineer.
At longitudinal joints formed by placing multiple strips, the adjoining surface being laid shall,
after final compacting, be slightly higher (but not to exceed 3 mm [1/8 inch]) than the previously placed strip.
When constructing a strip adjoining a previously placed strip or a concrete pavement, any fresh mixture that
overlaps a previously placed strip or pavement shall be removed (to the longitudinal joint line) before any rolling is
done.
G
Asphalt Mixture Production (FOB Department Owner Trucks)
For asphalt mixture production, the Contractor shall, in addition to the asphalt mixture required on
the Project, produce and deliver asphalt mixture to the Department OWl1er. The mixture shall be the mixture being
produced and shall be loaded on Department O\\'l1er furnished trucks at the mixing plant at a time agreed on by the
Engineer and Contractor. The Engineer will notify the Contractor of the total quantity of mixture desired not less
than 2 weeks prior to completion of the wearing course construction. The Engineer will not accept the asphalt
mixture ifit is inappropriate for the Department's O\\l1er'S intended use.
H
Small Quantity H.l\lA Paving
Unless otherwise indicated in the Special Provisions, the following provision for a small quantity
of asphalt mixture shall apply.
A Mixture Design Report is not required for planned project quantities less than 191,200 m2 mm
[9,000 square yard inches (4,500 square yards per 2 inch thickness, etc]) or 450 metric tons [500 tons].
However, the Contractor shall verify in writing the asphalt mixture delivered to the Project meets the requirements
of Table 2360.3-B2a and Table 2360.3B2b. The Department Owner will obtain samples, as determined by the
Engineer, to verify percent design air voids and gradation. These results \\Till be used for material acceptance. Air
voids will be subject to the requirements of Section 2360.411 b for isolated air voids and a gradation falling outside
the requirements of Table 2360.2-E will be subject to payment as indicated in Table 2360.4-L2b.
Page 35 of 48
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December 16, 2005
2360.6
PAVEMENT DENSITY
A
General
All pavements will be compacted in accordance with the Maximum Density Method, unless
otherwise specified in the Contract special provisions or as noted in Section 2360.6C.
B
Maximum Density Method
All courses or layers of plant mixed asphalt mixtures for which the Maximum Density Method is
used shall be compacted to a density not less than the percentage shown in the Table of Required Density, Table
2360.6-B2, for the applicable mixture and course.
B1
Maximum Density Determination
The Density requirements listed in Table 2360.6B2 are percent of maximum specific gravity
(Gmm) based on the individual lot. The Maximum specific gravity value used to calculate the percentage density for
the lot shall be the average value obtained from the maximum gravity results from production tests taken during that
days paving. If only I or 2 maximum specific gravity values were obtained that day, then the moving average value
(at that test point) shall be used. If 3 or more maximum specific gravity values are obtained that day, then the
average of those tests alone shall be used as indicated above.
B1a
Pavement Density Determination
The density of each lot shall be expressed as a percentage of the maximum specific gravity
(percent Gmm) obtained by dividing the average bulk specific gravity for the lot by the maximum specific gravity
multiplied by 100, (maximum specific gravity basis is the average Gmm of QC tests done on the day that the
individual lot was paved as described above). Determination of the bulk specific gravity of the cores shall be in
accordance with AASHTO T166, MnDOT modified. For coarse graded mixtures, the Engineer may require
determination of bulk specific gravity of the cores be in accordance with ASTM D 1188, MnDOT modified. ASTM
D6752 MnDOT modified (Corelok) is also allowed for determination of bulk specific gravity of coarse graded
mixtures. Selection of the test method to determine coarse graded mixture bulk specific gravity shall be agreed upon
at the time of mix design submittal. Both the Contractor and :-.fnDOT Owner shall use the same test method to
determine bulk specific gravity. The determination of coarse and fine graded mixtures will be based on the
percentage of material passing the 2.365 mm sieve [#8] as defined in Table 2360.3-B2c.
Compaction operations shall be completed \vithin 8 hours of mixture placement and before core
samples are obtained for density determination. Only pneumatic tired or static steel rollers are permitted for any
compactive effort performed between 6 and 8 hours after mixture placement.
Compacted mixtures represented by samples or tests having deficient densities shall not be re-
rolled. The Contractor shall not operate below the specified minimum density on a continuing basis. A continual
basis shall be defined as all lots in a day's production failing to meet minimum density or more than 50 percent of
lots on multiple days which fail to meet minimum density requirements. Production shall be stopped until the
source of the problem is determined and corrective action is taken to bring the work into compliance with specified
minimum required density.
B2
Required Density
Minimum density requirements for both gYTatory (SP) and Marshall designed mixtures are listed
in Table 2360.6-B2.
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December 16, 2005
Unless otherwise indicated in the Drawings or Special Provisions, shoulders wider than 1.8 meters
[6 feet] paved shall be compacted by the Maximum Density Method. When shoulders are required to be compacted
by the Maximum Density Method and are paved in a separate operation or have a different required minimum
density than the driving lane, the lot tonnage placed on the shoulder shall be delineated in separate lots from the
driving lanes for the day paving was conducted.
Unless otherwise indicated in the Drawings or Special Provisions a narrow shoulder, 1.8 meter [6
feet] or less wide, that is paved in the same pass as a driving lane or that is paved separately \vill be compacted by
the Ordinary Compaction Method. Mixture compacted under Ordinary Compaction is excluded from lot density
requirements and that tonnage is also excluded from incentive/disincentive payment.
If the Drawings or Special Provisions indicate a narrow shoulder is to be compacted by the
Maximum Density Method, the minimum required density is listed in Table 2360.6-B2. If the minimum required
density of the shoulder is different than the driving lane, the tonnage placed on the shoulder shall be delineated in
separate lots from the driving lane.
Echelon paving (2 pavers runnmg next to each other ill adjacent lanes) shall be considered
separate operations.
eQUlre lmmum ens 1 v
SP Wear and All MV SP Nonwear (1)(2) SP Shoulders (1)(2)
and LV Mixtures (1)(2)
Designed at 3 Designed at 4
percent voids percent voids
Percent Gmm 92.0 93.0 93.0 92.0
Table 2360.6-B2
R . d M' . D't
1)
2)
IV1inimum reduced by 1 percent on the first lift constructed over PCC pavements.
Minimum reduced by 1 percent for the first lift constructed on aggregate base (mainline and
shoulder), reclaimed or cold inplace recycled base courses and first lift of an overlay on a roadway
with a 6.35 metric ton [7 ton] or less spring load restriction (roadway includes shoulders).
B2a
Lots & Core Locations
Table 2360.6-B2a
Lot Determination
*When mix production is less than 270 metric tons [300 tons], establish 1 st lot when accumulative
tonnage exceeds 270 metric tons [300 tons].
Daily Production
Metric (ton) [English (Ton)] Lots
270* - 545 [300* - 600] 1
546 - 910 [601 - 1,000] 2
911 - 1,455 [1,001 - 1,600] ,
.:J
1,456 - 3,275 [1,601 - 3,600] 4
3,276 - 4,545 [3,601 - 5,000] 5
4,546 + [5,001 +] 6
Page 37 of 48
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December 16, 2005
Divide the day's production into equal lots as shown in Table 2360.6-B2a. The Engineer may
require additional density lots be established to isolate areas affected by equipment malfunctionJbreakdown, heavy
rain, or other factors that may affect the normal compaction operations. Obtain 3 cores in each lot. Two cores will
be taken from random locations selected by the Engineer. The third core, a companion core, shall be taken within
0.3 meters [1 foot] longitudinally from either of the first 2 cores. The companion cores shall be given to the
Department Owners Street Inspector immediately upon completion of coring and saviing. The random locations
will be determined by the Engineer using statistically derived stratified random number tables or other approved
methods of random number generation. These will also be used for partial lots. Both transverse and longitudinal
joints are subject to maximum density requirements. If the random core location falls on an unsupported joint at the
time of compaction (the edge of the mat being placed does not butt up against another mat, pavement surface, etc.),
cut the core with the outer edge of the core barrel 0.3 meters [1 foot] away (laterally) from the edge of the top of the
mat Uoint). If the random core location falls on a confined joint (edge of the mat being placed butts up against
another mat, pavement surface, curb and gutter, or fixed face), cut with the outer edge of the core barrel 150 mm:f:
12.5 mm [6 inches :f: 0.5 inch] from the edge of the top of the mat (ex. center of 100 mm [4 inch] core barrel
200 mm:f: 12.5 mm [8 :f: 0.5 inch] from the edge of the top of the mat). Cores will not be taken within 300 mm
[1 foot] of any unsupported edge The Contractor shall be responsible for maintenance of traffic, coring, patching the
core holes, and sawing the cores if necessary to the proper thickness prior to density testing.
B3
Core Testing
Cores will be taken and tested by the Contractor. Core locations will be determined and marked
by the Engineer. The C~mtractor shall schedule the approximate time of testing during normal Project work hours so
that the Engineer may observe and record the saturated surface dry and immersed weight of the cores.
Density determination will be made by the end of the next working day after placement and
compaction. If multiple layers are placed in a single day, cores shall be sawn and separated for each layer, tested
and reported by the end of the next working day.
The Contractor will cut pavement samples from the completed work with power equipment and
restore the surface by the end of the next working day with new, well compacted mixture without additional
compensation. Failure to restore the surface within 24 hours of coring shall subject the Contractor to a fine of $100
per working day, per lot, until the core holes are restored. Cores shall be cut using a 100 mm [4 inch] minimum
outer diameter coring device. All samples shall be marked with the lot number and core number or letter. The cores
shall be transported to the laboratory as soon as possible to prevent damage due to improper handling or exposure to
heat. These companion cores may be tested by the Inspector on Department scales or transported to the
Department's Field Laboratory or District Materials Em!ineer's Laboratory.
Measure each core 3 times for thickness prior to saw cutting, report the average lift thickness on
the core sheet. These average thickness will contribute to thickness compliance as described in Section 2360.7A
If the Department O\\'Tler companion core test result for bulk specific gravity (Gmb) deviates
beyond the allowable tolerance of 0.030, substitute Department Owner companion result for Contractor's core result
and then average the Department O\\l1er result with the non-companion result for the lot density acceptance. If.
through analysis of data, it is determined there is a bias in the test results, the Engineer will determine \vhich results
are appropriate and shall govern.
If the Gmb tolerance fails in more than 2 lots in a day of either consistently high or low differences
between the companion cores then an investigation to determine the source of errors shall be conducted.
Companion cores samples shall be increased to 2 per lot and tested until investigation is complete and tolerances are
met.
The Engineer may allow recoring of a sample only when the core has been damaged through no
fault of the Contractor, either during the coring process or in transit to the laboratory.
Page 38 of 48
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December 16, 2005
B4
Maximum Density Acceptance and Payment Schedule
The density of compacted mixture shall be accepted by pavement cores on a lot basis.
The Contractor's cores will be used for acceptance if the determined bulk specific gravity Gmb
from AASHTO Tl66, MnDOT modified or ASTM Dl188 is within::!:: 0.030 of the ~ Owner companion Gmb
value. Payment for lot densities of compacted mixture shall be determined from Table 2360.6-B4 or 2360.6-B4A.
Incentive and disincentive payments are for both wearing and non-wearing courses.
When the density requirement has been reduced by 1 percent, per Table 2360.6-B2, footnote 1 and
2, payment adjustments for lot densities will be made as specified in Table 2360.6-B4A. Incentive payments are
excluded when the minimum density has been reduced. However, at the Contractors request and with approval of
the Engineer, the reduced density requirement may be waived and density evaluated under Table 2360.6-B4,
including incentives, for first lift constructed on aggregate base, reclaimed or cold inplace recycled base courses and
first lift of an overlay on a roadway with a 6.35 metric ton [7 ton] or less spring load restriction (reduced density
shall not be waived for the first lift constructed on PCC pavements). The request and approval shall be made after
the first days paving and before the third days paving begins. Once the request has been approved, evaluation of
density will be in accordance with Table 2360.6-B2 (excluding footnote 2) and Table 2360.6-B4, and will remain in
effect for the duration of mixture placement on that lift. The Contractor will also be responsible for compliance with
any construction requirements on subsequent lifts.
Percent of Max Specific Gravity (2) Percent of Max Specific Gravity m Percent
SP Wear SP Non-Wear Payment
All MV & LV, SP Shld (4 percent Void) SP Shoulders (3 percent Void)
93.6 and above 94.6 and above 104 (j)
93.1 - 93.5 94.1 - 94.5 102 (.)
92.0 - 93.0 93.0 - 94.0 100
91.0-91.9 92.0- 92.9 98
90.5 - 90.9 91.5 - 91.9 95
90.0 - 90.4 91.0-91.4 91
89.5 - 89.9 90.5 - 90.9 85
89.0 - 89.4 90.0 - 90.4 70
Less than 89.0 (4) Less than 90.0 (4)
Table 2360.6-B4
Payment Schedule for Maximum Densitv
Table 2360.6-B4A (1)
1 Percent Reduced Table
Percent of Max Specific Gravity 1-) Percent of Max Specific Gravity I~) Percent
SP Wear SP NOll-Wear Payment
All MV & LV, SP Shld (4 percent Void) SP Shoulders (3 percent Void)
91.0 and above 92.0 and above 100
90.0 - 90.9 91.0- 91.9 98
89.7 - 89.9 90.5 - 90.9 95
89.4 - 89.6 90.0 - 90.4 91
89.2 - 89.3 89.5 -89.9 85
89.0 - 89.1 89.0 - 89.4 70
Less than 89.0 (4) Less than 89.0 14)
(1) Minimum reduced by 1 percent for the first lift constructed on aggregate base (mainline and
shoulder), reclaimed or cold inplace recycled base courses and first lift of an overlay on a roadway
with a 6.35 metric ton [7 ton] or less spring load restriction (roadway includes shoulders).
Minimum reduced by 1 percent on the first lift constructed on PCC pavements (reduced density
cannot be waived).
(2) In calculating the percent of maximum specific gravity, report to the nearest tenth.
Page 39 of 48
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December 16, 2005
(3) The payment in this portion of the Specification shall apply only if the day's weighted average
individual production air voids are within - 0.5 percent of the target air void value. The weighted
average air voids shall be based on all the mixture production tests (2360.4e) for the corresponding
day and shall be weighted by the tons the corresponding test represents.
(4) The HMA material represented by the lot shall be paid at a 70 percent pay factor, unless a single
core density is less than 87.0 percent of the maximum specific gravity (Gmm). If a single core
density is less than 87.0 percent of Gmm, the material shall be removed and replaced by the
Contractor at their expense with mixture that meets the density requirements; or the Engineer may
permit the unacceptable material to remain inplace with a 50 percent pay factor. The limits of the
area to be removed will be determined by additional core samples. These additional core samples
shall be taken at the same offset from centerline as the original core; unless, the original low
density core was taken within 0.45 m [1.5 feet] of an edge of the paver pass. In that case, the
additional cores shall be taken 0.45 m [1.5 feet] from the edge of the paver pass. The densities
shall be determined at 15 m [50 foot] intervals, both ahead and back of the point of unacceptable
. core density (less than 87.0 percent of Gmm), until a point of acceptable core density (87.0 percent
of Gmm or greater) is found. If the incremental core density testing extends into a previously
accepted lot, removal of the unacceptable material will be required; however, the results of these
tests shall not be used to recalculate the previously accepted lot density. All costs incurred from
additional coring and testing, resulting from unacceptable core density, will be paid by the
Contractor. The unacceptable pavement area is to be computed as the product of the longitudinal
limits so determined by the 15 m [50 foot] cores and the full width of the paver pass, laying in the
traffic lane or lanes. Shoulders shall be exempt from this calculation unless density failure
occurred in the shoulder area.
After the unacceptable material (core density less than 87.0 percent of Gmm) has been removed
and replaced, the density of the replacement material will be determined by the average of 2 cores.
Payment for the replacement material will be in accordance with Tables 2360.6-B4 or
2360.6-B4A, whichever applies. There will be no payment for the material removed. The
remainder of the original lot shall have a 70 percent pay factor.
c
Ordinary Compaction Method
Ordinary compaction shall be used for layers identified in the typical sections with a minimum
planned thickness of less than 40 mm [1-1/2 inches], thin lift leveling, wedging layers, patching layers, driveways,
areas which cannot be compacted with standard highway construction equipment. Unless otherwise indicated in the
Drawings or Special Provisions, recreational trails shall also be compacted by ordinary compaction. The ordinary
compaction method shall not be used on mainline, ramp, or loop paving, unless otherwise designated in the
Drawings or special provisions. When density is evaluated by the ordinary compaction method, a control strip shall
be used to establish a rolling pattem. This shall be used by the Contractor for the compaction of the asphalt mixture
for the layer on which the control strip is constructed or until a new control strip is constructed. The control strip
requirement may be waived by the Engineer in small localized areas or other areas not conducive to its
establishment.
A control strip shall be constructed at the beginning of the work on each lift of each course. Each
control strip shall have an area of at least 330 mC [395 square yards] and shall be of the same thickness as the lift it
represents. The subgrade or pavement course upon which a control strip is to be constructed shall have the prior
approval of the Engineer. The control strips shall remain in place and become part of the completed work.
The materials used in the construction of the control strips shall conform to the specified
requirements for the course. The materials used in the control strip shall be from the same source and of the same
ty-pe as the materials used in the remainder of the course that the control strip represents.
Page 40 of 48
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December 16, 2005
The equipment used in the construction of the control strips shall be approved by the Engineer and
shall be the same type and mass used on the remainder of the pavement course represented by the control strip. A
minimum of 2 rollers shall be required. A rolling pattern shall be established for each roller. A pneumatic-tired
roller shall be available for compaction operations within 24 hours after request by the Engineer. The final rolling
shall be performed with a tandem steel-wheeled roller. Areas that are inaccessible to the conventional type rolling
equipment shall be compacted to the required density by using trench rollers or mechanical tampers.
Construction of the control strips will be as directed by the Engineer. Compaction shall
commence as soon as possible after the mixture has been spread to the desired thickness and shall continue until no
appreciable increase in density can be obtained by additional roller's coverages. Densities will be determined by
means of a portable nuclear testing device or suitable approved alternate and a gro\.Vth curve shall be developed to
determine the optimum rolling pattern. The Contractor shall furnish documentation of the growth curve to the
Engineer.
To determine when no appreciable increase in density can be obtained, 2 test points shall be
established in the control strip on a random basis and the density at each point shall be measured by a portable
nuclear device or suitable approved alternate after each roller pass. Rolling shall be suspended when testing shows
either a decline of more than 2 percent of the maximum specific gravity or when additional roller passes fail to
increase the density.
After said testing is accomplished, rolling on the remainder of that course shall be done in
accordance with the pattern developed in the test strip for that roller. A separate rolling pattern and time interval
shall be established for each roller.
A new control strip shall be ordered by the Engineer when:
(a) A change in the JMF is made, or
(b) A change in the source of material is made or a change in the material from the same
source is observed.
A new control strip may be ordered by the Engineer or requested by the Contractor when:
(a) 10 days of production have been accepted v,ithout construction ofa new control strip, or
(b) There are other reasons to believe that a control strip density is not representative of the
HMA mixture being placed.
The nuclear testing device shall be furnished and operated by the Contractor. The furnishing of
the testing device and the operator will be considered incidental to the furnishing and placement of the HMA
mixture and shall not be compensated for separately. The device shall be calibrated according to procedures
described in the MnDOT Bituminous Manual.
Each course shall be uniformly compacted until there is no further evidence of consolidation and
all roller marks are eliminated. \Vhen this method is employed and the quantity of mixture placed by the paver
exceeds 100 metric tons [11 0 tons] per hour, at least 2 rollers are required for compacting the mixture placed by
each paver.
Cl
Rollers
The following requirements for rollers apply only when compaction is obtained by the ordinary
compaction method.
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December 16, 2005
C2
Steel- Wheeled Rollers
Steel-wheeled rollers shall be self-propelled and has a minimum total mass of 7.3 metric tons
[8 tons], or as otherwise specified in the Contract. When vibrarory rollers are used, they shall produce 45 ki"\J per
meter [3,085 lbf per foot] of width. The frequency should be at least 2400 vpm and amplitude setting low. The
roller shall be capable of reversing without backlash and shall be equipped with spray attachments for moistening all
rollers on both sets of wheels.
C3
Pneumatic-Tired Rollers
The pneumatic-tired roller shall have a compacting width of 1.5 m [5 feet] or more. It shall be so
constructed that the gross wheel load force shall be a minimum of 13 ki"\J [3,000 pounds] per wheel for L Y and MY
mixtures and SP Level 2-3 mixtures and 22 ki"\J [5,000 pounds] per wheel for SP Level 4-6 mixtures and can be
varied as directed by the Engineer. The tire arrangement shall be such that full compaction will be obtained over the
full width with each pass of the roller.
The roller may be self propelled or provided with suitable tractive equipment, unless otherwise
specified in the Contract. If more than 1 roller is propelled by a single tractive unit, then that combination will be
counted as a single roller unit.
C4
Trench Rollers
Trench rollers shall be self propelled and have a mass of not less than 4 400 kg per meter
[2,960 pounds per foot] of width.
C5
Mixture Temperature Controls
If compaction is obtained by the ordinary compaction method, the minimum laydo\vn temperature
in all courses (as measured behind the paver or spreading machine) of the asphalt mixture shall be in accordance
with the temperature requirements of Table 2360.6-C5. Unless directed by the Engineer in wTiting, no paving is
allowed under the Ordinary Compaction Method when the air temperature is below 00 C. [320 F.].
! IX ure empera ure on ro
Air Compacted Mat Thickness, mm (A)
Temperature
o C. [0 F.] 25 rnm [1 inch] 40 mm [1-1/2 inch] 50 mm [2 inch] >75 mm [3 inch]
+0-5 [32-40J -- 129 (I;) [265] 124 [255] 121 [250]
+ 6-10 [41-50] 130 (I;) [270] 127 [260J 121 [250J 118 [245J
+ 11-15 [51-60J 127 (I;) [260J 124 [255J 118 [245] 115 [240]
+ 16-21 [61-70J 121(1;) [250] 118 [245J 115 [240] 113 [235]
+ 22-27 [71-80J 118 [245] 115 [240J 113 [235] 113 [235]
+ 28-32 [81-90] 113 [235J 110 [230J 110 [230] 110 [230J
+ 33 [91+] 11 0 [230] 110 [230J 110 [230J 107 [225]
Table 2360.6-C5
M' t T t C t I
(A) Based on approved or specified compacted lift thickness.
(B) A minimum of 1 pneumatic-tire roller shall be used for intermediate rolling, unless otherwise
directed by the Engineer. The Engineer may specify or modify in '-"Titing (with concurrence from
the Department Bituminous Engineer) a minimum laydowTI temperature.
Page 42 of 48
2360/2350 Combined Specification
December 16, 2005
2360.7
THICKNESS AND SURFACE SMOOTHNESS REQUIREl\'lENTS
A
Thickness
After compaction the thickness of each lift shall be within a tolerance of 6 rom [1/4 inch] of the
thickness shown in the Drawings, except that, if automatic grade controls are used, this thickness requirement will
not apply to the first lift placed. This thickness requirement will not apply to a leveling lift whether or not automatic
grade controls are required. The Engineer may require removal and replacement, at the Contractor's expense, of any
part of any lift that is constructed to less than the minimum required thickness.
Cores taken for density determination shall be measured for thickness also. Each core shall be
measured 3 times for thickness prior to sawing. Report the average of these 3 measurements. Each lot's average
core thickness shall be documented and submitted to the Engineer. If the average of the 2 Contractor cores exceed
the specified tolerance, an additional 2 cores may be taken in the lot in question. The average of all core thickness
measurements per day per lift will be used to determine daily compliance with thickness Specifications.
On that portion of any lift constructed to more than the maximum permissible thickness, the
materials used in the excess mixture above that required to construct that portion of the lift to the Drawing thickness
plus 6 rom [1/4 inch] may be excluded from the pay quantities and at the discretion of the Engineer and at the
Contractor's expense may be required to be removed and replaced.
B
Surface Requirements
After compaction, the finished surface of each lift shall be reasonably free of segregated, open and
tom sections, and shall be smooth and true to the grade and cross section shown on the Drawings with the following
tolerances:
(1) Where a leveling lift is specified, it shall be constructed to within a tolerance of 15 rom [1/2 inch]
of the elevations and grades established by the Engineer. This requirement shall also apply to the
first lift placed other than leveling when automatic controls are used.
(2) The surface of the final 2 lifts placed shall show no variation greater than 6 rom [1/4 inch] from
the edge of a 3 m [10 foot] straightedge laid parallel to or at right angles to the centerline.
Shoulder surfacing and surfacing on temporary connections and bypasses shall show no variations
greater than 6 rom [1/4 inch] from the edge of a 3 m [10 foot] straightedge laid parallel to the
centerline.
(3) After final compaction, all final lift asphalt wearing surfaces adjacent to concrete pavements shall
be slightly higher (but not to exceed 6 rom [1/4 inch] than the concrete surface.
After final compaction, all asphalt surfaces adjacent to gutters, manholes, pavement headers, or
other fixed structures shall be slightly higher (but not to exceed 6 rom [1/4 inch] than the surface
of the structure.
(4) Transverse joints (construction joints), at the beginning and end of a Project, at paving exceptions,
or caused by suspension of daily paving operations, shall show no variation greater than 6 rom
[1/4 inch] from the edge of a 3 m [10 foot] straightedge centered longitudinally across the
transverse joint. The Engineer may require correction by diamond grinding when material is
placed outside the above described limitations.
(5) The transverse slope of the surface of each lift, exclusive of the shoulder w'earing lift, shall not
vary from the slope shown in the Drawings by more than 0.4 percent.
(6) The distance behveen the edge of each lift and the established centerline shall be no less than the
Drawing distance, nor more than 75 rom [3 inches] greater than the Drawing distance. In
addition, the edge alignment of the wearing lift on tangent sections and on curve sections of 3
degrees or less shall not deviate from the established alignment by more than 25 rom [1 inch] in
any 7.5 m [25 foot] section.
(7) The finished surface of each lift shall be reasonably free of segregated and open and torn sections.
Page 43 of 48
2360/2350 Combined Specification
December 16, 2005
Any material placed outside the above described limitations shall be removed and replaced after
being cut or sawed at no expense to the Department Owner or with the approval of the Engineer, allowed to remain
inplace at a reduced cost calculated at $12 per square meter [$10 per square yard].
C
Pavement Smoothness
C1
General
Pavement smoothness will be evaluated on the final mainline pavement surface using an Inertial
Profiler (IP) and the International Roughness Index (IRl). Unless otherwise authorized by the Engineer, all
smoothness testing shall be performed in the presence of the Engineer. The Engineer and the Contractor shall
mutually agree upon scheduling of smoothness testing so that testing can be observed. Any testing performed
without the Engineer's presence, unless otherwise authorized, may be ordered retested at the Contractor's expense.
The foIlowing Table 2360.7-A (IRl) shows pavement surfaces that are excluded from smoothness testing but subject
to Section 2360.7B surface requirements.
Table 2360.7 - A (lRl)
Testing Exclusions
50 feet either side of obstructions, such as manholes, water supply castings, etc. *
Ramps, Loops, Climbing Lanes
Side Streets, Side Conl1ections
Turn Lanes, Storage Lanes, Crossovers, Bypass Lanes
Shoulders
Intersections constructed under traffic - Begin and end the exclusion 30.5 m [100 feet] from the intersection
radius
Sections less than 15.24 m [50 feet] in length
Acceleration, Deceleration Lanes
Projects less than 300 m [1000 feet] in length
Mainline paving where the normally posted regulatory speed is less than or equal to 70 kmJhr [45 miles per hour]
Begin the exclusion at the sign
Single lift overlays over concrete.
*Mainline shall be included in profiling if obstructions are located in auxiliary or parking lanes.
C1 A
Smoothness Requirements
Pavement smoothness requirements will be evaluated by the International Roughness Index (IRl)
Equation A, Equation B, or Equation C. The pavement smoothness Equation will be identified in the Special
Provisions of the Proposal. Location of bumps and/or dips and magnitude will be based on California Test Method
526.
C2
Measurement
Smoothness will be measured with an IP, w'hich produces both an IRl value and a profilogram
(profile trace of the surface tested). The IP shall conform to the Class 1 requirements of ASTM E950-94 and must
be certified according to the most recent procedure on file in the Bituminous Office. For pavement evaluation, I
pass will be made in each lane, 2.74 m [9 feet] from centerline. The IP shall nrn in the direction the traffic will be
moving. Each lane will be tested and evaluated separately. The Engineer will determine the length in kilometers
[miles] for each mainline traffic lane. The IP shall be operated at the optimum speed as defined by the
manufacturer.
Page 44 of 48
2360/2350 Combined Specification
December 16, 2005
C3
Smoothness Testing
The Contractor will furnish a properly calibrated, documented, and MnDOT certified IP. The IP
shall be equipped with automatic data reduction capabilities. Computer programs used to calculate the IRJ statistic
from a longitudinal roadway profile shall follow the procedure developed by the World Bank for a quarter-car
simulation as described in NCHRP Report 228.
MnDOT certification documentation shall be provided to the Engineer on the first day the IF is
used on the Project. IP settings are on file in the Bituminous Office. The Contractor shall furnish a competent
operator, trained in the operation of the IP and evaluation of both California Test Methods 526 and the International
Roughness Index.
The Contractor shall remove all objects and foreign material on the pavement surface prior to
surface evaluation by power brooming.
The pavement surface will be divided into sections which represent continuous placement. A
section will terminate 15.24 m [50 feet] before a bridge approach panel, bridge surface, manhole, or similar
interruption. In the final pavement evaluation, a day's work joint will be included in the trace with no special
consideration. A section will be separated into segments of 0.1 k.m [0.1 mile]. A segment will be in 1 traffic lane
only.
An IRl value shall be computed for each segment of 15.24 m [50 feet] or more. The IRl value
will include the 15.24 m [50 feet] at the ends of the section only when the Contractor is responsible for the adjoining
surface.
End of run areas not included in the IRJ value and any sections of pavement less than 15.24 m
[50 feet] in length shall be checked longitudinally with a 3.028 m [10 foot] straight edge and the surface shall not
deviate from a straight line by more than 6 mm in 3.028 m [1/4 inch in 10 feet]. Transverse joints shall be
evaluated by centering the straightedge longitudinally across the transverse joint.
The Contractor shall submit the graphical trace, a summary of the bump(s)/dip(s) locations, the
magnitude of the bump(s)/dip(s) and each segment IRJ value on the same day as the profiling was conducted.
The Contractor shall submit a final spreadsheet summary of the smoothness data to the Engineer
within 5 calendar day's after all mainline pavement placement. The summary shall be signed by the Contractor.
The spreadsheet summary shall be in tabular form, with each O. I k.m [0.1 mile] segment occupying a row. Each row
shall include the beginning and ending station for the segment, the length of the segment, the final IRJ value for the
segment, the IRJ based incentive/disincentive in dollars for the segment, and the deductions for bump(s)/dip(s) in
dollars for the segment. Each continuous run will occupy a separate table and each table will have a header that
includes the following: the project number, the road\vay number or designation, a lane designation, the mix type of
the final lift, the PG binder of the final lift, the date of the final smoothness runs, and the beginning and ending
station of the continuous run. The following information shall be included at the bottom of each summary: a
subtotal for the IRJ based incentive/disincentive, a subtotal for the bump deductions, and a total for
incentive/disincentive for both IRl values and bumps. Software to summarize the data is available from the MnDOT
Bituminous Office at www.rnrr.dot.state.rnn.us/pavementlbituminous/bituminous.asp .
The Contractor will be responsible for all traffic control associated with the smoothness testing
and any corrective action (when applicable) that is required of the final pavement surface.
C3A
Retesting
The Engineer may require any portion or the total project to be retested if the results are
questioned. This includes both IRJ values and bump/dip locations. The Engineer will decide whether MnDOT, and
independent testing firm (ITF), or the Contractor will retest the roadway surface.
Page 45 of 48
2360/2350 Combined Specification
December 16,2005
If the retested IRl values differ by more than 10 percent from the original IRl values, the retested
values will be used as the basis for acceptance and any incentive/disincentive payments. In addition, bump/dip
locations as shown by the retest will replace the original results.
If the Engineer directs the Contractor or an independent testing firm to perform retesting and the
original results are found to be accurate, the Department O\vner will pay the Contractor or the independent testing
firm $62.14 per lane !an [$100 per lane mile] that is retested, with a minimum charge of $500.00. The Contractor
will be responsible for any costs associated with retesting if the original values differ by more than 10 percent from
the retested values.
C4
IRl Values
The IP shall be equipped with automatic data reduction capabilities for determining the IRI values.
An IRl value shall be calculated for each segment of the final pavement surface. The IRl values shall be determined
by the following NCHRP Report 228. The IRl values shall be reported in units of m per !an [inches per mile).
Both m per !an and inches per mile shall be reported with 2 digits right of the decimal. Follow MnDOT rounding
procedures per the Bituminous Manual Section 5-693.730.
When there is a segment equal to or less than 76.2 m [250 feet] in length at the end of a lane of
paving, the IRl value for that segment shall be mathematically \veighted and added to and included in the evaluation
of the adjacent segment. Segments greater than 76.2 m [250 feet) in length will be evaluated individually.
C4a
Bumps and Dips - IRl Equation A and IRl Equation B
Bump/dip location will be determined in accordance with California Method 526. Bumps and
dips equal to or exceeding 10.2 rnm in a 7.62 m [0.4 inch in a 25 foot] span shall be identified separately. \Vhen the
profile trace shows a successive, uninterrupted bump, dip; or dip, bump combination (up to a maximum of 3
alternating trace deviations that relate to 1 bump or dip on the roadway), identify and evaluate these occurrences as 1
event.
The Contractor shall correct, by diamond grinding, all areas represented by bumps or dips of 10.2
rnm [0.4 inch} or more as measured by California Test Method 526. However, the Engineer may allow bumps or
dips of 10.2 rnm to 15.2 rnm [0.4 inch to 0.6 inch] in a 7.62 m [25 foot] span to be left uncorrected, and in such
case, the Contractor will be assessed a price deduct as specified in section C6 ("Payment") of this special provision.
Corrected dips or bumps will be considered satisfactory when the profilogram shows the
deviations are less than 10.2 rnm in a 7.62 m [0.4 inch in a 25 foot] span.
C4a Bumps and Dips - IRl Equation C
Bump/dip location will be determined in accordance with California Method 526. Bumps and
dips equal to or exceeding 12.7 rnm in a 7.62 m [0.5 inch in a 25 foot] span shall be identified separately. When the
profile trace shows a successive, uninterrupted bump, dip; or dip, bump combination (up to a maximum of 3
alternating trace deviations that relate to 1 bump or dip on the roadway), identify and evaluate these occurrences as 1
event. S-l.l.
The Contractor shall correct, by diamond grinding, all areas represented by bumps or dips of 12.7
rnm [0.5 inch] or more as measured by California Test Method 526. However, the Engineer may allow bumps or
dips of 12.7 rnm to 17.8 mrn [0.5 inch to 0.7 inch] in a 7.62 m [25 foot] span to be left uncorrected, and in such
case, the Contractor will be assessed a price deduct as specified in section C6 ("Payment") of this special provision.
Corrected dips or bumps will be considered satisfactory when the profilogram shows the
deviations are less than 12.7 rnm in a 7.62 m [0.5 inch in a 25 foot] span.
Page 46 of 48
2360/2350 Combined Specification
December 16, 2005
C5
Surface Correction
Unless otherwise approved by the Engineer, corrective work shall be by diamond grinding. Other
methods may include; overlaying the area, or replacing the area by milling and inlaying. The Engineer shall
approve of the Contractor's method of correcting segment(s) prior to the Contractor starting corrective work. Any
corrective actions by milling and inlay or overlay shall meet the Specification for ride quality over the entire length
of the correction, including the first and last 15 m [50 feet). Bumps or dips in excess of 10.2 mm [0.4 inch) where
evaluation is by Equation A or B or bumps or dips in excess of 12.7 mm [0.5 inch) where evaluation is by Equation
C that are located at transverse joints at areas of corrective actions utilizing overlay or milling and inlay, shall be
removed by diamond grinding. The Contractor shall notify the Engineer prior to commencement of the corrective
action. If the surface is corrected by overlay, inlay or replacement, the surface correction shall begin and end with a
transverse saw cut. Surface corrections shall be made prior to placing permanent pavement markings. In the event
that permanent pavement marking are damaged or destroyed during surface correction activities, they will be
replaced at no cost to the Agency.
When pavement smoothness evaluation by Equation A is specified the Engineer may required that
the Contractor, at no expense to the Department O\Vner. correct segments with an IRl greater than 1.03 m per km
[65 inches/mile] or the Engineer may assess a $560 per 0.1 k [$900 per 0.1 mile] penalty in lieu of requiring
corrective work.
When pavement smoothness evaluation by Equation B is specified the Engineer may required that
the Contractor, at no expense to the Department Owner. correct segments with an IRl greater than 1.18 m per km
[75 inches/rili1e] or the Engineer may assess a $420 per 0.1 km [$675 per 0.1 mile] penalty in lieu of requiring
corrective work.
When pavement smoothness evaluation by Equation C is specified the Engineer may require that
the Contractor, at no expense to the Department Owner. correct segments with an IRl greater than 1.34 m per km
[85 inches/mile] or the Engineer may assess a $280 per 0.1 km $280 per 0.1 mile] penalty in lieu of requiring
corrective work.
Bump, dip, and smoothness correction work shall be for the entire traffic lane width. Pavement
cross slop shall be maintained through corrective areas.
All corrective work shall be subject to the approval of the Engineer. After all required corrective
work is completed a final segment(s) IRl value and bump/dip tabulation shall be determined and submitted to the
Engineer. Corrective work and re-evaluation shall be at the Contractor's expense.
Segments requiring grinding will be re-profiled within 2 working days of completion of grinding.
Individual bumps/dips and segments requiring grinding shall be completed within 15 working days of notification.
C6
Payment
The cost of traffic control for certified smoothness testing and/or any corrective work is incidental
to the cost of the 'Near Course Mixture.
The Contractor may receive an incentive payment or be assessed a penalty based on the number of
segments and the IRl value. The total ride incentive shall not exceed 10 percent of the total mix price for pavement
smooth..'1ess evaluated under IRl Equation A, 5 percent of the total mix price for pavement smoothness evaluated
under Equation B, or 5 percent of the total mix price for pavement smoothness evaluated under Equation C. Total
mix shall be defined as all mixture placed on the Project. Pay adjustments for incentives will only be based on the
segment IRl value before any corrective work has been performed. Any segment that contains corrective action for
IRl value or bumps is not eligible for incentive pay.
The Contractor will not receive a net incentive payment for ride if more than 25 percent of all
density lots for the Project fail to meet minimum density requirements.
Page 47 of 48
2360/2350 Combined Specification
December 16, 2005
For pavement smoothness evaluated under Equation A uncorrected bumps or dips greater than or
equal to 10.2 mm [0.4 inch] in a 7.62 m [25 foot] span will be assessed a price deduction of $900 per event.
For pavement smoothness evaluated under Equation B uncorrected bumps or dips greater than or
equal to 10.2 mm [0.4 inch] in a 7.62 m [25 foot] span will be assessed a price deduction of$675 per event.
For pavement smoothness evaluated under Equation C uncorrected bumps or dips greater than or
equal to 12.7 mm [0.5 inch] in a 7.62 m [25 foot] span will be assessed a price deduction of$450 per event.
Combination of bumps and dips which arise from the same single bump or dip are considered to
be 1 event, and shall be counted only once for the purpose of calculating price deductions. Typically, bump-dip-
bump combinations, or dip-bump-dip combinations, that are confined to a 30 foot longitudinal segment are
considered to be 1 event.
Bumps or dips resulting from a construction joint will be assessed a $900 penalty, regardless of
the IRl Equation use for evaluation or pavement smoothness.
Incentive/disincentive payments will be based on the IRl determined for each segment and will be
based on the following equation and criteria.
C6a IRI Equation A *
IRl milan [inches/mile]
<0.47 mlkm '[<30 inches/mile]
0.47 mlkm to 1.03 milan [30 inches/mile to 65 inches/mile]
1.03 milan [>65 inches/mileJ
*Typically, 3 lift minimum construction
Incentive/Disincentive $/O.llan [$/0.1 mile]
$249 [$400J
$523 - (IRl x 584) [$850 - (IRI xIS)]
-$560 [S900]
C6b IRI Equation B*
IRl milan [inches/mile]
<0.52 milan [<33 inches/mile]
0.52 mIkm to 1.18 milan [33 inches/mile to 75 inches/mile]
1.18 mlkm [>75 inches/mile]
*Typically,2 lift minimum construction
Incentive/Disincentive $/O.llan [S/O.l milel
$168 [S270]
$373 - (IRl x 395) [$600 - (IRI x 10))
-$420 [$675]
C6b IRI Equation C*
IRl milan finches/mile]
<0.57 milan [<36 inches/mile]
0.57 milan to 1.34 milan [36 inches/mile to 85 inches/mile]
1.34 mIkm [>85 inches/mile I
*Typically, single lift construction
Incentive/Disincentive $!O.llan [$/0.1 mile]
S112 [S180]
$258 - ~IRl x 257) [$414 - (IRI x 6.5)J
-$280 [$450]
2360.8
METHOD OF MEASUREMENT
A
Asphalt Mixture
Asphalt mixture of each type will be measured separately by mass, based on the total quantity of
material hauled from the mixing plant, with no deductions being made for the asphalt materials.
B
Blank
C
Asphalt Mixtures Measured by the Square Meter [Square Yard] per Specified (mm [inch])
and for Mixtures Measured by the [Square Yard inch]
Asphalt mixture of each type and for each specific lift will be measured separately by area and by
thickness on the basis of actual final dimensions placed. The constructed thickness shall meet tolerances set forth in
Sections 2360.7A.
Page 48 of 48
SECTION 02766
PAVEMENT MARKINGS
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Furnishing and applying pavement markings for control and guidance of traffic.
1.02 RELATED SECTIONS
A. Section 02740 - Plant Mixed Asphalt Pavement.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. The Application Specification for Conventional Pavement Marking
Materials, 3 Minute Dry Alkyd and High Solids Latex.
2. High Solids Water Based Traffic Paint.
3. Drop-On Glass Beads.
1.04 SUBMITTALS
A. 1 copy of the chosen paint lot or batch formulation.
B. Pavement Marking Contractor Qualifications/Certifications.
C. MnDOT Certification approvals.
1.05 SEQUENCING AND SCHEDULING
A. As per MnDOT Specifications.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
02766-1
PAVEMENT MARKINGS
PART 2 - PRODUCTS
2.01 MATERIALS
A. Paint:
1. High Solids Water Based or 3 Minute Dry Alkyd:
a. Free of toxic heavy metals, including lead, mercury, and cadmium.
b. Track Free Time - 3 minutes or less.
c. Yellow Prime Pigment - Color Index Pigment Yellow #65 or #75.
d. White Color - Flat white.
e. Yellow Color - Color #33538 of Federal Standard 595.
2.02 EQUIPMENT
A. General:
1. Vehicles used shall be deployed and equipped with traffic control devices
set forth in the "Minnesota Manual on Uniform Traffic Control Devices,
Field Manual."
2. Shadow vehicle with truck-mounted attenuator shall be used on streets
with posted speed equal to or greater than 40 m.p.h. or ADT greater than
1500 vehicles per day.
3. Equipment used for spray applications shall be capable of applying glass
beads by a pressurized system at a rate of at least 25 lbs/gal.
4. Capable of accumulating footage applied per gun.
5. Stainless steel components in the delivery system required for water-based
materials.
000034-05172-0
ild 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
02766-2
PAVEMENT MARKlNGS
PART 3 - EXECUTION
3.01 GENERAL
A. The pavement marking crew shall include at least 1 technical expert
knowledgeable in each of the following areas:
1. Equipment operation.
2. Application techniques.
3. Traffic control.
4. Safety regulations.
B. The filling of tanks, pouring of materials, or cleaning of equipment shall not be
performed on unprotected pavement surfaces, unless adequate provisions are
made to prevent spillage of material.
3.02 SCHEDULE
A. Paint Pavement Markings:
1. Place following completion of bituminous wear course:
a. No sooner than 24 hours after placement of bituminous.
b. Within 5 working days of completion of bituminous placement.
3.03 PREPARATION
A. Locations:
1. In general accordance with the Drawings:
2. The Engineer will place necessary "Spotting" at appropriate points:
a. Horizontal control.
b. Starting and stopping points.
c. Broken line intervals will not be marked.
d. Longitudinal joints, pavement edges, and existing markings shall
serve as horizontal control when so directed.
000034-05172-0
@ 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
02766-3
PAVEMENT MARKINGS
e. Contractor shall notify Engineer at least 48 hours in advance when
requesting spotting locations.
3. Edge lines and lane lines are to be broken only at intersections with public
roads and at private entrances if they are controlled by a yield sign, stop
sign, or traffic signal.
4. The break point is to be at the start of the radius for the intersection or at
marked stop lines or crosswalks.
B. Street Surface:
1. Engineer may direct cleaning of surface as necessary immediately prior to
marking application:
a. Brushing with non-metallic rotary broom,
b. Other cleaning method approved by Engineer.
c. Air blast following cleaning.
2. Surface must be dry.
3. Minimum surface temperature is 500 F.
3.04 APPLICATION
A. General:
1. Tolerance:
a. Width: A tolerance of 1/4 inch under or 114 inch over the specified
width will be allowed for striping provided the variation is gradual
and does not detract from the general appearance.
b. Length: Broken line segments may vary up to 2-3/4 inches from
the specified lengths provided the over and under variations are
reasonably compensatory.
c. Alignment: Deviations from the control guide shall not exceed 2
inches.
d. Establishment of application tolerances shall not relieve the
Contractor of his responsibility to comply as closely as practicable
with the planned dimensions.
2. Material shall not be applied over longitudinal joints.
000034-05172-0
ild 2006 Bonestroo, Rosene,
Anderlik & Associates, Inc.
02766-4
PAVEMENT MARKINGS
3. 4 inch broken line consists of 10 feet of paint and 40 feet space (1 cycle).
4. If same equipment used for different color material V{ith change in color,
an amount of material equal to fifteen (15) 10 foot long stripes shall be
wasted prior to beginning application with the new color.
5. Conditions:
a. Markings shall not be applied when wind or other conditions cause
a film of dust to be deposited on the pavement surface after
cleaning and before the marking material can be applied.
b. Except when used as a temporary marking, pavement markings
shall only be applied in seasonable weather when air temperature is
500 F. or higher.
B. Paint:
1. Minimum thickness 15 mil.
2. In accordance with the appropriate MnDOT Spec.
C. Glass Beads:
1. Shall be applied immediately after application of paint markings.
2. Rate of application shall be 8 lbs. per gallon.
3.05 CORRECTION OF DEFECTS
A. All pavement markings not conforming to the requirements of the Specifications
shall be removed and replaced, or otherwise repaired to the satisfaction of the
Engineer.
B. Where yield computations show a deficiency in material usage of not more than
20 percent, Owner may require satisfactory repair or may accept the work at a
reduced Bid Unit Price that is in direct proportion to the percent of the deficiency.
C. Where yield computations show a deficiency in material usage in excess of 20
percent, Owner will require removal and replacement to the satisfaction of the
Engineer, unless other means are approved by the Engineer.
D. If removal and replacement is required, at least 90 percent of the deficient line
shall be removed.
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PAVEMENT MARKINGS
E. Width of removal shall be 1 inch wider on all sides than the nominal width of the
marking to be removed.
F. Removal of unacceptable work shall be accomplished with suitable blasting or
grinding equipment, unless other means are authorized by the Engineer.
Bituminous street surfacing shall not be damaged by the removal operation.
3.06 MEASUREMENT AND PAYMENT
A. Lines:
1. Lines shall be measured by the lineal foot on the basis of length actually
applied:
a. Separate measurement made on the basis of color and nominal
width.
b. Separate measurement will be made for paint markings and poly
pre- form markings.
B. Messages:
1. Messages shall be measured on the basis of each applied:
a. Separate measurement will be made for each type of message.
C. Bid Items for pavement markings of each type are provided. Payment of each Bid
Item shall be compensation in full for all costs incidental thereto, including but
not limited to surface preparation, traffic control measures, maintaining the work,
removal of temporary pavement markers, together with any other expenses
incurred in completing the work that are not specifically included for payment
under the Contract Bid Items.
D. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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PAVEMENT MARKINGS
SECTION 02770
CONCRETE CURB AND GUTTER
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Construction of concrete curb and gutter.
1.02 RELATED SECTIONS
A. Section 02720 - Aggregate Base Course.
B. Section 02740 - Plant Mixed Asphalt Pavement.
C. Section 02775 - Concrete Walks, Medians, and Driveways.
1.03 REFERENCES
A. American Society of Testing Materials (ASTM):
1. C260 - Air-Entraining Admixtures for Concrete.
B. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2461 - Structural Concrete.
2. 2531 - Concrete Curbing.
3. 3101 - Portland Cement.
4. 3702 - Preformed Joint Fillers.
5. 3754 - Membrane Curing Compound.
1.04 SUBMITTALS
A. Submit one (1) 7 day and two (2) 28 day concrete cylinder test results for all
concrete pours in any given day.
B. Submit design mix for each concrete mix designation used.
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CONCRETE CURB AND GUTTER
1.05 SEQUENCING AND SCHEDULING
A. Spot replacement of curb on Mill and Overlay and Reclaim streets should be
completed prior to bituminous paving in these areas. Sufficient curing time should
be allowed before paving is completed.
B. New curb, in spot replacement areas, to be installed within 3 of removal.
C. Coordinate resident notification of restricted driveway access with Engineer.
Minimizing inconvenience to residents is a necessity to the success of the Project.
PART 2 - PRODUCTS
2.01 MATERIALS:
A. Concrete to Conform to MnDOT Spec. 2461, except as modified herein:
1. Portland Cement: Conform to MnDOT Spec. 3101:
a. Type 3 air-entraining concrete produced by using Type IA Air-
Entraining Portland Cement.
2. Air-Entraining Admixtures:
a. Conforming to ASTM C260.
b. Not to be added to the concrete mixtures in the field without
approval from Engineer.
3. Mix Designation and Classification for Concrete Curb and Gutter:
a. Manual Placement Mix No. 3A32C.
b. Slip Form Placement Mix No. 3A22C.
B. Pre-Formed Joint Filler: Conform to MnDOT Spec. 3702.
C. Curing Compound: Conform to MnDOT Spec. 3754:
1. Curing compound shall contain a fugitive dye.
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CONCRETE CURB AND GUTTER
PART 3 - EXECUTION
3.01 GENERAL
A. Three Bid Items are provided for concrete curb and gutter:
1. Concrete Curb and Gutter Design B618: Quantities will be measured
under this Bid Item when that the length of any individual span of new
B618 curb and gutter is equal or greater than 100 feet in length.
This will include areas such as: all of Boone Avenue, all streets scheduled
for reconstruction, and any length of curb greater than 100 feet removed
for the installation of utilities.
2. Concrete Curb and Gutter Design B612: Pertains to Design B612 curb and
gutter scheduled for installation as part of the parking lot reconstruction
alternate.
No additional payment will be made for transitions or areas where
modification (to surmountable) is required to construct the concrete curb
and gutter as shown on the Drawings.
3. Remove Curb and Gutter, Special: To include all "spot replacement" curb
and gutter scheduled on reclaim and mill and overlay streets that do not
fall in the constraints given above (1.).
B. Provide copies of batch tickets for concrete mix at the time of material delivery to
Project Site.
C. Construct concrete curb and gutter at the locations and elevations indicated on the
Drawings and/or as directed by Engineer.
D. Construct the style or type of curb and gutter as shown on the Drawings. For spot
replacement, match existing curb style.
E. Intersection curb radii are 15 feet, unless otherwise noted.
F. Construct transition sections at inlet structures to conform to the detail on the
Drawings.
G. Construct concrete curb ramp depressions to conform to the detail on the
Drawings.
H. Construct curb transitions for driveways to conform to the detail on the Drawings.
Locations to be verified by Engineer at the time of construction.
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CONCRETE CURB AJ.'1D GUTTER
1. The completed concrete work shall give the appearance of uniformity in surface
contour and texture, and shall be accurately constructed to line and grade. The
required joints, edges, and flow lines shall show neat workmanship.
J. Retempering of the concrete which has partially hardened with or without
additional materials or water is prohibited.
3.02 FOUNDATION PREPARATIONS
A. Support on a compacted aggregate base:
1. Conform to typical sections as shown on the Drawings.
2. Conform to Section 02720 - Aggregate Base Course.
3.03 FORMS
A. Conform to MnDOT Spec. 2531.3B.
3.04 JOINT CONSTRUCTION
A. Conform to MnDOT Spec. 2531.3C, except as modified herein:
1. Maximum spacing of expansion joints for slip formed shall be 200 feet.
3.05 METAL REINFORCEMENT
A. Conform to MnDOT Spec. 2531.3D, except as modified herein:
1. Where required, install two (2) #4 steel reinforcing rods in lower portion
of the curb section with a minimum of2 inches coverage on all sides:
a. Placement at catch basins conform to the details on the Drawings.
b. Placement at service line trenches conform to the detail on the
Drawings.
3.06 PLACING AL'ID FINISHING
A. Conform to MnDOT Spec. 2531.3E and 2531.3F, except as modified herein:
1. The top surface of the curb and gutter shall have a brush finish at right
angles to the curb line.
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CONCRETE CURB AND GUTTER
3.07 CONCRETE CURING AND PROTECTION
A. Conform to MnDOT Spec. 2531.3G and 2531.3G2 (Membrane Curing Method),
except as modified herein:
1. All surfaces shall be coated with membrane curing compound within 30
minutes after finishing at the specified rate.
2. The membrane-curing compound must be applied in 2 different directions
perpendicular to each other.
3. A second application of membrane curing compound shall be applied 4 to
8 hours after the first application at the specified rate.
4. Cold weather curing when temperatures fall below 400 during placement
or within the following 24 hours shall conform to MnDOT Spec.
2531.3G 1 blanket curing method or method approved by the Engineer.
5. The freshly finished surface shall be protected, surfaces pitted by rain will
be considered unacceptable.
6. Removal and replacement of any curb section damaged by traffic, rain,
cold weather, or other causes occurring prior to final acceptance shall be
the responsibility of the Contractor.
3.08 BACKFILLING
A. Conform to MnDOT Spec. 2531.3J, except as modified herein:
1. Initial Backfilling:
a. Follow the 72 hour curing period with completion within 6 days of
original placement.
b. Tolerance within 0.3 feet to the top of curb elevation.
2. Final Grading:
a. Following completion of private utility work by others.
3. Curb damaged during backfilling is the responsibility of the Contractor.
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CONCRETE CURB AND GUTTER
3.09 WORKMANSHIP AND FINISH
A. Conform to MnDOT Spec. 2531.3K, except as modified herein:
1. Any deviation in the design curvature of concrete edges in excess of 3/8 of
an inch, measured with a 10 foot straight edge, will be considered
unacceptable.
2. Acceptance of work by price reduction will not be allowed.
3.10 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Concrete Curb and Gutter Design: B618.
Measurement of curb and gutter shall be by the lineal foot measured along the
face of the curb at the gutter line. Payment shall include materials, preparation,
placement, finishing, curing, protection, reinforcement, and backfilling. This Bid
Item will be used for all new curb spanning a continuous 100 feet or more.
B. A Bid Item has been provided for Concrete Curb and Gutter Design B612.
Measurement of curb and gutter shall be by the lineal foot measured along the
face of the curb at the gutter line. Payment shall include materials, preparation,
placement, finishing, curing, protection, reinforcement, and backfilling.
C. A Bid Item has been provided for Concrete Curb and Gutter Design Special.
Remove and Install New Concrete Curb and Gutter. Measurement shall be by the
lineal foot measured along the face of the curb at the Gutter Line. Payment shall
include material, preparation, sawing at removal limits, sawing and removal of
bituminous required to allow a form to be used on the front edge, placement,
finishing, curing, protection, reinforcement, backfilling, and restoration (seeding)
behind new curb.
D. A Bid Item has been provided for 7 Inch Concrete Valley Gutter. Measurement of
shall be by the square yard of valley gutter constructed in accordance with the
details shown on the Drawing. Payment shall include materials, preparation,
placement, finishing, curing, protection, and backfilling.
E. No separate measurement or payment for modifications at curb ramps, transition
sections, driveways, catch basins, radii, etc.
F. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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CONCRETE CURB At'lD GUTTER
SECTION 02775
CONCRETE WALKS. MEDIANS. AND DRIVEWAYS
PART I-GENERAL
1.01 SECTION INCLUDES
A. Construction of cast-in-place concrete walkways, medians, and driveways.
1.02 RELATED SECTIONS
A. Section 02315 - Excavation and Fill.
B. Section 02720 - Aggregate Base Course.
C. Section 02770 - Concrete Curb and Gutter.
D. Section 02740 - Plant Mixed Asphalt Pavement.
1.03 REFERENCES
A. American Society of Testing Materials (ASTM):
1. C260 - Air-Entraining Admixtures for Concrete.
B. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2211 - Aggregate Base.
2. 2461 - Structural Concrete.
3. 2521 - Walks.
4. 2531 - Concrete Curbing.
5. 3702 - Preformed Joint Filers.
6. 3754 - Membrane Curing Compound.
1.04 SUBMITTALS
A. Submit one (1) 7 day and two (2) 28 day concrete test results for all concrete
pours in any given day.
B. Submit design mix for each concrete mix used.
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CONCRETE WALKS,
MEDIANS, AND DRIVEWAYS
1.05 SEQUENCING AND SCHEDULING
A. Construction of pedestrian curb ramps shall be completed following the
placement of the bituminous walk or pathway. A straight edge shall be cut
(incidental) along the trail and used as a form for the pedestrian ramp.
B. Construction of the concrete driveway apron shall begin no sooner than 24 hours
after placement of the adjacent concrete curb and gutter with completion within 5
days of curb placement.
PART 2 - PRODUCTS
2.01 MATERIALS
A. Concrete to conform to MnDOT Spec. 2461, except as modified herein:
1. Portland Cement: Conform to MnDOT Spec. 3101:
a. Type 3 air-entraining concrete produced by using Type IA Air-
Entraining Portland Cement.
2. Air-Entraining Admixtures: conform to MnDOT Spec. 3113:
a. Conforming to ASTM C260.
b. Not to be added to the concrete mixtures in the field without
approval from Engineer.
3. Mix Designation and Classification:
a. Manual Placement Mix No. 3Y32C.
b. Slip Form Placement Mix No. 3Y22C.
B. Preformed Joint Filler: Conform to MnDOT Spec. 3702.
C. Curing Compound: Conform to MnDOT Spec. 3754.
D. Sub-Grade Base Material:
1. Aggregated Base: Conforming to Section 02720 - Aggregate Base Course.
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CONCRETE WALKS,
MEDIANS, AND DRIVEWAYS
PART 3 - EXECUTION
3.01 GENERAL
A. Provide copies of batch tickets for concrete mix at the time of material delivery to
Project Site.
B. Construct concrete walkway and driveways at the locations and elevations
indicated on the Drawings.
C. Construct walkways and medians to conform to the typical section shown on the
Drawings.
D. Construct concrete driveway aprons to conform to the Drawings.
E. Construct concrete curb ramp to conform to the Drawings.
F. Verify locations with Engineer in the field prior to construction.
G. The completed concrete work shall give the appearance of uniformity in surface
contour and texture, and shall be accurately constructed to line and grade. The
required joints, edges, and flow lines shall show neat workmanship.
H. Retempering of concrete which has partially hardened with or without additional
materials or water is prohibited.
3.02 FOUNDATION PREPARATIONS
A. Placement of the aggregate base or granular material to support the concrete work
shall conform to Section 02720 - Aggregate Base Course or Section 02318 -
Sub grade Preparation. Compaction of sub grade base shall conform to MnDOT
Spec. 2211.3Cl.
B. The foundation shall be approved by the Engineer prior to placement of concrete
material.
3.03 FORMS
A. Conform to MnDOT Spec. 2521.3B.
3.04 JOINT CONSTRUCTION
A. Conform to MnDOT Spec. 2521.3C2, except as modified herein:
1. Maximum spacing of expansion joints for walkways shall be 60 feet.
2. Match joints of adjacent concrete work.
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CONCRETE WALKS,
MEDIANS, AND DRIVEWAYS
3.05 METAL REINFORCEMENT
A. Conform to MnDOT Spec. 2531.3D.
3.06 PLACING AND FINISHING
A. Conform to MnDOT Spec. 2521.3C1 and 2531.3F for slip form or 2531.3K for
manual placement, except as modified herein:
1. Any deviation in the design curvature of concrete edges in excess of 3/8 of
an inch, measured with a 10 foot straight edge, will be considered
unacceptab Ie.
2. Any surface area allowing the entrapment of water at a depth 1/8 inch or
greater will be considered unacceptable.
3. Unacceptable work shall be removed and replaced with acceptable work
as directed by the Engineer. Acceptance of work by price reduction will
not be allowed.
3.07 CONCRETE CURING AND PROTECTION
A. Conform to MnDOT Spec. 2521.3C3 and 2521.3C3b (Membrane Curing
Method), except as modified herein:
1. All surfaces shall be coated with membrane curing compound within 30
minutes after finishing at the specified rate.
2. The membrane-curing compound must contain a fugitive dye and be
applied at 2 different directions perpendicular to each other.
3. A second application of membrane curing compound shall be applied 4 to
8 hours after the first application at the specified rate.
4. Cold weather curing, when temperatures fall below 400 during placement
or within the following 24 hours, shall conform to MnDOT Spec.
2521.3C3a blanket curing method, or method approved by the Engineer.
5. The freshly finished surface shall be protected, surfaces pitted by rain will
be considered unacceptable.
6. Removal and replacement of any concrete section damaged by traffic,
rain, cold weather, or other causes occurring prior to final acceptance shall
be the responsibility of the Contractor.
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CONCRETE WALKS,
MEDIANS, AND DRIVEWAYS
3.08 BACKFILLING
A. Conform to MnDOT Spec.2521.3E, except as modified herein:
1. Perform backfilling to protect the concrete no sooner than 72 hours after
placement of the concrete.
3.09 MEASUREMENT AND PAYMENT
A. Bid Items have been provided for 6 Inch Concrete Driveway Pavement and 4 Inch
Concrete Walk. Measurement shall be by the square foot top surface area.
Payment shall include:
1. Concrete materials.
2. Preparation.
3. Placement of materials.
4. Finishing.
5. Curing and protection.
6. Backfilling.
B. A Bid Item has been provided for Pedestrian Curb Ramp. Measurement and
payment shall be per each pedestrian ramp constructed in accordance with the
Drawings, including supplying and installing truncated domes.
C. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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CONCRETE WALKS,
MEDIANS, A1'\!D DRIVEWAYS
SECTION 02821
CHAIN LINK FENCES
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Chain link fencing.
1.02 REFERENCES
A. American Society for Testing and Materials (ASTM):
1. A491 - Aluminum - Coated Steel Chain - Link Fence Fabric.
2. C94 - Ready Mix Concrete.
PART 2 - PRODUCTS
2.01 CHAINLINKFABRIC
A. 9 gauge steel wire.
B. 2 inch mesh.
C. Tensile Strength: Minimum 80,000 psi.
D. Coating: Aluminum (0.40 ounce/sq. ft.) per ASTM A491.
E. Fabric shall have barbed top and knuckled bottom edges, unless otherwise noted.
F. Fabric Width: 6 feet.
2.02 RAILS AL'ID POSTS
A. Top and Brace Rails:
1. 1-5/8 inch O.D. Standard pipe, 2.271b/ft or 1-5/8 inch x 1-114 inch roll form
section with a minimum bending strength of 192 lbs.
2. Zinc coating of 2 oz.lsq.ft. of surface.
3. Securely fastened as per manufacturer's recommendations.
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CHAIN LINK FENCES
B. Line Posts:
1. 2-112 inch O.D. standard pipe weighing not less than 3.65lb/ft or 1-7/8 inch x
1-5/8 inch roll form section with a minimum theoretical bending strength of
201lbs. under a 6 ft. cantilever load.
2. Zinc coating of2 oz.lsq.ft. of surface.
3. Minimum Length: 6 feet above finished grade.
C. End, Comer, and Gate Posts:
1. 3 inch O.D., Schedule 40 pipe with a weight of 5.79lb/ft, or 3-1/2 inch x 2-
1/2 inch roll form shape of equal strength. Drive gate posts shall be 6-5/8
inch O.D., 18.97lbs.lft.
2. Zinc coating of2 oz.lsq.ft. of surface.
3. Minimum Length: 6 feet above finished grade.
D. Bottom Tension Wire:
1. 7 gauge aluminum coated with minimum tensile strength of 80,000 psi.
2.03 MISCELLANEOUS
A. Ties:
1. 9 gauge aluminum wire at 2 feet on center on top and bottom rod and 12
inches on center posts.
B. Fittings:
1. Necessary fittings shall be of malleable iron hot dipped galvanized after
fabrication.
2. Provide caps on pipe posts and pipe gate stiles.
C. Concrete Mix:
1. Conform to ASTM C94 Portland Cement Concrete with maximum 3/4 inch
aggregate having a minimum compressive strength of 3000 psi @ 28 days.
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CHAIN LINK FENCES
D. Galvanizing:
1. All fencing components, including gates, posts, and all accessories, are to be
hot dipped galvanized (2 oz./sq.ft. surface) or otherwise be corrosion
resistant.
PART 3 - EXECUTION
3.01 WORKMANSHIP
A. All posts shall be set true to line and grade as shown on the Drawings to provide a
neat appearance.
B. All fabric shall be tightly stretched and neatly secured to posts and rails.
C. Fence shall be complete in every respect, including items recommended by the
manufacturer for first quality construction.
3.02 POST SETTING
A. All end, comer, pull, and gate posts shall be set in concrete 12 inch diameter x 42
inches deep.
B. Line posts may be driven to a minimum depth of 5 feet or set in concrete 12 inches
diameter x 42 inches deep.
C. Line posts shall be evenly spaced on maximum 10 foot centers.
D. End, comer, pull, and gate posts shall have braces with the same material as top rail
and trussed to line posts with 3/8 inch rods and tighteners.
3.03 MEASUREMENT AND PAYMENT
A. Payment for fence work shall be by the linear foot basis as listed on the Bid Form for
6 foot high chain link fence installed. Payment shall include all accessories. The new
fencing Bid Item will only be used if the salvaged fence in the park is determined
unacceptable for reinstallation by the Engineer.
If new fencing is required due to the Contractor's negligence during the salvaging
process, the new fence will be furnished at the Contractor's expense and installation
will be paid under the Bid Item for Install Salvaged Fence.
B. All other work and costs ofthis Section are incidental to the Project and included in
the TOTAL BASE BID.
END OF SECTION
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CHAIN LINK FENCES
SECTION 02890
TRAFFIC SIGNS AND SIGNALS
DIVISION SS
SS-l (1802) QUALIFICATION OF WORKERS
Follow the provisions of MnDOT Specification 1802. Signal modifications (loop installations)
should be completed by workers/company versed in this type of work.
SS-2 (2565) TRAFFIC CONTROL SIGNALS
This work shall consist of furnishing and installing loop detectors to replace those damaged by
construction activities performed as part of the Project. The locations of the anticipated damage
include Boone Avenue, north of Bass Lake Road, and 62nd Avenue, east and west of West
Broadway, both in New Hope, Hennepin County.
SS2.1 GENERAL
A. The signals on the Project where damage to the loop detectors is anticipated are
owned by Hennepin County. Acceptance of the new loops installed is subject to
County approval.
B. Any work being completed near the signal loops must be coordinated with the County
prior to any disturbances. Coordination can be accomplished via the Engineer.
SS-2.1 MATERIALS
A Loop Detector Sealant Material
The following loop detector sealants have been tested and approved:
1. 3M "Detector Loop Sealant."
2. ChemRex, Inc. "Thoroc Gold Label Flex 1P."
3. Chemque, Inc. "Q-Seal 290, Polyurethane Detector Loop Sealant."
4. Dow Coming "890-SL Silicone Joint Sealant."
No other loop detector sealants have been approved at this time.
THE CONTRACTOR SHALL INSTALL SEALANT MATERIAL ACCORDING TO
THE MANUFACTURER'S INSTRUCTIONS.
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TRAFFIC SIGNS AND SIGNALS
B Loop Detector Splices
The Contractor shall furnish and install the following approved loop detector splice kit:
82-A Series Scotchcast Inline Splice Kit
Product Number: 82-A, UPC Number: 25016
No other loop detector splices have been approved at this time.
THE CONTRACTOR SHALL INSTALL LOOP DETECTOR SPLICES ACCORDING
TO THE MANUFACTURER'S INSTRUCTIONS.
SS-2.3 CONSTRUCTION REQUIREMENTS
A Loop Detector Installation.
NMC Conduit
The Contractor shall install loop detectors in accordance with the "PREFORMED NON-
METALLIC CONDUIT (NMC) LOOP DETECTOR DETAILS FOR TRAFFIC CONTROL
SIGNAL SYSTEM" included in the Drawings; as marked by the Engineer; and with the
applicable provisions ofMnDOT Spec. 2565.3G.
The loop detector roadway conductors and the loop detector lead-in cable conductors shall be
properly prepared and cleaned before splicing.
Splice kits shall be installed in handholes in such a manner as to ensure that each splice kit is
suspended and/or secured near the top of the handhole to the satisfaction of the Engineer
(placing splice kits on top of the electrical cables and conductors is NOT acceptable).
Saw Cut
Saw cut loop detectors shall be saw cut in the roadway in accordance with MnDOT Standard
Plate No. 8130D; as marked by the Engineer; and with the provisions ofMnDOT Spec. 2565.3G,
except as follows:
1. Where loop detectors to be installed in roadways to be surfaced with new
bituminous pavement, the loop detectors shall be saw cut in the roadway and
sealant material installed to the satisfaction of the Engineer before the bituminpus
wearing course is placed by the Bituminous Paving Contractor; however, the
Engineer may direct the Contractor not to place the loop detectors in the roadway
until pavement markings and lane striping has been determined and/or placed.
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TRAFFIC SIGNS AND SIGNALS
2. Area to be saw cut shall be thoroughly cleaned by sweeping, washing, or blowing
surface clear of dirt and debris. Loop detectors and loop detector lead-in will be
marked on pavement by the Engineer or County.
3. Loop detector saw cuts shall be a uniform depth of 65 mm (2.5 inches) +/- 6 mm
(+/- 114 inch) and 3 mm (0.125 inch) wider than the outer diameter of the tubing.
The Contractor shall avoid crossing concrete joints or cracks. However, if a
concrete joint or crack must be crossed, the Contractor shall double saw cut across
crack or joint to allow for expansion or shifting at point of crack. All loop comers
shall be square. Comers shall be drilled with 25 mm (1 inch) to 32 mm (1 1/4
inch) diameter drill to a depth of 6 mm (114 inch) deeper than saw cut. Comers
shall be rounded to prevent damage to the conductors or tubing.
4. The Contractor shall furnish and install from the end of the saw-cut to the
adjacent handhole a 21 mm (3/4 inch) N.M.C. (or R.S.C.) conduit for a single
loop detector, or a 35 mm (1 114 inch) R.S.C. (or N.M.C.) conduit for 2 or more
loop detectors, at a 45 degree angle where intersecting the saw cut. Top of conduit
shall be reamed and installed 25 mm (1 inch) below bottom of saw cut. A conduit
bushing shall be furnished and installed on the handhole end of conduit. The
conduit shall be a minimum 460 mm (18 inches) from curb apron or shoulder. A
conduit, which crosses a lane of traffic shall be R.S.c.
5. All loop detector saw cuts shall be cleaned and flushed of foreign material using
a combination of air and water, and dried with compressed air prior to installation
of loop detector conductors. Dry sawing does not require water flushing, however,
the saw cut shall be cleaned of all foreign material.
6. Before installation of loop detector conductors, the Contractor shall install a bead
of approved loop detector sealant in saw cut slot to within 160 mm (6 inches) of
the conduit that runs from the end of the saw-cut to the adjacent handhole.
7. The Contractor shall install the clean and dried loop detector conductors
continuous and wound in a clockwise direction. The loop detector conductors
shall be pushed to the bottom of the saw-cut with a blunt instrument to avoid
damaging tubing or conductors. The Contractor shall install 13 mm (2 inch)
diameter by 25 mm (1 inch) backer rod at 600 mm (2 foot) intervals to ensure that
the conductors are at the bottom of the saw cut.
8. Loop detector conductors shall be twisted 9 turns per meter (3 turns per foot)
through the conduit to the handhole.
9. Loop detector lead-in conduit shall be sealed with oakum and duct seal to
prevent loop detector sealant from entering conduit.
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TRAFFIC SIGNS At'lD SIGNALS
10. The loop detector roadway conductors and the loop detector lead-in cable
conductors shall be properly prepared and cleaned before splicing.
11. Loop detectors shall be spliced using an approved splice kit as specified
elsewhere in these Special Provisions.
12. Splice kits shall be installed in handholes in such a manner as to ensure that each
splice kit is suspended and/or secured near the top of the handhole to the
satisfaction of the Engineer (placing splice kits on top of the electrical cables
and conductors is NOT acceptable).
13. Seal loop detector conductors with an approved loop detector sealant ill
accordance with the manufacturer's instructions.
Each loop detector shall have 4 turns of wire.
C Wiring
Installation of electrical cables and conductors and all electrical wiring shall be in accordance
with the applicable provisions ofMnDOT Spec. 2565.3J, and as follows:
The Contractor shall pull cables and conductors through non-metallic conduit (NMC)
with a pull rope, in such a manner, as to not split or otherwise damage the NMC conduit
due to "pull rope abrasion." If the Contractor damages the NMC conduit, the Contractor
shall replace the damaged portion of the NMC conduit to the satisfaction ofthe Engineer.
88-2.4
l\'IEA8UREl\'IENTANDPAYMENT
Loop Detectors Disturbed With The Street Improvements: Remove the damaged loop detectors
as directed by the County. Install new NMC loop detectors as specified. A Bid Item has been
provided for Loop Detector Special. Measurement will be per each new loop detector installed to
replace an existing loop damaged by the work under this Contract. Payment will be considered
compensation in full for all work associated with removing the damaged loop and installing a
new loop in accordance with the Specifications and meets Hennepin County's expectation.
END OF SECTION
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02890-4
TRAFFIC SIGNS AND SIGNALS
SECTION 02891
POST MOUNTED TRAFFIC SIGNS
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Signs, signposts, and hardware.
1.02 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2564 - Traffic Signs and Devices.
2. 3352 - Signs and Markers.
3. 3401 - Flanged Channel Sign Posts.
B. Minnesota Manual on Uniform Traffic Control Devices (MMUTCD).
PART 2 - PRODUCTS
2.01 MATERIALS
A. Sign Material:
1. Sign Panel Base Material: Sheet aluminum conforming to the material
requirements ofMnDOT Spec. 3352.2A1a.
2. Sign Face Material for Sign Panels: Reflective sheeting conforming to the
requirements of MnDOT Spec. 3352.2A2b "Standard No.2" (High
Intensity Grade Sheeting):
a. VIP Sheeting MnDOT Spec. 3352.2A2c.
3. Sign Legend Material for Signs: "Direct Applied" conforming to the
requirements ofMnDOT Spec. 3352.2A4b.
B. Flanged Channel Sign Posts:
1. All signposts shall conform to MnDOT Spec. 3401 and be in 2 sections
with following minimum weight:
a. Bottom Section: 3.0 lbs/ft.
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POST MOUNTED TRAFFIC SIGNS
b. Top Section: At least 2-112 lbs/ft and not greater than the weight of
the bottom post section.
2. The appropriate length of the upper post shall be determined by the
Contractor to meet the construction requirements of the above stated
references and herein at each specific location staked by the Engineer.
The lower post shall be 6 to 7 feet in length.
PART 3 - EXECUTION
3.01 GENERAL
A. Unless otherwise noted or modified herein, all sections ofMnDOT Spec. 2564, all
3 parts of MnDOT' s Standard Signs Manual, and Chapter 6 of MMUTCD shall
apply.
B. The fabrication of all signs and devices shall conform to MnDOT Spec. 2564 and
the latest edition of the MMUTCD and the MnDOT Standard Signs Manual.
C. The sign number designation indicated on the Drawings shall comply with
applicable requirements ofMMUTCD and MnDOT Standard Signs Manual.
3.02 CONSTRUCTION
A. Sign locations shown on the Drawings are only approximate. The final locations
shall be determined in the field by the Engineer. Contractor is responsible for
having all underground utilities located prior to installing all signposts. Provide
Engineer 48 hours notice prior to sign installations to allow for adequate staking
time.
B. Fabricate, hole punch, and mount sign panels in accordance with the standard
drawings in the MnDOT Standard Signs Manual. Date the back of each newly
installed sign panel with the month and year using a thick permanent black
marker pen or furnish and install inventorylI.D. stickers approved by the Owner.
C. Install nylon washers between the bolt and the sign face (sheeting). Do not over
tighten bolts to the point where the sign sheeting separates from the sign backing,
which would be cause for rejection and replacement at no additional cost to the
Contract. The nylon washers used to protect to sign face shall be 1132 inch thick,
have a maximum inside diameter of 3/8 inch, and outside diameter of 7/8 inch.
There shall also be a stainless steel washer between the nylon washer and the bolt
head.
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POST MOUNTED TRAFFIC SIGNS
D. The bottom section of each signpost shall be mounted into the ground to a
minimum depth of 3-112 feet. The lower section of post shall be at least 30 inches
above the ground to allow for a'12 inch splice and a minimum clearance of 18
inches from the ground to the bottom of the top section of post. The splice of the
upper and lower section posts shall be made with 2-5/16 inch stainless steel bolts
with nylon insert lock nuts placed in the top and bottom holes of the overlap
splice. Where 2 or more single post signs are mounted side by side, they shall be
reinforced laterally by at least 2 post sections, bolted at each post, and located
approximately at the quarter points.
E. Contractor should plan for sign placements in hard surfaced areas prior to any
new concrete and/or bituminous paving and provide "box-outs" for each sign in
such a location. The "box-out" must be a 6 inch diameter round section of PVC
pipe or a 6 inch core cut hole. With either option, the box-out must be to a depth
which encroaches the underling soils.
3.03 MEASUREMENT AND PAYMENT
A. All new signs shall be measured in accordance with MnDOT Spec. 2564.4G.
Payment for all sign installation shall be at the Bid Unit Price per unit of measure
of square feet and shall include all materials, equipment, and labor necessary to
install each sign and post(s) at the staked location.
B. There will be no extra compensation for posts, regardless of length or required
configuration. There shall be no extra compensation for post installations in
bituminous or concrete surfaces.
C. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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POST MOUNTED TRAFFIC SIGNS
SECTION 02920
LAWNS AND GRASSES
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Restoration of construction area by installation of topsoil, seed, sod, soil
amendments, mulch, and erosion control.
1.02 RELATED SECTIONS
A. Section 01570 - Temporary Erosion and Sediment Control.
B. Section 02315 - Excavation and Fill.
C. Section 02318 - Subgrade Preparation.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for Construction,"
2000 Edition (MnDOT Spec.):
1. 2575 - Turf Establishment.
2. 3877 - Topsoil Borrow.
..., 3878 - Sod.
.).
4. 3881 - Commercial Fertilizer.
5. 3882 - Mulch Material.
6. 3885 - Erosion Control Blanket.
B. "Minnesota Department of Transportation Seeding Manual 2000," (MnDOT Seeding
Manual).
1.04 SUBMITTALS
A. Provide source and invoice for seed to be used for this Project.
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LAWNS AND GRASSES
1.05 QUALITY ASSURANCE
A. At the conclusion of the establishment period, which will be 1 year following initial
installation, a final inspection of planting will be made to determine the conditions of
areas specified for seeding. All areas with insufficient plant establishment as
determined by the Engineer will be noted. This material shall be re-supplied and
planted in the next growing season at no additional cost to the Owner. Evaluation of
plantings shall be done in accordance with Early Maintenance and Evaluation of
Plantings, MnDOT Seeding Manual 2000, and with MnDOT Spec. 2575.3.
1.06 FIELD QUALITY CONTROL
A. Provide Engineer with bags and tags of seed used for identification purposes.
PART 2 - PRODUCTS
2.01 MATERIALS
A. Topsoil: Topsoil Borrow conforming to MnDOT Spec. 3877.2C.
B. Soil Amendments: Conform to MnDOT Spec. 3881 and 3879. Fertilizer shall be
complete fertilizer containing 8 percent nitrogen, 16 percent phosphoric acid, and 8
percent potash.
C. Sod: Conform to MnDOT Spec. 3878.
D. Seed Mix Tabulation: MnDOT Seed Mix 270:
E. Mulch: Conform to MnDOT Spec. 3882.
F. Erosion Control Blanket: Conform to MnDOT Spec. 3885.
P ART 3 - EXECUTION
3.01 EXAL\1INATION
A. Review restoration areas with the Engineer. Determine locations for seed or sod.
Schedule for restoration of areas may be revised to fit field conditions.
B. Notify the Engineer at least 3 days in advance of hauling topsoil borrow on Project
Site so the Engineer may visually inspect and sample for testing if deemed necessary.
C. Finish grades are to be inspected and approved by the Engineer prior to start of
restoration.
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LAWNS AND GRASSES
3.02 PREPARATION
A. General: Conform to MnDOT Spec. 2575.3A.
B. Soil Preparation: Conform to MnDOT Spec. 2575.3B.
, C. Fertilizers and Conditioners: Conform to MnDOT Spec. 2575.3C:
1. Apply fertilizer at a rate of 450 lbs. per acre (10 lbs./1000 sq. ft.).
2. Where soil pH is lower than 5.5, apply ground limestone at 3 tons per acre
(140 lbs./1000 sq. ft.).
3.03 SOWING SEED
A. Seeding Dates: Conform to MnDOT Seeding Manual for the mixes specified.
B. Seeding Rates: Conform to MnDOT Seeding Manual for the mixes specified.
C. Applying Mulch: Conform to MnDOT Spec. 2575.3 and apply at a rate of2 tons per
acre (90 Ibs./1000 sq. ft.).
D. Sowing Seed: Conform to MnDOT Spec. 2757.3.
3.04 PLACING SOD
A. Conform to MnDOT Spec. 2575.3J.
3.05 EROSION CONTROL BLANKET
A. Erosion control blanket shall be installed immediately following seeding m
accordance with MnDOT Spec. 2575.3.
B. Raking or harrowing of soil/seed shall be done before installation of erosion control
blanket.
3.06 HYDROMULCH
A. Apply Hydromulch in Conformance with MnDOT Spec. 2575.3I5:
1. Hydromu1ch shall be applied in at least 2 opposing directions so that a
shadowing effect leaving the back side of a soil clod unprotected is
minimized.
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LAWNS AND GRASSES
3.07 FIELD QUALITY CONTROL
A. Maintain restored areas in accordance with MnDOT Spec. 2575.3L.
B. Restored areas that have been satisfactorily completed and are disturbed by additional
construction activity required by the timing and sequencing of the work shall be
restored over to the same requirements of the original work.
C. Any sod that does not show definite growth and establishment 30 days after laying
shall be replaced and established at the proper season by the Contractor at his
expense.
D. Seed maintenance and evaluation of successful establishment of seed shall be done in
accordance with the MnDOT Seeding Manual 2000 - Early Maintenance and
Evaluation ofPlantings.
E. Watering of seeded and sodded areas shall be done for a period of 30 days from
installation sufficient to ensure establishment of permanent vegetation.
3.08 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Select Topsoil Borrow (LV) on the Bid Form.
Measurement will be based upon units of cubic yards of material (loose volume)
furnished and placed complete in place as specified. The actual quantity installed
multiplied by the Bid Unit Price will be considered payment in full for all work and
costs of the Bid Item.
B. A Bid Item has been provided for Sodding Type Lawn. Measurement will be based
upon units of square yards of sod installed complete in place as specified, including
installing topsoil; soil amendments; furnishing and installing sod; preparation of
surface maintenance; and all incidental items associated with the work. The actual
quantity installed multiplied by the appropriate Bid Unit Price will be considered
payment in full for all work and costs of this Bid Item.
C. A Bid Item has been provided for Seeding. Measurement will be based upon units of
acres of270 seed installed complete in place as specified, including installing topsoil;
preparation of seedbed; seed; and mulch and all correlated activity. The actual
quantity installed multiplied by the appropriate Bid Unit Price will be considered
payment in full for all work and costs of this Bid Item.
D. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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02920-4
LAWNS AND GRASSES
SECTION 02965
FULL DEPTH RECLAMATION
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. Reclamation of the existing bituminous surfacing and a portion of the existing
base material.
1.02 RELATED SECTIONS
A. Section 02315 - Excavation and Fill.
B. Section 02318 - Subgrade Preparation.
C. Section 02720 - Aggregate Base Course.
1.03 REFERENCES
A. Minnesota Department of Transportation "Standard Specifications for
Construction," 2000 Edition (MnDOT Spec.):
1. 2105 - Excavation and Embankment.
2. 2111 - Test Rolling.
3. 2112 - Subgrade Preparation.
4. 3149 - Coarse Filter Aggregate.
1.04 SEQUENCING AND SCHEDULING
A. Reclamation will be performed if pavement removal is not required.
B. Compaction of the reclaimed material by rubber-tired roller is required
immediately following the reclamation process, and before excavation and
removal of excess material.
PART 2 - PRODUCTS
Not Used
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FULL DEPTH RECLA.J.V1A TI0N
PART 3 - EXECUTION
3.01 GENERAL
A. Create an aggregate base course composed of the existing bituminous pavement
and a portion of the existing aggregate base material.
B. The top 3-1/2 inches, or as specified on the Drawings, of the reclaimed material
will need to be excavated and removed to allow for the new bituminous
pavement.
3.02 PREPARATION
A. The Contractor is to provide a 48 hour notice prior to beginning the reclamation
process.
3.03 EQUIPMENT
A. Contractor to notify the Engineer of the equipment to be used at the
preconstruction conference:
1. Equipment to be hydrostatically driven.
2. Computerized operation controls.
3. Capable of cutting up to a 12 inch depth in 1 pass.
3.04 THICKNESS REQUIREMENTS
A. Typical Reclaimed Section:
1. Reconstruct Area Streets: Approximately consists of 3 inches of
bituminous and 8 inches of aggregate base for a total of 11 inches.
2. 62nd Avenue North (Winnetka Ave - Louisiana Ave): Approximately
consists of 4 inches of bituminous and 10 inches of aggregate base for a
total of 14 inches.
3. Gettysburg and 60th Avenues: Anticipate approximately consists of 3
inches of bituminous and 8 inches of aggregate base for a total of 11
inches.
4. The reclaimed depth is anticipated to be 9-10 inches, however, if
variations occur, the depth shall be adjusted accordingly.
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FULL DEPTH RECLAMATION
3.05 MEASUREMENT AND PAYMENT
A. A Bid Item has been provided for Bituminous Pavement Reclamation.
Measurement will be by the square yard, based on the width of the existing street:
1. Payment for leveling and compaction of the material immediately after it
is reclaimed is to be included in the Bid Unit Price per square yard.
2. The Bid Unit Price is to include the motor grader and any water necessary
to maintain the streets until paved.
B. Removal of excess material will be paid one of two ways:
1. If the reclaim material is salvaged and used as aggregate base, the
measured amount of material salvaged and reused will be paid in
accordance with Section 02720 - Aggregate Base Course.
2. If the reclaim material is hauled directly from the Project Site or used for
access maintenance somewhere within the Project area, the amount hauled
away will be paid in accordance with Section 02315 - Excavation and Fill.
C. Finish grading and tolerancing prior to paving is considered incidental to the
reclamation.
D. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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02965-3
FULL DEPTH RECLAJvlATION
SECTION 16050
BASIC ELECTRICAL MATERIALS AND METHODS
PART 1- GENERAL
1.01 SECTION INCLUDES
A. References used in Division 16 - Electrical.
B. Regulatory requirements for electrical construction.
C. Requirements of equipment and materials.
D. Workmanship.
1.02 RELATED SECTIONS
A. Conditions of the Contract, Supplemental Conditions, and Division 1 - General
Requirements Sections apply to all work of Division 16 - Electrical.
B. Section 01330 - Submittal Procedures.
1.03 REFERENCES
A. ANSI - American National Standards Institute:
1. C2 - National Electrical Safety Code.
B. ICEA - Insulated Cable Engineers Association:
1. S-95-658 - Thermoplastic-Insulated Wire and Cable.
2. S-65-375 - Rubber-Insulated Wire and Cable
C. NECA - National Electrical Contractors Association:
1. NECA 1 - Standard Practices for Good Workmanship ill Electrical
Contracting.
D. NEMA - National Electrical Manufacturers Association:
1. TC 2 - Electrical Polyvinyl Chloride (pVC) Tubing and Conduit.
E OSHA - Occupational Safety and Health Administration:
1. 29 CFR 1910 - Occupational Safety and Health Standards.
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BASIC ELECTRICAL
MA TERV\.LS AND METHODS
F. UL - Underwriters Laboratories, Inc.:
1. UL-6 - Rigid Metal Conduit.
2. UL-83 - Thermoplastic - Insulated Wires and Cables.
3. UL 486D - Insulated Wire Connector Systems for
Damp or Wet Locations
4. UL-651 - Schedule 40 and 80 Rigid PVC Conduit.
5. UL-1029 - High-Intensity-DischargeLam.pBallasts:
6. UL-1572 - High Intensity Discharge Lighting
1.04 REGULATORY REQUIREMENTS
A. All work performed
National Electrical
C2), and the Minnesota State
Iowa State Building Code, or
1.05 INSTRUCTIONS AND PARTS LITERATURE
A. Instruction and parts literature is generally
devices. Contractor shall remove this literature from the
equipment enclosure, identify the literature with theequipIIlent
and file the literature in loose-leaf binders with index tabs. Each binder
an index which lists each piece of equipment and the literature which
An index tab shall be provided for each piece of equipment.
1.06 SUBMITTALS
A. Shop drawings shall be submitted with Contractor's stamp of approval as specified
in Section 01330 - Submittal Procedures.
PART 2 - PRODUCTS
2.01 EQUIPMENT AND MATERIALS
A. All equipment and materials shall be provided as specified in Division 16 -
Electrical Sections and Section 8 ofthe Conditions ofthe Contract.
B. All equipment and materials shall be new and shall bear the Underwriters
Laboratories (UL) label if such products are listed by UL.
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BASIC ELECTRICAL
MATERIALS AND METHODS
C. Where applicable, equipment and materials shall conform to ANSI, ICEA, IEEE,
and NEMA standards.
PART 3 - EXECUTION
3.01 WORKMANSHIP
A. All work shall be performed in a neat and workmanlike manner consistent with the
high quality standards of the electrical trade. "A neat and workmanlike manner"
shall be as required by NFPA 70, Section 110-12; and shall conform to NECA 1,
Standard Practices for Good Workmanship in Electrical Contracting. Each
electrician shall be knowledgeable and well-trained in the particular tasks to be
performed.
3.02 RECEIVING AND STORING EQUIPMENT
A. All equipment shall be handled and stored in accordance with the manufacturer's
instructions.
B. In general, equipment packaging is not designed to protect the contents for outdoor
storage. As a minimum, Contractor shall store the equipment prior to installation in
a clean, dry location free from excessive temperatures, humidity, or foreign
materials normally encountered at a Project Site. If the storage facility is unheated,
Contractor shall provide heating to protect control equipment from condensation,
which could cause electronic components to corrode or to be otherwise damaged.
3.03 ALTERJ."\TATES
A. Refer to Section 01200 - Price and Payment Procedures for a description of work to
be performed under each Altemate.
3.04 MEASUREMENT AL'ID PAYMENT
A. Bid Items have been provided on the Bid Form for the electrical work included in
Alternate No.5 - Street Lighting. These items include Lighting Unit ORF & Pole,
Light Base, #12 Conductor, 20 Amp Circuit Breaker, and 1.5 inch PVC Conduit.
Measurement for these item will be in accordance with the Bid Item as shown on
the Bid Form. Payment for these Bid Items multiplied by the appropriate Bid Unit
Price will be considered full compensation for the work associated with Alternate
No.5.
B. All other work and costs of this Section shall be incidental to the Project and
included in the TOTAL BASE BID.
END OF SECTION
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16050-3
BASIC ELECTRICAL
MATERIALS AND METHODS
SECTION 16500
LIGHTING
PART 1 - GENERAL
1.01 SECTION INCLUDES
A. A Complete Lighting System Consisting of the Following:
1. Luminaires, including lamps.
2. Luminaire ballasts as required.
3. Raceway and wiring.
4. Control devices.
B. Identification letter used adjacent to luminaire symbols on Drawings;
Specifications for associated luminaires.
1.02 REFERENCES
A. FCC - Federal Communications Commission.
B. NFP A 70 - National Electrical Code.
C. OSHA - Occupational Safety and Health Administration.
D. UL 1029 - Ballasts, High-Intensity Discharge Lamp.
E. UL 1572 - Lighting Fixtures, High-Intensity - Discharge.
1.03 SUBMITTALS
A. Product cut sheets with specified features highlighted for each luminaire.
B. Product photometric data for each luminaire which is not listed III the
Specifications or which does not have prior approval.
C. A computer printout of horizontal footcandle levels for each field shall be
provided to establish compliance with the Specifications by the equipment
provided. Aiming points shall be identified and illuminance points shall be
provided on a 20 foot x 20 foot grid at an appropriate scale. Proposed number of
luminaires shall be included on the Drawing for each pole, as well as proposed
pole locations and boundary outlines for each field. A printout for initial
footcandles and a printout for maintained footcandles shall be provided.
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LIGHTING
D. Provide Operation and Maintenance Manuals.
PART 2 - PRODUCTS
2.01 LUMINAIRES
ORF Exterior "Shoebox" Style Luminaire with the following features:
1. One (1) 150 watt high pressure sodium lamp.
2. 240 volt ballast.
3. Rugged, heavy-gauge, extruded aluminum housing with dark bronze
corrosion-resistant polyester powder fmisn.
4. Anodized segmented reflector with an R4SC distribution.
5. Bears the UL label for wet locations.
6. Lithonia KSE series, or approved equal.
2.02 BALLASTS
A. High Pressure Sodium and Metal Halide Ballasts:
1. High power factor (90 percent or higher).
2. Minimum starting temperature of -200 F.
3. Crest factor not greater than 1.7.
2.03 LAMPS
A. High Pressure Sodium:
1. Medium or mogul base reflector or non-reflector as required by luminaire.
2. Wattage as specified in the luminaire description.
3. Color temperature 2000 K.
4. Shall have a minimum Color Rendering Index (CRI) of21 (or greater).
5. Philips, or pre-approved equal.
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LIGHTING
2.04 CONTROL DEVICES
A. Devices for Automatic Control:
1. Photo Controls:
a. Light level selector to adjust activation.
b. Time-delay activation and de-activation.
c. SPST contacts rated 15 amps tungsten or 8.3 amps ballast at 120
Vac.
d. 1/2 inch male thread for mounting.
e. Intermatic K4100, Tork 2100, or approved equal.
2.05 POLES
A. For Luminaire Type ORF:
1. 25 foot tall, square straight steel.
2. Dark bronze polyester powder paint which matches the luminaire color.
3. Base plate cover over bolts and base plate.
B. All pole installations shall be capable of withstanding the forces produced by 80
mph winds with a 1.3 gust factor and the total number of luminaires required per
pole. For ball field poles this requirement shall be based on the total number of
luminaires required if all alternatives are accepted, regardless of the number
actually accepted.
PART 3 - EXECUTION
3.01 INSTALLATION
A. In general, luminaires shall be located where shown on the Drawings; however,
Contractor shall check equipment locations and install luminaires so that piping,
duct work, and other devices or equipment shall not interfere with the luminaire
components or its performance. In all areas, except offices, equipment locations
shall have priority over luminaire locations.
B. Lenses, refractors, and glassware shall be clean and free from cracks or chips. All
reflectors, shades, luminaire bodies, etc. shall be free from dents and scratches,
thoroughly cleaned, and properly aligned before installation is accepted by the
Owner. All exposed tags and labels other than UL shall be removed.
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LIGHTING
C. Pole erection and mounting shall be done according to pole manufacturer's
recommendations.
3.02 MEASUREMENT AND PAYMENT
A. All work and costs of this Section shall be incidental to the Project and included
in the TOTAL BASE BID.
END OF SECTION
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LIGHTING
MnlDOT SD-15 (Rev. 3-2005)
MINNESOTA DEPARTMENT OF TRANSPORTATION
OFFICE OF MATERIALS ENGINEERING
Federal Aid, State Funds, CountylMunicipal Federal Aid Projects and State Aid Projects
This schedule outlines the minimum sampling and testing required for most materials used in highway
construction. Some items that are rarely used or materials of recent development are often covered by
special provisions and may not be shown on the schedule. For more information regarding contract
requirements for testing, please reference the "Standard Specifications for Construction"; Specification 1603
Materials: Specifications, Samples, Tests, and Acceptance. When sample sizes required for testing exceed 35
pounds, please submit multiple containers of the material with no individual container weighing more than
35 pounds.
Small quantities of materials may be accepted without sampling and testing. A small quantity is defined as
any total quantity, for the whole project, of one material, which is smaller than the minimum quantity
required for testing unless modified by the individual material items. These materials shall be from known,
reliable sources, perform satisfactorily and meet the requirements for purpose intended. The inspection
report (Form 2415) should include a statement to this effect and show the source. Form 2403 may be used to
report small quantities of diverse materials from different sources. Form 2415 and Form 2403 (or approved
revisions) are referenced in the Schedule of Materials Control for project record documentation and are
required to be maintained in the project file.
Where items of small quantity are used in a critical location or significantly influence the safety,
performance, strength or durability of major construction items, prior approval for their use without testing
must be obtained.
Previously approved materials transferred from another project should be reported on Form 2415. The
report should include: type of material, quantities involved, source, and supplier of materials. 'Whenever
possible, include the project number for which the material was originally approved.
A TELEPHONE INDEX is included with the Schedule giving the numbers of contact persons if further
information is required regarding the various materials.
A web site (www.mrr.dot.state.mn.us) has been established for the Office of Materials. The contributing units
to the Materials Control Schedule from the Pavement Engineering Section are the Bituminous Engineering
Unit, the Concrete Engineering Unit, and the Grading & Base Unit. The Materials Engineering Unit contains
the Approved Products and the Certified Products and Services List, as well as, the Materials Control
Schedule.
PLEASE CONTACT THE MnlDOT DISTRICT INDEPENDENT ASSURAl'fCE INSPECTOR WHEN
PROJECT STARTS TO PROVIDE THE PROPER SERVICING OF YOUR PROJECT.
INDEX
Materials Control Schedule
I. Grading and Base Construction Items
II. Bituminous Construction Items for Specification 2360
III. Sealcoat Construction Items for Specification 2356
IV. Concrete Construction Items
V. Landscaping and Erosion Control
VI. Chemical Items
VII. Metallic Materials and Metal Products
VIII. Miscellaneous Materials
IX. Geosynthetics, Pipe, Tile, and Precast/Prestressed Concrete
X. Brick, Stone, and Masonry Units
XI. Electrical and Signal Construction Items
Page 1 thru 4
Page 5 thru 10
Page 11 thru 14
Page 15 thru 23
Page 24 thru 27
Page 28 and 29
Page 30 and 31
Page 32
Page 33 thru 36
Page 37
Page 38 and 39
TELEPHONE INDEX FOR SCHEDULE OF MATERIALS CONTROL
Section Page Section Name Contact Phone
Part I Page 1 Grading & Base Tim Andersen (651) 779-5609
Cary Efta (651) 779-5332
Website: www.mrr .dot.state.mn. us/pavement/GradingandBase/gradingandbase.asp
Part II Page 5 Bituminous - Spec. 2360 John Garrity (651) 779-5577
Part II B 4 Page 7 Asphalt Binder Jim McGraw (651) 779-5548
Web site: www.mrr.dot.state.mn.us/pavement/bituminous/bituminous.asp
Part III Page 11 Seal Coating - Spec 2356 Jerry Geib (651) 779-5568
Part IV Page 15 Concrete - Aggregates and Mix Design Wendy Garr (651) 779-5335
Concrete - Certified Ready Mix Wendy Garr (651) 779-5335
Concrete - Paving Maria Masten (651) 779-5572
Concrete - Bridges Ron Mulvaney (651) 779-5575
Website: www.mrr.dot.state.mn.us/pavement/concrete/ co ncrete.asp
Changed Title of Agricultural Items to Landscaping and Erosion Control Items
Part V Page 24 Landscaping and Erosion Control Items
Erosion Control Leo Holm (651) 284-3766
Landscaping Scott Bradley (651) 284-3758
Part VI Page 28 Chemical Items Jim McGraw (651) 779-5548
Dave Iverson (651) 779-5550
Part VII Page 30 Metallic Materials and Metal Products
Sampling Terry Beaudry (651) 779-5610
Test Results Laboratory (651) 779~5560
Bridge Structural Metals Todd Niemann (651) 747-2132
Part VIII Page 32 Miscellaneous Materials
Sections lthru 3 Terry Beaudry (651) 779-5610
Section 4 Todd Nieman (651) 747-2132
Test Results Laboratory (651) 779-5560
Part IX Page 33 Geosynthetics, Pipe, Tile, and
Precast/Prestressed Concrete
Sections 1 thru 5 and 8 thru 11 Steve Grover (651) 779-5540
Sections 6, 7 Terry Beaudry (651) 779-5610
Section 12 Randy Tilseth (651) 779-5604
Section 13 Leo Holm (651) 284-3766
Test Results Laboratory (651) 779-5560
Part X Page 37 Brick, Stone and Masonry Units/
Modular Retaining Wall Blocks
Sections 1, 2A & 4 Terry Beaudry (651) 779-5610
Section 2B Blake Nelson (651) 779-5599
Section 3 Steve Grover (651) 779-5540
Test Results Laboratory (651) 779-5561
Part XI Page 38 Electrical and Signal Construction
Items Ray Starr (651) 284-3434
Sections 1, 8-11 Steve Grover (651) 779-5540
Section 2 Wendy Garr (651) 779-5335
Section 3 Terry Beaudry (651) 779-5610
Sections 4-7 Laboratory (651) 779-5560
Test Results
MnlDOT SD - 15 March 2005
Page 1
SCHEDULE OF MATERIALS CONTROL
I. GRADING Ai'lD BASE CONSTRUCTION ITEMS (www.mrr.dot.state.mn.us/pavementlGradingandBase/gradingandbase.asp)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
Form Minimum Required Minimum Required Minimum
No. Contractor Quality Agency Required Individual
Spec. Control Testing (QC) Acceptance Testing Sample
Material No. (Production Testing (QA) Laboratory Size
(See Rate) (Field Testing Rate) Testing
Note 6) (See Note 1)
Metric English Metric English Metric English
1. GRADATION 3138 02115-03, 1/1,000 t 1/1 ,000 ton Random Sampling 1 per source 10-15 kg 25 lb.
(5-692.210 to .215) & 02154-02, Gradation Acceptance
(a) Aggregate Surfacing Special 4346-02, or or Method (Salvage Bit.
(2118) Provisions & (See Spec. 2211.3F) See Note 3)
(b) Aggregate Base 2l760-03a 1/460 m3 1/550 yd3 &
(2211) (CV) (CY) (5-692.700)
(c) Aggregate Shoulders
(2221)
(d) Stabilizing Aggregate 3149
(2105) &
Special
Provisions
(e) Open Graded Special 02115-03, 1 per source 1/1,000 t 1/1,000 ton or 1 per source 10-15 kg 25 lb.
Aggregate Base (OGAB) Provisions 24346-02, before placing or 1/550 Yd3
& on project 1/460 m3 (CV)
21760-03a (CV) (See Note 2)
Contractor is (See Note 2)
encouraged to perform
(t) Granular Borrow 3149 additional tests for Less than Less than 1 per source 10-15 kg 25 lb.
Select Granular & process control. 115,000 m3 150,000 Yd3
Borrow (2105) Special (CV) (CV) (Salvage Bit.
Provisions 1/8,000 m3 1/10,000 Yd3 See Note 3)
150,000 Yd3
115,000 m3 (CV) or more
(CY) or more 1/20,000 Yd3
1/15,000 m3 (See Note 2)
(See Note 2)
(g) Bituminous 2331 02115-03, 1/5,000 m2 1/6,000 Ydo 1/10,000 m2 1/12,000 Yd2 None None
Pavement & 02402-03,
Reclamation Special & (See Note (See Note
(Full Depth Provisions 21760-03a 4) 4)
Reclamation)
(h) Granular Filter 3601 02115-03, 1 per source 1 per source 1 per source 10-15 kg 25 lb.
& 21760-03a before placing
Special & on proj ect (See Note 2)
Provisions 24346-02
Contractor is
encouraged to perform
additional tests for
process control.
MnlDOT SD - 15 March 2005
Page 2
SCHEDULE OF MATERIALS CONTROL
I. GRADING AJ.'W BASE CONSTRUCTION ITEMS (Cont'd)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
Minimum Required Minimum Required
Contractor Quality Minimum
Spec. Form Control Testing Agency Required Individual
Material No. No. (QC) Acceptance Testing Laboratory Sample
(Production Testing (QA) Testing Size
(See Rate) (Field Testing Rate) (See Note 1)
Note 6) Metric 1 English Metric I English Metric English
(i) Granular Backfill
(2451) 1 per source
(j) Aggregate Backfill before placing 1 per source
(2451) 02115-03, on project (Salvage Bit.
(k) Granular Bedding 21760-03a 1 per source See Note 3)
(2451) 3149 & Contractor is 10-15 kg 251b
(1) Aggregate Bedding 24346-02 encouraged to perform (See Note 2)
(2451) additional tests for
(m) Coarse Filter (2451) process control.
(n) Fine Filter (2502) 1 per source
(0) Sand Cover (2206)
2. MOISTURE-
DENSITY TEST One sample
(Requiredfor Specified 1/40,000 t 1/40,000 ton minimum
Density) or or and additional
(Proctor) 2211 Contractor is 1/18,400 m3 1/22,000 Yd3 samples
(5-592.221 & .222) encouraged to perform (per source) (per source) as required
(a) Aggregate Base 2221 24587-01 25-30 kg 50 lb.
(b) Aggregate Shoulder proctor tests for
process control.
Two samples
per project
(c) Embankment Soil 2105 1 per major soil and additional
samples as
required
3. RELATIVE
DENSITY TEST 2211
(Required for Specified 1/1 ,800 t 1/1,800 ton
density) or or
(5-692.251 ) 2221 Contractor is 1/800 m3 1/1,000 Yd3
(a) Aggregate Base 02115-03 encouraged to perform (CV) (CV)
2207 &
(b) Aggregate 21760-03b density tests for
Shoulder process control.
(c) Embanlanent Soil 2105 None None
(Excavation & Borrow) & 1/3,000 m3 1/4,000Y d3
Special (CV) (CV)
Provisions
4. Penetration Index 2DCP DCP tests/1,80
Method (DCP) 02115-03, Contractor is testsll,800 t ton
(5-692.255) 2170-02, encouraged to perform or or
(a) Aggregate Base 2211 & DCP tests for process 800 m3 1,000 Yd3
(b) Aggregate 2221 21760-03b control.
shoulders (CV) (CV)
MnlDOT SD - 15 March 2005
Page 3
SCHEDULE OF MATERIALS CONTROL
I. GRADING AND BASE CONSTRUCTION ITEMS (Cont'd)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
Material Spec. Form Minimum Minimum Required Minimum Individual
No. No. Required Agency Required Sample
Contractor Quality Acceptance Testing Laboratory Size
(See Control Testing (QA) Testing
Note 6) (QC) (Production (Field Testing Rate) (See Note 1)
Testing Rate)
Metric I English Metric English Metric English
(Continued) 2331 02115-03, Contractor is 2 DCP tests/ 2 DCP tests/ None None
4. Penetration Index Method & 2170-02, encouraged to 5,000 m2 6,000 Yd2
(5-692.255) (DCP) Special & perform DCP tests
(c) Bituminous Pavement Provisions 21760-03b for process
Reclamation (Full Depth control.
Reclamation)
(d) Fine Filter Aggregate 2331 & See SpeciaLProvisions
(Edge Drains) Special
Provisions
5. RELATIVE 02115-03 Contractor is A minimum of A minimum of
MOISTURE (Required & encouraged to 1/1 ,800 t 1/1,800 ton or
lfor Specified Density) 21760-03b perform moisture or 1/800m3 1/1,000 yd3 or
(5-692.253 ) tests for process or 10 tests I 0 tests
(a) Aggregate Base 2211 control. whichever is whichever is
(b) Aggregate Shoulder 2221 less less
(c) Embankment Soil 2105 1/3,000 m3 1/4,000 Yd3
(Excavation & Borrow) (CY) (CY)
6. Moisture Content, (DRY Contractor is A minimum of A minimum of
WEIGHT) encouraged to 1/1,800 t 1/1,800 ton or
(Required for Quality perform moisture or 1/800m3 1/1,000 yd3 or
compaction & Penetration tests for process or 10 tests 10 tests
Index Method) control. whichever is whichever is
(5-692.245) less less
(a) Aggregate Base 2211
(b) Aggregate Shoulder 2221
(c) Bituminous Pavement 2331 & 1/5,000 m2 1/6,000 Yd2
Reclamation (Full Depth Special
Reclamation) Provisions
7. Percent Crushing 3138, 02463 Belt Sample Once
(a) Belt Samples 3149 & & Per Day, or
(5-692.203) Special 24346-02
Provisions
(b) Particle Count Particle Count One per Source
(5-692.204) One Per Source
8. AGGREGATE 3138& Contractor is None 1 per 10-15 kg 25 lb.
(Quality Tests) Special encouraged to source (See (See
Provisions perform aggregate Note 5) Note 5)
quality tests for
process control.
MnlDOT SD - 15 March 2005
Page 4
SCHEDULE OF MATERIALS CONTROL
I. GRADING AND BASE CONSTRUCTION ITEMS (Cont'd)
Please contact the Mn/DOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
NOTE 1:
Laboratory samples are not required for 1,000 metric ton (l,OOOton] or 600m3 (LV) [714 Cu Yd (LV)] or
460m3 (CV) (550 Cu Yd (CV)] or less. The first laboratory sample shall be taken within the first 3,000 metric
ton (3,000 ton] and all laboratory samples shall have a field companion sample. The field sample results must
be included with the laboratory sample. The allowable field-lab tolerances are in the Mn/DOT Grading &
Base Manual at:
Sieve Analysis Procedure (Gradation) .................... 5-692.215
Sampling for Moisture-Density Test (Proctor) .......... 5-692.221
NOTE 2:
Samples are not required for 500 ton or less. Report small quantities on form 2415 or 2403.
NOTE 3:
If salvaged bituminous material is used, submit a laboratory companion to the first Acceptance Gradation
sample for a bituminous extraction. Bituminous extraction requirements shall not apply to Bituminous
Pavement Reclamation (Full Depth Reclamation).
NOTE 4:
When required in the Special Provisions
NOTE 5:
When the aggregate material is carbonate send in 23 kg [50 lbs.] to the lab.
NOTE 6:
The forms are available on the Grading & Base website at:
W\YW .mrr .dot.state.mn. us/pa vement/G radingandBase/gradingandbase.asp
MnlDOT SD - 15 March 2005
Page 5
SCHEDULE OF MATERIALS CONTROL
II. BITUMINOUS CONSTRUCTION ITEMS FOR SPECIFICATION 2360 (Note #1)
(All bituminous mixtures are from Certified Plants) (www.mrr.dot.state.mn.us/pavement/bituminous/bituminous.asp)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
DEFINITIONS
SAlVIPLE DESCRIPTION SAMPLE SAMPLE SAMPLE
TYPE LOCATION TAKEN BY TESTED
DETERMINED BY BY
QC Quality Control Testing performed by Contractor. Also Contractor Contractor Contractor
known as Process Control Testing.
Quality Assurance Testing performed by the Agency.
QA This test is performed on a companion sample to the Contractor Contractor Agency
Contractor's QC sample.
A sample to assure compliance of the Contractor's
Verification Quality Control program. The results shall be included Agency Agency Agency
as part of the QA Testing Program.
A companion sample to the Agency's Verification
Verification sample provided to the Contractor. The Contractor 12 Agency Agency Contractor
Companion required to test this sample. The results shall be used as
part of the QC program.
The Independent Assurance ;iampling and Iesting Contractor or Contractor
lAST assures testers are sampling and testing properly and Agency Agency or Agency
that equipment is calibrated correctly.
NOTE #1. Projects with bituminous tonnage less than or equal to 272 metric tons (300 tons) per day may be accepted on a small
quantity basis at the discretion of the Engineer. Retain Form 2415 or Form 2403 in Project File.
A. PRE-PRODUCTION SAlvIPLING Al~D TESTING for Specification 2360
SAlvlPLE SIZE: 35 kg (75 lb.) - plus #4 aggregate sample for quality testing and Percent Crushing
15 kg (35 lb.) - minus #4 aggregate for quality testing
18 kg (40 lb.) - bituminous mixture plus 3 Marshall specimens for volumetric testing (Marshall)
33 kg (70 lb.) - bituminous mixture plus 2 Gyratory specimens for volumetric testing (Gyratory)
35 kg (75 lb.) - bituminous mLxture for TSR testing (option A)
8 kg (18 lb.) - bituminous mLxture for TSR testing plus 9 Marshall specimens (option B) (Marshall)
8 kg (18 lb.) - bituminous mixture for TSR testing plus 6 Gyratory specimens (option B) (Gyratory)
1 kg (2 lb.) - for mineral filler.
MnlDOT SD - 15 March 2005
Page 6
SCHEDULE OF MATERIALS CONTROL
II. BITUMINOUS CONSTRUCTION ITEMS FOR SPECIFICATION 2360 (Note #1) (cont'd)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
1. Bituminous Mix Design (QC/QA)
OC Testing
REMARKS: Mix Design for Spec. 2360 is Contractor's responsibility with review by Mn/DOT.
OA Testing
Test Contractor's samples at optimum Asphalt Content, TSR, plus 3 Marshall specimens submitted along with Trial Mix data for review
(Marshall).
Test Contractor's samples at optimum Asphalt Content, TSR, plus 2 Gyratory specimens submitted along with Trial Mix data for review
(Gyratory).
2. Aggregate Quality Testing (QA Only)
OA Testing
Contractor shall provide 24 hour notice of intent to sample aggregates for quality testing. Agency has the option to monitor sampling.
Contractor submits to the Bituminous Engineer or the District Materials Engineer one (1) sample of each non-asphaltic aggregate type or
class per source per year. Quality testing \vill be performed as directed by the Bituminous Engineer or the District Materials Engineer.
When aggregate qualities approach specification limits or when material variation is observed, take additional field samples.
3. Mineral Filler (QA Only)
OA Testing
One (1) per shipment of 45 metric tons (50 tons) or less, unless previously inspected.
4. Additives (QA Only)
OA Testing
1 L (1 ql.) of blended asphalt binder and additive. Sample first shipment of each type of material, then submit one sample per 1,000 mJ
(250,000 gal.) (approximately 1,000 ton)
MnlDOT SD - 15 March 2005
Page 7
SCHEDULE OF MATERIALS CONTROL
II. BITUlYIINOUS CONSTRUCTION ITEMS FOR SPECIFICATION 2360 (Note #1) (Cont'd)
(All bituminous mixtures are from Certified Plants)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
B. BITUMINOUS PRODUCTION for Specification 2360
SA.l\fPLE SIZE: 15 kg (35 lb.) for Aggregate for Gradation (QC/QA)
35 kg (75 lb.) for each plus #4 Aggregate Type for Quality Testing
15 kg (35 lb.) for each minus #4 Aggregate Type for Quality Testing
20 kg (45 lb.) for Mixture Properties (QC/QA) 2 full 6" by 12" cylinder molds for QA
40 kg (90 lb.) for TSR (QC/QA) 4 full 6" by 12" cylinder molds for QA
40 kg (90 lb.) for Aggregate Specific Gravity (QC/QA)
1 L (1 qt) for Asphalt Binder (QA)
2 L (~ gal) for Asphalt Emulsion (QA)
1. Plant Mix Aggregate Gradation Testing (QC/QA, Verification*)
OC Testing
I per 900 metric tons (1000 tons) at start of production
I per 1,800 metric tons (2,000 tons) or portion thereof per mix blend as required by 2350.5C3a(6)(a)(b) or 2360.4E6a
1 per 900 metric tons (1000 tons) when operating under corrective action.
Companion samples taken for agency.
REMARKS: See Note #2 & Note #3
OA Testing
Companions to QC samples set aside for 7 working days and tested as needed.
The Agency representative observes QC testing as needed.
2. Aggregate Percent Crushing (QC/QA, Verification*)
OC Testing
Testing rates as required by 2360.4E7 CAA, 2360.4E8 FAA. Two tests per day (CAA, FAA) for first two days. IfCAA results exceed the
specification minimum by 8% of the requirement; sample daily, test minimum one per week. If FAA results exceed the specification minimum
by 5% of the requirement; sample daily, test minimum one per week.
REMARKS: See Note #3
OA Testing
Companions to QC samples set aside for 7 working days and tested as needed.
The Agency representative observes QC testing as needed.
3. Aggregate Quality Testing (QA Only)
OA Testinl?:
When aggregate qualities approach specification limits or when material variation is observed, take additional field samples as requested by
Project Engineer
4. Asphalt Binder Content, % (QC/QA, Verification)
OC Testing
I per 450 metric tons (500 tons) per mix blend for first 1,800 metric tons (2,000 tons) of mixture produced
Divide planned production by 1,000; round up to determine testing rate.
(a) Meter Method (Virgin only) ......................................................................................... Mn/DOT Bituminous Manual
(b) Incinerator Oven ....................................................................................................... MnJDOT Lab Manual Method 1853
(c) Extraction ............................................................................................................... Mn/DOT Lab Manual Method 1851 or 1852
(d) Spot Check (Virgin only) ............................................................................................. Mn/DOT Bituminous Manual 5-693.848
REMARKS: The verification companion sample must use Method (b) or (c) only. When more than one MnlDOT approved test procedure is
available, the Contractor shall select one method at the beginning of the project (when material is submitted for Trial Mix Review) and use
that method for the entire project. The Contractor and Engineer may agree to change test procedures during the construction of the Project.
REMARKS: See Note #3
If a member of a monitoring team observes the Contractor test, note and sign under remarks.
The Project Engineer is responsible for:
1.) Reviewing control charts for accuracy and completeness.
2.) Checking, sampling and testing procedures.
3.) Discussing QC problem with Contractor.
4.) Obtaining verification samples.
OA Testing Companions to QC samples set aside for 7 working days and tested as needed.
The Agency representative observes QC testing as needed.
MnlDOT SD - 15 March 2005
SCHEDULE OF MATERIALS CONTROL
Page 8
II. BITUMINOUS CONSTRUCTION ITEMS FOR SPECIFICATION 2360 (Note #1) (part B, Cont'd)
(All bituminous mixtures are from Certified Plants)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
5. Mixture Properties (QC/QA, Verification*)
(Maximum Gravity, Marshall Bulk Gravity - 3 Specimen Average, Gyratory Bulk Gravity - 2 Specimen Average)
OC Testing
1 per 450 metric tons (500 tons) per mix blend for first 1,800 metric tons (2,000 tons) of mixture produced.
Divide planned production by 1,000; round up to determine testing rate.
Verification Companion testing from Agency split sample is required to be performed and shall be used as a QC sample once per day.
REMARKS: See Note #2 & Note #3 Calibration factors shall be established regarding reheated samples.
OA Testing
Companion samples to QC samples set aside for 7 working days and tested as needed.
The agency representative shall observe at least one QC test per day.
*Verification Testing
Verification Companion testing from Agency split sample is required to be performed and shall be used as a QC sample once per day.
Verification testing to include the following Mixture Properties: Maximum Gravity, Marshall Bulk Gravity - 3 Specimen Average or Gyratory
Bulk Gravity - 2 Specimen Average, air voids, VMA, % crushing, asphalt binder content, and gradation. The verification companion shall also
be tested for CAA and FAA at a rate of 1 test per week if the CAli. and FAA exceed the requirements by 8% and 5% respectively otherwise test
daily.
An Agency representative will take 1 verification sample per mixture blend per day for MnlDOT laboratory testing. A verification companion
sample will be given to contractor for QC testing.
6. Core Density and Thickness
OC Testing
Production/lot testing rate requirements.
Daily Production Lots
Metric Ton English (ton)
270* - 545 (300* - 600) 1
546 - 910 (601 - 1000) 2
911 - 1455 (1001 - 1600) 3
1456-3275 (1601-3600) 4
3276 - 4545 (3601 - 5000) 5
4546 + (5001 +) 6
*When mix production is less that 270 metric tons (300 tons), establish I sllot when accumulative tonnage exceeds 270 metric tons (300 tons).
Core locations determined and marked by Agency. The Contractor shall schedule the approximate time of testing during normal project work
hours so that the Agency may observe and record the saturated surface dry and immersed weight of the cores.
RErvLARKS: Sawing of cores into separate lifts is required. Contractor is required to have a saw capable of separating the core lifts without
damaging the material.
OA Testing
1 companion core per lot. Core locations determined and marked by Agency. Agency representative observes all Contractor coring, sawing
and testing, and takes possession of Mn/DOT cores after sawing. Agency cores shall be transported and tested at the Laboratory (Agency field
or DistrictlDivision) as soon as possible to prevent damage due to improper handling or exposure to heat. A completed coring log shall be
submitted to the Laboratory (Agency field or DistrictlDivision).
7. Aggregate Specific Gravity (QC/QA)
OC Sampling: 1 per 9,000 metric tons (10,000 tons). Tested by Contractor, if requested by Project Engineer.
OA Testing: Companion sample to QC sample shall be submitted to the DistrictlDivision Materials Lab and tested as needed.
MnlDOT SD - 15 March 2005
SCHEDULE OF MATERIALS CONTROL
Page 9
II. BITUMINOUS CONSTRUCTION ITEMS FOR SPECIFICATION 2360 (Note #1) (part B, Cont'd)
(All bituminous mixtures are from Certified Plants)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
8. Tensile Strength Ratio (T.S.R.) (QC/QA)
OC Sampling
1 in the first 5,000 tons or by the second day of production, whichever comes first, then 1 per 20,000 metric tons (22,000 tons). If the Materials
Engineer requires the samples to be tested, both the Contractor and the Department will be required to test these samples within 72 hours after
they are sampled.
OA Testing
Companion sample to QC sample shall be submitted to the DistrictlDivision Materials Lab and tested as needed.
9. BITUMINOUS M..A.TERlALS
Only Bituminous Materials from Certified Sources are allowed for use. The most current list of Certified Sources can at
http://www.mrr.dot.state.mn.uslmaterials/aoorprod.asp
SAMPLE SIZE: I L (I qt) for Asphalt Binder (QA)
2 L (Yz gal) for Asphalt Emulsion (QA)
Spec.
No.
Quality Control
(QC)
Asphalt Binder
3151
QC testing is the
responsibility of the
bituminous material
supplier. Random
sampling is arranged by
the MnlDOT Chemical
Laboratory.
Asphalt Emulsion
Cutback Asphalt
Quality Assurance
(QA)
Form
No.
State inspector observes
contractor personnel
taking sainple. Sample
first shipment of each
grade of material at the
start of a plant's
production each year or
after set-up of a portable
plant. Thereafter, submit
one sample per 1,000 m3
(250,000 gal). Sample
asphalt binder in 1 clean 1
L (Qt) steel container.
2413
Asphalt Sample
Identification Card
Sample first shipment,
then submit one sample
per 200 m3 ((50,000 gal.).
Sample asphalt emulsion
in plastic container with
wide screw top and
immediately send to
MnlDOT Chemical Lab.
Cutback Asphalt should
only be used in cold
temperature applications
with the Engineer's
approval. Contact
Bituminous Office for
cold temperature
application guidelines.
Pressure fit cans for
cutback asphalt.
10. Moisture Content in Mixture (QC only)
OC Testing
Sampling and testing shall be conducted by the Contractor on a daily basis unless exempted by the Engineer and tested according to the
procedures in the Bituminous Manual (5-693.950). Moisture contents above 0.3% are not allowed.
MnlDOT SD - 15 March 2005
Page 10
SCHEDULE OF MATERIALS CONTROL
II. BITUMINOUS CONSTRUCTION ITEMS FOR SPECIFICATION 2360 (Note #1) (Part B, Cont'd)
(All bituminous mixtures are from Certified Plants)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
NOTE #1. Projects with bituminous tonnage less than or equal to 272 metric tons (300 tons) per day may be accepted on a small
quantity basis at the discretion of the Engineer. Retain Form 2415 or Form 2403 in Project File.
NOTE #2. All QA test samples shall be from split samples.
If a member of the monitoring team observes the Contractor Test, note and sign under remarks.
The Project Engineer is responsible for:
1.) Reviewing control charts for accuracy and completeness.
2.) Checking sampling and testing procedures.
3.) Discussing QC problems with the Contractor.
4.) Obtaining Verification Samples.
5.) When additional testing is necessary, collect QA samples which have been acquired and retained by the Contractor and/or
additional verification samples.
NOTE #3. For process control testing, acceptance will be based on Contractor's test results as verified by MnlDOT test results.
MnlDOT SD - 15 March 2005
Page 11
SCHEDULE OF MATERIALS CONTROL
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
lll. Seal Coat Construction Items For 2356 SPECIAL PROVISIONS
A. (2356) Bituminous Seal Coat
B. (2356) Seal Coat - Macro-Surfacing
C. (2356) Micro-Surfacing
DEFINITIONS
Sample Type Description Sample Location Sample Taken By Sample Tested By
Determined By
Definitionsfrom 23 CFR 637.203
QA All those planned and systematic actions necessary to
Quality Assurance provide confidence that a product or service will
satisfy given requirements for quality
QC All contractor/vendor operational techniques and Contractor Contractor Contractor
Quality Control activities that are performed or conducted to fulfill
the contract requirements.
Verification Sampling and testing performed to validate the Agency Agency Agency
sampling and quality of the product.
testing
Mn/DOT Definition
lAST The Independent Assurance Sampling and Testing Agency Contractor or Contractor or
assures testers are sampling and testing properly and Agency Agency
that equipment is calibrat~d correctly.
Should unique circumstances arise on a project which makes the quantities or rates of testing materials
impractical, they may be revised prior to performing the work by contacting the Pavement Management
U nit and obtaining their approval.
The testing rates shown are only minimums.
MnlDOT SD - 15 March 2005
Page 12
SCHEDULE OF MATERIALS CONTROL
III. Seal Coat Construction Items For 2356 SPECIAL PROVISIONS (cont'd)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
(2356) BITUMINOUS SEAL COAT
SA.1\1PLE SIZE: Mix Design: 150 lbs.
Spec. Quality Control Verification Form
Test Type No. (QC) No.
Seal Coat 2356 One per source Verify all QC results and review mix design.
Mix Design
Gradation and Average gradation during production.
Aggregate Qualities % Shale
-. Static Stripping Test
Flakiness Index
Los Angeles Rattler
Aggregate design application rate
Bit. Material design application rate
Loose unit mass (weight) of the aggregate
Bulk specific gravity of the aggregate
Seal Coat Test for gradation. One per day, or one per Test for gradation. One per day, or one per
Aggregate l360t (1500 tons), whichever is greater. Ifa 1360t (1500 tons), whichever is greater. If a
temporary stockpile is used, test at this temporary stockpile is used, test at this
location. location.
Stockpile
Production Sample for gradation. One per day. Test if Sample for gradation. One per day. Test if
Gradation required by the Engineer. required by the Engineer.
Construction
Bituminous Use a Certified Source. Sample the first load. One Sample for every
Material 200m3 (50,000 gal.) (approx. 200 ton).
For Seal Coat Verify the application rate daily by dividing
the volume used by the area covered.
Quality
Application rate
Use a certified source.
For Fog Seal Verify the application rate daily by dividing
the volume used by the area covered.
Quality
Application rate One sample to test for dilution rate.
MnlDOT SD - 15 March 2005
Page 13
SCHEDULE OF MATERIALS CONTROL
III. Seal Coat Construction Items For 2356 SPECIAL PROVISIONS (cont'd)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
(2356) SEAL COAT - MACRO-SURFACING
SA1\1PLE SIZE: Mix Design: 150 lbs.
Test Type Spec. Quality Control (QC) Verification Form
No. No.
Macro-surfacing 2356 One per source Verify aggregate properties.
Mix Design.
Average gradation during production.
Gradation and Fractured faces
Aggregate Qualities Flakiness Index
Micro-Deval
Deleterious materials
Absorption
Emulsion
Sweep test Sweep test is not verified by Mn/DOT
Sieve test
Viscosity
Residue from Distillation
Oil distillate by volume of emulsion
Tests on Base Penetration
Asphalt Elastic recovery
Mix Design Aggregate design application rate Design is accepted by Mn/DOT
Bit. Material design application rate
Loose unit mass (weight) of the aggregate
Bulk specific gravity of the aggregate
Penetration results of emulsion
Macro-surface Test for gradation. One per day, or one per Sample for gradation. One per day.
Aggregate 1360t (1500 tons), whichever is greater. If a
temporary stockpile is used, test at this
Stockpile location.
Production
Sample for gradation. Two per day. Report
Construction results \vithin two hours.
Bituminous Use a Certified Source. Sample the first load. One Sample for every
material 200m3 (50,000 gal.) (approx. 200 ton).
For Macro-surface Verify the application rate daily by dividing
the volume used by the area covered.
Quality
Application rate
Use a certified source.
For Fog Seal
Verify the application rate daily by dividing
Quality the volume used by the area covered.
Application rate One sample to test for dilution rate.
MnlDOT SD - 15 March 2005
Page 14
SCHEDULE OF MATERIALS CONTROL
ill. Seal Coat Construction Items For 2356 SPECIAL PROVISIONS (cont'd)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
(2356) SEAL COAT - MICRO-SURFACING
SAMPLE SIZE: Mix Design: 150 lbs.
Spec. Quality Control Verification Form
Test Type No. (Qq No.
Micro-surfacing 2356 One per source Verify all QC results and review mix design.
Mix Design
Gradation and Average gradation during production.
Aggregate Qualities Sand Equivalent
Abrasion Resistance
Soundness
Asphalt Emulsion Residue after Distillation
Certified source Softening Point
Penetration at 25C (77F)
Absolute Viscosity at 60C (140F)
Mix Design Wet Stripping Review test results submitted in the mix
Wet-Track Abrasion Loss design format required in the special
- one hour soak provision.
- six day soak
Saturated Abrasion Compatibility
Mix Time at 25C (77F)
Mix Time at 37.4C (lOOF)
Micro-surfacing
Aggregate
Stockpile Test for gradation. One per day, or one per
Production 1360t (1500 tons), whichever is greater. Ifa
temporary stockpile is used, test at this
location.
Construction Sample for gradation, sand equivalence and Test for gradation. One per 1360t (1500
moisture content. One per 435.6 metric tons tons), If a temporary stockpile is used, test at
(500tons), minimum of one per day. this location. Determine moisture content.
One per day
Asphalt Emulsion
Quality Use a Certified Source. Sample the first load. One Sample for every
200m3 (50,000 gal.) (approx. 200 ton).
Quantity Verify the quantity using equipment counter
readings.
For Fog Seal, when
required
Quality Use a certified source.
Application rate Verify the application rate daily by dividing One sample to test for dilution rate.
the volume used by the area covered.
MnlDOT SD - 15 March 2005
Page 15
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (www.mrr.dot.state.mn.us/pavement/concrete/concrete.asp)
(All Ready Mix is from Certified Plants)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
The testing rates shown in this Schedule of Materials Control are only minimums. Take as many tests as
necessary to ensure quality concrete.
If any field test fails, reject the concrete or if the Producer makes adjustments to the load to meet requirements,
record the adjustments on the Certificate of Compliance and retest. If adjustments are made at the plant, test
the first load after those adjustments have been made. Make sure the next load is tested before it gets into the
work. Continue to test the concrete if Project quality has been inconsistent.
If a gradation or quality test fails, the Producer cannot produce concrete until a passing test is completed. The
Producer must have a passing gradation each day to prior to beginning production.
If failing concrete inadvertently gets placed in the work, either the Mn/DOT Standard Specifications for
Construction or the Schedule of Price Reductions for Concrete address penalties.
It is recommended that the Agency representative continually monitor the progress of all concrete pours. (It is
not an acceptable practice to only perform minimum testing requirements and leave the project.)
Should unique circumstances arise on a project which makes the rates of testing impractical, they may be
revised prior to performing the work by contacting the Concrete Engineering Unit and obtaining their
approval.
DEFINITIONS
Description Sample Location Sample Taken By Sample Tested By
Determined By
QC Quality Control Testing performed by Contractor. Also Contractor Contractor Contractor
known as Process Control Testing.
QA Quality Assurance Testing performed by the Agency. Contractor Contractor Agency
This test is performed on a companion sample to the
Contractor's QC sample.
Yerification A sample to assure compliance of the Contractor's Agency Agency Agency
Quality Control program. The results shall be included
as part of the QA Testing Program.
Yerification A companion sample to the Agency's Verification Agency Agency Contractor
Companion sample provided to the Contractor. The Contractor ~
required to test this sample. The results shall be used as
part of the QC program.
lAST The Independent A,ssurance .s,ampling and Iesting Agency Contractor or Contractor or
assures testers are sampling and testing properly and Agency Agency
that equipment is calibrated correctly.
MnlDOT SD - 15 March 2005
Page 16
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
(www.mrr.dot.state.mn.us/pavement! concrete/concrete. asp )
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
CERTIFIED READY -MIX CONCRETE
These testing rates shall be used for all concrete except paving concrete, low slump concrete overlays.
Refer to Concrete Construction Materials to determine if any field samples need to be taken.
All QC and Verification gradation tests require companion samples. These samples are obtained from a larger sample that is reduced by
splitting to obtain the sample sizes listed below for both the Producer/Contractor and the Agency.
Gradation Sample Size: 10 -15 kg (25 lb.) for +19 mm (3/4" Plus) Coarse Aggregate
5 -7 kg (10-15 lb.) for -19 mm (3/4" Minus) Coarse Aggregate
5 kg (10 lb.) for CA-70 and Sand
Test Type Spec. Producer/Contractor Testing Agency Testing Form
No. No.
Gradation Testing 3126 When over 20 mJ (yd3) of Agency concrete The QA (QC companion) samples are 2449
(QC/QA) 3137 produced per day: tested by the Agency at a rate directed Weekly
(5-694.145 Coarse: 1 per 100 m3 (yd3) by the Project Engineer. Concrete
and Fine: 1 per 200 m3 (yd3) Aggregate
5-694.148) Report
The Producer shall complete the initial aggregate (QC/QA)
gradations prior to the start of concrete production
each day. The Producer may perform testing on
representative material the prior evening.
The Producer is responsible for holding QA (QC
companion) samples until they are picked up by the
Agency monitor. If not picked up, they may be
discarded after one week.
Gradation Testing 3126 The Contractor is required to test the Verification Coarse and Fine: 1 per day or 1 per 2449
(VerificationJ 3137 Companion sample. 500 m3 (yd3) whichever results in the Weekly
Verification lowest sampling rate with a minimum Concrete
Companion) of 1 per week Aggregate
(5-694.145 Report
and A minimum of2 Verification samples (Verification
5-694.148) per week is required when Certified Companion)
production is 3 or more days per week.
Take more Verification samples when 24143
production problems exist. Weekly
Certified
Ready-Mix
Plant Report
(Verification)
Moisture Testing When over 20 m3 (yd3) of Agency concrete None 2152
(QC) produced per day: Concrete
(5-694.142) Coarse and Fine: 1 per 200 m3 (yd3) Batching Report
The Producer shall complete the initial moisture
content and adjust the batch water prior to the start
of concrete production each day. If weather
conditions allow, the Producer may perform
moisture testing on representative material the prior
evening.
MnlDOT SD - 15 March 2005
Page 17
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
(www.mrr.dot.state.mn.us/pavement! concrete/concrete. asp )
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
CERTIFIED READY -MIX CONCRETE (Cont.)
Test Type Spec. Producer/Contractor Testing Agency Testing Form
No. No.
Quality Testing 3126 At Producers/Contractor's Discretion 1 per month sampled for acceptance 2410
3137 - Testing may be adjusted by contacting the Sample ID Card
(Verification) Concrete Engineering Unit
Coarse Aggregate 3137 At Producer's/Contractor's Discretion Testing rate for cleanliness of coarse 2410
Testing on aggregate as directed by the District Sample ID Card
-75Jlm (#200) Materials Engineer.
(Verification)
(5-694.146)
Air Content 2461 None Test first load each day per mix 2448
(Verification) 1 per 100 m3 (yd3) Weekly
(5-694.541) Concrete Report
Slump 2461 None Test first load each day per mix 2448
(Verification) 1 per 100 m3 (yd3) Weekly
(5-694.531) Concrete Report
Compressive 2461 None 1 per 100 m3 (yd3) 2409
Strength Minimum of 1 per day if production ID Card
(Verification) is more than 20 m3 (yd3) Concrete Test
(5-694.511) Cylinder
Make additional control cylinders as
necessary .
For concrete mixtures containing aggregate
with a maximum size of 31.5 mm (I 1/4 in)
or less, 100 mm x 200 mm (4 in x 8 in)
cylinders may be substituted for 150 mm x
300 mm (6 in x 12 in) cylinders.
SMALL QUANTITIES
There are certain items of concrete that are acceptable under a modified small quantity acceptance plan from a known and reliable
source. The Project Engineer should document small quantities on Form 2403 or 2415 and retain in project file.
Test Type Testing Requirements Form No.
FIELD TESTING I air (if required), I slump and 1 cylinder test per day without plant testing per: 2415 or 2403
20 m3 (yd3) of general concrete work (pavement, curb and gutter, bridge footings, bridge Inspection Report
concrete constructed above footings, median barrier, etc.)
100 m3 (yd3) of concrete of a non-critical nature (all Grade C concrete, C. 1. P. pile fill,
fencepost footings, etc.)
PLANT TESTING I delivery truckload of concrete may be accepted without field tests if all plant tests are 2415 or 2403
perfonned, including batching and mixing inspection. Inspection Report
MnlDOT SD - 15 March 2005
Page 18
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
(www.mrr.dot.state.mn. ns/pavementJ concrete/concrete.asp)
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
PAVING CONCRETE
See Special Provisions of Contract to see if these testing rates apply.
Definitions:
Contractor's Primary Concrete Paving Plant - This may be a central batch plant or a ready-mix plant that is dedicated to delivering
concrete to a CGncrete paving project.
Large concrete paving projects - Those contracts generally having greater than 3825 m3 (5000 yd3) of concrete paving mixture.
Small concrete paving projects - Those contracts generally having equal to or less than 3825 m3 (5000 yd3) of concrete paving mixture.
Concrete Paving Specifications for Small Jobs shall use Certified Ready-Mix testing rates for gradations, moisture content, air content,
slump, and compressive strength tests only. When work requires that a Certified Ready-Mix concrete plant be dedicated to a concrete
paving project, a full-time Agency plant monitor, a full time certified Producer representative and daily verification samples are
recommended. Sampling and testing rates may be adjusted with the approval of the Concrete Engineering Unit.
Refer to Concrete Construction Materials to determine if any field samples need to be taken.
All Contractor gradation tests require companion samples. These samples are obtained from a larger sample that is reduced by splitting
to obtain the sample sizes listed below for both the Contractor and the Agency.
Gradation Sample Size:
10 -15 kg (25Ib) for +19 mm (3/4" Plus) Coarse Aggregate
5 -7 kg (10-15Ib) for -19 mm (3/4" Minus) Coarse Aggregate
5 kg (10 lb) for CA-70 and Sand
Test Type
Spec.
No.
Contractor Testing
Agency Testing
Form
No.
Gradation Testing
(QC/QA)
(5-694.145 and
5-694.148)
3126
3137
1 per 750 m3 (1000 yd3)
1 per 3000 m3 (4000 yd3)
21764
Concrete
Aggregate
Worksheet JMF
Minimum of 2 per day
Maximum of 4 per day
Gradation is run on randomly selected
Contractor split sample. Test all split
samples on the first day of production.
Split samples for Agency
All sieve sizes specified in the Job Mix
Formula (including fine sieves) will be
required for the coarse gradations on the first
day of production. The results of these tests
shall be averaged on each sieve finer than
the 9.5 rnm [3/8 inch] for use in calculating
the overall gradation.
Coarse Aggregate
Testing on
-75 11m (#200)
(QC/QA)
(5-694.146)
3137 Required on the first day of production
Required on the first day of production
21764
Concrete
Aggregate
Worksheet JMF
If the Project Engineer determines that the
cleanliness of the coarse aggregate has
changed, the above procedure shall be
repeated, otherwise, no additional fine sieve
analysis on coarse aggregate shall be
required.
If the Project Engineer determines that the
cleanliness of the coarse aggregate has
changed, the above procedure shall be
repeated, otherwise, no additional fine sieve
analysis on coarse aggregate shall be
required.
MnlDOT SD - 15 March 2005
Page 19
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
( www.mrr.dot.state.mn.us/pavement/concrete/concrete.asp )
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
PAVING CONCRETE (CONT.)
Test Type Spec. Contractor Testing Agency Testing Form
No. No.
Aggregate None 1 per 750 m3 (1000 yd3) 2152
Moisture Testing Minimum of2 per day Concrete
(Verification) Maximum of 4 per day Batching Report
(5-694.142)
Take and test initial sample after
approximately Yz hour of production each
day. Initial samples for moisture and
microwave testing should be taken after
"batch ticket water has stabilized indicating
that the aggregate moisture has also
stabilized.
Total Moisture in None 1 per750m3(1000yd3) Microwave
Mixture Minimum of 2 per day Oven
(Verification) Maximum of 4 per day Worksheet
(5-694.532)
Take and test initial sample after
approximately 1/2 hour of production each
day. Initial samples for moisture and
microwave testing should be taken after
batch ticket water has stabilized indicating
that the aggregate moisture has also
stabilized.
Quality Testing 3126 At Contractor's discretion See Special Provisions to determine testing 2410
(Verification) 3137 rate, otherwise test 1 per month Sample ID Card
Air Content 2461 Test first load each day per mix 1 air test per day minimum 2448
(QC/QA) 1 per 300 m3 (300 yd3) Weekly
(5-694.541) Concrete Report
Air Content 1 set of air tests per day minimum 2448
(Verification) 2461 (1 test before the paver and I test after the Weekly
(5-694.541) paver for correlation) Concrete Report
Slump 2461 1 slump test per day for slip form paving 1 slump test per day for slip form paving 2448
(QC/QA) minimum minimum Weekly
(5-694.531 ) Concrete Report
Flexural Strength 2301 I set (2 beams) per 2000 m3 (2500 yd3) Agency supplies beam boxes and cures and 2162
(5-694.521 ) tests beams. Concrete Test
Make additional control beams as necessary Beam Data
Ifless than 2,000 m3 (2,500 yd3) of paving, a
set of 2 cylinders per day may be substituted
for the beam requirements.
The Contractor fabricates beams and cleans
beam boxes.
MnlDOT SD - 15 March 2005
Page 20
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
( www.mrr.dot.state.mn.us/pavement! concrete/concrete. asp )
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
PAVING CONCRETE (CONT.)
Test Type Spec. Contractor Testing Agency Testing Form
No. No.
Thickness 2301 The Contractor drills concrete cores for The cores are taken at locations determined 24327
thickness verification. by the Agency using random numbers. The Field Core
Agency initials pavement at core locations Report
and re-initials the sides of specimens after
coring to clearly verify their authenticity.
Surface 2301 Contractor provides certified California If the Contractor's test results are in
Smoothness Profilograph or Inertial Profiler Results. question, the Project Engineer may request
Ride Quality that an Independent Source retest the entire
proj ect.
LOW SLUMP CONCRETE FOR BRIDGE DECK OVERLAYS AND CONCRETE PAVEMENT REPAIR
Refer to Concrete Construction Materials to determine if any field samples need to be taken.
Gradation Sample Size: 10 -15 kg (251b) for +19 mm (3/4" Plus) Coarse Aggregate
5 -7 kg (lO-l5lb) for -19 mm (3/4" Minus) Coarse Aggregate
5 kg (10 Ib) for CA-70 and Sand
Test Type Spec. Contractor Testing Agency Testing Form
No. No.
Gradation Testing 3126 None 1 per fraction prior to commencing 21412
(Verification) 3137 operations and each time aggregate Weekly Report of
(5-694.145 and 5-694.148) is delivered to the site "Low Slump
Concrete"
Quality Testing 3126 None As directed by the Project Engineer
(Verification) 3137
Air Content 2461 None Test at beginning of pour each day.
(Verification) 1 per 15 m3 (yd3)
(5-694.541 )
Slump 2461 None Test at beginning of pour each day.
(Verification) 1 per 15 m3 (yd3)
(5-694.531 )
For low-slump concrete from a
concrete-mobile, allow mix to
hydrate 4 to 5 minutes before slump
test to assure all cement is saturated.
Compressive Strength 2461 None 1 per 30m3 (yd3) 2409
(Verification) Minimum of 1 per project ID Card Concrete
(5-694.511) Test Cylinder
MnlDOT SD -15 March 2005
Page 21
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
(www.mrr.dot.state.mn.us/pavement! concrete/concrete. asp )
Please contact the Mn/DOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
CONCRETE CONSTRUCTION lVIATERIALS
Refer to Metallic Materials and Metal Products for sampling requirements for concrete reinforcement.
CEMENTITIOUS MATERIALS
All cementitious materials must come from certified sources. All certified sources must state so on the Bill of Lading. The most current
approved list of certified sources can be found at www.mrr.dot.state.mn.us/oavement!concrete/oroducts.aso
Material Spec. Minimum Required Minimum Required Sampling Sample Form
No. Acceptance Testing Rate for Laboratory Testing Size No.
(Field Testing Rate)
Standard Portland 3101 For Concrete Pavement: 2 kg (5 Ib) 24300
High Early Portland 1 sample per 7500 m3 (10,000 yd3) ID Card
Air Entraining Portland of concrete with a minimum of 1 Cement
Air Entraining High- per project Samples
Early Portland
For Other Concrete:
Portland Pozzolan 3102 1 sample every 2 to 4 weeks per 2 kg (5 lb) 24300
Blended Cement plant as production warrants ID Card
Ground Granulated Blast 3103 Cement
Furnace Slag (GGBFS) Take additional samoles as District Samples
Fly Ash 3115 Materials Engineer directs 2 kg (Sib) 24308
ID Card
Fly Ash
Samples
ADMIXTURES FOR CONCRETE
Only admixtures from approved sources are allowed for use. The most current lists of admixtures can be found at
www.mrr.dot.state.mn.us/oavement!concrete/oroducts.aso
Material Spec. :Minimum Required Minimum Required Sampling Sample Form
No. Acceptance Testing Rate for Laboratory Testing Size No.
(Field Testing Rate)
Accelerating, Retarding, 3113 For Concrete Pavement: 0.25 L (112 pt) 2410
Water-Reducing, 1 sample for each shipment for each Sample ID
Air-Entraining, etc. type, brand, and concentration Take samples from Card
(Minimum of 1 per project) dispensing tubes
For Other Concrete: Store samples in
1 sample once per month per plant plastic container
or as production warrants
WATER
Material Spec. Minimum Required Minimum Required Sample Form
No. Acceptance Testing Sampling Rate for Laboratory Size No.
(Field Testing Rate) Testing
3906 Visual Inspection 1 sample from any questionable 3.5 L (1 gal) 2410
source Store sample in a Sample ID
clean glass or Card
plastic container
MnlDOT SD - 15 March 2005
Page 22
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
( www.mrr.dot.state.mn.us/pavementJ concrete/concrete. asp )
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
I CONCRETE CONSTRUCTION MATERIALS (CONT.) I
CURING MATERIALS
Only curing materials from approved sources are allowed. The most current approved list can be found at
www.mrr.dot.state.mn.us/pavement! concrete/products/ Approvedcurine:compounds.pdf
Minimum Required Minimum Required
Spec. Acceptance Testing Sampling Rate for Sample Form
Material No. (Field Testing Rate) Laboratory Testing Size No.
Burlap 3751 Visual Inspection 1 m2 (1 yd2) 2410
Sample ID Card
Paper 3752 Visual Inspection 0.25 m2 (2 [2) 2410
Must be white opaque Sample ID Card
Plastic 3756 Visual Inspection 0.25 m2 (2 ft2) 2410
Must be white opaque Sample ID Card
Membrane Compound 3754 For Concrete Pavement: 1 L (1 qt) 2410
3754 1 sample for each shipment Sample ID Card
AMS or if shipment contains more Materials must be
3755 than 1 lot, sample each lot. thoroughly stirred or
agitated immediately
For Other Concrete: prior to taking
Call (651) 779-5556 before sample. Cover
sampling sample immediately.
JOINT MATERIALS
Only j oint materials from approved sources are allowed for use. The most current list of hot pour sealants can be found at
www.mrr.dot.state.mn.us/materialsJAppProddisc1aimer.asP. The most current list of silicone sealants can be found at
www.mrr.dot.state.mn. us/pavement! concrete/iointsealants.pdf
Material Spec. Minimum Required Minimum Required Sample Form
No. Acceptance Testing Sampling Rate for Size No.
(Field Testing Rate) Laboratory Testing
Hot Poured Elastomeric 3723 1 per lot 5 kg (10 Ib) 2410
Type 3725 Sample ID Card
Take samples from
application wand
Silicone Joint Sealer Special 1 per lot 0.5 L (1 pt) 2410
Provisions Sample ID Card
Store sample in steel
container
Preformed E1astomeric 3721 Visual Inspection I per 1,000 m (3,000 linear 2 m (6 ft) 2410
Type feet) for each lot or sub-lot Sample ID Card
fraction
Preformed 3702 Visual Inspection 1 per shipment of each type 0.25 m2 (21f-) 2410
and thiclmess Sample ID Card
Will carry "Inspected" tag if
approved prior to shipment.
MnlDOT SD - 15 March 2005
Page 23
SCHEDULE OF MATERIALS CONTROL
IV. CONCRETE CONSTRUCTION ITEMS (Cont.)
(www.mrr.dot.state.mn.us/pavement! concrete/concrete. asp )
Please contact the MnlDOT District Independent Assurance Inspector when project starts to provide
servicing of your project.
I CONCRETE CONSTRUCTION MATERIALS (CONT.) I
CONCRETE TREATING OIL
Material Spec. Minimum Required Minimum Required Sample. Form
No. Acceptance Testing Sampling Rate for Laboratory Size No.
(Field Testing Rate) Testing
3917 Visual Inspection 1 per shipment 0.5 L (1 pt) 2410
Sample ID
Store sample in Card
steel container
EPOXIES
Only epoxies from approved sources are allowed for use. The most current lists of epoxies can be found at
www.mrr .dot.state.mn. us/oavement/concrete/aoorovedeooxies.odf
Material Spec. Minimum Required Minimum Required Sample Form
No. Acceptance Testing Sampling Rate for Laboratory Size No.
(Field Testing Rate) Testing
Visual Inspection 1 sample of each component from 0.25 L (1/2 pt) 2410
each lot in each shipment for Store sample in Sample ID
quantities over 1 gallon steel container Card
MnlDOT SD - 15 March 2005
Page 24
SCHEDULE OF MATERIALS CONTROL
v. LA1~DSCAPING A1~D EROSION CONTROL ITEMS
Kind of Material
Spec. No.
Minimum Required
Acceptance Testing
(Field Testing Rate)
Form
No.
Minimum Required
Sampling Rate for
Laboratory Testing
Sample
Size
1. Plant Stock & Landscape
Materials a
3861 and
2571.2Al
Field Inspection at Job Site,
submit itemized report for each
h. b
s Ipment.
2415 or
2403
a Preliminary inspection will not be done at the source. Material must be in accordance with the Inspection and Contract
Administration Guidelines for MnlDOT Landscape Projects.
b Utilize "Inspection and Contract Administration Guidelines for MnlDOT Landscape Projects" to determine and measure minimum
and maximum criteria thresholds. The following documentation must be provided as a condition for delivery and approval:
1. A MnlDOT Certificate of Compliance for Plant Stock, Landscape Materials, and Equipment
2. A valid copy of a nursery stock (dealer or grower) certificate registered with the MN. Dept. of Agriculture and/or a current
nursery certificatellicense from a state or provincial Dept. of Agriculture for each plant stock supplier.
3. A copy of the most recent Certificate of Nursery Inspection for each plant stock supplier.
4. Plant material shipped from out-of-state nursery vendors subject to quarantines (Gypsy Moth and Japanese Beetle) must be
accompanied by documentation certifying all plants shipped are free of regulated pests.
5. Bills oflading (shipping documents) for all materials delivered.
6. Invoices (billing statements) for all materials to be used.
7. Each bundle, bale, or individual plant must be legibly and securely labeled with the name and size of each species or variety.
2. Wildflower and Wetland
Seedlings c
3861
Field inspection at Job Site,
submit itemized report for each
shipment. Include MnJDOT
Certificate for seedlings, labels,
and invoices.
2415 or
2403
None
C Certified sources only. A certificate of Compliance must be furnished by the supplier to the Engineer.
_3_,_ ~_e_r_~~i~~~_ ~ ___ __ ___ _ un __ _ t ___~~~:___ _ L u_ _ u ~i_S~_a_I_I_~~~~~~i~~u___ __ J __ ~_~~~ _ J_ _ __ _ __ ____ ___ ____ __ __ ___ u __ ___ L __ ___ _______
d BAGGED: Inspected on the basis of guaranteed analysis.
BULK: Inspector to obtain copy of invoice of blended material stating analysis. Check if Slow Release Fertilizer is specified.
4, Agricultural Lime e
3879
One gradation test for each 180
Metric Ton (200 ton)
2415 or
2403
One sample per source for
quantities of90 metric ton (100
ton) or less
4.5 kg
(10 lb.)
e Submit form 2415 or 2403. Small Quantity is 90 metric ton (100 ton) or less.
Contractor must supply amount of ENP (Equivalent Neutralizing Power) for each shipment.
5. Topsoil Borrow,
Select Topsoil Borrow, &
Premium Topsoil Borrowf
3877.2
None
From each source: One
composite sample for the first
765 m3 (1,000 Cu Yd) or less.
One composite sample for each
additional 2,300 m3 (3,000 eu
Y d) or fraction thereof.
10 kg
(20 lb.)
f Testing takes about three weeks after delivery of the sample to the Department Laboratory. Sampling shall be done prior to the time
the topsoil is delivered to the project. Check acceptance schedule Spec 2105 Table 2105-1. Small Quantity - 230 m3 (300 Cu Yd)
MnlDOT SD - 15 March 2005
Page 25
SCHEDULE OF MATERIALS CONTROL
V. LANDSCAPING A.t~D EROSION CONTROL ITEMS (cont'd)
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
6. Mulch Material
A. Type 3 Mulch - Certified 3882 Visual Inspection, Check if
Weed Free (Certified sources from Certified Vendor by
" Minnesota Crop Improvement
only) .. Association. Must be tagged,
grain straw only.
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
g Certified mulch will be indicated by label.
B. Type 6 Mulch - Woodchips 3882 Visual Inspection, gradation Gradation 1/3825 m3
1/750 m3 (1/1000 yd3) (1/5000 yd3)
7. Seeds 3876
A. Seeds (Certified Vendors 3876 Check for guaranteed analysis 2415 or Sampling needs only to be done 0.5 L
Only) (Mixes 100-299) h labels. 2403 for seed that is not planted within (1 pint)
nine months after germination
test, or if quantity used is more
than 1800 kg. (4,000 lb.)
.---------------------------------------------------------------------------- ----------- -------------------------------- --------------
h Seed guaranteed as meeting the requirements is identified by official guaranteed analysis labels affixed to each container of seed in
addition to the customary seed tag. Any moldy or insect contaminated seed must be rejected.
B. Seeds (Non-Certified 3876 2415 or MUST BE SAMPLED. For 25 0.5 L
vendors) (Mixes 100-299) i 2403 bags or less, combine from five (1 pint)
bags into one sample. For larger
quantities; sample each 5th bag
combine samples into groups of 5
and select a test sample from
each composite.
-------------------------------------------- ------------------------------- - - - - - - - - - -- -------------------------------- - - - - - -- - - - - - --
i Submit samples slx weeks before seeding to allow for testing. Small Quantity - 90 kg (100 lb.)
C. Native Seed (Mixes 300- 3876 Check if from Certified Vendor None
399) certified seed only j by Minnesota Crop
Improvement Association, Must
be tagged
- -. - -- - - - - - - -- - - - - - - - - - - - - - - - -- ---------------------------------------------- .---------- -. ------ - ------ - - --- -- - - -------- --- ------ - -----
j Certified seed will be indicated by label on containers.
8. Erosion Control Blanket k 3885 Visual Inspection None Random - See Footnote k 1 m2
(1 Sq Yd)
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
k Periodic tests from approved sources to verify quality. Check approved products list
9. Erosion Control Netting 1 3883 Visual Inspection None Random - See Footnote I 1 m2
(1 Sq Yd)
- - - - -- - - - - - - . - - - - - - - - - - - - - - - - -- ---------------------------------------------- ----------- -----------------------------------------------
1 Periodic tests from approved sources to verify quality. Check approved products list
MnlDOT SD - 15 March 2005
Page 26
SCHEDULE OF MATERIALS CONTROL
v. LANDSCAPING AND EROSION CONTROL ITEMS (cont'd)
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
10. Peat Moss m 3880 Final Inspection at Job Site None For material furnished in bulk; 2-1/4 kg
one sample for 100 m3 (100 Cu. (5 lb.)
Yd.) or less. An additional
sample for each 200 m3 or less,
thereafter.
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
m Submit Samples in moisture proof bags. Materials furnished in packaged form may be accepted on the basis of guaranteed analysis.
_1_~._ ~_o_~ ~_ _ _ _ _ _ _ __ _ _ _ _ _ _ _ __ u _ t__ _~~:~_u _ -'- ~~~~: ~~~~~l_ ~~~~~~~~~~ ~t_ ~i~~~ _ _1_ _ _~~~~ _ _1_ u _ _ _ u _ _ u _ ___ ___ _ _ _ _ _ _ _ _ __ _ Ju __ _ _ _ _ __ _ __
n A Certificate of Compliance must be furnished by the producer to the Engineer for the type of sod supplied showing correct grass
varieties.
12. Silt Fence 0 J 3886 J Visual Inspection Check 2415 or For amounts 610m (2000 ft) or 1m(lYd)
Product Label 2403 greater.
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
o Samples sent 21 days prior to use. Check Approved Products List of accepted geotextiles.
13. Flotation Silt Curtain P J 3887 Visual Inspection None Random - See Footnote P . J. 1 m
(1 Yd)
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
P Accepted, based on manufacturers' guaranteed results. Check weight of fabric.
14. Compost
_~: _~~~~~~: _~~~~_~~ _~~~~~~ _~ L ___~~~~_ u J ~i~~~_I_I_~S_~~~~~~m _ _ _ _ _ m u J _ _ _ ~_~~: _ _1_ _ __ _ _ u ___ U _ U ___ _ _ _ ___ __ ___ JH~ !~:~ _ _ ____
q Accepted on the basis of certified test reports furnished to the Engineer by the supplier. Periodic sampling to verify quality. Check
approved source list.
B. Compost Non-Certified Must be sampled - One Sample
Source r per 300 m3 (500 Cu Yd)
------------------------------------**--------------------------------------- ----------- -------------------------------- --------------
r Submit samples six weeks before use. Small quantity 75 m3 (100 Cu Yd) or less.
15. Erosion Stabilization 3888 Visual Inspection None See Footnote S 1 m2
MatS (1 Sq Yd) I
----------------------------------------------*-*---------------------------- ----------- ----------*--------------*---------------------
s Periodic tests from approved sources to verify quality. Check Approved Products List
16. Sediment Mat t 3894 Visual Inspection None See Footnote t 1m2
(l Sq Yd)
----------------------------------------------------------------------------- ----------- ------------------*------------- --------------
t Periodic tests from approved sources to verify quality. Check Approved Products List
17. Fiber Log u 3895 Visual Inspection None See Footnote u 1 m2
(1 Sq Yd)
-------------------------------------------- -------------------------------- ----------- -------------------------------- --------------
U Periodic tests from approved sources to verify quality. Check approved products list.
MnlDOT SD - 15 March 2005
Page 27
SCHEDULE OF MATERIALS CONTROL
v. LA1~DSCAPING A1~ EROSION CONTROL ITEMS (cont'd)
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
18. Inlet Protection v 3891 Visual Inspection None
-------------------------------------------- -------------------------------- ----------- -------------------------------- --------------
v Periodic tests from approved sources to verify quality. Check approved products list.
19. Hydraulic Soil 3884 Slump Test for Type 8 None None
Stabilizer w
-------------------------------------------- -------------------------------- ----------- -------------------------------- -----------.--
W Periodic tests from approved sources to verify quality. Check approved products list.
_~~._~i~~~~ ~~~~ _~_ ___ _ __ __ _ _ __ 1.u _~~~~___ _l~i~~~~_I_~s~~~~~~_ _ __ _ _____ u___I_ __~_~~~_ _ .l~~~~_ ___ _ _ _ _ _ __ _ _ __ _ _ _____ _ _ _ __1____ _ __ ______
x Periodic tests from approved sources to verify quality. Check approved products list.
_~~: :!~~~_~I_a_~~s_~ _ _ _ __ _ _ _ _ _ ___.I. _ _ __~~~~_ __ _ -'- ~_i~~_a~_I_~s~~~t_i~~_ _ _ _ _ _ _ _ _ _ _ _ _..1_ _ _~_~~~ _ J ~~~~_ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ __ _.I. _ u_ _ u _ _ _ _ __
Y Periodic tests from approved sources to verify quality. Check approved products list.
MnlDOT SD - 15 March 2005
Page 28
SCHEDULE OF MATERIALS CONTROL
VI. CHEMICAL ITEMS
CALL CHEMICAL LABORATORY (651) 779-5548
Minimum Required Form Minimum Required
Kind of Material Spec. No. Acceptance Testing No. Sampling Rate for Sample Size
(Field Testing Rate) Laboratory Testing
1. Asphalt Plank 3204 Visual Inspection 2410 1 per 1,000 plank or less of 3 - 1 linear m
Sample each thickness in each (yd) pieces
ill Card shipment samples from
different planks
2. Calcium Chloride 3911 Visual Inspection 2410 Liquid: 1 per 40,000 L 0.5 L (1 pint)
Sample (1 per 10,000 gal) 0.5 kg (lib.) in
ill Card Dry: 1 per shipment Plastic Container
3. Waterproofing Materials
..--------------.-_._--------------------------------------------------------------------------------------------------------------------
Only waterproofing systems from approved sources are allowed for use. The most current list can be found at
www.mrr .dot.state.mn.us/materials/AooProddisclaimer .aso.
A. Membrane 3757 Visual Inspection 2410 1 per shipment (Membrane 0.1 m2 (l Sq Ft)
Waterproofing System Sample Only)
ill Card
------------------------------ ------------- -------------------------------- ---------.- ---------------------------- ------------------
Membrane Waterproofing System: The manufacturer shall submit a one square foot sample of the membrane along with a letter of
Certification and test results stating that the membranes meet the requirements of this specification. Other components of the
waterproofing system do not need to be sampled for testing. The manufacturer shall also submit detailed technical data sheets for all
components of the membrane waterproofing system. Other components of the waterproofing system do not need to be sampled for
testing.
B. Three Ply System Three Ply System, containers will be stamped if approved prior to shipment. CALL CHEMICAL
LABORATORY (651) 779-5548
-_.. -----..----.-------------- ----
i. Asphalt Primer 3165 Visual Inspection 2410 1 per shipment 0.5 L (1 pt.) in
Sample steel container
ill Card
--_._...."--_._-----"..~._._._------ . M. -..- .------. .. ..- ."'."'..-- .._---_._--_.- ------ ....--. -. _._----- -
ii. Waterproofing Asphalt 3166 Visual Inspection 2410 1 per shipment 0.5 L (1 pI.) in
Sample steel container
ill Card
f------..----.--- ,-.._-_._-^------------_._---- ._------- --- --. --
iii. Fabric 3201 Visual Inspection 2410 1 per shipment 1 m2(1 Sq Yd)
Sample
ID Card
MnlDOT SD - 15 March 2005
Page 29
SCHEDULE OF MATERIALS CONTROL
VI. CHEMICAL ITEMS (cont'd)
Kind of Material Spec. No. Minimum Required Form Minimum Required Sample Size
Acceptance Testing No. Sampling Rate for
(Field Testing Rate) Laboratory Testing
4. Paints
A. Traffic Marking Paint Only traffic marking paints from Qualified Products List are allowed for use.
i. Waterborne Latex 3591 Visual Inspection 2410 1 per lot 0.5 L (1 pint)
Sample
10 Card
~--_.
ii. Epoxy Traffic Paint 3590 Visual Inspection 2410 1 Part A per lot 0.5 L (1 pint)
Sample 1 Catalyst Part B per lot
10 Card
------~--------------------- --------------- -------------------------------- ----------- --------------------~~------ ------------------
Waterborne Latex and Epoxy Traffic Paint: The most current Qualified Products List can be found at
http://www .dot.state.mn. us/trafficenf!./productslMnDOTapprovedproductlist.xls. Call Laboratory at (651) 779-5550 for pre-approved
lots.
-- ---r--T -----....------ . f
iii. Other Special Visual Inspection 2410 1 Part A per lot 0.5 L (1 pint)
Provisions Sample 1 Catalyst Part B per lot
10 Card
------------------------~--- ----.---------- ------------------------.------- ----------- ---------------------------- -----~----~-------
For traffic marking paints other than Waterborne Latex and Epoxy see Special Provision for Qualified Products List.
B. Non-Traffic Striping 3500 Series Visual Inspection 2415 For pre-approved paints 0.5 L (1 pint)
Paints submit Form 2415 listing
batch number. Call
Chemical Laboratory for
pre-approved lots
---------------------------- --------------- ---------~---------------------- ----.------ ---------------------------- ------------------
Only approved paints are allowed for use. For bridge coatings, see http://www.mrr.dot.state.mn.us/materials/3520 0lAPLweb4.pdffor '
the approved products list. For all others, see the Special Provisions. Send color sample to Chemical Laboratory for color matching.
_~'_ ~~~~=~~_ ~1~_S_S_ ~:~~~__ __l_ _ _ _ _ ~_5_~~ _ u _ _1:!~~~~ _I~_s~_e_~~~~_ ___ u ____ u __ _ j _ _ _ ~~_l_~u _l !_~~:_l~_t___ __ u u _ ___ __ u u J _~ ~ _(~}_ _ __ _ _ _ _ __:
Only glass beads from Qualified Products List are allowed for use. The most current Qualified Products List can be found at
http://www.dot.state.mn. us/trafficenf!.fproducts/MnDOT approvedproductIist.xls. Call Laboratory at (651) 779-5550 for pre-approved
lots.
6. Pavement Marking 3353 Visual Inspection 2410 1 clean sample of each color 3 m (3 yds.)
Tape 3354 Sample per lot
3355 10 Card i
Special
Provisions
---------------------------- --------------- -------------------------------- ----------- - - - - - - - - - - - - - - - - - - - -- - - - - --- ------------------,
Only pavement marking tape from Qualified Products List are allowed for use. The most current Qualified Products List can be found
at http://www .dot.state.mn.us/trafficenf!.fproducts/MnDOT approvedproductlist.xls.
_~'_ ~~~~~_~~~_~I_~~~~~~ _ _ __ _ _l_ _ _ _ _ ~?_~~ _ _ _ _ _1:!~~~~ _I~_s~_e_c_~~~_ _ _____ __ _ _u __ ] ___ ~~_1_~ _ _ _l !:~~~_~~:~~ ~~::~~!_~~~~::~ j ____ _ _ _ _ _ _ _ _ _ _ _ _ __:
Only SIGNS A..l~D lYL\RKERS from Qualified Products List are allowed for use. The most current Qualified Products List can be
found at http://www .dot.state.mn.us/trafficenf!.fproductsf1\iInDOT approvedproductIist.xls.
MnlDOT SD - 15 March 2005
Page 30
SCHEDULE OF MATERIALS CONTROL
VII. METALLIC MATERIALS A.J.'\TD METAL PRODUCTS
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
1. Guard Rail
A. Fittings - Splicers, Bolts, 3381 Visual Inspection 2415 or Bolts: 2 Post bolts and 4 splice
etc. 2403 for bolts with nuts for each 1,000
small units or less.
quantity
B. Cable 3381 Visual Inspection Same 1 sample from each spool 1.2 m (4 ft)
C. Structural Plate Beam 3382 Visua11nspection Same One .025x.25 m (linx10in) from
one edge of one of each 200
RAIL SECTIONS or One of each
100 TERMINAL SECTIONS
- -----------" ---
REMARKS: Applicable to all Guardrail A, B, & C To be approved before use. Pre-tested or Inspected will carry "Inspected" tag.
Not Pre-tested: Submit laboratory samples at required laboratory rate.
For small quantities, lab samples not required, but document on Form 2415 or 2403 and maintain in project file.
SMALL QUANTITIES: Rail Sections - 20 or less
Terminals - 10 or less
Post Bolts - 100 or less
Splice Bolts - 100 or less
2. Steel Posts
A. Sign Posts 3401 Visual Inspection 2415 or Two posts per shipment of each Submit
2403 for MASS per UNIT LENGTH shortest
small length of
quantity each weight
B. Fence Posts, Top Rails and 3403* Visual Inspection Same One sample per 500 pieces or
others 3406* less, but not less than two
3379 samples per shipment. Cut 0.3 m
3408 (1 ft) from each end of pipe. One
each of fittings or hardware
items.
.~.w__________________________________________________----------------------- ----------- -------------------------------- --------------
RElVIARKS: * For 3403, submit certified mill analysis with sample. * For 3406, submit Certificate of Compliance and certified mill
analysis with sample.
3. Fence Wire
A. Barbed 3376 Visual Inspection 2415 or One sample per 50 spools or 1 m (3 ft)
2403 fraction thereof
,
B. Woven 3376 Visual Inspection Same One full height sample per 50 1 m (3 ft) I
rolls !
C. Chain Link Fabric 3376 Visual Inspection Same One sample for each 1,500 m 0.3 m (1 ft)
(5,000 ft) of fencing I
MnlDOT SD - 15 March 2005
Page 31
SCHEDULE OF MATERIALS CONTROL
VII. METALLIC MATERIALS AND METAL PRODUCTS (Cont'd)
Kind of Material
Spec. No.
Minimum Required
Acceptance Testing
(Field Testing Rate)
Form
No.
Minimum Required
Sampling Rate for
Laboratory Testing
Sample
Size
4. Water Pipe and other
Piping Materials
3364, 3365,
3366 &
Special
Provisions
2415 or
2403
REMARKS: To be identified and tested if necessary orior to use. Retain Form 2415 or 2403 in project fIles. SEE SPECIAL
PROVISIONS.
5. Reinforcing Steel
A. Bars
i. Uncoated
3301
Visual Check for Size and
Grade Marking
2415 or No Field Sample Necessary
2403
ii. Epoxy Coated
Visual Check for Size and
Grade Marking and "Inspected"
tag (See Remarks)
Same
One sample (1 bar) of each size
bar for each day's coating
production
1 m (3 ft)
~~*-------------------------------------------------------------------------- ----------- -------------------------------- --------------
REMARKS: For Uncoated bars - Retain Certificate of Compliance and Certified Mill Analysis in Project File. For Epoxy Coated bars,
shipping paperwork will include MnJDOT Lab #'s or steel will be tagged "Inspected" when it has been sampled and tested prior to
shipment. Will be tagged "Sampled" when testing has not been completed prior to' shipment. Submit samples and Certificate of
Compliance if not tagged "Sampled" or "Inspected".
B. Steel Fabric
Visual Inspection
No Field Sample Necessary
REMARKS: Retain Certificate of Compliance in project file.
C. Dowel Bars
One Dowel Bar from each
shipment
Full Size
Dowel Bars
REMARKS: For all types of dowels - Each project shall have a Certificate of Compliance from the Manufacturer certifying that all
materials used in fabrication of the dowel bars and baskets comply with all applicable specifications. The Manufacturer shall maintain
all records necessary for certification by project. The Certificate of Compliance shall be submitted to the Project Engineer.
D. Prestressing Strand
One sample (2 strands) from each 1.5 m (5 ft)
heat
RElVL.uu<:S: Submit one copy of mill certificate and one copy of the stress-strain curve representative of the lot with the samples.
E. Spirals
One per shipment 0.6 m (2 ft)
RElVL.uu<:S: Will be tagged with "Inspected" tag when tested prior to shipment.
6. Drainage Castings
3321
2471
Visual Inspection *
2415 or
2403
ALL CASTINGS Two tensile
bars to be cast with each heat at
Foundry and submitted to the
Laboratory by an approved
Foundry*
-------------------------------------------- -------------------------------- ----------- -------------------------------- --------------
* Call Maplewood Laboratory at 651-779-5540 for list of approved foundries
RElVL~RKS: Inspect in the field and retain Form 2415 or 2403 in project file, showing NA1'\1E OF FOUNDRY AND QUA1'1TlTY
MnlDOT SD - 15 March 2005
SCHEDULE OF MATERIALS CONTROL
Page 32
VIII. MISCELLANEOUS MATERIALS
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
1. Timber, Lumber Piling & 3412 to Visual Inspection 2415 or
Posts 3471 & 2403
3491
-------------------------------------------- -------------------------------- ----------- -------------------------------- --------------
REMARKS: Untreated materials shall be inspected in the field and the results reported on Form 2415 or 2403. Treated materials
shall be Certified on the Invoice or Shipping Ticket. Material is inspected and stamped by an Independent Agency as per Specification
3491. Contact Laboratory for additional information.
2. Miscellaneous pieces and 3392 2515 or One sample of each item per
Hardware (Galvanized) 3394 2403 shipment. Sample critical items
only. (Critical items are load
bearing, structurally necessary
items.)
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
REMA.RKS: Will carry "Inspected" tag if sampled and tested prior to shipment. No sample necessary if "Inspected".
3. Insulation Board 3760 Visual Inspection 2415 or None
2403
4. Elastomeric Bearing Pads 3741 and Check dimensions Check repair One sample, with one or more Full size pad
Special oftested pad internal plates annually from
Provisions each manufacturer.
-------------------------------------------- -------------------------------- ----------- -------------------------------- -------------
REMARKS: Submit copy of Certificate of Compliance with pad. DO NOT USE ANY PADS THAT ARE NOT CERTIFIED
MnlDOT SD - 15 March 2005
Page 33
SCHEDULE OF MATERIALS CONTROL
IX. GEOSYNTHETICS, PIPE, TILE, AND PRECAST/PRESTRESSED CONCRETE
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
1. Corrugated Metal Products
A. Culvert Pipe Underdrains 3225 thru Visual Inspection: Check for 2415 or
Erosion control Structures 3229,3351, good construction, 2403
and 3399 workmanship, finish
requirements and shipping
------------------------------- ------------- ------------------------------- ----------- --------------------------------- -------------
REMARKS: Make certain pipe is Certified on Invoice
B. Structural Plate 3231 Visual Inspection: Invoice shall 2415 or
include notation that material 2403
described is in accordance with
fabricator's Certificate and
Guarantee
C. Aluminum Structural Plate 3233
------------------------------- ------------- ------------------------------- ----------- -------------------------.------- --------_.---
REMARKS: The Fabricator's Certificate and Guarantee shall be on fIle in the MnfDOT Central Laboratory.
~_' _ ~:~~_ ~:~_e_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _l_. _ _ ~~~_1_ _ _..l ~;;}~?:~i:e_~~~~i~~~_ ~~~ :~:~ _ _ _ _ J _ _ ~~~_~r. _l ;~~~~l.e_ ~~~_~~~_~~~~~~ ~_f_ ~::~_ _1 ~~~ ~_i~~_ _ _ __
REMARKS: To be sampled and inspected in the field.
3. Concrete Pipe
A. Reinforced Pipe and Arches 3236 Field Inspection: Check for
Precast Cattle Pass Units damage and defects. Check
Sectional Manhole Units dimensions as required. Check
for producer's "Certified" stamp
and signature on the certification
document.
B. Non-Reinforced Concrete 3253 Field Inspection: Check for 2 samples of each size from each Full Size
Pipe damage and defects. Check source unless inspected and Pipe
dimensions as required. Check stamoed at source.
for producer's "Certified" stamp
and signature on the certification
document.
------------------------------- ------------- ------------------------------- ---..------ --------------------------------- -------------
REJVL.uu<S: For Concrete Pipe Both A & B: Product will be certified by producer, only spot checks are done by plant inspector. Make certain
the invoice or certification document is signed and the product has the required markings. Maintain Form 2403 or 2415 in project records,
showing source of materials and type and quantity used
MnlDOT SD - 15 March 2005
Page 34
SCHEDULE OF MATERIALS CONTROL
IX. GEOSYNTHETICS, PIPE, TILE, AND PRECASTIPRESTRESSED CONCRETE (Cont'd)
Kind of Material
Spec. No.
Tests by Producers
Form
No.
Tests by Mn/DOT
Sample
Size
4. PrecastlPrestressed Concrete Structures
A. Reinforced Precast Box
Culvert
1 Air test per day (1 st load), 2
cylinders per pour for positive
slump concrete (1 for handling,
1 for shipping).
._--- .---..-----.-.--..
3238
2415 or
2403
3126 Fine
Aggregate
....._- --...-.--.- .--...---------. ---
I "companion" cylinder per
month per plant, or cylinder
testing machine, whichever is
greater. Call Precast Inspection
Engineer at 651-779-5540 for
additional information.
........ ---.- - _..-- ----.--.--.. .-- ---..-.---.....--..... --------. ----
I quality test per month.
----.
3137
Coarse
Aggregate
-.- .....-----..-. -.
..- ..-----..-.-- ._.
1 quality test per month.
Field Inspection: Check for plant
inspector's stamp. Check for
shipping damage or defects.
Check dimensions as needed.
B. PrecastlPrestressed
Concrete Structure (beams,
posts, etc.).
2405 1 gradation per 150 m3 (200 Cu.
3126 (Fine Yd.) or fraction thereof. 1 per
Gradation:
day of production or 3 per
Aggregate) week, whichever is less.
-- ..- ....
2449
2153
1 gradation and 1 quality test per
month from a split sample.
Include producer's gradation
results on sample card.
10 kg
(25 lb.)
... __ .n _u.__.____
1 "companion" cylinder per
month per plant, or cylinder
testing machine, whichever is
greater. Call Precast Inspection
Engineer at 651-779-5540 for
additional information.
-------.-- ..---.....
.-
1 air test per day (1 st load), 2
cylinders per pour for positive
slump concrete (1 for handling,
1 for shipping).
---.--
3137
( Coarse
Aggregate)
Gradation: 1 per 75 m3 (100 Cu
Y d) or fraction thereof. 1 per
day of production or 3 per
week, whichever is less.
3134 Coarse Aggregate 1
gradation and 1 quality test per
month from a split sample.
Include producer's gradation
results on sample card.
-- -------
10 kg
(25 lb.)
--
Field Inspection: Check for plant
inspector's stamp. Check for
shipping damage or defects.
Check dimensions as needed.
REMARKS: Precast/prestressed structures including boxes will be inspected and stamped at source. Only spot checks for dimensions
are performed.
MnlDOT SD - 15 March 2005
Page 35
SCHEDULE OF MATERIALS CONTROL
IX. GEOSYNTHETICS, PIPE, TILE, AND PRECAST/PRESTRESSED CONCRETE (Cont'd)
Kind of Material Spec. No. Minimum Required Form Minimum Required Sample
Acceptance Testing No. Sampling Rate for Size
(Field Testing Rate) Laboratory Testing
5. Manholes and Catch 2506 Field Inspection: Check for 2415 or
Basins (Construction) 3622 damage and defects. Check 2403
dimensions as required. Check
for Producer's "Certified" stamp
and signature on the
certification document.
-~--------------------------------------------------------------------------- ----------- -------------------------------- --------------
REMARKS: Product will be certified by producer or inspected, tested and stamped at source. Only spot checks are done by plant inspector.
Make certain the invoice or certification document is signed and the product has the required markings. Maintain Form 2403 or 2415 in project
records, showing source of materials and type and quantity used (bricks, blocks, precast, or combination).
6. Drain Tile (Clay or 3276 Visual Inspection 2 samples of each size from each
Concrete) source
7. Thermoplastic (TP) Pipe 3245 Obtain Certificate of 2415 or
ABS and PVC compliance. Check for approved 2403
marking printed on pipe. Field
Inspect for damage or defects.
-------------------------------------------- -------------------------------- ----------- -------------------------------- --------------
REMARKS: See Spec. 2345 for specific A..\SHTO or ASTM Pipe types are approved under this specification. If perforated, holes
should be 5mm -10 mm (3/16 - 3/8 inch) diameter, two rows for 4", and four rows for 6" diameter; approximately 75 mm (3 inches) on
center.
8. Corrugated Polyethylene 3278 Check for markings (AASHTO 2415 or No Laboratory tests required
Pipe M 252) Certificate of 2403
Compliance. Field Inspect for
damage or defects.
Joint Sealing 3724 One per shipment O."iT.!1nt)
nd
ed Plastic Sealer 3726 One from each source 0.-
for Pipe -, ' u
11. Bituminous Mastic Joint 3728 Visual Inspection Sample, if questionable
Sealer for Pipe
12. Geotextile Fabric and 3733 and Visual Inspection for damage (a) I per 15,000 m (50,000 LF) (a) 3m
Geogrid Reinforcement Special and uniformity of texture. or fraction thereof for pipe wrap ( I 0 LF) I
Provisions Rolls of both geotextile and or trench lining for Permeable
geotextile wrapped PE Tubing base designs. (b) 3m2
must be wrapped in UV (b) I per 8000 m2 (10,000 sq. (4SqYd)*
protective plastic. (Usually yd.) or fraction thereof of each
Black). type fabric or geogrid for all (c) 3m
other uses. (10 LF)
(c) Sewn seam, if required, I per
project minimum, additional as
appropriate.
----------------------------------------------------------------------------- ----------- -----------------------------------------------
REl\ilARKS: Sampling shall be by random selection and no more than one sample shall be taken from an individual roll. Submit
Certificate of Compliance with fabric or geogrid identification (e.g., Amoco 2002), minimum average roll values (MARY) and roll
number. For type VI applicatious, submit pages of Special Provisions that list required geotextile properties. (Type VI requirements
are job specific.) Contact Randy Tilseth, Geotechnical Section, 651-779-5604 for large quantity sampling rates (greater than 40,000 sq.
yd. of material on project), small quantity testing, and questions.
* Do not sample first 1 m (3 ft) of rolled Geotextile. Cut 1 m (3ft) wide strip across width of roll [Usually 3 - 4 m (12 - 14 ft)]
MnlDOT SD - 15 March 2005
Page 36
SCHEDULE OF MATERIALS CONTROL
IX. GEOSYNTHETlCS, PIPE, TILE, AND PRECAST/PRESTRESSED CONCRETE (Cont'd)
13. Silt Fence 3886 J Visual Inspection 2415 or For amounts 610 m (2000 ft) or 1 m (1 Yd)
Check Product Label 2403 greater.
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
REJ.\tIARKS: Samples sent 21 days prior to use. Check Approved Products List of accepted geotextiles
14. EPS Geofoam Special Visual Inspection 2415 or
Provisions Check for yellow aged material, 2403
uniformity and dimensions.
Weigh l'xl'xl' cut coupon to
verify density every 200 mJ
(250 ydJ)
MnlDOT SD - 15 March 2005
Page 37
SCHEDULE OF MATERIALS CONTROL
X. BRICK, STONE, AND MASONRY UNITS
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
1. Brick
A. Sewer and Masonry 3612 to Visual Inspection One sample per 50,000 brick or 6 whole
3615 fraction thereof brick
B. Concrete Sewer* 3616 Visual Inspection One sample per 50,000 brick or 6 whole
fraction thereof brick
.---------------------------------------------------------------------------- ----------- -------------------------------- --------------
* Air entrainment required. Obtain air content statement from supplier.
2. Concrete Masonry Units
~~ ~_~~ ~_e_\~~~_~~~S:~~~i_O_~ _ _ _ _ J___ _~~~~__ _ _ J.~i~~~: _I_~~~~~~i~~__ __ _ _ __ ____ _ _ _1_ _ _ _ _ _ _ _ _ _ _l ~~~ _S_~~I~_~~~ _S~_i~_~~~:__ _ _ _ __ _J~~7;_~I~_ _ _ ___
Air entrainment required. Obtain air content statement from supplier.
B. For Modular Block Special Visual Inspection One sample per 10,000 units or 5 whole
Retaining Walls Provisions Check for cracks and broken fraction thereof, with a minimum units
comers of one sample per product
(block) type per contract. *
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
All lots of block upon delivery shall have Manufacturer or Independent laboratory test results to verify passing both compression and
freeze-thaw requirements. * Wall units and cap units are considered separate block types.
3. Reinforced Concrete 3661 Concrete control tests Air Tests 2415 or One cylinder per 100 units, but l50x300mm
Cribbing Visual Inspection if previously 2403 not less than 5 cylinders for a (6 x 12 in)
tes ted given contract. Other materials Cylinders
as required herein.
-------------------------------------------- -------------------------------- ----------- --~~~~~--~---_._--~~~~-------~-- --------------
REMARKS: Will be stamped when inspected prior to shipment.
4. Stone for Masonry or 3601 and Visual Inspection Submit Form 2415 or
Rip-Rap Special 2415 unless special testing is 2403
Provisions specified
- - ---~- --
REMARKS: Each source shall be approved by Project Engineer or Supervisor for quality prior to use. For questions on quality,
contact District Materials or Geology Unit
MnlDOT SD -15 March 2005
Page 38
SCHEDULE OF MATERIALS CONTROL
XI. ELECTRICAL AI~D SIGNAL EQUIP:MENT ITEMS
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
1. Lighting Standards 3811 Visual Inspection
(Aluminum or Steel)
------------------------------ -------------- ------------------------------- ----------- -------------------------------- --------------
REMARKS: The Fabricator will submit "Certificate of Compliance", on a per project basis, to the Structural Metals Engineer.
2. Hand Holes and Pull 2545 2415 or
Boxes (Precast) (pVC) 2550 2403
2565
------------------------------ -------------- -----------------.------------- ----------- -------------------------------- --------------
REMARKS: Will be inspected at source by laboratory upon notification. For cast iron' frame and cover: see IX.6, Drainage Castings
3. Foundation 2545 Slump as needed 1 cylinder per 20 m3 (25 Cu.
Yd.)
4. Conduit and Fittings
_~: _ ~~~I~~~ __ _ _ __ _ _ _ _ _. __ _. _.1 __ _ .~;?~___ _ _l ~:S_~~l_ ~~~~~~:~~~. _ _ _ _ _ _ _ _ _ _ __ _1 _ ~~~_~r.l ~~~~_ _ _ _ _ _. _ _.. _. _. _ _ _ _ __ _ _ __ _ _1.. _ __ __ __ _ _ __
REMARKS: Conduit will bear UL labels. Retain Form 2415 or 2403 in Project File
.~: .~.~~~~~t~:~i~. _. _. _.. _... _ .1___ _~~~~__ _. _I ~:~~I. ~~~~~~~.~~. _...... _ _.. _ _ 1 _ ~~~~r _I ~~~~~r~_~l~~. i.f. ~~: .a.~~~~~~~_ .1_ _ _ _ _ .__.....
REMARKS: Conduit will bear UL labels. Retain Form 2415 or 2403 in Project File
5. Anchor bolts 3811.2B(5) Visual Inspection .11 per 100 Units (per Type per I
Lot Number per Project)
---------------------------_.- -------------- ------------------------------- ---.----.-. -----------------------------------------------
REM.ARKS: The Fabricator will submit test specimens (in quantities sufficient to meet the noted test frequency) to the Maplewood
Lab. A copy of the test report will be forwarded to the Structural Metals Engineer.
6. Miscellaneous Hardware Visual Inspection Sample critical items only. One
of each item per shipment.
(Critical Items are load bearing,
structurally necessary items.)
------------------------------ -------------- ------------------------------- ----------- -----------------------------------------------
RElVL~RKS: Will carry "Inspected tag if sampled and tested prior to shipment. No sample necessary if "Inspected". Do Not use if not
tested. Field sample at sampling rate for laboratory testing.
MnlDOT SD - 15 March 2005
Page 39
SCHEDULE OF MATERIALS CONTROL
XI. ELECTRICAL AND SIGNAL EQUIPMENT ITEMS (Cont'd)
Minimum Required Form Minimum Required Sample
Kind of Material Spec. No. Acceptance Testing Sampling Rate for
(Field Testing Rate) No. Laboratory Testing Size
7. Cable and Conductors
A. Power Conductors 3815.2B1 Visual Inspection 2415 or None
Loop Detector Conductors 3815.2B2(a) 2403
(No Tubing)
----------------------------------------------------------------------------- ------._--- -------------------------------- --------------
REMARKS: Make certain the conductors are the type specified. Submit Field Inspection report showing type and quantities used.
Shall bear UL label and type where applicable.
B. Electrical Cables and 3815.2B2(b) Visual Inspection 2415 or 1 sample per size per lot 1.5m (5 ft)
Single Conductors with Jacket 3815.2B3 2403
3815.2B4
3815.2C1
3815.2C3
3815.2C4
3815.2C5
3815.2C6
3815.2C7
3815.2C8
C. Fiber Optic Cables 3815.2C13 Visual Inspection 2415 or 1 sample per size per lot 1.5m (5 ft)
2403
----------------------------------------------------------------------------- ----------- -------------------------------- --------------
RElVL~RKS: Usually inspected (B&C) at source and spools stamped. If spools are not stamped, submit sample and material
certification from manufacturer.
_8_._ _~~~~~~_ ~~~: _ _ _ _ _ _ _ _ _ _ _ _ _ J _ _ _ _~~;~_ _ _ _1 ~_i~~~: _I~_S~~~~~~_ _ _ _ _ _ u _ _ _ ___ J _ _~~;?t _.l ~~~~: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ___ - - - - - - -- - - - - --
RElVL;\RKS: Retain Form 2415 or 2403 in project file.
~_'_ ~~~~~~::~:_~~~_ ~_~~~~mLm~~~~u__ L _mm_ _ ___ um m m_ m _ _J _~~;?t Ju_ mum m _u u mm ___ _ m --------------
RElVL;\RKS: Approved by Brand Name. The conductors shall bear UL label and type, where applicable.
_1_~._ ~!~:~~~~~~~!~t_e_~:_ _ ___mt u _ ___mJu_ __um __ _ uum__ ____u_ml _ _ _ _ _ _ _ _ _ J_ __ m __ _ _ _ _ m _ _ _ u _ _m u _ __ _ J _ __ _ _ u _ _ __ __
Electrical Systems are to be reported as a "System" using the LIGHTING, SIGNAL Al'lD TRAFFIC RECORDER .L'ISPECTION
REPORT. To be certified by the Project Engineer
_1_1:_ ~_~~~~ _~i_~~~~ _~~~~~~s_ _ _ _ L__ _ _ _ _ m_ _ J uu _ _ _ _ _ _ _ __ _ _ _ _ un _ _ _ __ mn 1_ _ _ _ _ _ ___ _1__ _ _ _ u _ u_ m __ _ _ _ _ _ __ _ __ _ _ _ _ _ L_ __ _ _ _ _ _ __ __
Traffic Signal Systems are to be reported as a "System" using the LIGHTING, SIGNAL AND TRAFFIC RECORDER INSPECTION
REPORT. To be certified by the Project Engineer
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SOIL SORING LOC'; nON S!(ErCH
GEOrc:CHNICA~ EVALU,\TIOH
2005 NEW HOPE ~lFRAsmUCiURE !'.IPROv<:tJErli5
52 NO AV<:IIUE 110 AllO \\ItINE11<A ,\Vi:l'IUE 110 - IIEW HCPE. I.IllmESOrA
BRAUN
INTERTEC
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BRAUN'"
INTERTEC
Braun Project BL-OS-06152
GEOTECHNICAL EV ALVA TION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Meadow Lake Rd
New Hope, Minnesota
DRIL-LER: Mallhew Takada METHOD: 3 1/4" HSA Aulohammcr
BORING:
LOCA TION: See attached sketch.
ST-l
DATE:
1/24/06
Elev
feel
893.0
892.7
Depth
feet
0.0
0.3
ASTM
Symbol
FILL
FILL
Description of Materials
(ASTM 02488 or 02487)
FILL: 3 inches Bituminous.
FILL: Clayey Sand, brown, moist.
BPF WL MC
%
891.0 2.0
CL SANDY LEAN CLAY, with a trace of Gravel, brown, 9 13
-;;:; moist, rather stiff
c (Glacial Till)
9
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" 5
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>- 887.5 5.5
cJ END OF BORING
0
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E Water nol observed with 4 feet of hollow-stem auger in
" the ground.
f-
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.... immediately after withdrawing the auger.
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BI.05-06152
Braun lnlcrtcc Corporal ion
SCAL-E:
1" = 1.6'
Tests or Notes
ST-1 page I of!
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BRAUN'"
INTERTEC
Braun Project BL-OS-06152
GEOTECHNICAL EV ALVA TION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Meadow Lake Rd
New Hope, Minnesota
DRILLER: Matthew lukada I METHOD: 3 114" HSA Autohnmmer
LOG OF BORING
BO~G: ST-2
LOCATION: See attached sketch,
Description of Materials BPF Wi-
(ASTM D2488 01' D2487)
FILL: 4 inches Bituminous over 10 inches Aggregate _
Base. -
-
-
-
DATE:
Elev
feet
917.7
Depth
feet ASTM
0.0 Symbol
FILL
l-
I-
l-
I-
-916.5
1.2
FILL FILL: Silty to Clayey Sand, with a trace of Gravel, dark
brown, moist -
-
915.7 2.0
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-
-
-
-
-
-
-
-
-
-
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-
-
-
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Water not observed with 4 feel of hollow-stem auger in--::'
the ground. _
-
-
-
-
-
-
-
-
-
-
-
-
-
SILTY SAND, fine- to medium-grained, mixed with a
little Clayey Sand, with a trace of Gravel, brown, moist,
loose.
Ul
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END OF BORING
Water not observed to cave-in depth oD 1/2 feet
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Boring immediately backfilled
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BL-05-06152
Broun Inlcrlcc Carpar,ulan
1/24/06
I SCALE:
Tests or Notes
8
9
-
-
I" = 1.6'
ST-2 page I af I
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BRAUN'"
INTERTEC
Braun Project BL-05-06152
GEOTECHNICAL EVALUATION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Mcadow Lake Rd
New Hope, Minnesota
DRILLER: Matthew Takada I METHOD: 31/4" HSA AUlohammer
BORING:
LOG OF BORING
tOCA TJON: See attached sketch.
ST-3
DATE:
Elev.
feet
885.9
Depth
feet
0.0
ASTM
Symbol
FIll.
-
-
-
-
-
-
-
FILL: Silty Sand, fine- to coarse-grained, with Gravel, _
black to brown, moist to wel. _
-
-
-
-
-
-
-
-
-
Description of Materials
(ASTM D2488 or D2487)
FILL: 7 inches of Bituminous over 12 inches of
Aggregate Base
!-
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FILL
4.0
SILTY SAND, fine- to medium-grained, with a trace of
Gravel, brown, wet, very loose.
(Alluvium)
SM
-
-
-
-
-
-
-
-
-
Wet spoon at 5 feet. -
-
Water not observed to cave-in depth of3 feet immediately =
after withdrawing the auger. _
-
-
-
-
-
-
-
-
-
-
-
-
=1
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
5.5
END OF BORING.
Boring immediately backfilled.
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BL-OS.061S2
Bmun Inlcrtcc Corpomllon
l/24J06
I SCALE:
1";: 1.6'
BPF WL
Tests or Notes
17
4
"Sl-
An open triangle in the water
level (Wi-) column indicates
the depth at which groundwater
was observed while drilling.
Groundwater levels fluctuate
ST-3 page I of I
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BRAUN'"
INTERTEC
Braun Project BL-05-061S2
GEOTECHNICAL EVALUATION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Meadow Lake Rd
New Hope, Minnesota
DRILLER: Matthew T akada I METHOD: 3 1/4" HSA Autohwnmcr
Elev.
feet
872.9
-
-
-
-871.7
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'--
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Depth
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0.0
ASTM
Symbol
FILL
1.2
FILL
4.0
SM : .:
'.
: "
..
5.5
BORING:
LOG OF BORING
LOCA TION: See attached sketch
ST-4
DATE:
Description of Materials
(ASTM D2488 or 02487)
4 inches of Bituminous over 10 inches Aggregate _
-
-
-
-
FILL: Silty Sand, fine- to medium-grained, dark brown to_
~~m~ _
-
-
-
-
-
-
-
-
-
-
-
FILL:
Base.
SILTY SAND, fine- to medium-grained, dark gray, moist, _
medium dense. _
(Alluvium) -
-
-
-
-
END OF BORING. -
-
Water not observed with 4 feel of hollow-stem auger in -
-
the ground. _
Water not observed to cave-in depth of 4 feet immediately =
after withdrawing the auger. _
-
Boring immediately backfilled. -
-
-
-
-
-
-
~
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
Broun Intcrtcc Corpomllon
1124/06
BPF WL
10
15
-
I SCALE:
1"= 1.6'
Tests or Notes
Sf-4 pagc I of I
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BRAUN'"
I NTE RTEC
Braun Project BL-05-06152
GEOTECHNICAL EV ALVA TION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Meadow Lal<e Rd
New Hope, Minnesota
DRILLER: Matthew Tnkada I1vLETHOD: 31/4" HSA Autohammer
Elev
feet
871.1
Depth
feet ASTM
0.0 Symbol
FILL
-
869.8
1.3
FILL
2.0
SP- '.
SM
869.1
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5.5
BL-OS.06IS2
LOG OF BORING
BORING: ST-5
LOCATION: See attached sketch.
DATE:
Description of Materials
(ASTM D2488 or 02487)
FILL: 5 inches of Bituminous over 11 inches of
Aggregate Base,
FILL: Silty Sand, fine- to coarsc-grained, with Gravel,
dark brown, moist.
POORLY GRADED SAND with SILT, fine- to _ 40
medium-grained, brown with nlst staining, moist, loosc to _
dense. -
(Alluvium) -
-
-
-
-
-
-
I
-
- 8
-
-
-1
-
END OF BORJNG -
-
Watcr not observed with 4 feet of hollow-stem auger in--=
~g~n~ _
Water not observed to cave-in depth of 4 fect immediately =
after withdrawing the auger. _
-
Boring immediatcly backfilled -
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
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-
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-
-
Broun Inlerlee Corporol1on
1/24/06
I SCALE:
BPF Wi.
T esls or Notes
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1"=1.6'
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LOG OF BORING
BORlNG: ST -8
LOCA TION: See attached sketch
DATE:
1/24/06
SCALE:
BRAUN'"
INTERTEC
Braun Project BL-05-06152
GEOTECHNICAL EV ALUA TION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Meadow Lal(e Rd
New Hope, Minnesota
DRlLLER: Matthew Takada METHOD: 3 1/4" HSA AUlohammer
Elev. Depth
feet feet ASTM Description of Materials BPF WL Me
90l.0 0.0 Symbol (ASTM D2488 or 02487) %
FILL FILL: 4 inches of Bituminous over 9 inches of Aggregate
Base.
899.9 1.1
FILL FILL: Clayey Sand, with a trace of Gmvel, dark brown,
moist
6
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SANDY LEAN CLAY, with a trace of Gravel, grayish
brown with rust staining, moist 10 wet, rather soft to
medium.
5
16
(Glacial Till)
6
14
END OF BORING.
Waler nol observed with 9 feet ofhollow-slem auger in
the ground.
Water not observed lo cave-in depth of 6 feet immediately
after withdrawing the auger
Boring immediately backfilled.
Bmun lntcrlcc Corporation
1" = 1.6'
Tests or Noles
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BRAUN'"
I NTE RTEC
Braun Project BL-05-06152
GEOTECHNICAL EV ALUA TION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Meadow Lake Rd
New Hope, Minnesota
DRILLER: Matthew Takada METHOD: 3 1/4" HSA Autohnmmer
BORING:
LOG OF BORING
tOCA nON: See attached sketch.
ST-9
DATE:
Elev
feet
912.4
Depth
feet ASTM
0.0 Symbol
FILL
Description of Materials
(ASTM 02488 or D2487)
FILL: 3 inches Bituminous over 10 inches Aggregate
Base
1/24/06
SCALE:
BPF WL MC
%
11.3 1.1
FILL FILL: Silty Sand, fine- to medium-grained, dark brown,
moist.
910.4 2.0
FILl. FILL: Clayey Sand, with a trace of Gravel, greenish gray, 10
Vi moist.
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Bmen Inlertee Corporalion
]" = 1.6'
Tests or Notes
ST-9 poge I of I
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BRAUN'"
INTERTEC
Braun Project BL-05-06152
GEOTECHNICAL EV ALUATlON
2006 New Hope Street Improvements
62nd Ave N, Winnetlm Ave N & Meadow Lake Rd
New Hope, Minnesota
DRILLER: Maul1ew Takada 1 METHOD: 3 1/4" HSA AUlohammer
Elev.
feet
902.5
-
-
'- 901.7
~
L-
L-
'-
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Si-
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Depth
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BORING:
LOG OF BORING
LOCATION: See attached sketch.
ST-IO
DATE:
1/24/06
I SCALE:
Description of Materials BPF Wi. MC
(ASTM D2488 or D2487) %
FILL: 3 inches Bituminous over 7 inches Aggregate Base_ _
-
-
FILL: Sandy Lean Clay, with a trace of Gravel, dark gra~
moist. _
-
-
-
-
-
-
CLA YEY SAND, with a little Gravel, gray, moist to wet, -
mther stiff -
(Possible Fill or Glacial Till) -:::.
-
-
-
-
-
-
-
-
-
-
-
-
-
Water not observed with 4 feet of hollow-stem auger in--::
the ground. _
-
Water not observed to cave-in depth oD feet immediately _
after withdrawing the auger.. _
-
-
-
-
-
-
-
-
-
_I
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
END OF BORING.
Boring immediately backfilled.
Brnun Intcrtec Corpomhon
12
12
13
14
I" = 1.6'
Tests or Notes
ST-IO page I of I
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BRAUN'~
-
I NTE RTEC
Braun Project BL-05-06152
GEOTECHNICAL EVALUATION
2006 New Hope Street Improvements
62nd Ave N, Winnetka Ave N & Mcadow Lake Rd
New Hope, Minnesot:l
DRILLER: Matthew Takndn METHOD: 3 1/4" I-lSA Aulohammcr
Elev.
feet
900.5
Depth
feet ASTM
0.0 Symbol
FILL
- 900.0
0.5
FILL
LOG OF BORING
BORING: ST -11
tOeA TION: See attached sketch.
DATE:
Description of Materials
(ASTM D2488 or D2487)
FILL: 2 inches Bituminous over 4 inches Aggregate
Base.
FILL: Silty Sand, fine- to medium-grained, with a trace of
Gravel, dark brown, moisL
1/24/06
SCALE:
1" = 1.6'
BPF WL NIC
%
Tests or Notes
This document has important legal consequences; consultation with an attorney is encouraged with respect to its use or
modification. This document should be adapted to the particular circumstances of the contemplated Project and the
Controlling Law.
STANDARD
GENERAL CONDITIONS
OF THE
CONSTRUCTION CONTRACT
Prepared by
ENGINEERS JOINT CONTRACT DOCUMENTS COMMITTEE
and
Issued and Published Jointly By
.......--.........
ACEC
A,'.!;:rU(..\;\ (f.\L':"C;I. U: E""';I~U_HP.(. CU:.ll'.\;-;l!c.~
Professional Engineers in Private practice
National Society of
Professional Engineers<'>
................."....,.......................................,.".......,.,.,........'...,.....,......,.....m..,....m....",.,........
PROFESSIONAL ENGINEERS IN PRIVATE PRACTICE
a practice division of the
NATIONAL SOCIETY OF PROFESSIONAL ENGINEERS
AMERICAN COUNCIL OF ENGINEERING COMP ANIES
At\tIERICAt'\! SOCIETY OF CIVIL ENGINEERS
This document has been approved and endorsed by
The Associated General Contractors of America
~ Knowledge Tor Creating
~ and Sustainina
the Built Environment
Construction Specifications Institute
EJCDC C.700 Standard General Conditions of the Construction Contract.
Copyright <9 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
Copyright @2002
National Society of Professional Engineers
1420 King Street, Alexandria, VA 22314
American Council of Engineering Companies
1015 15th Street, N.W., Washington, DC 20005
American Society of Civil Engineers
1801 Alexander Bell Drive, Reston, VA 20191-4400
These General Conditions have been prepared for use with the Suggested Forms of Agreement Between Owner and
Contractor Nos. C-520 or C-525 (2002 Editions). Their provisions are interrelated and a change in one may necessitate a
change in the other. Comments concerning their usage are contained in the EJCDC Construction Documents, General and
Instructions (No. C-001) (2002 Edition). For guidance in the preparation of Supplementary Conditions, see Guide to the
Preparation of Supplementary Conditions (No. C-800) (2002 Edition).
EJCDC C.700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
00700 . 2
TABLE OF CONTENTS
Page
ARTICLE 1 - DEFINITIONS AND TERMINOLOGY ..............................................................................................................6
1.01 Defined Terms............................................................................................................................. ..... ........................6
1.02 Terminology..................... ................................................................................................................... .....................8
ARTICLE 2 - PRELIMINARY MATTERS..... .................. .................... ........... ................................ ............... ...... .................. ... 9
2.01 Delivery of Bonds and Evidence of Insurance .........................................................................................................9
2.02 Copies of Documents................................................................................................ .......................... .....................9
2.03 Commencement of Contract Times; Notice to Proceed ...........................................................................................9
2.04 Starting the Work... ....... ....... ............................................................. ....................................................................... 9
2.05 Before Starting Construction......................................................... ........................... ............................................ ... 9
2.06 P reconstruction Conference........................................................................................................................... ..........9
2.07 Initial Acceptance of Schedules......................................................................................................................... ......9
ARTICLE 3 - CONTRACT DOCillvIENTS: INTENT, AlvIENDING, REUSE.......................................................................10
3.01 Intent........................................................................................................................... .........................,.................10
3.02 Reference Standards........................................................................................................................ ......................10
3.03 Reporting and Resolving Discrepancies .. .................. .... ................................................ ........................................1 0
3.04 Amending and Supplementing Contract Documents ..............................................................................................11
3.05 Reuse of Documents ............. ... .............. ............ .................. ... ..... ... .......................... .... ...... ....... ............................ .11
3.06 Electronic Data .... .................... ........... .............. ........................ ..... ...................... ..... .... .................. .......................11
ARTICLE 4 - A V AILABILITY OF LANDS; SUBSURFACE AL'l'D PHYSICAL CONDITIONS; HAZARDOUS
ENVIRONMENTAL CONDITIONS; REFERENCE POINTS ................................................................................................11
4.01 A vailability of Lands ..............................................................................................................................................11
4.02 Subswface and Physical Conditions ...................... ................................................... ........... ........ ..........................12
4.03 Differing Subsurface or Physical Conditions........................................................................... ............................. .12
4.04 Underg round Facilities ........... ........ .... ....... ....... ..................... ........ ................ .................... ......... ........ .................. .13
4.05 Reference Points....................................................................................................................................... ............ .13
4.06 Hazardous Environmental Condition at Site ......... ................................................................ ................................13
ARTICLE 5 - BONDS AND INSURANCE .............................................................................................................................14
5.01 Performance, Payment, and Other Bonds ..............................................................................................................14
5.02 Licensed Sureties and Insurers ...................... ........ ..... ..... ....................... ............. ......... ....... ................................ ..15
5.03 Certificates of Insurance ................ ....... .... ........ .................. ............. ............. ................. ............ ............ ............... .15
5.04 Contractor's Liability Insurance..... .... ..... ..... .... ..... .... ......... .............. ....... ...... ................. ... ... .... .... ... ... ..... ....... ...... .15
5.05 Owner's Liability Insurance .................... .............. .......... ... .......... ........ ............ ....... .... ...... ....... ...... ................ .......16
5.06 Property Insurance ........................ ........... ........ ............................ ....................... ..... .... ....... ........ ................... .......16
5.07 yVaiver of Rights ......... ..................... ...... ..... ....... .................. ................................. ............... ..... ........ ..................... .17
5.08 Receipt and Application of Insurance Proceeds ....................................................................................................17
5.09 Acceptance of Bonds and Insurance; Option to Replace .......................................................................................17
5.10 Partial Utilization, Acknowledgment of Property Insurer .....................................................................................18
ARTICLE 6 - CONTRACTOR'S RESPONSIBILITIES ..........................................................................................................18
6.01 Supen1ision and Superintendence.... ... ........ ............. ...... ..... ........ ........... .... ........... .......... ......... ........ ... ..... ......... .... .18
6.02 Labor: Working Hours. ..., .............................. ........ ..... ..... .............. ............. ........ ............... ... ........ .,. ... ................ ...18
6.03 Services, Materials, and Equipment.................. .................. ........... ........... ......................... ....... ...... .... ....... ........ ....18
6.04 Prog ress Schedule ................... ........ ........... ....... ........... ....... .................... ..... .................. ........ ...... ........................ ..18
6.05 Substitutes and" Or-Equals" .. ........ .... ............ ........... ......... ... ....... .......................... ........ ............. .......... ............... .19
6.06 Concerning Subcontractors, Suppliers, and Others.... ... .... ............ ...... .................... ........ ...,......... ... ... .......... ........ .20
6.07 Patent Fees and Royalties .............. .......... .... ........ .............. ............ .................................... ... ...... ........ ............ .... ...21
6.08 Permits............................................................................................................................ ...................................... .21
6.09 Laws and Regulations .......... .... ....... ........ .... ....... .... .... ......... ........ ............ ............................... .... ....... ........ ............ .21
6.10 Taxes.............................................................................................................................. ....................................... .22
6.11 Use of Site and Other Areas ...................................................................................................................................22
6.12 Record Documents............................................................................................................................. ................... .22
6.13 Safety and Protection ........ ....... ... .... .... .... ............... .... ................. ...................... ......................... ........................... .22
6.14 Safety Representative.............................................................................................................................. ...............23
6.15 Hazard Communication Programs ................... ............................. ... .......... ............. ....... ............ ........ ..... ........... ...23
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
6.16 Em erg encies ...................................................................................................................................... .................... .23
6.17 Shop Drawings and Samples ...................... ...... ..... .............. .... ............ ...... .... ........................... ......... ....... ...... ..... ...23
6.18 Continuing the Work.... ......... .................. .............. ................... ..................... ......... .............. ................ .......... ........24
6.19 Contractor's General Warranty and Guarantee ....................................................................................................24
6.20 Indemnification.............................................................................................................................. ....................... .24
6.21 Delegation of Professional Design Services ..........................................................................................................25
ARTICLE 7 - OTHER WORK AT THE SITE .........................................................................................................................25
7.01 Related Work at Site. ............................................. ...................... .......................... ............... .................... ......... .....25
7.02 Coordination..................................................................................................................................... .....................26
7.03 Legal Relationships................................................................................................................................ ............... .26
ARTICLE 8 - OWNER'S RESPONSIBILITIES ......................................................................................................................26
8.01 Communications to Contractor............................................................................................................................. .26
8.02 Replacement of Eng ineer ....................................................................................................................................... 26
8.03 Furnish Data............................................................................................................................................. ............ .26
8.04 Pay ~Fhen Due................................................................................................................................................ ....... .26
8.05 Lands and Easements; Reports and Tests ..............................................................................................................26
8.06 Insurance............................................................................................................................................ ................... .26
8.07 Change Orders.............................................................................................................................................. .........26
8.08 Inspections, Tests, and Approvals.......................................................................................................................... 26
8.09 Limitations on Owner's Responsibilities............................................................................................................... .27
8.10 Undisclosed Hazardous Environmental Condition.. ...................... ....... ................................. ................. ...............27
8.11 Evidence of Financial Arrangements .....................................................................................................................27
ARTICLE 9 - ENGINEER'S STATUS DURING CONSTRUCTION.....................................................................................27
9.01 Owner's Representative.............................................................................................................................. .......... .27
9.02 Visits to Site..................................................................................................................................... ...................... .27
9.03 Project Representative........................................................................................................................... .............. ..27
9.04 Authorized Variations in Work............................................................................................................................. ..27
9.05 Rejecting Defective Work...................................................................................................................................... .27
9.06 Shop Drawings, Change Orders and Payments .....................................................................................................28
9.07 Determinations for Unit Price Work .............................. .................... ............... .....................................................28
9.08 Decisions on Requirements of Contract Documents and Acceptability of Work ...................................................28
9.09 Limitations on Engineer's Authority and Responsibilities .....................................................................................28
ARTICLE 10 - CHANGES IN THE WORK; CLAIMS ...........................................................................................................28
10.01 Authorized Changes in the Work.. .......... ....... ...... ........... ............. .......... ............ ................................ ............. ........28
10.02 Unauthorized Changes in the Work .......................................................................................................................29
10.03 Execution of Change Orders ............... ....... .......... ...... .... ....... ............. ..................................... ........... ........ ...... ......29
10.04 Notification to Surety............................................................................................................................... ............. .29
10.05 Claims.............................................................................................................................. ......................................29
ARTICLE 11 - COST OF THE \VORK; ALLOWANCES; UNIT PRICE WORK..................................................................30
11.01 Cost of the Work................................ ............ .............. .......................... .............. ................... .............. ................ ..30
11.02 Allowances............................................................................................................................. ................................31
11.03 Unit Price Work .....................................................................................................................................................31
ARTICLE 12 - CHAt"l'GE OF CONTRACT PRICE; CHAt"l'GE OF CONTRACT TINIES .....................................................32
12.01 Change of Contract Price................................................................................................................................. .....32
12.02 Change of Contract Times.................................................................................................................................. ...33
12.03 Delays.................................................................................................................................. .................................. 3 3
ARTICLE 13 - TESTS A~'D INSPECTIONS; CORRECTION, REMOVAL OR ACCEPTANCE OF DEFECTIVE WORK.......33
13.0 1 Notice of Defects........................................................................................................................... ......................... 3 3
13.02 Access to Work................................................................................................................................. ......................33
13 .03 Tests and Inspections........................................................................................................................ .....................33
13.04 Uncovering Work ......... .......... '" ....... ...... ... .... .... .... ........... .,. .... ........ ... ...... .... ..... ......... ..... ..... ... ........... ...... ...... ........34
13.05 O,vner [VIay Stop the Work .......... .... ... .... ........... .... ........... ...................... ...... ........ ...... .......... ...... ................ .... ........34
13.06 Correction or Removal of Defective Work .............................................................................................................34
13.07 Correction Period............................................................................................................................... .................. .34
13.08 Acceptance of Defective Work ..... ........... ... ...... ... ..... ..... ............ ..... ........... .... ........ ........ ........ ..... ... .......... ...... .........35
13.09 Owner May Correct Defective Work......................................................................................................................35
ARTICLE 14 - PAYMENTS TO CONTRACTOR At\fD COrvlPLETION...............................................................................36
14.01 Schedule of Values .... ......... ....... ............. ... .... .... ............. ................. .... ................ ................... ........... ... ............. .....36
14.02 P rog ress Payments.............................................................................................................................. ...................36
14.03 Contractor' s Warranty of Title.............................................................................................................................. 37
14.04 Substantial Completion........................................................................................................................... ...............37
EJCDC C- 700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
14.05 Partial U tili::.ation ...................................................................................................................................... ............38
14.06 Final Inspection..................................................................................................................................... ................ 38
14.07 Final Payment.................................................................................................................................. ......................38
14.08 Final Completion Delayed..................................................................................................................................... 39
14.09 ~V aive r of Claims....................................................................................................................................... .............39
ARTICLE 15 - SUSPENSION OF WORK AND TERMINATION .........................................................................................39
15.01 Owner lvlay Suspend Work .................................... ........... .................. .............. ...................... .... ........ ........... .........39
15.02 O,vner May Terminate for Cause... ................ ................... .............. .... ...... ... ..........................................................39
15.03 Owner iV1ay Terminate For Convenience .......... ................... ......... ............... ........ ........................... ................. ......40
15.04 Contractor klay Stop Work or Terminate ..............................................................................................................40
ARTICLE 16 - DISPUTE RESOLUTION ..............:......... ............................. ....... ........................................................... .........41
16.01 kl ethods and Procedures ................ .................. ................. .......... .... ............ ....... ............................ .......................41
ARTICLE 17 - MISCELLANEOUS. .......................................... ................... ... ...................... ........................... ................. ......41
17.01 Giving Notice .... ............................................................... ............... ... .............. .......... ............ .................... ............41
17.02 Computation of Times ..................... .................................. ........... ....... ...................................................................41
17.03 Cumulative Remedies ......................................... .................. ......... ... .......... .......... ............................................ ......41
17.04 Survival of Obligations............................................................................................................................ ..............41
17.05 Controlling Law............................. ................ .............. .... ............... ................. ....... ................................. ......... .....41
17.06 H eacling s .............................................................................................................................................. ................. .41
EJCDC C- 700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for E,fCDC. All rights reserved.
GENERAL CONDITIONS
ARTICLE 1 - DEFINITIONS AND TERMINOLOGY
1.01 Defined T erllls
A. Wherever used in the Bidding Requirements
or Contract Documents and printed with initial capital
letters, the terms listed below will have the meanings
indicated which are applicable to both the singular and
plural thereof. In addition to terms specifically defined,
terms with initial capital letters in the Contract
Documents include references to identified articles and
paragraphs, and the titles of other documents or forms.
1. AddendauWritten or graphic instruments
issued prior to the opening of Bids which clarify, correct,
or change the Bidding Requirements or the proposed
Contract Documents.
2. Agreelllentu The written instrument which is
evidence of the agreement between Owner and Contractor
covering the Work.
3. Application for PaYlIlent-- The form acceptable
to Engineer which is to be used by Contractor during the
course of the Work in requesting progress or final
payments and which is to be accompanied by such
supporting documentation as is required by the Contract
Documents.
4. AsbestosuAny material that contains more
than one percent asbestos and is friable or is releasing
asbestos fibers into the air above current action levels
established by the United States Occupational Safety and
Health Administration.
5. Bid--The offer or proposal of a Bidder
submitted on the prescribed form setting forth the prices
for the Work to be performed.
6. Bidder--The individual or entity who submits
a Bid directly to Owner.
7. Bidding
Requirements and the
(including all Addenda).
DoculIlents-- The Bidding
proposed Contract Documents
8. Bidding RequirementsuThe Advertisement or
Invitation to Bid, Instructions to Bidders, bid security of
acceptable form, if any, and the Bid Form with any
supplements.
9. Change Orcler--A document recommended by
Engineer which is signed by Contractor and Owner and
authorizes an addition, deletion, or revision in the Work
or an adjustment in the Contract Price or the Contract
Times, issued on or after the Effective Date of the
Agreement.
10. ClaillluA demand or assertion by Owner or
Contractor seeking an adjustment of Contract Price or
Contract Times, or both, or other relief with respect to the
terms of the Contract. A demand for money or services by
a third party is not a Claim.
1 I. Contractu The entire and integrated written
agreement between the Owner and Contractor concerning
the Work. The Contract supersedes prior negotiations,
representations, or agreements, whether written or oral.
12. Contract Documents-- Those items so
designated in the Agreement. Only printed or hard copies
of the items listed in the Agreement are Contract
Documents. Approved Shop Drawings, other Contractor's
submittals, and the reports and drawings of subsurface
and physical conditions are not Contract Documents.
13. Contract Price--The moneys payable by
Owner to Contractor for completion of the Work in
accordance with the Contract Documents as stated in the
Agreement (subject to the provisions of Paragraph 11.03
in the case of Unit Price Work).
14. Contract Times--The number of days or the
dates stated in the Agreement to: (i) achieve Milestones, if
any, (ii) achieve Substantial Completion; and (iii) com-
plete the Work so that it is ready for final payment as
evidenced by Engineer's written recommendation of final
payment.
15. Contractor--The individual or entity with
whom Owner has entered into the Agreement.
16. Cost of the Work-oSee Paragraph 11.0 LA for
definition.
17. Drawings--That part of the Contract
Documents prepared or approved by Engineer which
graphically shows the scope, extent, and character of the
Work to be performed by Contractor. Shop Drawings and
other Contractor submittals are not Drawings as so
defined.
18. Effective Date of the AgreementuThe date
indicated in the Agreement on which it becomes effective,
but if no such date is indicated, it means the date on
which the Agreement is signed and delivered by the last
of the two parties to sign and deliver.
19. EngineeruThe individual or entity named as
such in the Agreement.
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
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20. Field OrderuA written order issued by
Engineer which requires minor changes in the Work but
which does not involve a change in the Contract Price or
the Contract Times.
21. General RequirelllentsuSections of Division
1 of the Specifications. The General Requirements pertain
to all sections of the Specifications.
22. Hazardous Environmental Condition--The
presence at the Site of Asbestos, PCBs, Petroleum,
Hazardous Waste, or Radioactive Material in such
quantities or circumstances that may present a substantial
danger to persons or property exposed thereto in
connection with the Work.
23. Hazardous Waste--The term Hazardous
Waste shall have the meaning provided in Section 1004 of
the Solid Waste Disposal Act (42 USC Section 6903) as
amended from time to time.
24. unvs and Regulations; Laws or Regulations-
-Any and all applicable laws, rules, regulations, ordinanc-
es, codes, and orders of any and all governmental bodies,
agencies, authorities, and courts having jurisdiction.
25. LiensuCharges, security interests, or
encumbrances upon Project funds, real property, or
personal property.
26. Milestone--A principal event specified in the
Contract Documents relating to an intermediate comple-
tion date or time prior to Substantial Completion of all the
Work.
27. Notice of Award--The written notice by
Owner to the Successful Bidder stating that upon timely
compliance by the Successful Bidder with the conditions
precedent listed therein, Owner will sign and deliver the
Agreement.
28. Notice to Proceed--A written notice given by
Owner to Contractor fixing the date on which the Con-
tract Times will commence to run and on which
Contractor shall start to perform the Work under the
Contract Documents.
29. Owner--The individual or entity with whom
Contractor has entered into the Agreement and for whom
the Work is to be performed.
30. PCBs--Polychlorinated biphenyls.
31. Petroleulll--Petroleum, including crude oil or
any fraction thereof which is liquid at standard conditions
of temperature and pressure (60 degrees Fahrenheit and
14.7 pounds per square inch absolute), such as oil,
petroleum, fuel oil, oil sludge, oil refuse, gasoline,
kerosene, and oil mixed with other non-Hazardous Waste
and crude oils.
32. Progress Schedule--A schedule, prepared and
maintained by Contractor, describing the sequence and
duration of the activities comprising the Contractor's plan
to accomplish the Work within the Contract Times.
33. Project--The total construction of which the
Work to be performed under the Contract Documents may
be the whole, or a part.
34. Project Manual--The bound documentary
information prepared for bidding and constructing the
Work. A listing of the contents of the Project Manual,
which may be bound in one or more volumes, is
contained in the table(s) of contents.
35. Radioactive MaterialuSource, special nucle-
ar, or byproduct material as defined by the Atomic Energy
Act of 1954 (42 USC Section 2011 et seq.) as amended
from time to time.
36. Related Entity u An officer, director, partner,
employee, agent, consultant, or subcontractor.
37. Resident Project Representative--The autho-
rized representative of Engineer who may be assigned to
the Site or any part thereof.
38. Salllples--Physical examples of materials,
equipment, or workmanship that are representative of
some portion of the Work and which establish the
standards by which such portion of the Work will be
judged.
39. Schedule of SubmittalsuA schedule, prepared
and maintained by Contractor, of required submittals and
the time requirements to support scheduled performance
of related construction activities.
40. Schedule of ValuesuA schedule, prepared
and maintained by Contractor, allocating portions of the
Contract Price to various portions of the Work and used
as the basis for reviewing Contractor's Applications for
Payment.
41. Shop Drawings--All drawings, diagrams,
illustrations, schedules. and other data or information
which are specifically prepared or assembled by or for
Contractor and submitted by Contractor to illustrate some
portion of the Work.
42. Site--Lands or areas indicated in the Contract
Documents as being furnished by Owner upon which the
Work is to be performed, including rights-of-way and
easements for access thereto, and such other lands
furnished by Owner which are designated for the use of
Contractor.
43. Specificationsu That part of the Contract
Documents consisting of written requirements for
materials. equipment, systems, standards and
workmanship as applied to the Work, and certain
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
1. The Progress Schedule will be acceptable to
Engineer if it provides an orderly progression of the Work
to completion within the Contract Times. Such acceptance
will not impose on Engineer responsibility for the
Progress Schedule, for sequencing, scheduling, or
progress of the Work nor interfere with or relieve
Contractor from Contractor's full responsibility therefor.
2. Contractor's Schedule of Submittals will be
acceptable to Engineer if it provides a workable
arrangement for reviewing and processing the required
submittals.
3. Contractor's Schedule of Values will be
acceptable to Engineer as to form and substance if it
provides a reasonable allocation of the Contract Price to
component parts of the Work.
ARTICLE 3 - CONTRACT DOCUMENTS:
AMENDING, REUSE
INTENT ,
3.01 Intent
A. The Contract Documents are complementary;
what is required by one is as binding as if required by all.
B. It is the intent of the Contract Documents to
describe a functionally complete Project (or part thereof)
to be constructed in accordance with the Contract Docu-
ments. Any labor, documentation, services, materials, or
equipment that may reasonably be inferred from the
Contract Documents or from prevailing custom or trade
usage as being required to produce the intended result will
be provided whether or not specifically called for at no
additional cost to Owner.
C. Clarifications and interpretations of the
Contract Documents shall be issued by Engineer as
provided in Article 9.
3.02 Reference Standards
A. Standards, Specifications, Codes, Laws, and
Regulations
1. Reference to standards, specifications,
manuals, or codes of any technical society, organization,
or association, or to Laws or Regulations, whether such
reference be specific or by implication, shall mean the
standard, specification, manual, code, or Laws or Regula-
tions in effect at the time of opening of Bids (or on the
Effective Date of the Agreement if there were no Bids),
except as may be otherwise specifically stated in the
Contract Documents.
responsibilities of Owner, Contractor, or Engineer, or any
of their subcontractors, consultants, agents, or employees
from those set forth in the Contract Documents. No such
provision or instruction shall be effective to assign to
Owner, or Engineer, or any of, their Related Entities, any
duty or authority to supervise or direct the performance of
the Work or any duty or authority to undertake respon-
sibility inconsistent with the provisions of the Contract
Documents.
3.03
Reporting and Resolving Discrepancies
A. Reporting Discrepancies
1. Contractor's Reviel-v of Contract Documents
Before Starting Work: Before undertaking each part of the
Work, Contractor shall carefully study and compare the
Contract Documents and check and verify pertinent
figures therein and all applicable field measurements.
Contractor shall promptly report in writing to Engineer
any conflict, error, ambiguity, or discrepancy which
Contractor may discover and shall obtain a written
interpretation or clarification from Engineer before
proceeding with any Work affected thereby.
2. Contractor's Review of Contract Documents
During Pelformance of Work: If, during the performance
of the Work, Contractor discovers any conflict, error,
ambiguity, or discrepancy within the Contract Documents
or between the Contract Documents and any provision of
any Law or Regulation applicable to the performance of
the Work or of any standard, specification, manual or
code, or of any instruction of any Supplier, Contractor
shall promptly report it to Engineer in writing. Contractor
shall not proceed with the Work affected thereby (except
in an emergency as required by Paragraph 6.16.A) until
an amendment or supplement to the Contract Documents
has been issued by one of the methods indicated in
Paragraph 3.04.
3. Contractor shall not be liable to Owner or
Engineer for failure to report any conflict, error, ambigu-
ity, or discrepancy in the Contract Documents unless
Contractor knew or reasonably should have known
thereof.
B. Resolving Discrepancies
1. Except as may be otherwise specifically stated
in the Contract Documents, the provisions of the Contract
Documents shall take precedence in resolving any
conflict, error, ambiguity, or discrepancy between the
provisions of the Contract Documents and:
a. the provisions of any standard, specification,
manual, code, or instruction (whether or not
specifically incorporated by reference in the
Contract Documents); or
2. No proVIsIon of any such standard,
specification, manual or code, or any instruction of a b. the provisions of any Laws or Regulations
Supplier shall be effective to change the duties or applicable to the performance of the Work
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
00700 .
(unless such an interpretation of the provisions
of the Contract Documents would result in viola-
tion of such Law or Regulation).
3.04 Amending
Documents
and
Contract
Supplementing
A. The Contract Documents may be amended to
provide for additions, deletions, and revisions in the Work
or to modify the terms and conditions thereof by either a
Change Order or a Work Change Directive.
B. The requirements of the Contract Documents
may be supplemented, and minor variations and
deviations in the Work may be authorized, by one or more
of the following ways:
1. A Field Order;
2. Engineer's approval of a Shop Drawing or
Sample; (Subject to the provisions of Paragraph
6.17.D.3); or
3. Engineer's
clarification.
written
interpretation
3.05 Reuse of Documents
A. Contractor and any Subcontractor or Supplier
or other individual or entity performing or furnishing all
of the Work under a direct or indirect contract with
Contractor, shall not:
1. have or acquire any title to or ownership
rights in any of the Drawings, Specifications, or
other documents (or copies of any thereot) prepared by or
bearing the seal of Engineer or Engineer's consultants,
including electronic media editions; or
2. reuse any of such Drawings, Specifications,
other documents, or copies thereof on extensions
of the Project or any other project without written consent
of Owner and Engineer and specific written verification
or adaption by Engineer.
B. The prohibition of this Paragraph 3.05 will
survive final payment, or termination of the Contract.
Nothing herein shall preclude Contractor from retaining
copies of the Contract Documents for record purposes.
3.06 Electronic Data
A. Copies of data furnished by Owner or
Engineer to Contractor or Contractor to Owner or
Engineer that may be relied upon are limited to the
printed copies (also known as hard copies). Files in
electronic media format of text, data, graphics, or other
types are furnished only for the convenience of the
receiving party. Any conclusion or information obtained
or derived from such electronic files will be at the user's
or
sole risk. If there is a discrepancy between the electronic
files and the hard copies, the hard copies govern.
B. Because data stored in electronic media
format can deteriorate or be modified inadvertently or
otherwise without authorization of the data's creator, the
party receiving electronic files agrees that it will perform
acceptance tests or procedures within 60 days, after which
the receiving party shall be deemed to have accepted the
data thus transferred. Any errors detected within the 60-
day acceptance period will be corrected by the
transferring party..
C. When transferring documents in electronic
media format, the transferring party makes no
representations as to long t(frm compatibility, usability, or
readability of documents resulting from the use of
software application packages, operating systems, or
computer hardware differing from those used by the
data's creator.
ARTICLE 4 A V AILABILITY
SUBSURFACE AND PHYSICAL
HAZARDOUS ENVIRONMENT AL
REFERENCE POINTS
OF LANDS;
CONDITIONS;
CONDITIONS;
4.01 A vailability of Lands
A. Owner shall furnish the Site. Owner shall
notify Contractor of any encumbrances or restrictions not
of general application but specifically related to use of the
Site with which Contractor must comply in performing
the Work. Owner will obtain in a timely manner and pay
for easements for permanent structures or permanent
changes in existing facilities. If Contractor and Owner are
unable to agree on entitlement to or on the amount or
extent, if any, of any adjustment in the Contract Price or
Contract Times, or both, as a result of any delay in
Owner's furnishing the Site or a part thereof, Contractor
may make a Claim therefor as provided in Paragraph
10.05.
B. Upon reasonable written request, Owner shall
furnish Contractor with a current statement of record legal
title and legal description of the lands upon which the
Work is to be performed and Owner's interest therein as
necessary for giving notice of or filing a mechanic's or
construction lien against such lands in accordance with
applicable Laws and Regulations.
C. Contractor shall provide for all additional
lands and access thereto that may be required for
temporary construction facilities or storage of materials
and equipment.
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
4.02 Subsurface and Physical Conditions
A. Reports and Drawings: The Supplementary
Conditions identify:
1. those reports of explorations and tests of
subsurface conditions at or contiguous to the Site that
Engineer has used in preparing the Contract Documents;
and
2. those drawings of physical conditions in or
relating to existing surface or subsurface structures at or
contiguous to the Site (except Underground Facilities)
that Engineer has used in preparing the Contract
Documents.
B. Limited Reliance by Contractor on Technical
Data Authorized: Contractor may rely upon the general
accuracy of the "technical data" contained in such reports
and drawings, but such reports and drawings are not
Contract Documents. Such "technical data" is identified
in the Supplementary Conditions. Except for such reliance
on such "technical data," Contractor may not rely upon or
make any claim against Owner or Engineer, or any of
their Related Entities with respect to:
1. the completeness of such reports and drawings
for Contractor's purposes, including, but not limited to,
any aspects of the means, methods, techniques,
sequences, and procedures of construction to be employed
by Contractor, and safety precautions and programs
incident thereto; or
2. other data, interpretations, opinions, and
information contained in such reports or shown or
indicated in such drawings; or
3. any Contractor interpretation of or conclusion
drawn from any "technical data" or any such other data,
interpretations, opinions, or information.
4.03
Differing Subslllface or Physical Conditions
A. Notice: If Contractor believes that any subsur-
face or physical condition at or contiguous to the Site that
is uncovered or revealed either:
1. is of such a nature as to establish that any
"technical data" on which Contractor is entitled to rely as
provided in Paragraph 4.02 is materially inaccurate; or
2. is of such a nature as to require a change in the
Contract Documents; or
3. differs materially from that shown or indicated
in the Contract Documents; or
4. is of an unusual nature, and differs materially
from conditions ordinarily encountered and generally
recognized as inherent in work of the character provided
for in the Contract Documents;
then Contractor shall, promptly after becoming aware
thereof and before further disturbing the subsurface or
physical conditions or performing any Work in connec-
tion therewith (except in an emergency as required by
Paragraph 6.16.A), notify Owner and Engineer in writing
about such condition. Contractor shall not further disturb
such condition or perform any Work in connection
therewith (except as aforesaid) until receipt of written
order to do so.
B. Engineer's Review: After receipt of written
notice as required by Paragraph 4.03.A, Engineer will
promptly review the pertinent condition, determine the
necessity of Owner's obtaining additional exploration or
tests with respect thereto, and advise Owner in writing
(with a copy to Contractor) of Engineer's findings and
conclusions.
C. Possible Price and Times Adjustments
1. The Contract Price or the Contract Times, or
both, will be equitably adjusted to the extent that the
existence of such differing subsurface or physical
condition causes an increase or decrease in Contractor's
cost of, or time required for, performance of the Work;
subject, however, to the following:
a. such condition must meet anyone or more of
the categories described in Paragraph 4.03.A;
and
b. with respect to Work that is paid for on a Unit
Price Basis, any adjustment in Contract Price
will be subject to the provisions of Paragraphs
9.07 and 11.03.
2. Contractor shall not be entitled to any
adjustment in the Contract Price or Contract Times if:
a. Contractor knew of the existence of such
conditions at the time Contractor made a final
commitment to Owner with respect to Contract
Price and Contract Times by the submission of a
Bid or becoming bound under a negotiated
contract; or
b. the existence of such condition could
reasonably have been discovered or revealed as a
result of any examination, investigation, explo-
ration, test, or study of the Site and contiguous
areas required by the Bidding Requirements or
Contract Documents to be conducted by or for
Contractor prior to Contractor's making such
final commitment; or
EJCDC C-700 Standard General Conditions of the
Copyright 19 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
c. Contractor failed to give the written notice as
required by Paragraph 4.03.A.
3. If Owner and Contractor are unable to agree
on entitlement to or on the amount or extent, if any, of
any adjustment in the Contract Price or Contract Times,
or both, a Claim may be made therefor as provided in
Paragraph 10.05. However, Owner and Engineer, and any
of their Related Entities shall not be liable to Contractor
for any claims, costs, losses, or damages (including but
not limited to all fees and charges of engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) sustained by
Contractor on or in connection with any other project or
anticipated project.
4.04 Underground Facilities
A. Shown or Indicated: The information and data
shown or indicated in the Contract Documents with
respect to existing Underground Facilities at or
contiguous to the Site is based on information and data
furnished to Owner or Engineer by the owners of such
Underground Facilities, including Owner, or by others.
Unless it is otherwise expressly provided in the Sup-
plementary Conditions:
1. Owner and Engineer shall not be responsible
for the accuracy or completeness of any such information
or data; and
2. the cost of all of the following will be
included in the Contract Price, and Contractor shall have
full responsibility for:
a. reviewing and checking all such information
and data,
b. locating all Underground Facilities shown or
indicated in the Contract Documents,
c. coordination of the Work with the owners of
such Underground Facilities, including Owner,
during construction, and
d. the safety and protection of all such Under-
ground Facilities and repairing any damage
thereto resulting from the Work.
B. Not Shown or Indicated
promptly review the Underground Facility and determine
the extent, if any, to which a change is required in the
Contract Documents to reflect and document the
consequences of the existence or location of the Under-
ground Facility. During such time, Contractor shall be
responsible for the safety and protection of such
Underground Facility.
2. If Engineer concludes that a change in the
Contract Documents is required, a Work Change
Directive or a Change Order will be issued to reflect and
document such consequences. An equitable adjustment
shall be made in the Contract Price or Contract Times, or
both, to the extent that they are attributable to the
existence or location of any Underground Facility that
was not shown or indicated or not shown or indicated
with reasonable accuracy in the Contract Documents and
that Contractor did not know of and could not reasonably
have been expected to be aware of or to have anticipated.
If Owner and Contractor are unable to agree on
entitlement to or on the amount or extent, if any, of any
such adjustment in Contract Price or Contract Times,
Owner or Contractor may make a Claim therefor as
provided in Paragraph 10.05.
4.05 Reference Points
A. Owner shall provide engineering surveys to
establish reference points for construction which in
Engineer's judgment are necessary to enable Contractor
to proceed with the Work. Contractor shall be responsible
for laying out the Work, shall protect and preserve the
established reference points and property monuments, and
shall make no changes or relocations without the prior
written approval of Owner. Contractor shall report to
Engineer whenever any reference point or property
monument is lost or destroyed or requires relocation
because of necessary changes in grades or locations, and
shall be responsible for the accurate replacement or
relocation of such reference points or property
monuments by professionally qualified personnel.
4.06
Hazardous Environmental Condition at Site
A. Reports and Drawings: Reference is made to
the Supplementary Conditions for the identification of
those reports and drawings relating to a Hazardous
Environmental Condition identified at the Site, if any, that
have been utilized by the Engineer in the preparation of
the Contract Documents.
B. Limited Reliance by Contractor on Technical
Data Authorized: Contractor may rely upon the general
accuracy of the "technical data" contained in such reports
and drawings, but such reports and drawings are not
Contract Documents. Such "technical data" is identified
in the Supplementary Conditions. Except for such reliance
on such "technical data," Contractor may not rely upon or
make any claim against Owner or Engineer, or any of
their Related Entities with respect to:
1. If an Underground Facility is uncovered or
revealed at or contiguous to the Site which was not shown
or indicated, or not shown or indicated with reasonable
accuracy in the Contract Documents, Contractor shall,
promptly after becoming aware thereof and before further
disturbing conditions affected thereby or performing any
Work in connection therewith (except in an emergency as
required by Paragraph 6.16.A), identify the owner of such
Underground Facility and give written notice to that
owner and to Owner and Engineer. Engineer will
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright (Q 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
1. the completeness of such reports and drawings
for Contractor's purposes, including, but not limited to,
any aspects of the means, methods, techniques, sequences
and procedures of construction to be employed by
Contractor and safety precautions and programs incident
thereto; or
2. other data, interpretations, opInIOns and
information contained in such reports or shown or
indicated in such drawings; or
3. any Contractor interpretation of or conclusion
drawn from any "technical data" or any such other data,
interpretations, opinions or information.
C. Contractor shall not be responsible for any
Hazardous Environmental Condition uncovered or re-
vealed at the Site which was not shown or indicated in
Drawings or Specifications or identified in the Contract
Documents to be within the scope of the Work.
Contractor shall be responsible for a Hazardous
Environmental Condition created with any materials
brought to the Site by Contractor, Subcontractors,
Suppliers, or anyone else for whom Contractor is
responsible.
D. If Contractor encounters a Hazardous
Environmental Condition or if Contractor or anyone for
whom Contractor is responsible creates a Hazardous
Environmental Condition, Contractor shall immediately:
(i) secure or otherwise isolate such condition; (ii) stop all
Work in connection with such condition and in any area
affected thereby (except in an emergency as required by
Paragraph 6.16.A); and (iii) notify Owner and Engineer
(and promptly thereafter confirm such notice in writing).
Owner shall promptly consult with Engineer concerning
the necessity for Owner to retain a qualified expert to
evaluate such condition or take corrective action, if any.
E. Contractor shall not be required to resume
Work in connection with such condition or in any affected
area until after Owner has obtained any required permits
related thereto and delivered to Contractor written notice:
(i) specifying that such condition and any affected area is
or has been rendered safe for the resumption of Work; or
(ii) specifying any special conditions under which such
Work may be resumed safely. If Owner and Contractor
cannot agree as to entitlement to or on the amount or
extent, if any, of any adjustment in Contract Price or
Contract Times, or both, as a result of such Work stop-
page or such special conditions under which Work is
agreed to be resumed by Contractor, either party may
make a Claim therefor as provided in Paragraph 10.05.
entitlement to or on the amount or extent, if any, of an
adjustment in Contract Price or Contract Times as a result
of deleting such portion of the Work, then either party
may make a Claim therefor as provided in Paragraph
10.05. Owner may have such deleted portion of the Work
performed by Owner's own forces or others in accordance
with Article 7.
G. To the fullest extent permitted by Laws and
Regulations, Owner shall indemnify and hold harmless
Contractor, Subcontractors, and Engineer, and the
officers, directors, partners, employees, agents,
consultants, and subcontractors of each and any of them
from and against all claims, costs, losses, and damages
(including but not limited to all fees and charges of
engineers, architects, attorneys, and other professionals
and all court or arbitration or other dispute resolution
costs) arising out of or relating to a Hazardous
Environmental Condition, provided that such Hazardous
Environmental Condition: (i) was not shown or indicated
in the Drawings or Specifications or identified in the
Contract Documents to be included within the scope of
the Work, and (ii) was not created by Contractor or by
anyone for whom Contractor is responsible. Nothing in
this Paragraph 4.06. G shall obligate Owner to indemnify
any individual or entity from and against the conse-
quences of that individual's or entity's own negligence.
H. To the fullest extent permitted by Laws and
Regulations, Contractor shall indemnify and hold
harmless Owner and Engineer, and the officers, directors,
partners, employees, agents, consultants, and
subcontractors of each and any of them from and against
all claims, costs, losses, and damages (including but not
limited to all fees and charges of engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) arising out of
or relating to a Hazardous Environmental Condition
created by Contractor or by anyone for whom Contractor
is responsible. Nothing in this Paragraph 4.06.H shall
obligate Contractor to indemnify any individual or entity
from and against the consequences of that individual's or
entity's own negligence.
1. The provisions of Paragraphs 4.02, 4.03, and
4.04 do not apply to a Hazardous Environmental
Condition uncovered or revealed at the Site.
ARTICLE 5 - BONDS .A.1~D INSURANCE
5.01 Peljormance, Payment, and Other Bonds
F. If after receipt of such written notice A. Contractor shall furnish performance and
Contractor does not agree to resume such Work based on payment bonds, each in an amount at least equal to the
a reasonable belief it is unsafe, or does not agree to Contract Price as security for the faithful performance and
resume such Work under such special conditions, then payment of all of Contractor's obligations under the
Owner may order the portion of the Work that is in the Contract Documents. These bonds shall remain in effect
area affected by such condition to be deleted from the until one year after the date when final payment becomes
Work. If Owner and Contractor cannot agree as to due or until completion of the correction period specified
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in Paragraph 13.07, whichever is later, except as provided
otherwise by Laws or Regulations or by the Contract
Documents. Contractor shall also furnish such other
bonds as are required by the Contract Documents.
B. All bonds shall be in the form prescribed by
the Contract Documents except as provided otherwise by
Laws or Regulations, and shall be executed by such
sureties as are named in the current list of "Companies
Holding Certificates of Authority as Acceptable Sureties
on Federal Bonds and as Acceptable Reinsuring Compa-
nies" as published in Circular 570 (amended) by the
Financial Management Service, Surety Bond Branch, U.S.
Department of the Treasury. All bonds signed by an agent
must be accompanied by a certified copy of the agent's
authority to act.
C. If the surety on any bond furnished by
Contractor is declared bankrupt or becomes insolvent or
its right to do business is terminated in any state where
any part of the Project is located or it ceases to meet the
requirements of Paragraph 5.01.B, Contractor shall
promptly notify Owner and Engineer and shall, within 20
days after the event giving rise to such notification,
provide another bond and surety, both of which shall
comply with the requirements of Paragraphs 5.01.B and
5.02.
5.02 Licensed Sureties and Insurers
A. All bonds and insurance required by the
Contract Documents to be purchased and maintained by
Owner or Contractor shall be obtained from surety or
insurance companies that are duly licensed or authorized
in the jurisdiction in which the Project is located to issue
bonds or insurance policies for the limits and coverages
so required. Such surety and insurance companies shall
also meet such additional requirements and qualifications
as may be provided in the Supplementary Conditions.
5.03
Certificates of Insurance
A. Contractor shall deliver to Owner, with copies
to each additional insured identified in the Supplementary
Conditions, certificates of insurance (and other evidence
of insurance requested by Owner or any other additional
insured) which Contractor is required to purchase and
maintain.
B. Owner shall deliver to Contractor, with copies
to each additional insured identified in the Supplementary
Conditions, certificates of insurance (and other evidence
of insurance requested by Contractor or any other
additional insured) which Owner is required to purchase
and maintain.
5.04
Contractor's Liability Insurance
from claims set forth below which may arise out of or
result from Contractor's performance of the Work and
Contractor's other obligations under the Contract
Documents, whether it is to be performed by Contractor,
any Subcontractor or Supplier, or by anyone directly or
indirectly employed by any of them to perform any of the
Work, or by anyone for whose acts any of them may be
liable:
1. claims under workers' compensation,
disability benefits, and other similar employee benefit
acts;
2. claims for damages because of bodily injury,
occupational sickness or disease, or death of Contractor's
employees;
3. claims for damages because of bodily injury,
sickness or disease, or death of any person other than
Contractor's employees;
4. claims for damages insured by reasonably
available personal injury liability coverage which are sus-
tained:
a. by any person as a result of an offense directly
or indirectly related to the employment of such
person by Contractor, or
b. by any other person for any other reason;
5. claims for damages, other than to the Work
itself, because of injury to or destruction of tangible
property wherever located, including loss of use resulting
therefrom; and
6. claims for damages because of bodily injury or
death of any person or property damage arising out of the
ownership, maintenance or use of any motor vehicle.
B. The policies of insurance required by this
Paragraph 5.04 shall:
1. with respect to insurance required by
Paragraphs 5.04.A.3 through 5.04.A.6 inclusive, include
as additional insured (subject to any customary exclusion
regarding professional liability) Owner and Engineer, and
any other individuals or entities identified in the Supple-
mentary Conditions, all of whom shall be listed as addi-
tional insureds, and include coverage for the respective
officers. directors, partners, employees, agents,
consultants and subcontractors of each and any of all such
additional insureds, and the insurance afforded to these
additional insureds shall provide primary coverage for all
claims covered thereby;
2. include at least the specific coverages and be
written for not less than the limits of liability provided in
the Supplementary Conditions or required by Laws or
Regulations, whichever is greater;
A. Contractor shall purchase and maintain such
liability and other insurance as is appropriate for the
Work being performed and as will provide protection
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright <9 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
3. include completed operations insurance;
4. include contractual
covering Contractor's indemnity
Paragraphs 6.11 and 6.20;
liability insurance
obligations under
5. contain a provIsion or endorsement that the
coverage afforded will not be canceled, materially
changed or renewal refused until at least 30 days prior
written notice has been given to Owner and Contractor
and to each other additional insured identified in the
Supplementary Conditions to whom a certificate of
insurance has been issued (and the certificates of
insurance furnished by the Contractor pursuant to
Paragraph 5.03 will so provide);
6. remain in effect at least until final payment
and at all times thereafter when Contractor may be
correcting, removing, or replacing defective Work in
accordance with Paragraph 13.07; and
7. with respect to completed operations insur-
ance, and any insurance coverage written on a claims-
made basis, remain in effect for at least two years after
final payment.
a. Contractor shall furnish Owner and each other
additional insured identified in the Supple-
mentary Conditions, to whom a certificate of
insurance has been issued, evidence satisfactory
to Owner and any such additional insured of
continuation of such insurance at final payment
and one year thereafter.
5.05 Owner's Liability Insurance
A. In addition to the insurance required to be
provided by Contractor under Paragraph 5.04, Owner, at
Owner's option, may purchase and maintain at Owner's
expense Owner's own liability insurance as will protect
Owner against claims which may arise from operations
under the Contract Documents.
5.06 Property Insurance
A. Unless otherwise provided in the Supple-
mentary Conditions, Owner shall purchase and maintain
property insurance upon the Work at the Site in the
amount of the full replacement cost thereof (subject to
such deductible amounts as may be provided in the
Supplementary Conditions or required by Lmvs and
Regulations). This insurance shall:
1. include the interests of Owner, Contractor,
Subcontractors, and Engineer, and any other individuals
or entities identified in the Supplementary Conditions,
and the officers, directors, partners, employees, agents,
consultants and subcontractors of each and any of them,
each of whom is deemed to have an insurable interest and
shall be listed as an insured or additional insured;
2. be written on a Builder's Risk "all-risk" or
open peril or special causes of loss policy form that shall
at least include insurance for physical loss or damage to
the Work, temporary buildings, false work, and materials
and equipment in transit, and shall insure against at least
the following perils or causes of loss: fire, lightning,
extended coverage, theft, vandalism and malicious
mischief, earthquake, collapse, debris removal,
demolition occasioned by enforcement of Laws and
Regulations, water damage, (other than caused by flood)
and such other perils or causes of loss as may be specifi-
cally required by the Supplementary Conditions;
3. include expenses incurred in the repair or
replacement of any insured property (including but not
limited to fees and charges of engineers and architects);
4. cover materials and equipment stored at the
Site or at another location that was agreed to in writing by
Owner prior to being incorporated in the Work, provided
that such materials and equipment have been included in
an Application for Payment recommended by Engineer;
5. allow for partial utilization of the Work by
Owner;
6. include testing and startup; and
7. be maintained in effect until final payment is
made unless otherwise agreed to in writing by Owner,
Contractor, and Engineer with 30 days written notice to
each other additional insured to whom a certificate of
insurance has been issued.
B. Owner shall purchase and maintain such
boiler and machinery insurance or additional property
insurance as may be required by the Supplementary
Conditions or Laws and Regulations which will include
the interests of Owner, Contractor, Subcontractors, and
Engineer, and any other individuals or entities identified
in the Supplementary Conditions, and the officers,
directors, partners, employees, agents, consultants and
subcontractors of each and any of them, each of whom is
deemed to have an insurable interest and shall be listed as
an insured or additional insured.
C. All the policies of insurance (and the certifi-
cates or other evidence thereof) required to be purchased
and maintained in accordance with Paragraph 5.06 will
contain a provision or endorsement that the coverage
afforded will not be canceled or materially changed or
renewal refused until at least 30 days prior written notice
has been given to Owner and Contractor and to each other
additional insured to whom a certificate of insurance has
been issued and will contain waiver provisions in accor-
dance with Paragraph 5.07.
D. Owner shall not be responsible for purchasing
and maintaining any property insurance specified in this
Paragraph 5.06 to protect the interests of Contractor,
Subcontractors. or others in the Work to the extent of any
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00700 - 16
deductible amounts that are identified in the Supple-
mentary Conditions. The risk of loss within such
identified deductible amount will be borne by Contractor,
Subcontractors, or others suffering any such loss, and if
any of them wishes property insurance coverage within
the limits of such amounts, each may purchase and
maintain it at the purchaser's own expense.
E. If Contractor requests in writing that other
special insurance be included in the property insurance
policies provided under Paragraph 5.06, Owner shall, if
possible, include such insurance, and the cost thereof will
be charged to Contractor by appropriate Change Order.
Prior to commencement of the Work at the Site, Owner
shall in writing advise Contractor whether or not such
other insurance has been procured by Owner.
5.07 Waiver of Rights
A. Owner and Contractor intend that all policies
purchased in accordance with Paragraph 5.06 will protect
Owner, Contractor, Subcontractors, and Engineer, and all
other individuals or entities identified in the Supple-
mentary Conditions to be listed as insureds or additional
insureds (and the officers, directors, partners, employees,
agents, consultants and subcontractors of each and any of
them) in such policies and will provide primary coverage
for all losses and damages caused by the perils or causes
of loss covered thereby. All such policies shall contain
provisions to the effect that in the event of payment of
any loss or damage the insurers will have no rights of
recovery against any of the insureds or additional insureds
thereunder. Owner and Contractor waive all rights against
each other and their respective officers, directors,
partners, employees, agents, consultants and
subcontractors of each and any of them for all losses and
damages caused by, arising out of or resulting from any of
the perils or causes of loss covered by such policies and
any other property insurance applicable to the Work; and,
in addition, waive all such rights against Subcontractors,
and Engineer, and all other individuals or entities
identified in the Supplementary Conditions to be listed as
insured or additional insured (and the officers, directors,
partners, employees, agents, consultants and
subcontractors of each and any of them) under such
policies for losses and damages so caused. None of the
above waivers shall extend to the rights that any party
making such waiver may have to the proceeds of
insurance held by Owner as trustee or otherwise payable
under any policy so issued.
B. Owner waives all rights against Contractor,
Subcontractors, and Engineer, and the officers, directors,
partners, employees, agents, consultants and
subcontractors of each and any of them for:
1. loss due to business interruption, loss of use,
or other consequential loss extending beyond direct
physical loss or damage to Owner's property or the Work
caused by, arising out of, or resulting from fire or other
perils whether or not insured by Owner; and
2. loss or damage to the completed Project or
part thereof caused by, arising out of, or resulting from
fire or other insured peril or cause of loss covered by any
property insurance maintained on the completed Project
or part thereof by Owner during partial utilization
pursuant to Paragraph 14.05, after Substantial Completion
pursuant to Paragraph 14.04, or after final payment
pursuant to Paragraph 14.07.
C. Any insurance policy maintained by Owner
covering any loss, damage or consequential loss referred
to in Paragraph 5.07.B shall contain provisions to the
effect that in the event of payment of any such loss,
damage, or consequential loss, the insurers will have no
rights of recovery against Contractor, Subcontractors, or
Engineer, and the officers, directors, partners, employees,
agents, consultants and subcontractors of each and any of
them.
5.08 Receipt and Application of Insurance Proceeds
A. Any insured loss under the policies of
insurance required by Paragraph 5.06 will be adjusted
with Owner and made payable to Owner as fiduciary for
the insureds, as their interests may appear, subject to the
requirements of any applicable mortgage clause and of
Paragraph 5.08.B. Owner shall deposit in a separate
account any money so received and shall distribute it in
accordance with such agreement as the parties in interest
may reach. If no other special agreement is reached, the
damaged "Work shall be repaired or replaced, the moneys
so received applied on account thereof, and the Work and
the cost thereof covered by an appropriate Change Order.
B. Owner as fiduciary shall have power to adjust
and settle any loss with the insurers unless one of the
parties in interest shall object in writing within IS days
after the occurrence of loss to Owner's exercise of this
pO\ver. If such objection be made, Owner as fiduciary
shall make settlement with the insurers in accordance with
such agreement as the parties in interest may reach. If no
such agreement among the parties in interest is reached,
Owner as fiduciary shall adjust and settle the loss with the
insurers and, if required in writing by any party in
interest, Owner as fiduciary shall give bond for the proper
performance of such duties.
5.09 Acceptance of Bonds and Insurance; Option to
Replace
A. If either Owner or Contractor has any
objection to the coverage afforded by or other provisions
of the bonds or insurance required to be purchased and
maintained by the other party in accordance with Article 5
on the basis of non-conformance with the Contract
EJ CDC C.700 Standard General Conditions of the Construction Contract.
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00700.17
Documents, the objecting party shall so notify the other
party in writing within 10 days after receipt of the
certificates (or other evidence requested) required by
Paragraph 2.01.B. Owner and Contractor shall each
provide to the other such additional information in respect
of insurance provided as the other may reasonably
request. If either party does not purchase or maintain all
of the bonds and insurance required of such party by the
Contract Documents, such party shall notify the other
party in writing of such failure to purchase prior to the
start of the Work, or of such failure to maintain prior to
any change in the required coverage. Without prejudice to
any other right or remedy, the other party may elect to
obtain equivalent bonds or insurance to protect such other
party's interests at the expense of the party who was
required to provide such coverage, and a Change Order
shall be issued to adjust the Contract Price accordingly.
5.10 Partial Utilization, Acknowledgment of Property
Insurer
A. If Owner finds it necessary to occupy or use a
portion or portions of the Work prior to Substantial
Completion of all the Work as provided in Paragraph
14.05, no such use or occupancy shall commence before
the insurers providing the property insurance pursuant to
Paragraph 5.06 have acknowledged notice thereof and in
writing effected any changes in coverage necessitated
thereby. The insurers providing the property insurance
shall consent by endorsement on the policy or policies,
but the property insurance shall not be canceled or
permitted to lapse on account of any such partial use or
occupancy.
ARTICLE 6 - CONTRACTOR'S RESPONSIBILITIES
6.0 I Supervision and Superintendence
A. Contractor shall supervise, inspect, and direct
the Work competently and efficiently, devoting such
attention thereto and applying such skills and expertise as
may be necessary to perform the Work in accordance with
the Contract Documents. Contractor shall be solely
responsible for the means, methods, techniques,
sequences, and procedures of construction. Contractor
shall not be responsible for the negligence of Owner or
Engineer in the design or specification of a specific
means, method, technique, sequence, or procedure of
construction which is shown or indicated in and expressly
required by the Contract Documents.
B. At all times during the progress of the Work,
Contractor shall assign a competent resident superin-
tendent who shall not be replaced without written notice
to Owner and Engineer except under extraordinary
circumstances. The superintendent will be Contractor's
representative at the Site and shall have authority to act on
behalf of Contractor. All communications given to or
received from the superintendent shall be binding on
Contractor.
6.02 Labor; Working Hours
A. Contractor shall provide competent, suitably
qualified personnel to survey and layout the Work and
perform construction as required by the Contract Docu-
ments. Contractor shall at all times maintain good disci-
pline and order at the Site.
B. Except as otherwise required for the safety or
protection of persons or the Work or property at the Site
or adjacent thereto, and except as otherwise stated in the
Contract Documents, all Work at the Site shall be
performed during regular working hours. Contractor will
not permit the performance of Work on a Saturday,
Sunday, or any legal holiday without Owner's written
consent (which will not be unreasonably withheld) given
after prior written notice to Engineer.
6.03 Services, Materials, and Equipment
A. Unless otherwise specified in the Contract
Documents, Contractor shall provide and assume full
responsibility for all services, materials, equipment, labor,
transportation, construction equipment and machinery,
tools, appliances, fuel, power, light, heat, telephone,
water, sanitary facilities, temporary facilities, and all other
facilities and incidentals necessary for the performance,
testing, start-up, and completion of the Work.
B. All materials and equipment incorporated into
the Work shall be as specified or, if not specified, shall be
of good quality and new, except as otherwise provided in
the Contract Documents. All special warranties and
guarantees required by the Specifications shall expressly
run to the benefit of Owner. If required by Engineer.
Contractor shall furnish satisfactory evidence (including
reports of required tests) as to the source, kind, and
quality of materials and equipment.
C. All materials and equipment shall be stored,
applied, installed, connected, erected, protected, used,
cleaned. and conditioned in accordance with instructions
of the applicable Supplier, except as otherwise may be
provided in the Contract Documents.
6.04 Progress Schedule
A. Contractor shall adhere to the Progress
Schedule established in accordance with Paragraph 2.07
as it may be adjusted from time to time as provided
below.
EJCDC C-700 Standard General Conditions of the Construction Contract.
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00700 .
1. Contractor shall submit to Engineer for
acceptance (to the extent indicated in Paragraph 2.07)
proposed adjustments in the Progress Schedule that will
not result in changing the Contract Times. Such adjust-
ments will comply with any provisions of the General Re-
quirements applicable thereto.
2) it will conform substantially to the
detailed requirements of the item named in the
Contract Documents.
2. Substitute Items
2. Proposed adjustments in the Progress
Schedule that will change the Contract Times shall be
submitted in accordance with the requirements of Article
12. Adjustments in Contract Times may only be made by
a Change Order.
a. If in Engineer's sole discretion an item of
material or equipment proposed by Contractor
does not qualify as an "or-equal" item under
Paragraph 6.05 .Al, it will be considered a
proposed substitute item.
A Whenever an item of material or equipment is
specified or described in the Contract Documents by
using the name of a proprietary item or the name of a
particular Supplier, the specification or description is
intended to establish the type, function, appearance, and
quality required. Unless the specification or description
contains or is followed by words reading that no like,
equivalent, or "or-equal" item or no substitution is
permitted, other items of material or equipment or
material or equipment of other Suppliers may be
submitted to Engineer for review under the circumstances
described below.
b. Contractor shall submit sufficient information
as provided below to allow Engineer to
determine that the item of material or equipment
proposed is essentially equivalent to that named
and an acceptable substitute therefor. Requests
for review of proposed substitute items of
material or equipment will not be accepted by
Engineer from anyone other than Contractor.
6.05 Substitutes and "Or-Equals"
c. The requirements for review by Engineer will
be as set forth in Paragraph 6.05.A2.d, as
supplemented in the General Requirements and
as Engineer may decide is appropriate under the
circumstances.
1. "Or-Equal" Items: If in Engineer's sole
discretion an item of material or equipment proposed by
Contractor is functionally equal to that named and
sufficiently similar so that no change in related Work will
be required, it may be considered by Engineer as an
"or-equal" item, in which case review and approval of the
proposed item may, in Engineer's sole discretion, be
accomplished without compliance with some or all of the
requirements for approval of proposed substitute items.
For the purposes of this Paragraph 6.05 .Al, a proposed
item of material or equipment will be considered
functionally equal to an item so named if:
d. Contractor shall make written application to
Engineer for review of a proposed substitute item
of material or equipment that Contractor seeks to
furnish or use. The application:
1) shall certi fy that the proposed substi-
tute item will:
a) perform adequately the functions and
achieve the results called for by the
general design,
a. in the exercise of reasonable judgment
Engineer determines that:
b) be similar In substance to that
specified, and
1) it is at least equal in materials of
construction, quality, durability, appearance,
strength, and design characteristics;
c) be suited to the same use as that
specified;
2) will state:
2) it will reliably perform at least
equally well the function and achieve the results
imposed by the design concept of the completed
Project as a functioning whole,
a) the extent, if any, to which the use of
the proposed substitute item will preju-
dice Contractor's achievement of
Substantial Completion on time;
1) there will be no increase in cost to
the Owner or increase in Contract Times, and
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright <9 2002 National Society of Professional Engineers for EJ CDC. All rights reserved.
b) whether or not use of the proposed
substitute item in the Work will require
a change in any of the Contract Docu-
ments (or in the provisions of any other
direct contract with Owner for other
work on the Project) to adapt the design
to the proposed substitute item; and
3) it has a proven record of performance
and availability ofresponsive service; and
b. Contractor certifies that, if approved and
incorporated into the Work:
c) whether or not incorporation or use
of the proposed substitute item in con-
nection with the Work is subject to
payment of any license fee or royalty;
3) will identify:
a) all vanatlOns of the proposed
substitute item from that specified, and
b) available engineering, sales,
maintenance, repair, and replacement
services;
4) and shall contain an itemized esti-
mate of all costs or credits that will result
directly or indirectly from use of such substitute
item, including costs of redesign and claims of
other contractors affected by any resulting
change,
B. Substitute Construction Methods or Proce-
dures: If a specific means, method, technique, sequence,
or procedure of construction is expressly required by the
Contract Documents, Contractor may furnish or utilize a
substitute means, method, technique, sequence, or
procedure of construction approved by Engineer.
Contractor shall submit sufficient information to allow
Engineer, in Engineer's sole discretion, to determine that
the substitute proposed is equivalent to that expressly
called for by the Contract Documents. The requirements
for review by Engineer will be similar to those provided
in Paragraph 6.05.A.2.
C. Engineer's Evaluation: Engineer will be
allowed a reasonable time within which to evaluate each
proposal or submittal made pursuant to Paragraphs 6.05.A
and 6.05.B. Engineer may require Contractor to furnish
additional data about the proposed substitute item.
Engineer will be the sole judge of acceptability. No "or
equal" or substitute will be ordered, installed or utilized
until Engineer's review is complete, which will be
evidenced by either a Change Order for a substitute or an
approved Shop Drawing for an "or equal." Engineer will
advise Contractor in writing of any negative
determination.
D. Special Guarantee: Owner may require
Contractor to furnish at Contractor's expense a special
performance guarantee or other surety with respect to any
substitute.
Documents (or in the provlSlons of any other direct
contract with Owner) resulting from the acceptance of
each proposed substitute.
F. Contractor's Expense: Contractor shall
provide all data in support of any proposed substitute or
"or-equal" at Contractor's expense.
6.06 Concerning Subcontractors, Suppliers, and
Others
A. Contractor shall not employ any Subcon-
tractor, Supplier, or other individual or entity (including
those acceptable to Owner as indicated in Paragraph
6.06.B), whether initially or as a replacement, against
whom Owner may have reasonable objection. Contractor
shall not be required to employ any Subcontractor,
Supplier, or other individual or entity to furnish or
perform any of the Work against whom Contractor has
reasonable objection.
B. If the Supplementary Conditions require the
identity of certain Subcontractors, Suppliers, or other
individuals or entities to be submitted to Owner in
advance for acceptance by Owner by a specified date
prior to the Effective Date of the Agreement, and if
Contractor has submitted a list thereof in accordance with
the Supplementary Conditions, Owner's acceptance
(either in writing or by failing to make written objection
thereto by the date indicated for acceptance or objection
in the Bidding Documents or the Contract Documents) of
any such Subcontractor, Supplier, or other individual or
entity so identified may be revoked on the basis of reason-
able objection after due investigation. Contractor shall
submit an acceptable replacement for the rejected
Subcontractor, Supplier, or other individual or entity, and
the Contract Price will be adjusted by the difference in the
cost occasioned by such replacement, and an appropriate
Change Order will be issued. No acceptance by Owner of
any such Subcontractor, Supplier, or other individual or
entity, whether initially or as a replacement, shall consti-
tute a waiver of any right of Owner or Engineer to reject
defecti ve Work.
C. Contractor shall be fully responsible to Owner
and Engineer for all acts and omissions of the
Subcontractors, Suppliers, and other individuals or
entities performing or furnishing any of the Work just as
Contractor is responsible for Contractor's own acts and
omissions. Nothing in the Contract Documents:
1. shall create for the benefit of any such
Subcontractor, Supplier. or other individual or entity any
contractual relationship between Owner or Engineer and
any such Subcontractor, Supplier or other individual or
entity. nor
E. Engineer's Cost Reimbursement: Engineer
will record Engineer's costs in evaluating a substitute
proposed or submitted by Contractor pursuant to
Paragraphs 6.05.A.2 and 6.05.B Whether or not Engineer
approves a substitute item so proposed or submitted by
Contractor, Contractor shall reimburse Owner for the 2. shall anything in the Contract Documents
charges of Engineer for evaluating each such proposed create any obligation on the part of Owner or
substitute. Contractor shall also reimburse Owner for the Engineer to payor to see to the payment of any moneys
of for making changes in the Contract due any such Subcontractor, Supplier. or other individual
EJCDC C-700 Standard General Conditions of the Construction Contract.
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00700 - 20
or entity except as may otherwise be required by Laws
and Regulations.
D. Contractor shall be solely responsible for
scheduling and coordinating the Work of Subcontractors,
Suppliers, and other individuals or entities performing or
furnishing any of the Work under a direct or indirect
contract with Contractor.
E. Contractor shall require all Subcontractors,
Suppliers, and such other individuals or entities per-
forming or furnishing any of the Work to communicate
with Engineer through Contractor.
F. The divisions and sections of the Specifica-
tions and the identifications of any Drawings shall not
control Contractor in dividing the Work among Subcon-
tractors or Suppliers or delineating the Work to be
performed by any specific trade.
G. All Work performed for Contractor by a
Subcontractor or Supplier will be pursuant to an appro-
priate agreement between Contractor and the
Subcontractor or Supplier which specifically binds the
Subcontractor or Supplier to the applicable terms and
conditions of the Contract Documents for the benefit of
Owner and Engineer. Whenever any such agreement is
with a Subcontractor or Supplier who is listed as an
additional insured on the property insurance provided in
Paragraph 5.06, the agreement between the Contractor
and the Subcontractor or Supplier will contain provisions
whereby the Subcontractor or Supplier waives all rights
against Owner, Contractor, and Engineer" and all other
individuals or entities identified in the Supplementary
Conditions to be listed as insureds or additional insureds
(and the officers, directors, partners, employees, agents,
consultants and subcontractors of each and any of them)
for all losses and damages caused by, arising out of,
relating to, or resulting from any of the perils or causes of
loss covered by such policies and any other property
insurance applicable to the Work. If the insurers on any
such policies require separate waiver forms to be signed
by any Subcontractor or Supplier, Contractor will obtain
the same.
6.07
Patent Fees and Royalties
A. Contractor shall pay all license fees and
royalties and assume all costs incident to the use in the
performance of the Work or the incorporation in the Work
of any invention, design, process, product, or device
which is the subject of patent rights or copyrights held by
others. If a particular invention, design, process, product,
or device is specified in the Contract Documents for use
in the performance of the Work and if to the actual
knowledge of Owner or Engineer its use is subject to
patent rights or copyrights calling for the payment of any
license fee or royalty to others, the existence of such
rights shall be disclosed by Owner in the Contract
Documents.
B. To the fullest extent permitted by Laws and
Regulations, Contractor shall indemnify and hold
harmless Owner and Engineer, and the officers, directors,
partners, employees, agents, consultants and
subcontractors of each and any of them from and against
all claims, costs, losses, and damages (including but not
limited to all fees and charges of engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) arising out of
or relating to any infringement of patent rights or
copyrights incident to the use in the performance of the
Work or resulting from the incorporation in the Work of
any invention, design, process, product, or device not
specified in the Contract Documents.
6.08
Permits
A. Unless otherwise provided in the Supple-
mentary Conditions, Contractor shall obtain and pay for
all construction permits and licenses. Owner shall assist
Contractor, when necessary, in obtaining such permits
and licenses. Contractor shall pay all governmental
charges and inspection fees necessary for the prosecution
of the Work which are applicable at the time of opening
of Bids, or, if there are no Bids, on the Effective Date of
the Agreement. Owner shall pay all charges of utility
owners for connections for providing permanent service
to the Work.
6.09
Laws and Regulations
A. Contractor shall give all notices required by
and shall comply with all Laws and Regulations applica-
ble to the performance of the Work. Except where
otherwise expressly required by applicable Laws and
Regulations, neither Owner nor Engineer shall be
responsible for monitoring Contractor's compliance with
any Laws or Regulations.
B. If Contractor performs any Work knowing or
having reason to know that it is contrary to Laws or
Regulations, Contractor shall bear all claims, costs,
losses, and damages (including but not limited to all fees
and charges of engineers, architects, attorneys, and other
professionals and all court or arbitration or other dispute
resolution costs) arising out of or relating to such Work.
However. it shall not be Contractor's primary
responsibility to make certain that the Specifications and
Drawings are in accordance with Laws and Regulations,
but this shall not relieve Contractor of Contractor's
obligations under Paragraph 3.03.
C. Changes in Laws or Regulations not known at
the time of opening of Bids (or, on the Effective Date of
the Agreement if there were no Bids) having an effect on
the cost or time of performance of the Work shall be the
subject of an adjustment in Contract Price or Contract
Times. If Owner and Contractor are unable to agree on
entitlement to or on the amount or extent, if any, of any
such adjustment, a Claim may be made therefor as
provided in Paragraph 10.05.
EJCDC C.700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
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6.10 Taxes
A. Contractor shall pay all sales, consumer, use,
and other similar taxes required to be paid by Contractor
in accordance with the Laws and Regulations of the place
of the Project which are applicable during the
performance of the Work.
6.11 Use of Site and Other Areas
A. Limitation on Use of Site and Other Areas
1. Contractor shall confine construction equip-
ment, the storage of materials and equipment, and the
operations of workers to the Site and other areas
permitted by Laws and Regulations, and shall not
unreasonably encumber the Site and other areas with
construction equipment or other materials or equipment.
Contractor shall assume full responsibility for any
damage to any such land or area, or to the owner or
occupant thereof, or of any adjacent land or areas
resulting from the performance of the Work.
2. Should any claim be made by any such owner
or occupant because of the performance of the Work,
Contractor shall promptly settle with such other party by
negotiation or otherwise resolve the claim by arbitration
or other dispute resolution proceeding or at law.
3. To the fullest extent permitted by Laws and
Regulations, Contractor shall indemnify and hold
harmless Owner and Engineer, and the officers, directors,
partners, employees, agents, consultants and
subcontractors of each and any of them from and against
all claims, costs, losses, and damages (including but not
limited to all fees and charges of engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) arising out of
or relating to any claim or action, legal or equitable,
brought by any such owner or occupant against Owner,
Engineer, or any other party indemnified hereunder to the
extent caused by or based upon Contractor's performance
of the Work.
B. Removal of Debris During Pelformance of the
Work: During the progress of the Work Contractor shall
keep the Site and other areas free from accumulations of
waste materials, rubbish, and other debris. Removal and
disposal of such waste materials, rubbish, and other debris
shall conform to applicable Laws and Regulations.
C. Cleaning: Prior to Substantial Completion of
the Work Contractor shall clean the Site and the Work
and make it ready for utilization by Owner. At the com-
pletion of the Work Contractor shall remove from the Site
all tools. appliances, construction equipment and
machinery, and surplus materials and shall restore to
original condition all property not designated for
alteration by the Contract Documents.
D. Loading Structures: Contractor shall not load
nor permit any part of any structure to be loaded in any
manner that will endanger the structure, nor shall
Contractor subject any part of the Work or adjacent
property to stresses or pressures that will endanger it.
6.12 Record Documents
A. Contractor shall maintain in a safe place at the
Site one record copy of all Drawings, Specifications,
Addenda, Change Orders, Work Change Directives, Field
Orders, and written interpretations and clarifications in
good order and annotated to show changes made during
construction. These record documents together with all
approved Samples and a counterpart of all approved Shop
Drawings will be available to Engineer for reference.
Upon completion of the Work, these record documents,
Samples, and Shop Drawings will be delivered to Engi-
neer for Owner.
6.13 Safety and Protection
A. Contractor shall be solely responsible for
initiating, maintaining and supervising all safety precau-
tions and programs in connection with the Work.
Contractor shall take all necessary precautions for the
safety of, and shall provide the necessary protection to
prevent damage, injury or loss to:
1. all persons on the Site or who may be affected
by the Work;
2. all the Work and materials and equipment to
be incorporated therein, whether in storage on or off the
Site; and
3. other property at the Site or adjacent thereto,
including trees. shrubs, lawns, walks, pavements,
roadways, structures, utilities, and Underground Facilities
not designated for removal, relocation, or replacement in
the course of construction.
B. Contractor shall comply with all applicable
Laws and Regulations relating to the safety of persons or
property, or to the protection of persons or property from
damage, injury, or loss; and shall erect and maintain all
necessary safeguards for such safety and protection.
Contractor shall notify owners of adjacent property and of
Underground Facilities and other utility owners when
prosecution of the Work may affect them, and shall
cooperate with them in the protection, removal,
relocation, and replacement of their property.
C. All damage, injury, or loss to any property
referred to in Paragraph 6.13.A.2 or 6.13.A.3 caused,
directly or indirectly, in whole or in part, by Contractor,
any Subcontractor, Supplier, or any other individual or
entity directly or indirectly employed by any of them to
perform any of the Work, or anyone for whose acts any of
them may be liable, shall be remedied by Contractor
(except damage or loss attributable to the fault of Draw-
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- 22
ings or Specifications or to the acts or omISSions of
Owner or Engineer or , or anyone employed by any of
them, or anyone for whose acts any of them may be
liable, and not attributable, directly or indirectly, in whole
or in part, to the fault or negligence of Contractor or any
Subcontractor, Supplier, or other individual or entity
directly or indirectly employed by any of them).
D. Contractor's duties and responsibilities for
safety and for protection of the Work shall continue until
such time as all the Work is completed and Engineer has
issued a notice to Owner and Contractor in accordance
with Paragraph 14.07.B that the Work is acceptable
(except as otherwise expressly provided in connection
with Substantial Completion).
6.14 Safety Representative
A. Contractor shall designate a qualified and
experienced safety representative at the Site whose duties
and responsibilities shall be the prevention of accidents
and the maintaining and supervising of safety precautions
and programs.
6.15 Hazard Communication Programs
A. Contractor shall be responsible for coordi-
nating any exchange of material safety data sheets or
other hazard communication information required to be
made available to or exchanged between or among
employers at the Site in accordance with Laws or
Regulations.
6.16
Emergencies
A. In emergencies affecting the safety or protec-
tion of persons or the Work or property at the Site or
adjacent thereto, Contractor is obligated to act to prevent
threatened damage, injury, or loss. Contractor shall give
Engineer prompt written notice if Contractor believes that
any significant changes in the Work or variations from the
Contract Documents have been caused thereby or are
required as a result thereof. If Engineer determines that a
change in the Contract Documents is required because of
the action taken by Contractor in response to such an
emergency, a Work Change Directive or Change Order
will be issued.
6.17 Shop Drawings and Samples
A. Contractor shall submit Shop Drawings and
Samples to Engineer for review and approval in accor-
dance with the acceptable Schedule of Submittals (as
required by Paragraph 2.07). Each submittal will be
identified as Engineer may require.
1. Shop Drawings
b. Data shown on the Shop Drawings will be
complete with respect to quantities, dimensions,
specified performance and design criteria,
materials, and similar data to show Engineer the
services, materials, and equipment Contractor
proposes to provide and to enable Engineer to
review the information for the limited purposes
required by Paragraph 6.17.D.
2. Samples: Contractor shall also submit
Samples to Engineer for review and approval in accor-
dance with the acceptable schedule of Shop Drawings and
Sample submittals.
a. Submit number of Samples specified In the
Specifications.
b. Clearly identify each Sample as to material,
Supplier, pertinent data such as catalog numbers,
the use for which intended and other data as
Engineer may require to enable Engineer to
review the submittal for the limited purposes
required by Paragraph 6.17.D.
B. Where a Shop Drawing or Sample is required
by the Contract Documents or the Schedule of Submittals
, any related Work performed prior to Engineer's review
and approval of the pertinent submittal will be at the sole
expense and responsibility of Contractor.
C. Submittal Procedures
1. Before submitting each Shop Drawing or
Sample, Contractor shall have determined and verified:
a. all field measurements, quantities, dimensions,
specified performance and design criteria,
installation requirements, materials, catalog
numbers, and similar information with respect
thereto;
b. the suitability of all materials with respect to
intended use, fabrication, shipping, handling,
storage, assembly, and installation pertaining to
the performance of the Work;
c. all information relative to Contractor's
responsibilities for means, methods, techniques,
sequences, and procedures of construction, and
safety precautions and programs incident thereto;
and
d. shall also ha ve reviewed and coordinated each
Shop Drawing or Sample
Drawings and Samples
requirements of the Work
Documents.
with other Shop
and with the
and the Contract
2. Each submittal shall bear a stamp or specific
written certification that Contractor has satisfied
Contractor's obligations under the Contract Documents
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
a. Submit number of copIes specified In the
General Requirements.
A. To the fullest extent permitted by Laws and
Regulations, Contractor shall indemnify and hold
harmless Owner and Engineer, and the officers, directors,
partners, employees, agents. consultants and
subcontractors of each and any of them from and against
all claims, costs, losses, and damages (including but not
A. Contractor shall carryon the Work and adhere limited to all fees and charges of engineers, architects,
Progress Schedule during all disputes or attorneys, and other professionals and all court or
EJCDC C.700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJ CDC. All rights reserved.
00700 . 24
with respect to Contractor's review and approval of that
submittal.
3. With each submittal, Contractor shall give
Engineer specific written notice of any variations, that the
Shop Drawing or Sample may have from the requirements
of the Contract Documents. This notice shall be both a
written communication separate from the Shop Drawing's
or Sample Submittal; and, in addition, by a specific
notation made on each Shop Drawing or Sample submit-
ted to Engineer for review and approval of each such
variation.
D. Engineer's Review
1. Engineer will provide timely review of Shop
Drawings and Samples in accordance with the Schedule
of Submittals acceptable to Engineer. Engineer's review
and approval will be only to determine if the items
covered by the submittals will, after installation or
incorporation in the Work, conform to the information
given in the Contract Documents and be compatible with
the design concept of the completed Project as a
functioning whole as indicated by the Contract Docu-
ments.
2. Engineer's review and approval will not
extend to means, methods, techniques, sequences, or
procedures of construction (except where a particular
means, method, technique, sequence, or procedure of con-
struction is specifically and expressly called for by the
Contract Documents) or to safety precautions or programs
incident thereto. The review and approval of a separate
item as such will not indicate approval of the assembly in
which the item functions.
3. Engineer's review and approval shall not
relieve Contractor from responsibility for any variation
from the requirements of the Contract Documents unless
Contractor has complied with the requirements of
Paragraph 6.17 .C.3 and Engineer has given written
approval of each such variation by specific written
notation thereof incorporated in or accompanying the
Shop Drawing or Sample. Engineer's review and approval
shall not relieve Contractor from responsibility for
complying with the requirements of Paragraph 6.17 .C.1.
E. Resubmittal Procedures
1. Contractor shall make corrections required by
Engineer and shall return the required number of cor-
rected copies of Shop Drawings and submit, as required,
new Samples for review and approval. Contractor shall
direct specific attention in writing to revisions other than
the corrections called for by Engineer on previous
submittals.
6.18
Continuing the Work
to the
disagreements with Owner. No Work shall be delayed or
postponed pending resolution of any disputes or
disagreements, except as permitted by Paragraph 15.04 or
as Owner and Contractor may otherwise agree in writing.
6.19 Contractor's General Warranty and Guarantee
A. Contractor warrants and guarantees to Owner
that all Work will be in accordance with the Contract
Documents and will not be defective. Engineer and its
Related Entities shall be entitled to rely on representation
of Contractor's warranty and guarantee.
B. Contractor's warranty and guarantee
hereunder excludes defects or damage caused by:
1. abuse, modification, or improper maintenance
or operation by persons other than Contractor, Sub-
contractors, Suppliers, or any other individual or entity for
whom Contractor is responsible; or
2. normal wear and tear under normal usage.
C. Contractor's obligation to perform and
complete the Work in accordance with the Contract
Documents shall be absolute. None of the following will
constitute an acceptance on,Vork that is not in accordance
with the Contract Documents or a release of Contractor's
obligation to perform the Work in accordance with the
Contract Documents:
1. observations by Engineer;
2. recommendation by Engineer or payment by
Owner of any progress or final payment;
3. the issuance of a certificate of Substantial
Completion by Engineer or any payment related thereto
by Owner;
4. use or occupancy of the Work or any part
thereof by Owner;
5. any review and approval of a Shop Drawing or
Sample submittal or the issuance of a notice of acceptabil-
ity by Engineer;
6. any inspection. test, or approval by others; or
7. any correction of defective Work by Owner.
6.20
Indellln ification
arbitration or other dispute resolution costs) arising out of
or relating to the performance of the Work, provided that
any such claim, cost loss, or damage is attributable to
bodily injury, sickness, disease, or death, or to injury to or
destruction of tangible property (other than the Work
itself), including the loss of use resulting therefrom but
only to the extent caused by any negligent act or omission
of Contractor, any Subcontractor, any Supplier, or any
individual or entity directly or indirectly employed by any
of them to perform any of the Work or anyone for whose
acts any of them may be liable.
B. In any and all claims against Owner or
Engineer or any of their respective consultants, agents,
officers, directors, partners, or employees by any employ-
ee (or the survivor or personal representative of such
employee) of Contractor, any Subcontractor, any
Supplier, or any individual or entity directly or indirectly
employed by any of them to perform any of the Work, or
anyone for whose acts any of them may be liable, the
indemnification obligation under Paragraph 6.20.A shall
not be limited in any way by any limitation on the amount
or type of damages, compensation, or benefits payable by
or for Contractor or any such Subcontractor, Supplier, or
other individual or entity under workers' compensation
acts, disability benefit acts, or other employee benefit
acts.
C. The indemnification obligations of Contractor
under Paragraph 6.20.A shall not extend to the liability of
Engineer and Engineer's officers, directors, partners,
employees, agents, consultants and subcontractors arising
out of:
1. the preparation or approval of, or the failure to
prepare or approve, maps, Drawings, opinions, reports,
surveys, Change Orders, designs, or Specifications; or
2. giving directions or instructions, or failing to
give them. if that is the primary cause of the injury or
damage.
6.21
Delegation of Professional Design SenJices
A. Contractor will not be required to provide
professional design services unless such services are
specifically required by the Contract Documents for a
portion of the Work or unless such services are required
to carry out Contractor's responsibilities for construction
means, methods, techniques, sequences and procedures.
Contractor shall not be required to provide professional
services in violation of applicable law.
shall appear on all drawings, calculations, specifications,
certifications, Shop Drawings and other submittals
prepared by such professional. Shop Drawings and other
submittals related to the Work designed or certified by
such professional, if prepared by others, shall bear such
professional's written approval when submitted to
Engineer.
C. Owner and Engineer shall be entitled to rely
upon the adequacy, accuracy and completeness of the
services, certifications or approvals performed by such
design professionals, provided Owner and Engineer have
specified to Contractor all performance and design criteria
that such services must satisfy.
D. Pursuant to this Paragraph 6.21, Engineer's
review and approval of design calculations and design
drawings will be only for the limited purpose of checking
for conformance with performance and design criteria
given and the design concept expressed in the Contract
Documents. Engineer's review and approval of Shop
Drawings and other submittals (except design calculations
and design drawings) will be only for the purpose stated
in Paragraph 6.17.D.1.
E. Contractor shall not be responsible for the
adequacy of the performance or design criteria required
by the Contract Documents.
ARTICLE 7 - OTHER WORK AT THE SITE
7.01 Related Work at Site
A. Owner may perform other work related to the
Project at the Site with Owner's employees, or via other
direct contracts therefor, or have other work performed by
utility owners. If such other work is not noted in the Con-
tract Documents, then:
1. \vritten notice thereof will be given to
Contractor prior to starting any such other work; and
2. if Owner and Contractor are unable to agree
on entitlement to or on the amount or extent, if any, of
any adjustment in the Contract Price or Contract Times
that should be allowed as a result of such other work, a
Claim may be made therefor as provided in Paragraph
10.05.
B. Contractor shall afford each other contractor
who is a party to such a direct contract, each utility owner
B. If professional design services or and Owner. if Owner is performing other work with
certifications by a design professional related to systems, Owner's employees, proper and safe access to the Site, a
materials or equipment are specifically required of reasonable opportunity for the introduction and storage of
Contractor by the Contract Documents, Owner and materials and equipment and the execution of such other
Engineer will specify all performance and design criteria work, and shall properly coordinate the Work with theirs.
that such services must satisfy. Contractor shall cause Contractor shall do all cutting, fitting, and patching of the
such services or certifications to be provided by a Work that may be required to properly connect or
properly licensed professional, whose signature and seal otherwise make its several parts come together and
EJCnC C- 700 Standard General Conditions of the Construction Contract.
Copyright 19 2002 National Society of Professional Engineers for ElCne. All rights reserved.
properly integrate with such other work. Contractor shall
not endanger any work of others by cutting, excavating,
or otherwise altering their work and will only cut or alter
their work with the written consent of Engineer and the
others whose work will be affected. The duties and
responsibilities of Contractor under this Paragraph are for
the benefit of such utility owners and other contractors to
the extent that there are comparable provisions for the
benefit of Contractor in said direct contracts between
Owner and such utility owners and other contractors.
C. If the proper execution or results of any part
of Contractor's Work depends upon work performed by
others under this Article 7, Contractor shall inspect such
other work and promptly report to Engineer in writing any
delays, defects, or deficiencies in such other work that
render it unavailable or unsuitable for the proper
execution and results of Contractor's Work. Contractor's
failure to so report will constitute an acceptance of such
other work as fit and proper for integration with
Contractor's Work except for latent defects and
deficiencies in such other work.
7.02 Coordination
A. If Owner intends to contract with others for
the performance of other work on the Project at the Site,
the following will be set forth in Supplementary Condi-
tions:
1. the individual or entity who will have
authority and responsibility for coordination of the
activities among the various contractors will be identified;
2. the specific matters to be covered by such
authority and responsibility will be itemized; and
3. the extent of such authority and responsibili-
ties will be provided.
B. Unless otherwise provided in the
Supplementary Conditions, Owner shall have sole
authority and responsibility for such coordination.
7.03
Legal Relationships
A. Paragraphs 7.01.A and 7.02 are not applicable
for utilities not under the control of Owner.
B. Each other direct contract of Owner under
Paragraph 7.0 l.A shall provide that the other contractor is
liable to Owner and Contractor for the reasonable direct
delay and disruption costs incurred by Contractor as a
result of the other contractor's actions or inactions.
C. Contractor shall be liable to Owner and any
other contractor for the reasonable direct delay and
disruption costs incurred by such other contractor as a
result of Contractor's action or inactions.
ARTICLE 8 - OWNER'S RESPONSIBILITIES
8.0 I Communications to Contractor
A. Except as otherwise provided in these General
Conditions, Owner shall issue all communications to
Contractor through Engineer.
8.02 Replacement of Engineer
A. In case of termination of the employment of
Engineer, Owner shall appoint an engineer to whom
Contractor makes no reasonable objection, whose status
under the Contract Documents shall be that of the former
Engineer.
8.03 Furnish Data
A. Owner shall promptly furnish the data
required of Owner under the Contract Documents.
8.04 Pay When Due
A. Owner shall make payments to Contractor
when they are due as provided in Paragraphs 14.02.C and
14.07.C.
8.05 Lands and Easements; Reports and Tests
A. Owner's duties in respect of providing lands
and easements and providing engineering surveys to
establish reference points are set forth in Paragraphs 4.01
and 4.05. Paragraph 4.02 refers to Owner's identifying
and making available to Contractor copies of reports of
explorations and tests of subsurface conditions and
drawings of physical conditions in or relating to existing
surface or subsurface structures at or contiguous to the
Site that have been utilized by Engineer in preparing the
Contract Documents.
8.06
Insurance
A. Owner's responsibilities, if any, in respect to
purchasing and maintaining liability and property insur-
ance are set forth in Article 5.
8.07
Change Orders
A. Owner is obligated to execute Change Orders
as indicated in Paragraph 10.03.
8.08 Inspections, Tests, and Approvals
A. Owner's responsibility in respect to certain
inspections, tests, and approvals is set forth in Paragraph
13.03.B.
EJCDC C-700 Standard General Conditions of the Construction Contract.
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00700 - 26
8.09
Limitations on OHmer's Responsibilities
A. The Owner shall not supervise, direct, or have
control or authority over, nor be responsible for,
Contractor's means, methods, techniques, sequences, or
procedures of construction, or the safety precautions and
programs incident thereto, or for any failure of Contractor
to comply with Laws and Regulations applicable to the
performance of the Work. Owner will not be responsible
for Contractor's failure to perform the Work in
accordance with the Contract Documents.
8.10 Undisclosed
Condition
Haz.ardous
Environmental
A. Owner's responsibility in respect to an undis-
closed Hazardous Environmental Condition is set forth in
Paragraph 4.06.
8.11 Evidence of Financial Arrangements
A. If and to the extent Owner has agreed to
furnish Contractor reasonable evidence that financial
arrangements have been made to satisfy Owner's
obligations under the Contract Documents, Owner's
responsibility in respect thereof will be as set forth in the
Supplementary Conditions.
ARTICLE 9 - ENGINEER'S STATUS DURING
CONSTRUCTION
9.01 OHner's Representative
A. Engineer will be Owner's representative
during the construction period. The duties and responsi-
bilities and the limitations of authority of Engineer as
Owner's representative during construction are set forth
in the Contract Documents and will not be changed
without written consent of Owner and Engineer.
9.02 Visits to Site
A. Engineer will make visits to the Site at inter-
vals appropriate to the various stages of construction as
Engineer deems necessary in order to observe as an
experienced and qualified design professional the
progress that has been made and the quality of the various
aspects of Contractor's executed Work. Based on
information obtained during such visits and observations,
Engineer, for the benefit of Owner, will determine, in
general, if the Work is proceeding in accordance with the
Contract Documents. Engineer will not be required to
make exhaustive or continuous inspections on the Site to
check the quality or quantity of the Work. Engineer's
efforts will be directed toward providing for Owner a
greater degree of confidence that the completed Work will
conform generally to the Contract Documents. On the
basis of such visits and observations, Engineer will keep
Owner informed of the progress of the Work and will
endeavor to guard Owner against defective Work.
B. Engineer's visits and observations are subject
to all the limitations on Engineer's authority and
responsibility set forth in Paragraph 9.09. Particularly, but
without limitation, during or as a result of Engineer's
visits or observations of Contractor's Work Engineer will
not supervise, direct, control, or have authority over or be
responsible for Contractor's means, methods, techniques,
sequences, or procedures of construction, or the safety
precautions and programs incident thereto, or for any
failure of Contractor to comply with Laws and
Regulations applicable to the performance of the Work.
9.03 Project Representative
A. If Owner and Engineer agree, Engineer will
furnish a Resident Project Representative to assist
Engineer in providing more extensive observation of the
Work. The authority and responsibilities of any such
Resident Project Representative and assistants will be as
provided in the Supplementary Conditions, and
limitations on the responsibilities thereof will be as
provided in Paragraph 9.09. If Owner designates another
representative or agent to represent Owner at the Site who
is not Engineer's consultant, agent or employee, the
responsibilities and authority and limitations thereon of
such other individual or entity will be as provided in the
Supplementary Conditions.
9.04 Authoriz.ed Variations in Work
A. Engineer may authorize minor variations in
the Work from the requirements of the Contract
Documents which do not involve an adjustment in the
Contract Price or the Contract Times and are compatible
with the design concept of the completed Project as a
functioning whole as indicated by the Contract Docu-
ments. These may be accomplished by a Field Order and
will be binding on Owner and also on Contractor, who
shall perform the Work involved promptly. If Owner or
Contractor believes that a Field Order justifies an
adjustment in the Contract Price or Contract Times, or
both, and the parties are unable to agree on entitlement to
or on the amount or extent, if any, of any such adjustment
, a Claim may be made therefor as provided in Paragraph
10.05.
9.05 Rejecting Defective Work
A. Engineer will have authority to reject Work
which Engineer believes to be defective, or that Engineer
believes will not produce a completed Project that
conforms to the Contract Documents or that will prejudice
the integrity of the design concept of the completed
Project as a functioning whole as indicated by the
Contract Documents. Engineer will also have authority to
require special inspection or testing of the Work as
provided in Paragraph 13.04, whether or not the Work is
fabricated, installed, or completed.
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
9.06
Shop Drawings, Change Orders and Payments
A. In connection with Engineer's authority, and
limitations thereof, as to Shop Drawings and Samples, see
Paragraph 6.17.
B. In connection with Engineer's authority, and
limitations thereof, as to design calculations and design
drawings submitted in response to a delegation of
professional design services, if any, see Paragraph 6.21.
C. In connection with Engineer's authority as to
Change Orders, see Articles 10, 11, and 12.
D. In connection with Engineer's authority as to
Applications for Payment, see Article 14.
9.07 Determinations for Unit Price Work
A. Engineer will determine the actual quantities
and classifications of Unit Price Work performed by
Contractor. Engineer will review with Contractor the
Engineer's preliminary determinations on such matters
before rendering a written decision thereon (by
recommendation of an Application for Payment or
otherwise). Engineer's written decision thereon will be
final and binding (except as modified by Engineer to
reflect changed factual conditions or more accurate data)
upon Owner and Contractor, subject to the provisions of
Paragraph 10.05.
9.08 Decisions on Requirements of Contract
Docllments and Acceptability of \..vork
A. Engineer will be the initial interpreter of the
requirements of the Contract Documents and judge of the
acceptability of the Work thereunder. All matters in
question and other matters between Owner and Contractor
arising prior to the date final payment is due relating to
the acceptability of the Work, and the interpretation of the
requirements of the Contract Documents pertaining to the
performance of the Work, will be referred initially to
Engineer in writing within 30 days of the event giving rise
to the question
B. Engineer will, with reasonable promptness,
render a written decision on the issue referred. If Owner
or Contractor believe that any such decision entitles them
to an adjustment in the Contract Price or Contract Times
or both, a Claim may be made under Paragraph 10.05.
The date of Engineer's decision shall be the date of the
event giving rise to the issues referenced for the purposes
of Paragraph 1O.05.B.
C. Engineer's written decision on the issue
referred will be final and binding on Owner and
Contractor, subject to the provisions of Paragraph 10.05.
partiality to Owner or Contractor and will not be liable in
connection with any interpretation or decision rendered in
good faith in such capacity.
9.09 Limitations on Engineer's Authority and
Responsibilities
A. Neither Engineer's authority or responsibility
under this Article 9 or under any other provision of the
Contract Documents nor any decision made by Engineer
in good faith either to exercise or not exercise such
authority or responsibility or the undertaking, exercise, or
performance of any authority or responsibility by
Engineer shall create, impose, or give rise to any duty in
contract, tort, or otherwise owed by Engineer to
Contractor, any Subcontractor, any Supplier, any other
individual or entity, or to any surety for or employee or
agent of any of them.
B. Engineer will not supervise, direct, control, or
have authority over or be responsible for Contractor's
means, methods, techniques, sequences, or procedures of
construction, or the safety precautions and programs
incident thereto, or for any failure of Contractor to
comply with Laws and Regulations applicable to the
performance of the Work. Engineer will not be respon-
sible for Contractor's failure to perform the 'Work in
accordance with the Contract Documents.
C. Engineer will not be responsible for the acts
or omissions of Contractor or of any Subcontractor, any
Supplier, or of any other individual or entity performing
any of the Work.
D. Engineer's revievi of the final Application for
Payment and accompanying documentation and all
maintenance and operating instructions, schedules,
guarantees, bonds, certificates of inspection, tests and
approvals, and other documentation required to be
delivered by Paragraph 14.07.A will only be to determine
generally that their content complies with the require-
ments of, and in the case of certificates of inspections,
tests, and approvals that the results certified indicate
compliance with the Contract Documents.
E. The limitations upon authority and responsi-
bility set forth in this Paragraph 9.09 shall also apply to,
the Resident Project Representative, if any, and assistants,
if any.
ARTICLE 10 - CHANGES IN THE WORK; CLAIMS
10.01 Authoriz.ed Changes in the Work
A. Without invalidating the Contract and without
notice to any surety, Owner may, at any time or from time
to time, order additions, deletions, or revisions in the
D. When functioning as interpreter and judge Work by a Change Order. or a Work Change Directive.
under this Paragraph 9.08, Engineer will not show Upon receipt of any such document, Contractor shall
EJCDC C.700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
00700 .
promptly proceed with the Work involved which will be
performed under the applicable conditions of the Contract
Documents (except as otherwise specifically provided).
B. If Owner and Contractor are unable to agree
on entitlement to, or on the amount or extent, if any, of an
adjustment in the Contract Price or Contract Times, or
both, that should be allowed as a result of a Work Change
Directive, a Claim may be made therefor as provided in
Paragraph 10.05.
10.02 Unauthorized Changes in the Work
AContractor shall not be entitled to an increase
in the Contract Price or an extension of the Contract
Times with respect to any work performed that is not
required by the Contract Documents as amended,
modified, or supplemented as provided in Paragraph 3.04,
except in the case of an emergency as provided in
Paragraph 6.16 or in the case of uncovering Work as
provided in Paragraph 13.04.B.
10.03 Execution of Change Orders
A Owner and Contractor shall execute appropri-
ate Change Orders recommended by Engineer covering:
1. changes in the Work which are: (i) ordered by
Owner pursuant to Paragraph 10.01.A, (ii) required
because of acceptance of defective Work under Paragraph
13.08.A or Owner's correction of defective Work under
Paragraph 13.09, or (iii) agreed to by the parties;
2. changes in the Contract Price or Contract
Times which are agreed to by the parties, including any
undisputed sum or amount of time for Work actually
performed in accordance with a Work Change Directive;
and
3. changes in the Contract Price or Contract
Times which embody the substance of any written
decision rendered by Engineer pursuant to Paragraph
10.05; provided that, in lieu of executing any such
Change Order, an appeal may be taken from any such
decision in accordance with the provisions of the Contract
Documents and applicable Laws and Regulations, but
during any such appeal, Contractor shall carryon the
Work and adhere to the Progress Schedule as provided in
Paragraph 6.18.A
10.04 Notification to Surety
A. If notice of any change affecting the general
scope of the Work or the provisions of the Contract
Documents (including, but not limited to, Contract Price
or Contract Times) is required by the provisions of any
bond to be given to a surety, the giving of any such notice
will be Contractor's responsibility. The amount of each
applicable bond will be adjusted to retlect the effect of
any such change.
10.05 Claims
A. Engineer's Decision Required: All Claims,
except those waived pursuant to Paragraph 14.09, shall be
referred to the Engineer for decision. A decision by
Engineer shall be required as a condition precedent to any
exercise by Owner or Contractor of any rights or remedies
either may otherwise have under the Contract Documents
or by Laws and Regulations in respect of such Claims.
B. Notice: Written notice stating the general
nature of each Claim, shall be delivered by the claimant to
Engineer and the other party to the Contract promptly (but
in no event later than 30 days) after the start of the event
giving rise thereto. The responsibility to substantiate a
Claim shall rest with the party making the Claim. Notice
of the amount or extent of the Claim, with supporting data
shall be delivered to the Engineer and the other party to
the Contract within 60 days after the start of such event
(unless Engineer allows additional time for claimant to
submit additional or more accurate data in support of such
Claim). A Claim for an adjustment in Contract Price shall
be prepared in accordance with the provisions of
Paragraph 12.01.B. A Claim for an adjustment in Contract
Time shall be prepared in accordance with the provisions
of Paragraph 12.02.B. Each Claim shall be accompanied
by claimant's written statement that the adjustment
claimed is the entire adjustment to which the claimant
believes it is entitled as a result of said event. The
opposing party shall submit any response to Engineer and
the claimant within 30 days after receipt of the claimant's
last submittal (unless Engineer allows additional time).
C. Engineer's Action: Engineer will review each
Claim and, within 30 days after receipt of the last
submittal of the claimant or the last submittal of the
opposing party, if any, take one of the following actions
in writing:
1. deny the Claim in whole or in part,
2. approve the Claim, or
3. notify the parties that the Engineer is unable to
resolve the Claim if, in the Engineer's sole discretion, it
would be inappropriate for the Engineer to do so. For
purposes of further resolution of the Claim, such notice
shall be deemed a denial.
D. In the event that Engineer does not take action
on a Claim within said 30 days, the Claim shall be
deemed denied.
E. Engineer's written action under Paragraph
10.05.C or denial pursuant to Paragraphs 10.05.C.3 or
10.05.D will be final and binding upon Owner and
Contractor, unless Owner or Contractor invoke the
dispute resolution procedure set forth in Article 16 within
30 days of such action or denial.
EJCDC C.700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
00700 . 29
F. No Claim for an adjustment in Contract Price
or Contract Times will be valid if not submitted in
accordance with this Paragraph 10.05.
ARTICLE 11 COST OF THE WORK;
ALLOW ANCES; UNIT PRICE WORK
11.01 Cost of the Work
A. Costs Included: The term Cost of the Work
means the sum of all costs, except those excluded in
Paragraph 11.0 1.B, necessarily incurred and paid by
Contractor in the proper performance of the Work. When
the value of any Work covered by a Change Order or
when a Claim for an adjustment in Contract Price is
determined on the basis of Cost of the Work, the costs to
be reimbursed to Contractor will be only those additional
or incremental costs required because of the change in the
Work or because of the event giving rise to the Claim.
Except as otherwise may be agreed to in writing by
Owner, such costs shall be in amounts no higher than
those prevailing in the locality of the Project, shall include
only the following items, and shall not include any of the
costs itemized in Paragraph 11.0 LB.
1. Payroll costs for employees in the direct
employ of Contractor in the performance of the Work
under schedules of job classifications agreed upon by
Owner and Contractor. Such employees shall include,
without limitation, superintendents, foremen, and other
personnel employed full time at the Site. Payroll costs for
employees not employed full time on the Work shall be
apportioned on the basis of their time spent on the Work.
Payroll costs shall include, but not be limited to, salaries
and wages plus the cost of fringe benefits, which shall
include social security contributions, unemployment,
excise, and payroll taxes, \vorkers' compensation, health
and retirement benefits, bonuses, sick leave, vacation and
holiday pay applicable thereto. The expenses of
performing Work outside of regular working hours, on
Saturday, Sunday, or legal holidays, shall be included in
the above to the extent authorized by Owner.
2. Cost of all materials and equipment furnished
and incorporated in the Work, including costs of
transportation and storage thereof, and Suppliers' field
services required in connection therewith. All cash
discounts shall accrue to Contractor unless Owner
deposits funds with Contractor with which to make pay-
ments, in which case the cash discounts shall accrue to
Owner. All trade discounts, rebates and refunds and
returns from sale of surplus materials and equipment shall
accrue to Owner, and Contractor shall make provisions so
that they may be obtained.
Contractor and shall deliver such bids to Owner, who will
then determine, with the advice of Engineer, which bids,
if any, will be acceptable. If any subcontract provides that
the Subcontractor is to be paid on the basis of Cost of the
Work plus a fee, the Subcontractor's Cost of the Work
and fee shall be determined in the same manner as
Contractor's Cost of the Work and fee as provided in this
Paragraph 11.01.
4. Costs of special consultants (including but not
limited to Engineers, architects, testing laboratories,
surveyors, attorneys, and accountants) employed for
services specifically related to the Work.
5. Supplemental costs including the following:
a. The proportion of necessary transportation,
travel, and subsistence expenses of Contractor's
employees incurred in discharge of duties
connected with the Work.
b. Cost, including transportation and mainte-
nance, of all materials, supplies, equipment,
machinery, appliances, office, and temporary
facilities at the Site, and hand tools not owned by
the workers, which are consumed in the perfor-
mance of the Work, and cost, less market value,
of such items used but not consumed which
remain the property of Contractor.
c. Rentals of all construction equipment and
machinery, and the parts thereof whether rented
from Contractor or others in accordance with
rental agreements approved by Owner with the
advice of Engineer, and the costs of
transportation, loading, unloading, assembly,
dismantling, and removal thereof. All such costs
shall be in accordance with the terms of said
rental agreements. The rental of any such equip-
ment, machinery, or parts shall cease when the
use thereof is no longer necessary for the Work.
d. Sales, consumer, use, and other similar taxes
related to the Work, and for w'hich Contractor is
liable, imposed by Laws and Regulations.
e. Deposits lost for causes other than negligence
of Contractor, any Subcontractor, or anyone
directly or indirectly employed by any of them or
for whose acts any of them may be liable, and
royalty payments and fees for permits and
licenses.
f. Losses and damages (and related expenses)
caused by damage to the Work, not compensated
by insurance or otherwise, sustained by
Contractor in connection with the performance
3. Payments made by Contractor to of the Work (except losses and damages within
Subcontractors for Work performed by Subcontractors. If the deductible amounts of property insurance
required by Owner. Contractor shall obtain competitive established in accordance with Paragraph
bids from subcontractors acceptable to Owner and 5.06.D), provided such losses and damages have
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
A. Where the Contract Documents provide that
all or part of the Work is to be Unit Price Work, initially
the Contract Price will be deemed to include for all Unit
Price Work an amount equal to the sum of the unit price
for each separately identified item of Unit Price Work
C. Contm"o" Fee' When all the Work " t'me> the e>t'mated quantity of "ch '"m 0; 'nd,,,,,d '0
performed on the bO;" of co,t-p lu" Contractor', fee ,hall the Agreement.
EJCDC C.700 Standard General Conditions of the Construction Contract.
COpYr~h< @ 2002 "ti,n'\ S,"'" ,fP"r~ti,~1 Engtn'= roc EJCDC. AD t~"" t~,m"
00700.31
resulted from causes other than the negligence of
Contractor, any Subcontractor, or anyone
directly or indirectly employed by any of them or
for whose acts any of them may be liable. Such
losses shall include settlements made with the
written consent and approval of Owner. No such
losses, damages, and expenses shall be included
in the Cost of the Work for the purpose of
determining Contractor's fee.
g. The cost of utilities, fuel, and sanitary
facilities at the Site.
h. Minor expenses such as telegramS, long
distance telephone calls, telephone service at the
Site, expresses, and similar petty cash items in
connection with the Work.
i. The costs of premiums for all bonds and
insurance Contractor is required by the Contract
Documents to purchase and maintain.
B. Costs Excluded: The term Cost of the Work
shall not include any of the following items:
1. Payroll costs and other compensation of
Contractor's officers, executives, principals (of
partnerships and sole proprietorshipS), general managers,
safety managers, engineers, architects, estimators, attor-
neys, auditors, accountants, purchasing and contracting
agents, expediters, timekeepers, clerks, and other
personnel employed by Contractor, whether at the Site or
in Contractor's principal or branch office for general
administration of the Work and not specifically included
in the agreed upon schedule of job classifications referred
to in Paragraph 11.01.A.l or specifically covered by
Paragraph 11.01.AA, all of which are to be considered
administrative costs covered by the Contractor's fee.
2. Expenses of Contractor's principal and branch
offices other than Contractor's office at the Site.
3. Any part of Contractor's capital expenses,
including interest on Contractor's capital employed for
the Work and charges against Contractor for delinquent
payments.
4. Costs due to the negligence of Contractor, any
Subcontractor, or anyone directly or indirectly employed
by any of them or for whose acts any of them may be
liable, including but not limited to, the correction of
defective Work, disposal of materials or equipment
wrongly supplied, and making good any damage to
property.
5. Other overhead or general expense costs of
any kind and the costs of any item not specifically and
expressly included in Paragraphs 11.0 1.A and 11.0 1.B.
be determined as set forth in the Agreement. When the
value of any Work covered by a Change Order or when a
Claim for an adjustment in Contract Price is determined
on the basis of Cost of the Work, Contractor's fee shall be
determined as set forth in Paragraph 12.01.C.
D. Documentation: Whenever the Cost of the
Work for any purpose is to be determined pursuant to
Paragraphs 11.0 LA and 11.0 1.B, Contractor will establish
and maintain records thereof in accordance with generally
accepted accounting practices and submit in a form
acceptable to Engineer an itemized cost breakdown
together with supporting data.
11.02 Allowances
A. It is understood that Contractor has included
in the Contract Price all allowances so named in the
Contract Documents and shall cause the Work so covered
to be performed for such sums and by such persons or
entities as may be acceptable to Owner and Engineer.
B. Cash Allmvances
1. Contractor agrees that:
a. the cash allowances include the cost to
Contractor (less any applicable trade discounts)
of materials and equipment required by the
allowances to be delivered at the Site, and all
applicable taxes; and
b. Contractor's costs for unloading and handling
on the Site, labor, installation, overhead, profit,
and other expenses contemplated for the cash
allowances have been included in the Contract
Price and not in the allowances, and no demand
for additional payment on account of any of the
foregoing will be valid.
C. Contingency Allowance
1. Contractor agrees that a contingency
allowance, if any, is for the sole use of Owner to cover
unanticipated costs.
D. Prior to final payment. an appropriate Change
Order will be issued as recommended by Engineer to
reflect actual amounts due Contractor on account of Work
covered by allowances, and the Contract Price shall be
correspondingly adjusted.
11.03 Unit Price 'Nark
B. The estimated quantItIes of items of Unit
Price Work are not guaranteed and are solely for the
pUrpose of comparison of Bids and determining an initial
Contract Price. Determinations of the actual quantities
and classifications of Unit Price Work performed by
Contractor wi11 be made by Engineer subject to the
Provisions of Paragraph 9.07.
C. Each unit price wi11 be deemed to include an
amount considered by Contractor to be adequate to cover
Contractor's overhead and profit for each separately
identified item.
D. Owner or Contractor may make a Claim for
an adjustment in the Contract Price in accordance with
Paragraph 10.05 if:
1. the quantity of any item of Unit Price Work
performed by COntractor differs materially and signifi-
cantly from the estimated quantity of such item indicated
in the Agreement; and
2. there is no corresponding adjustment with
respect any other item of Work; and
3. COntractor believes that Contractor is entitled
to an increase in Contract Price as a result of having
incurred additional expense or Owner believes that Owner
is entitled to a decrease in Contract Price and the parties
are unable to agree as to the amount of any such increase
or decrease.
ARTICLE 12 - CHANGE OF CONTRACT PRICE;
CHANGE OF CONTRACT TIMES
12.01 Change o/Contract Price
A. The Contract Price may only be changed by a
Change Order. Any Claim for an adjustment in the
Contract Price sha11 be based on written notice submitted
by the party making the Claim to the Engineer and the
other party to the Contract in accordance with the
Provisions of Paragraph 10.05.
B. The value of any Work covered by a Change
Order or of any Claim for an adjustment in the Contract
Price wi11 be determined as fo11ows:
1. where the Work involved is covered by unit
prices Contained in the Contract Documents, by applica-
tion of Such unit prices to the quantities of the items
involved (subject to the provisions of Paragraph 11.03);
or
2. where the Work involved is not covered by
unit prices contained in the Contract Documents, by a
mutually agreed lump Sum (which may include an
a110wance for overhead and profit not necessarily In
accordance with Paragraph 12.01.C.2); or
3. where the Work involved is not COvered by
unit prices contained in the Contract Documents and
agreement to a lump Sum is not reached under Paragraph
12.01.B.2, On the basis of the Cost of the Work
(determined as provided in Paragraph 11.01) plus a
Contractor's fee for overhead and profit (determined as
provided in Paragraph 12.01.C).
C. Contractor's Fee: The Contractor's fee for
overhead and profit sha11 be determined as fo11ows:
1. a mutually acceptable fixed fee; or
2. if a fixed fee is not agreed upon, then a fee
based On the fo11owing percentages of the various portions
of the Cost of the Work:
a. for costs incurred under Paragraphs 11.01.A.l
and 11.01.A.2, the Contractor's fee sha11 be 15
percent;
b. for costs incurred under Paragraph 11.01.A.3,
the Contractor's fee sha11 be five percent;
c. where one or mOre tiers of subcontracts are on
the basis of Cost of the Work plus a fee and no
fixed fee is agreed upon, the intent of Paragraph
12.01.C.2.a is that the Subcontractor who
actua11y performs the Work, at whatever tier, wi11
be paid a fee of 15 percent of the costs incurred
by such Subcontractor under Paragraphs
11.01.A.l and 11.01.A.2 and that any higher tier
Subcontractor and Contractor \vi11 each be paid a
fee of five percent of the amount paid to the next
lower tier Subcontractor;
d. no fee shall be payable On the basis of costs
itemized under Paragraphs 11.01.A.4, 11.01.A.5,
and 11.01.B;
e. the amount of credit to be a110wed by
Contractor to Owner for any change which
results in a net decrease in Cost wi11 be the
amount of the actual net decrease in cost plus a
deduction in Contractor's fee by an amount equal
to five percent of Such net decrease; and
f. when both additions and credits are involved
in anYone change, the adjustment in
Contractor's fee shall be computed on the basis
of the net change in accordance with Paragraphs
12.01.C.2.a through 12.01.C.2.e, inclusive.
12.02
Change 0/ Contract Times
A. The COntract Times may only be changed by
a Change Order. Any Claim for an adjustment in the
Contract Times sha11 be based on written notice submitted
E.JCDC C-700 Standard General Conditions of the Construction Contract.
Copyright 19 2002 National Society of Professional Engineers for E.JCDC. All rights reserved.
00700 - 32
by the party making the Claim to the Engineer and the
other party to the Contract in accordance with the
provisions of Paragraph 10.05.
B. Any adjustment of the Contract Times
covered by a Change Order or any Claim for an
adjustment in the Contract Times will be determined in
accordance with the provisions of this Article 12.
12.03 Delays
A. Where Contractor is prevented from
completing any part of the Work within the Contract
Times due to delay beyond the control of Contractor, the
Contract Times will be extended in an amount equal to
the time lost due to such delay if a Claim is made therefor
as provided in Paragraph 12.02.A. Delays beyond the
control of Contractor shall include, but not be limited to,
acts or neglect by Owner, acts or neglect of utility owners
or other contractors performing other work as contemplat-
ed by Article 7, fires, floods, epidemics, abnormal
weather conditions, or acts of God.
B. If Owner, Engineer, or other contractors or
utility owners performing other work for Owner as
contemplated by Article 7, or anyone for whom Owner is
responsible, delays, disrupts, or interferes with the
performance or progress of the Work, then Contractor
shall be entitled to an equitable adjustment in the Contract
Price or the Contract Times , or both. Contractor's
entitlement to an adjustment of the Contract Times is
conditioned on such adjustment being essential to
Contractor's ability to complete the Work within the
Contract Times.
C If Contractor is delayed in the performance or
progress of the Work by fire, flood, epidemic, abnormal
weather conditions, acts of God, acts or failures to act of
utility owners not under the control of Owner, or other
causes not the fault of and beyond control of Owner and
Contractor, then Contractor shall be entitled to an
equitable adjustment in Contract Times, if such
adjustment is essential to Contractor's ability to complete
the Work within the Contract Times. Such an adjustment
shall be Contractor's sole and exclusive remedy for the
delays described in this Paragraph 12.03.C.
D. Owner, Engineer and the Related Entities of
each of them shall not be liable to Contractor for any
claims, costs, losses, or damages (including but not
limited to all fees and charges of Engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) sustained by
Contractor on or in connection with any other project or
anticipated project.
ARTICLE 13 TESTS A.J.~D INSPECTIONS;
CORRECTION, REMOVAL OR ACCEPTANCE OF
DEFECTIVE WORK
13.01 Notice of Defects
A. Prompt notice of all defective Work of which
Owner or Engineer has actual knowledge will be given to
Contractor. All defective Work may be rejected,
corrected, or accepted as provided in this Article 13.
13.02 Access to Work
A. Owner, Engineer, their consultants and other
representatives and personnel of Owner, independent
testing laboratories, and governmental agencies with
jurisdictional interests will have access to the Site and the
Work at reasonable times for their observation,
inspecting, and testing. Contractor shall provide them
proper and safe conditions for such access and advise
them of Contractor's Site safety procedures and programs
so that they may comply therewith as applicable.
13.03 Tests and Inspections
A. Contractor shall give Engineer timely notice
of readiness of the Work for all required inspections,
tests, or approvals and shall cooperate with inspection and
testing personnel to facilitate required inspections or tests.
B. Owner shall employ and pay for the services
of an independent testing laboratory to perform all
inspections, tests, or approvals required by the Contract
Documents except:
1. for inspections, tests, or approvals covered by
Paragraphs 13.03.C and 13.03.D below;
2. that costs incurred in connection with tests or
inspections conducted pursuant to Paragraph 13.04.B
shall be paid as provided in said Paragraph 13.04.C; and
3. as otherwise specifically provided in the Con-
tract Documents.
C. If Laws or Regulations of any public body
having jurisdiction require any Work (or part thereof)
specifically to be inspected, tested, or approved by an
employee or other representative of such public body,
Contractor shall assume full responsibility for arranging
and obtaining such inspections, tests, or approvals, pay all
costs in connection therewith, and furnish Engineer the
required certificates of inspection or approval.
E. Contractor shall not be entitled to an
adjustment in Contract Price or Contract Times for delays D. Contractor shall be responsible for arranging
within the control of Contractor. Delays attributable to and obtaining and shall pay all costs in connection with
and within the control of a Subcontractor or Supplier shall any inspections, tests, or approvals required for Owner's
be deemed to be delays within the control of Contractor. and Engineer's acceptance of materials or equipment to
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
be incorporated in the Work; or acceptance of materials,
mix designs, or equipment submitted for approval prior to
Contractor's purchase thereof for incorporation in the
Work. Such inspections, tests, or approvals shall be
performed by organizations acceptable to Owner and
Engineer.
E. If any Work (or the work of others) that is to
be inspected, tested, or approved is covered by Contractor
without written concurrence of Engineer, it must, if
requested by Engineer, be uncovered for observation.
F. Uncovering Work as provided in Paragraph
13.03.E shall be at Contractor's expense unless
Contractor has given Engineer timely notice of
Contractor's intention to cover the same and Engineer has
not acted with reasonable promptness in response to such
notice.
13.04 Uncovering Work
A. If any Work is covered contrary to the written
request of Engineer, it must, if requested by Engineer, be
uncovered for Engineer's observation and replaced at
Contractor's expense.
B. If Engineer considers it necessary or advisable
that covered Work be observed by Engineer or inspected
or tested by others, Contractor, at Engineer's request,
shall uncover, expose, or otherwise make available for
observation, inspection, or testing as Engineer may
require, that portion of the Work in question, furnishing
all necessary labor, material, and equipment.
C. If it is found that the uncovered Work is
defective, Contractor shall pay all claims, costs, losses,
and damages (including but not limited to all fees and
charges of engineers, architects, attorneys, and other
professionals and all court or arbitration or other dispute
resolution costs) arising out of or relating to such
uncovering, exposure, observation, inspection, and
testing, and of satisfactory replacement or reconstruction
(including but not limited to all costs of repair or
replacement of work of others); and Owner shall be
entitled to an appropriate decrease in the Contract Price. If
the parties are unable to agree as to the amount thereof,
Owner may make a Claim therefor as provided in
Paragraph 10.05.
D. If, the uncovered Work is not found to be
defective, Contractor shall be allowed an increase in the
Contract Price or an extension of the Contract Times, or
both, directly attributable to such uncovering, exposure,
observation, inspection, testing, replacement, and
reconstruction. If the parties are unable to agree as to the
amount or extent thereof, Contractor may make a Claim
therefor as provided in Paragraph 10.05.
13.05 Owner !vIay Stop the Work
A. If the Work is defective, or Contractor fails to
supply sufficient skilled workers or suitable materials or
equipment, or fails to perform the Work in such a way
that the completed Work will conform to the Contract
Documents, Owner may order Contractor to stop the
Work, or any portion thereof, until the cause for such
order has been eliminated; however, this right of Owner
to stop the Work shall not gi ve rise to any duty on the part
of Owner to exercise this right for the benefit of
Contractor, any Subcontractor, any Supplier, any other
individual or entity, or any surety for, or employee or
agent of any of them.
13.06 Correction or Removal of Defective Work
A. Promptly after receipt of notice, Contractor
shall correct all defective Work, whether or not
fabricated, installed, or completed, or, if the Work has
been rejected by Engineer, remove it from the Project and
replace it with Work that is not defective. Contractor shall
pay all claims, costs, losses, and damages (including but
not limited to all fees and charges of engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) arising out of
or relating to such correction or removal (including but
not limited to all costs of repair or replacement of work of
others).
B. When correcting defective Work under the
terms of this Paragraph 13.06 or Paragraph 13.07,
Contractor shall take no action that \vould void or
otherwise impair Owner's special warranty and guarantee,
if any, on said Work.
13.07 Correction Period
A. If within one year after the date of Substantial
Completion (or such longer period of time as may be
prescribed by the terms of any applicable special
guarantee required by the Contract Documents) or by any
specific provision of the Contract Documents, any Work
is found to be defective, or if the repair of any damages to
the land or areas made available for Contractor's use by
Owner or permitted by Laws and Regulations as
contemplated in Paragraph 6.11.A is found to be
defective, Contractor shall promptly, \vithout cost to
Owner and in accordance with Owner's written
instructions:
1. repair such defective land or areas; or
2. correct such defective Work; or
3. if the defective Work has been rejected by
Owner, remove it from the Project and replace it with
Work that is not defecti ve, and
4. satisfactorily correct or repair or remove and
replace any damage to other Work, to the work of others
or other land or areas resulting therefrom.
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @2002 National Societ)' of Professional Engineers for EJCDC. All rights reserved.
B. If Contractor does not promptly comply with
the terms of Owner's written instructions, or in an
emergency where delay would cause serious risk of loss
or damage, Owner may have the defective Work
corrected or repaired or may have the rejected Work re-
moved and replaced. All claims, costs, losses, and
damages (including but not limited to all fees and charges
of engineers, architects, attorneys, and other professionals
and all court or arbitration or other dispute resolution
costs) arising out of or relating to such correction or repair
or such removal and replacement (including but not
limited to all costs of repair or replacement of work of
others) will be paid by Contractor.
C. In special circumstances where a particular
item of equipment is placed in continuous service before
Substantial Completion of all the Work, the correction
period for that item may start to run from an earlier date if
so provided in the Specifications.
D. Where defective Work (and damage to other
Work resulting therefrom) has been corrected or removed
and replaced under this Paragraph 13.07, the correction
period hereunder with respect to such Work \vill be
extended for an additional period of one year after such
correction or removal and replacement has been
satisfactorily completed.
E. Contractor's obligations under this Paragraph
13.07 are in addition to any other obligation or warranty.
The provisions of this Paragraph 13.07 shall not be
construed as a substitute for or a waiver of the provisions
of any applicable statute of limitation or repose.
13.08 Acceptance of Defective Work
A. If, instead of requiring correction or removal
and replacement of defective 'Work, Owner (and, prior to
Engineer's recommendation of final payment, Engineer)
prefers to accept it, Owner may do so. Contractor shall
pay all claims, costs, losses, and damages (including but
not limited to all fees and charges of engineers, architects,
attorneys, and other professionals and all court or
arbitration or other dispute resolution costs) attributable to
Owner's evaluation of and determination to accept such
defective Work (such costs to be approved by Engineer as
to reasonableness) and the diminished value of the Work
to the extent not otherwise paid by Contractor pursuant to
this sentence. If any such acceptance occurs prior to
Engineer's recommendation of final payment, a Change
Order will be issued incorporating the necessary revisions
in the Contract Documents with respect to the Work, and
Owner shall be entitled to an appropriate decrease in the
Contract Price, reflecting the diminished value of Work
so accepted. If the parties are unable to agree as to the
amount thereof, Owner may make a Claim therefor as
provided in Paragraph 10.05. If the acceptance occurs
after such recommendation, an appropriate amount will be
paid by Contractor to Owner.
13.09 Owner May Correct Defective Work
A. If Contractor fails within a reasonable time
after written notice from Engineer to correct defective
Work or to remove and replace rejected Work as required
by Engineer in accordance with Paragraph 13.06.A, or if
Contractor fails to perform the Work in accordance with
the Contract Documents, or if Contractor fails to comply
with any other provision of the Contract Documents,
Owner may, after seven days written notice to Contractor,
correct or remedy any such deficiency.
B. In exercising the rights and remedies under
this Paragraph 13.09, Owner shall proceed expeditiously.
In connection with such corrective or remedial action,
Owner may exclude Contractor from all or part of the
Site, take possession of all or part of the Work and
suspend Contractor's services related thereto, take posses-
sion of Contractor's tools, appliances, construction
equipment and machinery at the Site, and incorporate in
the Work all materials and equipment stored at the Site or
for which Owner has paid Contractor but which are stored
elsewhere. Contractor shall allow Owner, Owner's
representatives, agents and employees, Owner's other
contractors, and Engineer and Engineer's consultants
access to the Site to enable Owner to exercise the rights
and remedies under this Paragraph.
C. All claims, costs, losses, and damages
(including but not limited to all fees and charges of
engineers, architects, attorneys, and other professionals
and all court or arbitration or other dispute resolution
costs) incurred or sustained by Owner in exercising the
rights and remedies under this Paragraph 13.09 will be
charged against Contractor, and a Change Order will be
issued incorporating the necessary revisions in the
Contract Documents with respect to the Work; and Owner
shall be entitled to an appropriate decrease in the Contract
Price. If the parties are unable to agree as to the amount of
the adjustment, Owner may make a Claim therefor as
provided in Paragraph 10.05. Such claims, costs, losses
and damages will include but not be limited to all costs of
repair, or replacement of work of others destroyed or
damaged by correction, removal, or replacement of
Contractor's defective Work.
D. Contractor shall not be allowed an extension
of the Contract Times because of any delay in the
performance of the Work attributable to the exercise by
Owner of Owner's rights and remedies under this
Paragraph 13.09.
.i\RTICLE 14 - PAYIvIENTS TO CONTRACTOR At"{D
COMPLETION
14.01 Schedule of Values
A. The Schedule of Values established as provid-
ed in Paragraph 2.07.A will serve as tbe basis for progress
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
00700 - 35
payments and \vill be incorporated into a form of Applica-
tion for Payment acceptable to Engineer. Progress
payments on account of Unit Price Work will be based on
the number of units completed.
14.02 Progress Payments
A. Applications for Payments
1. At least 20 days before the date established in
the Agreement for each progress payment (but not more
often than once a month), Contractor shall submit to
Engineer for review an Application for Payment filled out
and signed by Contractor covering the Work completed as
of the date of the Application and accompanied by such
supporting documentation as is required by the Contract
Documents. If payment is requested on the basis of
materials and equipment not incorporated in the Work but
delivered and suitably stored at the Site or at another
location agreed to in writing, the Application for Payment
shall also be accompanied by a bill of sale, invoice, or
other documentation warranting that Owner has received
the materials and equipment free and clear of all Liens
and evidence that the materials and equipment are
covered by appropriate property insurance or other
arrangements to protect Owner's interest therein, all of
which must be satisfactory to Owner.
2. Beginning with the second Application for
Payment, each Application shall include an affidavit of
Contractor stating that all previous progress payments
received on account of the Work have been applied on
account to discharge Contractor's legitimate obligations
associated with prior Applications for Payment.
3. The amount of retainage with respect to
progress payments will be as stipulated in the Agreement.
B. Review of Applications
1. Engineer will, within 10 days after receipt of
each Application for Payment, either indicate in writing a
recommendation of payment and present the Application
to Owner or return the Application to Contractor
indicating in writing Engineer's reasons for refusing to
recommend payment. In the latter case, Contractor may
make the necessary corrections and resubmit the
Application.
2. Engineer's recommendation of any payment
requested in an Application for Payment will constitute a
representation by Engineer to Owner, based on Engineer's
observations on the Site of the executed Work as an
experienced and qualified design professional and on
Engineer's review of the Application for Payment and the
accompanying data and schedules, that to the best of
Engineer's knowledge, information and belief:
b. the quality of the Work is generally in accor-
dance with the Contract Documents (subject to
an evaluation of the Work as a functioning whole
prior to or upon Substantial Completion, to the
results of any subsequent tests called for in the
Contract Documents, to a final determination of
quantities and classifications for Unit Price Work
under Paragraph 9.07, and to any other
qualifications stated in the recommendation); and
c. the conditions precedent to Contractor's being
entitled to such payment appear to have been
fulfilled in so far as it is Engineer's
responsibility to observe the Work.
3. By recommending any such payment Engineer
will not thereby be deemed to have represented that:
a. inspections made to check the quality or the
quantity of the Work as it has been performed
have been exhaustive, extended to every aspect
of the Work in progress, or involved detailed
inspections of the Work beyond the responsi-
bilities specifically assigned to Engineer in the
Contract Documents; or
b. that there may not be other matters or issues
between the parties that might entitle Contractor
to be paid additionally by Owner or entitle
Owner to withhold payment to Contractor.
4. Neither Engineer's review of Contractor's
Work for the purposes of recommending payments nor
Engineer's recommendation of any payment, including
final payment, will impose responsibility on Engineer:
a. to supervise, direct, or control the Work, or
b. for the means, methods, techniques,
sequences, or procedures of construction, or the
safety precautions and programs incident thereto,
or
c. for Contractor's failure to comply with Laws
and Regulations applicable to Contractor's
performance of the Work, or
d. to make any examination to ascertain how or
for what purposes Contractor has used the
moneys paid on account of the Contract Price, or
e. to determine that title to any of the Work,
materials, or equipment has passed to Owner free
and clear of any Liens.
5. Engineer may refuse to recommend the whole
or any part of any payment if, in Engineer's opinion, it
would be incorrect to make the representations to Owner
stated in Paragraph 14.02.B.2. Engineer may also refuse
to recommend any such payment or, because of subse-
quently discovered evidence or the results of subsequent
EJCDC C-700 Standard General Conditions of the Construction Contract.
Copyright <9 2002 National Society of Professional Engineers for E.JCDC. All rights reserved.
00700 -
a. the Work has progressed to the point indicat-
ed;
inspections or tests, revise or revoke any such payment
recommendation previously made, to such extent as may
be necessary in Engineer's opinion to protect Owner from
loss because:
a. the Work is defective, or completed Work has
been damaged, requiring correction or replace-
ment;
b. the Contract Price has been reduced by
Change Orders;
c. Owner has been required to correct defective
Work or complete Work in accordance with
Paragraph 13.09; or
d. Engineer has actual knowledge of the
occurrence of any of the events enumerated in
Paragraph 15.02.A.
C. Payment Becomes Due
1. Ten days after presentation of the Application
for Payment to Owner with Engineer's recommendation,
the amount recommended will (subject to the provisions
of Paragraph 14.02.D) become due, and when due will be
paid by Owner to Contractor.
D. Reduction in Payment
1. Owner may refuse to make payment of the full
amount recommended by Engineer because:
a. claims have been made against Owner on
account of Contractor's performance or furnish-
ing of the Work;
b. Liens have been filed in connection with the
Work, except where Contractor has delivered a
specific bond satisfactory to Owner to secure the
satisfaction and discharge of such Liens;
c. there are other items entitling Owner to a
set-off against the amount recommended; or
d. Owner has actual knowledge of the occurrence
of any of the events enumerated in Paragraphs
14.02.B.5.a through 14.02.B.5.c or Paragraph
15.02.A.
2. If Owner refuses to make payment of the full
amount recommended by Engineer, Owner will give
Contractor immediate written notice (with a copy to
Engineer) stating the reasons for such action and promptly
pay Contractor any amount remaining after deduction of
the amount so withheld. Owner shall promptly pay
Contractor the amount so withheld, or any adjustment
thereto agreed to by Owner and Contractor, when
Contractor corrects to Owner's satisfaction the reasons for
such action.
3. If it is subsequently determined that Owner's
refusal of payment was not justified, the amount
wrongfully withheld shall be treated as an amount due as
determined by Paragraph 14.02.C.!.
14.03 Contractor's Warranty of Title
A. Contractor warrants and guarantees that title
to all Work, materials, and equipment covered by any
Application for Payment, whether incorporated in the
Project or not, will pass to Owner no later than the time of
payment free and clear of all Liens.
14.04 Substantial Completion
A. When Contractor considers the entire Work
ready for its intended use Contractor shall notify Owner
and Engineer in writing that the entire Work is
substantially complete (except for items specifically listed
by Contractor as incomplete) and request that Engineer
issue a certificate of Substantial Completion.
B. Promptly after Contractor's notification, ,
Owner, Contractor, and Engineer shall make an
inspection of the Work to determine the status of
completion. If Engineer does not consider the Work
substantially complete, Engineer will notify Contractor in
writing giving the reasons therefor.
C. If Engineer considers the Work substantially
complete, Engineer will deliver to Owner a tentative
certificate of Substantial Completion which shall fix the
date of Substantial Completion. There shall be attached to
the certificate a tentative list of items to be completed or
corrected before final payment. Owner shall have seven
days after receipt of the tentative certificate during which
to make written objection to Engineer as to any provisions
of the certificate or attached list. If, after considering such
objections, Engineer concludes that the Work is not
substantially complete, Engineer will within 14 days after
submission of the tentative certificate to Owner notify
Contractor in writing, stating the reasons therefor. If, after
consideration of Owner's objections, Engineer considers
the Work substantially complete, Engineer will within
said 14 days execute and deliver to Owner and Contractor
a definitive certificate of Substantial Completion (with a
revised tentative list of items to be completed or correct-
ed) reflecting such changes from the tentative certificate
as Engineer believes justified after consideration of any
objections from Owner.
D. At the time of delivery of the tentative
certificate of Substantial Completion, Engineer will
deliver to Owner and Contractor a written recommen-
dation as to division of responsibilities pending final
payment between Owner and Contractor with respect to
security, operation, safety, and protection of the Work,
maintenance, heat, utilities, insurance, and warranties and
guarantees. Unless Owner and Contractor agree otherwise
in writing and so inform Engineer in writing prior to
Engineer's issuing the definitive certificate of Substantial
EJCDC C- 700 Standard General Conditions of the Construction Contract.
Copyright <9 2002 National Society of Professional Engineers for EJCDC. All rights reserved.
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St. Paul Office
2335 West Highway 35
St. Paul, MN 55113
Fax: 651-636.1311
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J!1f Bonestroo
Rosene
~ Anderlik &
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NEW HOPE, MINNESOTA
2006 INFRASTRUCTURE IMPROVEMENTS
nTLE SHEET
CITY PROJECT No. 790
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